Osaic Holdings, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Osaic Holdings, Inc. reported 7,082 stock positions worth $44.3 billion. Its top holding was Apple (AAPL) at 3.1% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.0%) and Nvidia (NVDA, 1.9%). Compared with Q2 2024, it opened 279 new positions, sold out of 327, added to 2,654 and reduced 3,295. The biggest buy was Apple (AAPL, shares +6%) and the biggest sale Microsoft (MSFT, shares −7%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001677044
- Portfolio Value
- $44.3B (Q3 2024)
- SEC Filing
- 0001677044-24-000030 ↗ filed Nov 13, 2024
Holdings Value
Holdings 7,082 stocks · $44.3B
| AAPL Apple Inc. | 3.08% | 5,851,735 | $1.4B | Add +6.0% |
| IVV iShares Core S&P 500 ETF | 1.99% | 1,525,479 | $880.5M | Reduce -8.5% |
| NVDA Nvidia Corp. | 1.91% | 6,959,148 | $845.2M | Reduce -5.9% |
| MSFT Microsoft Corp. | 1.75% | 1,797,267 | $773.9M | Reduce -6.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.63% | 1,479,094 | $722.4M | Add +0.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.26% | 970,324 | $557.1M | Reduce -2.5% |
| AMZN Amazon.com Inc. | 1.21% | 2,877,694 | $536.2M | Add +2.2% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.19% | 7,796,356 | $526.4M | Add +3.1% |
| COWZ Pacer US Cash Cows 100 ETF | 1.11% | 8,488,067 | $491.0M | Reduce -3.1% |
| VOO Vanguard S&P 500 ETF | 0.98% | 825,359 | $435.9M | Reduce -3.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.95% | 1,483,095 | $420.1M | Reduce -8.1% |
| SCHG Schwab US Large-Cap Growth | 0.94% | 4,001,675 | $416.8M | Reduce -6.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.87% | 834,877 | $384.3M | Reduce -2.0% |
| SECT Main Sector Rotation ETF | 0.82% | 6,748,771 | $362.9M | Reduce -0.1% |
| SCHV Schwab US Large-Cap Value | 0.77% | 4,237,217 | $340.6M | Reduce -5.0% |
| JEPI JPMorgan Equity Premium Inco | 0.74% | 5,543,658 | $330.0M | Add +5.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.70% | 1,774,812 | $309.9M | Reduce -1.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.69% | 795,799 | $305.7M | Reduce -6.6% |
| VIG Vanguard Dividend Apprec ETF | 0.68% | 1,513,220 | $299.8M | Reduce -0.1% |
| SCHD Schwab US DVD Equity ETF | 0.62% | 3,269,180 | $276.3M | Reduce -3.0% |
| TLT iShares 20+ Year Treasury BD | 0.61% | 2,742,849 | $269.1M | Add +23.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.58% | 2,822,999 | $259.2M | Reduce -0.1% |
| META Meta Platforms Inc. Class A | 0.57% | 441,501 | $252.8M | Reduce -3.8% |
| QUAL iShares MSCI USA Quality Fac | 0.52% | 1,296,883 | $232.6M | Add +3.3% |
| BND Vanguard Total Bond Market | 0.52% | 3,060,137 | $229.9M | Add +5.5% |
| IWF iShares Russell 1000 Growth | 0.52% | 609,983 | $229.0M | Reduce -15.3% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.48% | 3,992,175 | $211.0M | Add +35.0% |
| GOOGL Alphabet Inc. Class A | 0.47% | 1,262,987 | $209.5M | Reduce -9.7% |
| GOOG Alphabet Inc. Class C | 0.46% | 1,229,709 | $205.6M | Reduce -4.3% |
| RSP Invesco S&P 500 Equal Weight | 0.45% | 1,118,149 | $200.4M | Add +5.1% |
| XOM Exxon Mobil Corp. | 0.45% | 1,699,095 | $199.2M | Add +0.1% |
| ITOT iShares Core S&P Total U.S. | 0.45% | 1,572,879 | $197.6M | Add +1.2% |
| VEA Vanguard Ftse Developed ETF | 0.43% | 3,623,113 | $191.4M | Reduce -11.2% |
| JPM JPMorgan Chase & Co. | 0.42% | 883,525 | $186.4M | Reduce -4.9% |
| TSLA Tesla Inc. | 0.42% | 710,960 | $186.0M | Reduce -7.6% |
| IVW iShares S&P 500 Growth ETF | 0.41% | 1,890,811 | $181.1M | Add +3.3% |
| LLY Eli Lilly & Co. | 0.40% | 198,464 | $175.9M | Reduce -2.4% |
| RDVY First Trust Rising Dividend | 0.39% | 2,950,812 | $174.7M | Reduce -1.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.39% | 4,640,702 | $174.3M | Add +1.5% |
| AVGO Broadcom Inc. | 0.39% | 994,235 | $171.5M | Reduce -5.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.38% | 712,612 | $169.2M | Add +1.4% |
| COST Costco Wholesale Corp. | 0.38% | 190,065 | $168.7M | Reduce -3.8% |
| XLK SS Technology Select Sector | 0.38% | 742,528 | $167.7M | Reduce -4.1% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.36% | 4,398,206 | $160.3M | Add +15.0% |
