Osaic Holdings, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Osaic Holdings, Inc. reported 6,909 stock positions worth $44.8 billion. Its top holding was Apple (AAPL) at 2.8% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 2.0%) and Microsoft (MSFT, 1.9%). Compared with Q4 2023, it opened 288 new positions, sold out of 386, added to 1,835 and reduced 4,112. The biggest buy was Main Sector Rotation ETF (SECT, shares +525%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −60%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001677044
- Portfolio Value
- $44.8B (Q1 2024)
- SEC Filing
- 0001677044-24-000013 ↗ filed May 10, 2024
Holdings Value
Holdings 6,909 stocks · $44.8B
| AAPL Apple Inc. | 2.83% | 7,398,309 | $1.3B | Reduce -11.3% |
| QQQ Invesco QQQ Trust Series 1 | 2.04% | 2,051,098 | $910.9M | Reduce -3.4% |
| MSFT Microsoft Corp. | 1.93% | 2,056,601 | $865.7M | Reduce -22.2% |
| IVV iShares Core S&P 500 ETF | 1.85% | 1,578,281 | $830.1M | Reduce -60.5% |
| NVDA Nvidia Corp. | 1.74% | 860,454 | $777.5M | Reduce -16.7% |
| AMZN Amazon.com Inc. | 1.42% | 3,528,338 | $636.5M | Reduce -16.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.30% | 1,115,119 | $583.5M | Reduce -3.1% |
| COWZ Pacer US Cash Cows 100 ETF | 1.16% | 8,969,703 | $521.2M | Reduce -2.6% |
| VTI VG Morningstar TS MKT ETF-US | 1.09% | 1,883,017 | $489.5M | Reduce -32.5% |
| VOO Vanguard S&P 500 ETF | 1.06% | 984,612 | $473.4M | Reduce -48.2% |
| SCHG Schwab US Large-Cap Growth | 1.02% | 4,926,478 | $456.8M | Reduce -21.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.99% | 7,227,596 | $444.7M | Reduce -1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.95% | 1,009,573 | $424.5M | Reduce -7.1% |
| JEPI JPMorgan Equity Premium Inco | 0.81% | 6,303,087 | $364.7M | Reduce -2.8% |
| SCHV Schwab US Large-Cap Value | 0.78% | 4,575,921 | $347.7M | Reduce -19.2% |
| SCHD Schwab US DVD Equity ETF | 0.76% | 4,195,780 | $338.3M | Reduce -3.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.68% | 888,352 | $305.9M | Reduce -23.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.65% | 1,772,376 | $288.7M | Reduce -24.7% |
| VIG Vanguard Dividend Apprec ETF | 0.58% | 1,430,951 | $261.4M | Add +5.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.58% | 2,836,885 | $260.5M | Reduce -44.7% |
| META Meta Platforms Inc. Class A | 0.56% | 513,298 | $249.3M | Reduce -20.1% |
| GOOGL Alphabet Inc. Class A | 0.53% | 1,559,292 | $235.4M | Reduce -23.5% |
| IWF iShares Russell 1000 Growth | 0.52% | 694,324 | $234.1M | Reduce -19.5% |
| TLT iShares 20+ Year Treasury BD | 0.51% | 2,429,610 | $229.9M | Reduce -41.0% |
| BND Vanguard Total Bond Market | 0.48% | 2,974,860 | $216.1M | Reduce -32.0% |
| GOOG Alphabet Inc. Class C | 0.48% | 1,407,079 | $214.3M | Reduce -11.8% |
| XLK SS Technology Select Sector | 0.46% | 998,266 | $207.9M | Reduce -9.7% |
| XOM Exxon Mobil Corp. | 0.46% | 1,758,204 | $204.4M | Reduce -10.1% |
| JPM JPMorgan Chase & Co. | 0.45% | 1,006,411 | $201.7M | Reduce -26.1% |
| VEA Vanguard Ftse Developed ETF | 0.44% | 3,885,930 | $195.0M | Reduce -56.2% |
| COST Costco Wholesale Corp. | 0.43% | 259,744 | $190.4M | Reduce -7.8% |
| ITOT iShares Core S&P Total U.S. | 0.40% | 1,571,315 | $181.2M | Reduce -3.1% |
| RDVY First Trust Rising Dividend | 0.40% | 3,155,068 | $176.9M | Reduce -12.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.39% | 770,191 | $176.1M | Reduce -3.5% |
| LLY Eli Lilly & Co. | 0.39% | 221,825 | $172.6M | Reduce -18.6% |
| RSP Invesco S&P 500 Equal Weight | 0.39% | 1,018,668 | $172.3M | Reduce -8.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.38% | 2,335,456 | $170.8M | Reduce -31.4% |
| IJR iShares Core S&P Small-Cap E | 0.38% | 1,532,795 | $169.4M | Reduce -43.4% |
| V Visa Inc. Class A | 0.38% | 603,466 | $168.5M | Reduce -26.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.36% | 650,216 | $162.5M | Reduce -8.3% |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 982,407 | $161.5M | Reduce -64.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.35% | 4,402,646 | $157.8M | Reduce -0.4% |
| IJH iShares Core S&P Midcap ETF | 0.35% | 2,594,480 | $157.6M | Reduce -14.8% |
| MOAT Vaneck Morningstar Wide Moat | 0.35% | 1,739,857 | $156.4M | Add +12.8% |
| GTO Invesco Total Return Bond Et | 0.34% | 3,257,496 | $152.5M | Reduce -11.3% |
| GLD SPDR Gold Shares | 0.34% | 740,351 | $152.4M | Reduce -5.0% |
| TSLA Tesla Inc. | 0.34% | 860,195 | $151.2M | Reduce -5.4% |
| AVGO Broadcom Inc. | 0.33% | 112,281 | $148.9M | Reduce -27.2% |
| IVW iShares S&P 500 Growth ETF | 0.33% | 1,761,712 | $148.8M | Reduce -54.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.33% | 2,955,708 | $148.1M | Reduce -59.4% |
| PG The Procter & Gamble Co. | 0.33% | 900,860 | $146.2M | Reduce -28.8% |
| UNH Unitedhealth Group Inc. | 0.33% | 293,817 | $145.5M | Reduce -26.1% |
| FTCS First Trust Capital Strength | 0.32% | 1,681,241 | $144.0M | Reduce -15.9% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.31% | 723,260 | $138.9M | Reduce -22.7% |
| HD Home Depot Inc. | 0.31% | 359,437 | $137.9M | Reduce -28.0% |
| IWM iShares Russell 2000 ETF | 0.30% | 646,747 | $136.0M | Reduce -26.4% |
| SHY iShares 1-3 Year Treasury Bo | 0.30% | 1,645,166 | $134.5M | Reduce -3.9% |
| DGRO iShares Core Dividend Growth | 0.30% | 2,277,160 | $132.2M | Reduce -30.7% |
| FTSM First Trust Enh Short Mat FD | 0.30% | 2,217,151 | $132.2M | Reduce -18.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.29% | 2,389,490 | $129.6M | Add +26.0% |
| FBND Fidelity Total Bond ETF | 0.29% | 2,841,164 | $128.8M | Reduce -9.0% |
| JPST JPMorgan Ultra-Short Income | 0.28% | 2,518,586 | $127.1M | Reduce -5.7% |
| XLV SS Health Care Select Sector | 0.28% | 857,440 | $126.7M | Reduce -0.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.28% | 4,492,308 | $125.6M | Add +10.6% |
| QQQM Invesco Nasdaq 100 ETF | 0.28% | 686,986 | $125.4M | Reduce -39.1% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.28% | 309,346 | $123.1M | Add +7.9% |
| AGG iShares Core U.S. Aggregate | 0.27% | 1,254,506 | $122.9M | Reduce -66.0% |