| GTO Invesco Total Return Bond Et | 0.36% | 3,278,209 | $158.3M | Add +3.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.36% | 597,679 | $157.8M | Reduce -6.4% |
| GLD SPDR Gold Shares | 0.35% | 644,700 | $156.7M | Add +0.9% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.35% | 1,878,808 | $155.8M | Reduce -24.8% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.34% | 5,053,555 | $151.0M | Add +11.0% |
| PG The Procter & Gamble Co. | 0.33% | 856,798 | $148.5M | Reduce -7.9% |
| QQQM Invesco Nasdaq 100 ETF | 0.33% | 738,580 | $148.4M | Add +7.2% |
| HELO JPMorgan Hedged Equity ETF | 0.33% | 2,405,271 | $147.1M | Add +714.8% |
| V Visa Inc. Class A | 0.33% | 531,215 | $146.2M | Reduce -4.6% |
| IEMG iShares Core MSCI Emerging | 0.32% | 2,466,719 | $141.7M | Add +1.5% |
| FBND Fidelity Total Bond ETF | 0.32% | 3,002,286 | $140.4M | Add +17.8% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.32% | 698,027 | $140.3M | Reduce -2.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.31% | 2,534,360 | $139.2M | Add +18.6% |
| IJR iShares Core S&P Small-Cap E | 0.31% | 1,165,382 | $136.4M | Reduce -21.6% |
| UNH Unitedhealth Group Inc. | 0.31% | 232,395 | $136.1M | Reduce -5.4% |
| BIV Vanguard Intermediate-Term B | 0.29% | 1,665,580 | $130.6M | Add +3.0% |
| AGG iShares Core U.S. Aggregate | 0.28% | 1,241,940 | $125.8M | Reduce -9.4% |
| HD Home Depot Inc. | 0.28% | 308,184 | $125.1M | Reduce -5.8% |
| IJH iShares Core S&P Midcap ETF | 0.28% | 1,991,504 | $124.1M | Reduce -8.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.28% | 2,622,771 | $123.6M | Add +19.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.28% | 1,347,532 | $123.1M | Add +35.4% |
| IEFA iShares Core MSCI Eafe ETF | 0.27% | 1,560,282 | $121.8M | Reduce -0.9% |
| WMT Walmart Inc. | 0.27% | 1,499,660 | $121.1M | Add +2.5% |
| VYM Vanguard High DVD Yield ETF | 0.27% | 936,662 | $120.1M | Reduce -1.1% |
| VWO Vanguard Ftse Emerging Marke | 0.27% | 2,504,469 | $119.9M | Reduce -6.6% |
| JPST JPMorgan Ultra-Short Income | 0.26% | 2,304,725 | $117.0M | Add +1.9% |
| FTCS First Trust Capital Strength | 0.26% | 1,284,098 | $116.6M | Reduce -6.8% |
| VGT Vanguard Info Tech ETF | 0.26% | 197,608 | $116.0M | Reduce -3.3% |
| SPHQ Invesco S&P 500 Quality ETF | 0.26% | 1,708,494 | $114.9M | Add +20.4% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.26% | 2,234,640 | $114.2M | Add +4.7% |
| DGRO iShares Core Dividend Growth | 0.26% | 1,808,801 | $113.4M | Reduce -13.0% |
| AVUV Avantis US Small Cap Value | 0.26% | 1,194,018 | $113.3M | Add +465.5% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.25% | 2,368,826 | $110.2M | Reduce -3.7% |
| ABBV Abbvie Inc. | 0.24% | 545,967 | $107.9M | Reduce -6.7% |
| CGGR Cap Group Growth Equity | 0.24% | 3,066,737 | $106.7M | Add +10.1% |
| IVE iShares S&P 500 Value ETF | 0.24% | 530,162 | $104.6M | Add +5.5% |
| SPAB SS SPDR P Agg Bond ETF | 0.23% | 3,917,972 | $102.4M | Add +4.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.23% | 2,069,806 | $102.4M | Add +30.7% |
| CVX Chevron Corp. | 0.23% | 692,521 | $102.1M | Reduce -4.2% |
| JNJ Johnson & Johnson | 0.23% | 620,182 | $100.6M | Reduce -3.1% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.23% | 1,252,241 | $100.6M | Reduce -17.2% |
| BOND PIMCO Active Bond Exchange-T | 0.23% | 1,057,498 | $100.1M | Add +3.1% |
| IWM iShares Russell 2000 ETF | 0.22% | 434,048 | $95.9M | Reduce -18.4% |
| MRK Merck & Co. Inc. | 0.21% | 835,657 | $94.9M | Reduce -2.3% |
| FTSM First Trust Enh Short Mat FD | 0.21% | 1,576,712 | $94.4M | Reduce -8.6% |
| VZ Verizon Communications Inc. | 0.21% | 2,095,944 | $94.2M | Reduce -4.9% |
| CAT Caterpillar Inc. | 0.21% | 239,914 | $93.9M | Reduce -2.6% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.21% | 1,319,845 | $92.5M | Add +3.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.21% | 217,115 | $91.9M | Add +1.8% |
| XLV SS Health Care Select Sector | 0.21% | 595,948 | $91.8M | Add +0.4% |
| SGOV iShares 0-3 Month Treasury B | 0.19% | 851,750 | $85.8M | Add +12.9% |
| MUB iShares National Muni Bond E | 0.19% | 786,207 | $85.4M | Reduce -19.7% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.19% | 322,468 | $84.9M | Reduce -3.3% |
| FVD First Trust Value Line DVD | 0.19% | 1,856,057 | $84.4M | Reduce -7.4% |
| BNDX Vanguard Total Intl Bond ETF | 0.19% | 1,676,519 | $84.3M | Add +1.5% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.19% | 261,462 | $84.2M | Reduce -12.1% |
Options reported separately and not counted above: STATE STR SPDR S&P 500 ETF T puts ($259K), META PLATFORMS INC calls ($202K), NVIDIA CORPORATION calls ($173K), APPLE INC calls ($162K), INVESCO QQQ TR puts ($133K), TESLA INC puts ($105K), PALO ALTO NETWORKS INC calls ($104K), ARM HOLDINGS PLC puts ($98K), WEC ENERGY GROUP INC puts ($96K), BOOKING HOLDINGS INC calls ($90K), SOUTHERN CO puts ($88K), CLEVELAND-CLIFFS INC NEW calls ($87K), and 236 more.
Other holdings (76): bonds, preferreds, convertibles and warrants · $4.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,155 | $1.5M | Add +2.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,065 | $1.4M | Add +53.7% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 18,876 | $949K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 5,455 | $162K | Reduce -16.5% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 5,454 | $142K | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 11,800 | $122K | Reduce -16.9% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 46,028 | $116K | Reduce -42.5% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 3,150 | $80K | Reduce -6.0% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 1,400 | $65K | New |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 1,300 | $63K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 24,689 | $54K | Reduce -5.7% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 9,500 | $29K | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 8,000 | $25K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,107 | $13K | Reduce -12.5% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10 | $10K | Reduce -73.7% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 10 | $10K | No change |
| PYXIS TANKERS (PXS 7.75 PERP A) | 7.75% CNV PFD A | 390 | $10K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 10 | $10K | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,327 | $9K | Reduce -12.5% |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 8 | $8K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 6,775 | $7K | No change |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 295 | $7K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 289 | $5K | No change |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 149,470 | $4K | Reduce -30.7% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 2 | $4K | New |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 300 | $4K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 289 | $4K | No change |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 100 | $3K | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4 | $3K | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 3 | $3K | New |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 3 | $3K | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 3 | $2K | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 113,934 | $2K | Reduce -7.6% |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 5,000 | $2K | No change |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 2 | $2K | New |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | 45,000 | $1K | Reduce -4.3% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1 | $1K | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 1 | $1K | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 1 | $1K | New |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 1 | $963 | New |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 4,750 | $926 | New |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1 | $926 | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 1 | $926 | New |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1 | $863 | New |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 20,630 | $648 | Reduce -14.3% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 9 | $586 | No change |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 400 | $536 | No change |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | 1,500 | $360 | No change |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | 114 | $333 | New |