| SECT Main Sector Rotation ETF | 0.27% | 2,410,791 | $121.5M | Add +524.6% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.27% | 2,473,578 | $121.3M | Add +39.4% |
| VYM Vanguard High DVD Yield ETF | 0.27% | 1,002,008 | $121.3M | Reduce -11.8% |
| IEMG iShares Core MSCI Emerging | 0.27% | 2,344,117 | $121.0M | Reduce -54.4% |
| MRK Merck & Co. Inc. | 0.27% | 910,200 | $120.1M | Reduce -30.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.26% | 1,594,472 | $118.4M | Reduce -64.9% |
| CVX Chevron Corp. | 0.26% | 744,051 | $117.4M | Reduce -28.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.26% | 3,575,426 | $116.2M | Reduce -18.7% |
| ABBV Abbvie Inc. | 0.26% | 637,615 | $116.2M | Reduce -31.0% |
| XLE SS Energy Select Sector | 0.26% | 1,221,433 | $115.5M | Reduce -9.3% |
| VWO Vanguard Ftse Emerging Marke | 0.25% | 2,683,499 | $112.1M | Reduce -45.9% |
| VGT Vanguard Info Tech ETF | 0.25% | 212,214 | $111.4M | Reduce -3.1% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.25% | 1,431,248 | $111.3M | Reduce -58.8% |
| BIV Vanguard Intermediate-Term B | 0.25% | 1,455,482 | $109.7M | Reduce -32.4% |
| JNJ Johnson & Johnson | 0.24% | 691,218 | $109.4M | Reduce -28.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.24% | 456,974 | $107.8M | Reduce -15.3% |
| XLF SS Financial Select Sector | 0.24% | 2,534,200 | $106.7M | Reduce -6.7% |
| WMT Walmart Inc. | 0.24% | 1,751,583 | $105.4M | Reduce -21.2% |
| IVE iShares S&P 500 Value ETF | 0.23% | 562,479 | $105.1M | Reduce -37.0% |
| CAT Caterpillar Inc. | 0.23% | 284,071 | $104.2M | Reduce -15.9% |
| VZ Verizon Communications Inc. | 0.23% | 2,430,259 | $102.0M | Reduce -28.9% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.23% | 352,972 | $101.2M | Reduce -54.6% |
| SPHQ Invesco S&P 500 Quality ETF | 0.23% | 1,667,109 | $100.7M | Add +6.0% |
| IWY iShares Russell Top 200 Grow | 0.22% | 508,280 | $99.2M | Reduce -54.3% |
| OMFL Invesco Russell 1000 DYN M/F | 0.22% | 1,785,501 | $98.6M | Add +4.6% |
| AMD Advanced Micro Devices | 0.22% | 545,494 | $98.4M | Reduce -13.2% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.22% | 1,939,607 | $98.1M | Reduce -14.1% |
| FVD First Trust Value Line DVD | 0.22% | 2,321,743 | $98.0M | Reduce -31.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.21% | 1,141,445 | $95.4M | Reduce -40.6% |
| SHV iShares 0-1 Year Treasury Bo | 0.21% | 861,955 | $95.3M | Reduce -4.6% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.21% | 1,228,521 | $95.0M | Add +5.4% |
| MCD McDonald's Corp. | 0.21% | 336,202 | $94.8M | Reduce -28.7% |
| BOND PIMCO Active Bond Exchange-T | 0.21% | 1,026,412 | $94.3M | Reduce -21.8% |
Options reported separately and not counted above: META PLATFORMS INC calls ($165K), TESLA INC puts ($162K), SELECT SECTOR SPDR TR puts ($144K), TESLA INC calls ($107K), STATE STR SPDR S&P 500 ETF T puts ($105K), APPLE INC calls ($94K), UBER TECHNOLOGIES INC puts ($89K), NVIDIA CORPORATION calls ($88K), SUPER MICRO COMPUTER INC calls ($86K), INVESCO QQQ TR puts ($70K), PALO ALTO NETWORKS INC calls ($68K), HERSHEY CO calls ($65K), and 195 more.