| BCTXW Briacell Therapeutics -CW27 | *W EXP 02/26/202 | 800 | $328 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 667 | $300 | Reduce -88.0% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 32 | $269 | Add +3.2% |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 2,500 | $250 | No change |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 10,000 | $200 | No change |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | 19,290 | $197 | Reduce -26.0% |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 800 | $192 | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 500 | $165 | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,166 | $139 | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 950 | $104 | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 300 | $60 | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 500 | $43 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 1,132 | $32 | No change |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 74 | $32 | No change |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 1,100 | $22 | No change |
| STANDARD BIOTOOLS INC (LAB 2.75 02/01/34) | NOTE 2.750% 2/0 · principal | 8 | $8 | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 66 | $8 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 112 | $4 | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 490 | $4 | No change |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | 100 | $4 | New |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 20 | $2 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 2 | $1 | No change |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 1 | $1 | New |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 27 | $1 | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1 | $1 | New |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 4 | $0 | No change |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 12 | $0 | No change |
Total filed on the 13F, all lines: $44.3B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -6.7% | 1.75% | −0.29 |
| NVDA Nvidia Corp. | Reduce -5.9% | 1.91% | −0.25 |
| IVV iShares Core S&P 500 ETF | Reduce -8.5% | 1.99% | −0.17 |
| GOOGL Alphabet Inc. Class A | Reduce -9.7% | 0.47% | −0.13 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -24.8% | 0.35% | −0.12 |
| SCHA Schwab US Small-Cap ETF | Reduce -59.4% | 0.08% | −0.12 |
| IWF iShares Russell 1000 Growth | Reduce -15.3% | 0.52% | −0.10 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -38.5% | 0.15% | −0.10 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -35.0% | 0.16% | −0.10 |
| GOOG Alphabet Inc. Class C | Reduce -4.3% | 0.46% | −0.09 |
| SCHG Schwab US Large-Cap Growth | Reduce -6.8% | 0.94% | −0.08 |
| IWY iShares Russell Top 200 Grow | Reduce -36.5% | 0.13% | −0.08 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -8.1% | 0.95% | −0.07 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -28.8% | 0.16% | −0.07 |
| FNGS Microsectors Fang+ Etns | Reduce -90.8% | 0.01% | −0.07 |
| IJR iShares Core S&P Small-Cap E | Reduce -21.6% | 0.31% | −0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -6.6% | 0.69% | −0.06 |
| MUB iShares National Muni Bond E | Reduce -19.7% | 0.19% | −0.05 |
| TIP iShares Tips Bond ETF | Reduce -45.5% | 0.06% | −0.05 |
| XLE SS Energy Select Sector | Reduce -17.6% | 0.16% | −0.05 |
| IWP iShares Russell Mid-Cap Grow | Reduce -29.9% | 0.13% | −0.05 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -17.2% | 0.23% | −0.05 |
| PAPR Innovator U.S. Equity Power | Reduce -45.5% | 0.05% | −0.05 |
| VEA Vanguard Ftse Developed ETF | Reduce -11.2% | 0.43% | −0.05 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -18.4% | 0.08% | −0.04 |
| PDBC Invesco Optimum Yield Divers | Reduce -52.1% | 0.03% | −0.04 |
| IWM iShares Russell 2000 ETF | Reduce -18.4% | 0.22% | −0.04 |
| COIN Coinbase Global Inc. Class A | Reduce -26.4% | 0.05% | −0.04 |
| LLY Eli Lilly & Co. | Reduce -2.4% | 0.40% | −0.04 |
| CVX Chevron Corp. | Reduce -4.2% | 0.23% | −0.04 |
| MRK Merck & Co. Inc. | Reduce -2.3% | 0.21% | −0.04 |
| XLK SS Technology Select Sector | Reduce -4.1% | 0.38% | −0.04 |
| VOO Vanguard S&P 500 ETF | Reduce -3.9% | 0.98% | −0.03 |
| IWD iShares Russell 1000 Value E | Reduce -18.9% | 0.17% | −0.03 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -12.1% | 0.19% | −0.03 |
| AGG iShares Core U.S. Aggregate | Reduce -9.4% | 0.28% | −0.03 |
| SMH Vaneck Semiconductor ETF | Reduce -13.3% | 0.11% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Reduce -8.6% | 0.21% | −0.03 |
| SOXX iShares Semiconductor ETF | Reduce -10.5% | 0.12% | −0.03 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -38.3% | 0.05% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -0.1% | 0.58% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -7.9% | 0.33% | −0.03 |
| INTC Intel Corp. | Reduce -10.5% | 0.05% | −0.03 |
| DGRO iShares Core Dividend Growth | Reduce -13.0% | 0.26% | −0.03 |
| FAUG FT Vest U.S. Equity Buffer E | Reduce -53.2% | 0.02% | −0.03 |
| SSO Proshares Ultra S&P500 | Reduce -88.5% | 0.00% | −0.03 |
| RECS Columbia Resear Enh Cor ETF | Reduce -77.3% | 0.01% | −0.03 |
| MINT PIMCO Enhanced Short Maturit | Reduce -13.4% | 0.12% | −0.03 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -15.3% | 0.10% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.5% | 1.26% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| AAPL Apple Inc. | Add +6.0% | 3.08% | +0.33 |
| HELO JPMorgan Hedged Equity ETF | Add +714.8% | 0.33% | +0.29 |
| AVUV Avantis US Small Cap Value | Add +465.5% | 0.26% | +0.21 |
| XSMO Invesco S&P Smallcap Momentu | Add +1472.2% | 0.18% | +0.17 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +35.0% | 0.48% | +0.14 |
| TLT iShares 20+ Year Treasury BD | Add +23.7% | 0.61% | +0.13 |
| USMV iShares MSCI USA Min Vol Fac | Add +35.4% | 0.28% | +0.08 |
| BTAL Agf US Market Neutral Anti-B | Add +1564.5% | 0.07% | +0.07 |
| CGDV Cap Group Dividend Value | Add +15.0% | 0.36% | +0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +32.5% | 0.19% | +0.06 |
| PSEP Innovator U.S. Equity Power | Add +142.2% | 0.10% | +0.06 |
| MBB iShares MBS ETF | Add +76.7% | 0.13% | +0.06 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +30.7% | 0.23% | +0.06 |
| HDV iShares Core High Dividend E | Add +70.0% | 0.12% | +0.05 |
| JCPB JPMorgan Core Plus Bond ETF | Add +68.0% | 0.12% | +0.05 |
| SPHQ Invesco S&P 500 Quality ETF | Add +20.4% | 0.26% | +0.05 |
| FBND Fidelity Total Bond ETF | Add +17.8% | 0.32% | +0.05 |
| SYFI AB SHRT Duration HGH YLD ETF | Add +425.4% | 0.06% | +0.04 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +19.4% | 0.28% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +3.1% | 1.19% | +0.04 |
| SPBO SS SPDR P Corp. Bond ETF | Add +1404.3% | 0.05% | +0.04 |
| CGCB Cap Group Core Bond | Add +188.2% | 0.06% | +0.04 |
| RTX RTX Corp. | Add +29.5% | 0.12% | +0.04 |
| WMT Walmart Inc. | Add +2.5% | 0.27% | +0.04 |
| RSP Invesco S&P 500 Equal Weight | Add +5.1% | 0.45% | +0.04 |
| JEPI JPMorgan Equity Premium Inco | Add +5.3% | 0.74% | +0.04 |
| JEPQ JPM Nasdaq Equity Premium | Add +18.6% | 0.31% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Add +1.0% | 0.11% | +0.03 |
| SILA Sila Realty Trust Inc. | Add +819.9% | 0.04% | +0.03 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +11.0% | 0.34% | +0.03 |
| AMGN Amgen Inc. | Add +27.8% | 0.14% | +0.03 |
| IWX iShares Russell Top 200 Valu | Add +5583.3% | 0.03% | +0.03 |
| GLD SPDR Gold Shares | Add +0.9% | 0.35% | +0.03 |
| PULS Pgim Ultra Short Bond ETF | Add +32.5% | 0.13% | +0.03 |
| CGMS Cap Group US Multi-Sect Bond | Add +34.1% | 0.11% | +0.03 |
| DJUL FT Vest US Equity Deep Buffe | Add +100.1% | 0.05% | +0.03 |
| SDVY First Trust Smid Cap Rising | Add +11.8% | 0.18% | +0.03 |
| ORCL Oracle Corp. | Add +3.5% | 0.15% | +0.02 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +28.2% | 0.10% | +0.02 |