Other holdings (78): bonds, preferreds, convertibles and warrants · $8.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 2,666 | $3.3M | Reduce -19.8% |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | 76,751 | $1.9M | Reduce -2.8% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,070 | $1.3M | Reduce -37.1% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 8,306 | $358K | Reduce -12.0% |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 51,021 | $205K | Add +7.9% |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | 201 | $200K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 35,130 | $156K | Add +7.2% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 6,355 | $156K | Add +10.1% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 80,028 | $140K | New |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 4,945 | $135K | Reduce -52.1% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 7,099 | $98K | Reduce -17.6% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 1,300 | $62K | No change |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 1,900 | $48K | Reduce -6.3% |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 700 | $41K | Reduce -59.7% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 97 | $40K | No change |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 19,985 | $32K | Add +1.0% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 525 | $30K | New |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 23 | $23K | Add +130.0% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 9,500 | $18K | Reduce -16.7% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 25 | $10K | No change |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 10 | $10K | No change |
| PYXIS TANKERS (PXS 7.75 PERP A) | 7.75% CNV PFD A | 390 | $10K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 10 | $9K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 287 | $9K | Reduce -4.0% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 8 | $8K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 287 | $7K | Reduce -4.0% |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 295 | $7K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 6,775 | $5K | No change |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 300 | $4K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,399 | $3K | New |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 100 | $3K | Reduce -27.5% |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 150 | $3K | Reduce -12.3% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 6,546 | $3K | Reduce -24.8% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 100 | $3K | No change |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | 51,176 | $3K | Add +3.3% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,677 | $2K | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 30 | $2K | Reduce -11.8% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 3 | $2K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 21,499 | $1K | Reduce -19.4% |
| BCTXW Briacell Therapeutics -CW27 | *W EXP 02/26/202 | 800 | $1K | New |
| MKFGW Markforged Holding -CW25 | *W EXP 07/14/202 | 17,500 | $875 | No change |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 5,000 | $800 | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 1,375 | $688 | Add +175.0% |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 750 | $600 | No change |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 750 | $540 | Reduce -85.0% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 38 | $506 | Reduce -54.2% |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 950 | $503 | No change |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 2,500 | $500 | No change |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 400 | $484 | No change |
| BCDAW Biocardia Inc. -CW22 | *W EXP 08/06/202 | 30,590 | $465 | No change |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 450 | $351 | New |
| CIFRW Cipher Mining Inc. | *W EXP 08/27/202 | 250 | $338 | New |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 1,500 | $165 | Reduce -16.7% |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 1,246 | $161 | Reduce -2.6% |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 800 | $160 | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 500 | $122 | Reduce -33.3% |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 37 | $102 | New |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 50 | $101 | No change |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 10,000 | $100 | No change |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 10 | $98 | No change |
| MVSTW Microvast Hold Inc.-CW26 | *W EXP 07/23/202 | 900 | $96 | New |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 100 | $95 | No change |
| DNABW Ginkgo Bioworks -CW27 | *W EXP 09/16/202 | 1,039 | $94 | Reduce -16.1% |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 1,100 | $77 | No change |
| ZEROFOX HLDGS INC | *W EXP 08/03/202 | 800 | $72 | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 300 | $27 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 97 | $24 | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,166 | $23 | No change |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | 625 | $19 | Add +400.0% |
| STANDARD BIOTOOLS INC (LAB 2.75 02/01/34) | NOTE 2.750% 2/0 · principal | 8 | $8 | No change |
| OSI.WS Osiris Acquisition Corp.-CW28 | *W EXP 05/01/202 | 300 | $8 | No change |
| ADTHW Adtheorent Holdings Co.-CW27 | *W EXP 12/26/202 | 34 | $5 | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 490 | $4 | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 27 | $1 | No change |
| AAGRW African Agriculture Hol-CW27 | *W EXP 12/06/202 | 4 | $0 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 2 | $0 | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 4 | $0 | No change |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 12 | $0 | No change |
Lines left out (1) · $10 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| MTBA Simplify MBS ETF | MBS ETF | 0 | $10 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $44.8B.
Portfolio Sells Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Reduce -60.5% | 1.85% | −1.49 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -78.2% | 0.20% | −0.54 |
| VOO Vanguard S&P 500 ETF | Reduce -48.2% | 1.06% | −0.40 |
| AGG iShares Core U.S. Aggregate | Reduce -66.0% | 0.27% | −0.37 |
| QUAL iShares MSCI USA Quality Fac | Reduce -64.5% | 0.36% | −0.35 |
| EFV iShares MSCI Eafe Value ETF | Reduce -84.4% | 0.08% | −0.32 |
| VEA Vanguard Ftse Developed ETF | Reduce -56.2% | 0.44% | −0.31 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -64.9% | 0.26% | −0.30 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -70.4% | 0.17% | −0.28 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -59.4% | 0.33% | −0.26 |
| MBB iShares MBS ETF | Reduce -84.0% | 0.07% | −0.26 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -44.7% | 0.58% | −0.24 |
| TFLO iShares Treasury Floating Ra | Reduce -73.1% | 0.12% | −0.23 |
| VXUS Vanguard Total Intl Stock | Reduce -68.6% | 0.16% | −0.23 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -58.8% | 0.25% | −0.22 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -69.6% | 0.14% | −0.22 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -85.1% | 0.05% | −0.21 |
| TLT iShares 20+ Year Treasury BD | Reduce -41.0% | 0.51% | −0.20 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -78.0% | 0.08% | −0.19 |
| IEMG iShares Core MSCI Emerging | Reduce -54.4% | 0.27% | −0.18 |
| IVW iShares S&P 500 Growth ETF | Reduce -54.5% | 0.33% | −0.18 |
| IWB iShares Russell 1000 ETF | Reduce -74.1% | 0.09% | −0.16 |
| BSV Vanguard Short-Term Bond ETF | Reduce -58.1% | 0.18% | −0.16 |
| ESGU iShares ESG Aware MSCI USA | Reduce -76.4% | 0.08% | −0.16 |
| USFR Wisdomtree Floating Rate Tre | Reduce -57.2% | 0.19% | −0.16 |
| IJR iShares Core S&P Small-Cap E | Reduce -43.4% | 0.38% | −0.13 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -54.6% | 0.23% | −0.13 |
| IWY iShares Russell Top 200 Grow | Reduce -54.3% | 0.22% | −0.12 |
| BLV Vanguard Long-Term Bond ETF | Reduce -78.1% | 0.04% | −0.11 |
| OEF iShares S&P 100 ETF | Reduce -78.5% | 0.05% | −0.11 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -89.4% | 0.02% | −0.11 |
| IYW iShares Ustechnology ETF | Reduce -59.3% | 0.14% | −0.11 |
| VWO Vanguard Ftse Emerging Marke | Reduce -45.9% | 0.25% | −0.11 |
| VXF Vanguard Extended Market ETF | Reduce -60.8% | 0.12% | −0.11 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -65.3% | 0.07% | −0.09 |
| MUB iShares National Muni Bond E | Reduce -45.5% | 0.19% | −0.09 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Reduce -56.5% | 0.13% | −0.08 |
| BND Vanguard Total Bond Market | Reduce -32.0% | 0.48% | −0.08 |
| EMB iShares JP Morgan Usd Emergi | Reduce -66.3% | 0.06% | −0.08 |
| ACN Accenture PLC Class A | Reduce -54.8% | 0.09% | −0.07 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -32.5% | 1.09% | −0.06 |
| ADBE Adobe Inc. | Reduce -36.7% | 0.14% | −0.06 |
| TSLA Tesla Inc. | Reduce -5.4% | 0.34% | −0.06 |
| FIXD First Trust Smith Opportunis | Reduce -46.7% | 0.11% | −0.06 |
| CGCP Cap Group Core Plus Income | Reduce -58.9% | 0.06% | −0.05 |
| TIP iShares Tips Bond ETF | Reduce -49.0% | 0.10% | −0.05 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -39.1% | 0.28% | −0.05 |
| GJUL FT Vest US Equity Moderate B | Reduce -85.5% | 0.01% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -39.9% | 0.16% | −0.05 |
| GILD Gilead Sciences Inc. | Reduce -55.8% | 0.05% | −0.05 |
Portfolio Buys Q4 2023 → Q1 2024
| SECT Main Sector Rotation ETF | Add +524.6% | 0.27% | +0.24 |