| BND Vanguard Total Bond Market | Add +5.5% | 0.52% | +0.02 |
| CGGR Cap Group Growth Equity | Add +10.1% | 0.24% | +0.02 |
| ILCB iShares Morningstar U.S. Equ | Add +163.9% | 0.04% | +0.02 |
| VGSH Vanguard Short-Term Treasury | Add +28.0% | 0.12% | +0.02 |
| IUSG iShares Core S&P U.S. Growth | Add +22.6% | 0.12% | +0.02 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Add +442.1% | 0.03% | +0.02 |
| ICF iShares Select U.S. REIT ETF | Add +55.3% | 0.05% | +0.02 |
| FTNT Fortinet Inc. | Add +87.6% | 0.04% | +0.02 |
| LGOV First TR Long Duration O-ETF | Add +64.7% | 0.05% | +0.02 |
| GJUL FT Vest US Equity Moderate B | Add +178.5% | 0.03% | +0.02 |
| TLH iShares 10-20 Year Treasury | Add +27.6% | 0.09% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| STATE STR SPDR S&P 500 ETF T | put | Add +88.8% | 287 | $259K |
| NVIDIA CORPORATION | call | Reduce -2.1% | 92 | $173K |
| APPLE INC | call | Add +26.9% | 33 | $162K |
| INVESCO QQQ TR | put | Add +14.7% | 39 | $133K |
| TESLA INC | put | Add +21.4% | 34 | $105K |
| PALO ALTO NETWORKS INC | call | Add +7.7% | 14 | $104K |
| ALPHABET INC | call | Sold out | 15 | $98Kbefore exit |
| SOUTHERN CO | put | Reduce -73.7% | 50 | $88K |
| CLEVELAND-CLIFFS INC NEW | call | Add +29.3% | 243 | $87K |
| SELECT SECTOR SPDR TR | put | Reduce -78.9% | 39 | $84K |
| BROADCOM INC | call | New | 12 | $69K |
| PALANTIR TECHNOLOGIES INC | call | Add +187.1% | 89 | $62K |
| MICROSOFT CORP | call | Reduce -76.2% | 5 | $60K |
| HOME DEPOT INC | call | Add +136.4% | 52 | $47K |
| AMAZON COM INC | call | Reduce -29.6% | 31 | $46K |
| MICRON TECHNOLOGY INC | call | Add +111.1% | 19 | $45K |
| NVIDIA CORPORATION | put | Add +133.3% | 14 | $42K |
| SNOWFLAKE INC | call | Add +75.0% | 21 | $30K |
| DELL TECHNOLOGIES INC | call | Add +66.7% | 10 | $28K |
| VERTIV HOLDINGS CO | call | Add +5.6% | 19 | $27K |
| UBER TECHNOLOGIES INC | call | Reduce -2.2% | 45 | $26K |
| ALPHABET INC | call | Add +40.0% | 175 | $26K |
| DIREXION SHARES ETF TRUST | put | New | 21 | $23K |
| QUALCOMM INC | call | Reduce -81.3% | 3 | $23K |
| TESLA INC | call | Reduce -81.8% | 2 | $22K |
| ON HLDG AG | call | Add +5.9% | 36 | $21K |
| CROWDSTRIKE HLDGS INC | call | Add +8.3% | 13 | $19K |
| ULTA BEAUTY INC | call | Add +100.0% | 2 | $19K |
| INTUITIVE SURGICAL INC | call | Add +16.7% | 7 | $19K |
| APPLOVIN CORP | call | Reduce -78.1% | 7 | $18K |
| ADVANCED MICRO DEVICES INC | call | Reduce -84.4% | 15 | $17K |
| AMERICAN EXPRESS CO | put | New | 2 | $16K |
| WILLIAMS SONOMA INC | call | Add +100.0% | 2 | $15K |
| GITLAB INC | call | Add +19.2% | 31 | $14K |
| SAMSARA INC | call | Add +400.0% | 15 | $11K |
| DRAFTKINGS INC NEW | call | Add +1.3% | 76 | $11K |
| DECKERS OUTDOOR CORP | call | New | 6 | $11K |
| TRANSMEDICS GROUP INC | call | Add +25.0% | 10 | $11K |
| STATE STR SPDR S&P 500 ETF T | call | Add +76.9% | 23 | $10K |
| AURORA INNOVATION INC | call | New | 30 | $10K |
| GE VERNOVA INC | call | New | 1 | $10K |
| NANO X IMAGING LTD | call | Add +7.5% | 72 | $9K |
| TAIWAN SEMICONDUCTOR MANUFAC | call | Reduce -66.7% | 1 | $9K |
| REDDIT INC | call | Add +181.8% | 31 | $7K |
| ISHARES TR | put | Add +85.2% | 50 | $7K |
| CELESTICA INC | call | Sold out | 2 | $7Kbefore exit |
| DOLLAR GEN CORP | call | New | 150 | $7K |
| PELOTON INTERACTIVE INC | call | Sold out | 255 | $7Kbefore exit |
| ROCKET COS INC | call | New | 40 | $7K |
| STARBUCKS CORP | put | Sold out | 50 | $6Kbefore exit |