| VIG Vanguard Dividend Apprec ETF | Add +5.5% | 0.58% | +0.18 |
| JEPQ JPM Nasdaq Equity Premium | Add +26.0% | 0.29% | +0.12 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +39.4% | 0.27% | +0.12 |
| GMAR FT Vest US Equity Moderate B | Add +2977.8% | 0.12% | +0.12 |
| MOAT Vaneck Morningstar Wide Moat | Add +12.8% | 0.35% | +0.12 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +113.3% | 0.15% | +0.11 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +10.6% | 0.28% | +0.09 |
| DIA SS SPDR Dow Jones Indus Avg | Add +7.9% | 0.28% | +0.09 |
| COIN Coinbase Global Inc. Class A | Add +50.3% | 0.12% | +0.08 |
| SPHQ Invesco S&P 500 Quality ETF | Add +6.0% | 0.23% | +0.08 |
| PJAN Innovator U.S. Equity Power | Add +267.1% | 0.08% | +0.07 |
| OMFL Invesco Russell 1000 DYN M/F | Add +4.6% | 0.22% | +0.07 |
| JAAA Janus Henderson Aaa Clo ETF | Add +58.1% | 0.13% | +0.06 |
| MSTR Strategy Inc. | Add +5.7% | 0.09% | +0.06 |
| SPMO Invesco S&P 500 Momentum ETF | Add +141.5% | 0.09% | +0.06 |
| ET Energy Transfer LP | Add +29.8% | 0.13% | +0.06 |
| VONG Vanguard Russell 1000 Growth | Add +86.5% | 0.09% | +0.06 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +5.4% | 0.21% | +0.05 |
| PMAR Innovator U.S. Equity Power | Add +225.7% | 0.07% | +0.05 |
| CGGR Cap Group Growth Equity | Add +1.9% | 0.15% | +0.05 |
| SCHA Schwab US Small-Cap ETF | Add +0.4% | 0.20% | +0.05 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +13.1% | 0.15% | +0.05 |
| SMH Vaneck Semiconductor ETF | Add +8.8% | 0.11% | +0.05 |
| MTUM iShares MSCI USA Momentum Fa | Add +5.3% | 0.12% | +0.05 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Add +5.8% | 0.17% | +0.05 |
| FDVV Fidelity High Dividend ETF | Add +17.2% | 0.12% | +0.04 |
| SDVY First Trust Smid Cap Rising | Add +7.6% | 0.14% | +0.04 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +9.4% | 0.12% | +0.04 |
| PULS Pgim Ultra Short Bond ETF | Add +19.6% | 0.12% | +0.04 |
| UCON First Trust Smith Unconstrai | Add +59.1% | 0.08% | +0.04 |
| GFEB FT Vest US Equity Moderate B | Add +465.3% | 0.04% | +0.04 |
| JQUA JPMorgan US Quality Factor | Add +108.3% | 0.06% | +0.04 |
| BUYW Main Buywrite ETF | Add +282.3% | 0.05% | +0.04 |
| RWL Invesco S&P 500 Revenue ETF | Add +7.4% | 0.11% | +0.04 |
| TCAF T Rowe PRC Cap Appreciation | Add +15.8% | 0.10% | +0.04 |
| PLTR Palantir Technologies Inc. Class A | Add +2.2% | 0.09% | +0.04 |
| RDVI FT Vest Rising Dividend Achi | Add +44.4% | 0.08% | +0.04 |
| VCLT Vanguard Long-Term Corp. Bond | Add +57.9% | 0.07% | +0.04 |
| JCPB JPMorgan Core Plus Bond ETF | Add +40.6% | 0.08% | +0.04 |
| FNGS Microsectors Fang+ Etns | Add +41.3% | 0.07% | +0.04 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +80.3% | 0.06% | +0.03 |
| PAVE Global X US Infrastructure | Add +19.9% | 0.07% | +0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +5.5% | 0.11% | +0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +74037.4% | 0.03% | +0.03 |
| VIOO Vanguard S&P Small-Cap 600 E | Add +20.3% | 0.09% | +0.03 |
| AMLP Alerian MLP ETF | Add +8.9% | 0.09% | +0.03 |
| JANW Alianzim US Eq BFR20 Jan-Usd | Add +196.1% | 0.04% | +0.03 |
| XYZ Block Inc. | Add +42.3% | 0.06% | +0.03 |
| DBEF Xtrackers MSCI Eafe Hedged E | Add +19.9% | 0.07% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| META PLATFORMS INC | call | Reduce -25.0% | 6 | $165K |
| TESLA INC | put | New | 17 | $162K |
| SELECT SECTOR SPDR TR | put | Add +613.3% | 107 | $144K |
| TESLA INC | call | Add +1140.0% | 62 | $107K |
| STATE STR SPDR S&P 500 ETF T | put | Add +20.6% | 152 | $105K |
| APPLE INC | call | Add +47.6% | 31 | $94K |
| UBER TECHNOLOGIES INC | put | New | 34 | $89K |
| NVIDIA CORPORATION | call | Add +16.7% | 7 | $88K |
| INVESCO QQQ TR | put | Reduce -25.0% | 21 | $70K |
| PALO ALTO NETWORKS INC | call | Add +1100.0% | 12 | $68K |
| HERSHEY CO | call | Add +16.7% | 7 | $65K |
| ARM HOLDINGS PLC | put | New | 7 | $61K |
| CHIPOTLE MEXICAN GRILL INC | call | New | 1 | $60K |
| WEC ENERGY GROUP INC | put | Add +84.2% | 35 | $57K |
| ARM HOLDINGS PLC | call | Add +33.8% | 107 | $55K |
| SUPER MICRO COMPUTER INC | put | New | 2 | $47K |
| SELECT SECTOR SPDR TR | put | Sold out | 17 | $40Kbefore exit |
| ISHARES INC | put | Add +166.7% | 16 | $34K |
| CLEVELAND-CLIFFS INC NEW | call | New | 125 | $33K |
| BOEING CO | put | Add +158.8% | 44 | $32K |
| ELI LILLY & CO | call | New | 3 | $32K |
| TRUIST FINL CORP | call | New | 15 | $31K |
| PALANTIR TECHNOLOGIES INC | call | Add +116.1% | 67 | $28K |
| REGENERON PHARMACEUTICALS | call | New | 1 | $24K |
| SERVICENOW INC | call | New | 1 | $23K |
| SHOPIFY INC | call | Add +775.0% | 35 | $23K |
| STRATEGY INC | call | Sold out | 1 | $23Kbefore exit |
| HUBSPOT INC | call | New | 1 | $22K |
| PELOTON INTERACTIVE INC | call | Add +12.2% | 165 | $20K |
| SYNOPSYS INC | call | New | 1 | $19K |
| AMAZON COM INC | call | Add +1250.0% | 27 | $19K |
| SNOWFLAKE INC | call | Add +200.0% | 6 | $19K |
| THE TRADE DESK INC | call | Add +100.0% | 4 | $19K |
| PALANTIR TECHNOLOGIES INC | put | New | 10 | $18K |
| MICRON TECHNOLOGY INC | call | Add +500.0% | 6 | $18K |
| ALIGN TECHNOLOGY INC | call | Reduce -50.0% | 1 | $17K |
| APPLOVIN CORP | call | New | 13 | $17K |
| WILLIAMS SONOMA INC | call | New | 1 | $16K |
| GITLAB INC | call | Add +160.0% | 26 | $16K |
| DUOLINGO INC | call | Add +100.0% | 4 | $16K |
| NANO X IMAGING LTD | call | Add +6.8% | 47 | $15K |
| CROWDSTRIKE HLDGS INC | call | New | 1 | $14K |
| CATERPILLAR INC | call | New | 1 | $14K |
| SAREPTA THERAPEUTICS INC | call | Add +100.0% | 2 | $14K |
| ALPHABET INC | call | Add +52.2% | 70 | $13K |
| DRAFTKINGS INC NEW | call | Add +558.3% | 79 | $13K |
| JFROG LTD | call | New | 18 | $12K |
| NUTANIX INC | call | Reduce -70.0% | 3 | $12K |
| ROKU INC | call | Add +666.7% | 23 | $11K |
| VERTIV HOLDINGS CO | call | Add +44.4% | 13 | $11K |
Showing the first 50 of 169.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -19.8% | 2,666 | $3.3M |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | Reduce -2.8% | 76,751 | $1.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -37.1% | 1,070 | $1.3M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -12.0% | 8,306 | $358K |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 308 | $307Kbefore exit |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Add +7.9% | 51,021 | $205K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +7.2% | 35,130 | $156K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +10.1% | 6,355 | $156K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | New | 80,028 | $140K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -52.1% | 4,945 | $135K |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Reduce -17.6% | 7,099 | $98K |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Reduce -6.3% | 1,900 | $48K |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | Reduce -59.7% | 700 | $41K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Sold out | 36 | $40Kbefore exit |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Sold out | 43 | $37Kbefore exit |