Showing the first 50 of 110.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +2.9% | 1,155 | $1.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +53.7% | 1,065 | $1.4M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | New | 18,876 | $949K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -16.5% | 5,455 | $162K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -16.9% | 11,800 | $122K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | Reduce -42.5% | 46,028 | $116K |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Reduce -6.0% | 3,150 | $80K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | New | 1,400 | $65K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -5.7% | 24,689 | $54K |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | Sold out | 97 | $33Kbefore exit |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | New | 8,000 | $25K |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | Sold out | 600 | $15Kbefore exit |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | Reduce -12.5% | 1,107 | $13K |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Reduce -73.7% | 10 | $10K |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | Reduce -12.5% | 1,327 | $9K |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | Sold out | 25 | $9Kbefore exit |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | Sold out | 100 | $5Kbefore exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Reduce -30.7% | 149,470 | $4K |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | New | 2 | $4K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Sold out | 100 | $3Kbefore exit |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | New | 4 | $3K |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | New | 3 | $3K |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | New | 3 | $3K |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Reduce -7.6% | 113,934 | $2K |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | New | 2 | $2K |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | Reduce -4.3% | 45,000 | $1K |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | New | 1 | $1K |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | New | 1 | $1K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | New | 1 | $1K |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | New | 1 | $963 |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | New | 4,750 | $926 |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | New | 1 | $926 |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | New | 1 | $926 |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | New | 1 | $863 |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Reduce -14.3% | 20,630 | $648 |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Sold out | 23,150 | $588before exit |
| MKFGW Markforged Holding -CW25 | *W EXP 07/14/202 | Sold out | 17,500 | $350before exit |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | New | 114 | $333 |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -88.0% | 667 | $300 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Add +3.2% | 32 | $269 |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | Sold out | 438 | $241before exit |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Reduce -26.0% | 19,290 | $197 |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | Sold out | 100 | $174before exit |
| SAIHW Saitech Global Corp.-A -CW27 | *W EXP 04/29/202 | Sold out | 1,500 | $119before exit |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | Sold out | 1,500 | $118before exit |
| BCDAW Biocardia Inc. -CW22 | *W EXP 08/06/202 | Sold out | 9,560 | $95before exit |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | Sold out | 50 | $85before exit |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | New | 100 | $4 |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | New | 1 | $1 |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | New | 1 | $1 |
Showing the first 50 of 56.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7,631 | $85.0B | AAPL, NVDA, QQQ, IVV, MSFT |
| Q1 2026 | 7,459 | $68.3B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q4 2025 | 7,501 | $68.4B | AAPL, NVDA, MSFT, QQQ, IVV |
| Q3 2025 | 7,638 | $71.4B | AAPL, NVDA, MSFT, IVV, QQQ |
| Q2 2025Amended | 7,486 | $56.2B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2025 | 7,165 | $44.9B | AAPL, IVV, NVDA, QQQ, MSFT |
| Q4 2024Amended | 7,131 | $44.5B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q3 2024 | 7,082 | $44.3B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q2 2024 | 7,129 | $42.3B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2024 | 6,909 | $44.8B | AAPL, QQQ, MSFT, IVV, NVDA |