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | Sold out | 37 | $36Kbefore exit |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Sold out | 36 | $35Kbefore exit |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Sold out | 37 | $34Kbefore exit |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Sold out | 33 | $34Kbefore exit |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 34 | $34Kbefore exit |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | Sold out | 36 | $33Kbefore exit |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | Add +1.0% | 19,985 | $32K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Sold out | 31 | $32Kbefore exit |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 33 | $30Kbefore exit |
| RPT REALTY (KIM 7.25 PERP D) | 7.25 PFD D CONV | Sold out | 525 | $30Kbefore exit |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | New | 525 | $30K |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Sold out | 41 | $30Kbefore exit |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Sold out | 28 | $27Kbefore exit |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Sold out | 28 | $26Kbefore exit |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Sold out | 20 | $25Kbefore exit |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Sold out | 28 | $25Kbefore exit |
| DOCUSIGN INC (DOCU 0 01/15/24) | NOTE 1/1 · principal | Sold out | 25 | $25Kbefore exit |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 610 | $23Kbefore exit |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Add +130.0% | 23 | $23K |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Sold out | 21 | $20Kbefore exit |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 23 | $20Kbefore exit |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | Reduce -16.7% | 9,500 | $18K |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 10 | $9Kbefore exit |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | Sold out | 9,000 | $9Kbefore exit |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Reduce -4.0% | 287 | $9K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Sold out | 9 | $8Kbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Sold out | 9 | $8Kbefore exit |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Sold out | 356 | $8Kbefore exit |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Reduce -4.0% | 287 | $7K |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | New | 300 | $4K |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | New | 1,399 | $3K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -27.5% | 100 | $3K |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | Reduce -12.3% | 150 | $3K |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -24.8% | 6,546 | $3K |
| GREENBRIER COS INC (GBX 2.875 02/01/24) | NOTE 2.875% 2/0 · principal | Sold out | 3 | $3Kbefore exit |
Showing the first 50 of 82.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7,631 | $85.0B | AAPL, NVDA, QQQ, IVV, MSFT |
| Q1 2026 | 7,459 | $68.3B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q4 2025 | 7,501 | $68.4B | AAPL, NVDA, MSFT, QQQ, IVV |
| Q3 2025 | 7,638 | $71.4B | AAPL, NVDA, MSFT, IVV, QQQ |
| Q2 2025Amended | 7,486 | $56.2B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2025 | 7,165 | $44.9B | AAPL, IVV, NVDA, QQQ, MSFT |
| Q4 2024Amended | 7,131 | $44.5B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q3 2024 | 7,082 | $44.3B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q2 2024 | 7,129 | $42.3B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2024 | 6,909 | $44.8B | AAPL, QQQ, MSFT, IVV, NVDA |