Osaic Holdings, Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Osaic Holdings, Inc. reported 7,638 stock positions worth $71.4 billion. Its top holding was Apple (AAPL) at 2.5% of the portfolio, followed by Nvidia (NVDA, 2.3%) and Microsoft (MSFT, 1.8%). Compared with Q2 2025, it opened 320 new positions, sold out of 169, added to 4,132 and reduced 2,256. The biggest buy was VG Morningstar TS MKT ETF-US (VTI, shares +85%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001677044
- Portfolio Value
- $71.4B (Q3 2025)
- SEC Filing
- 0001677044-25-000022 ↗ filed Nov 14, 2025
Holdings Value
Holdings 7,638 stocks · $71.4B
| AAPL Apple Inc. | 2.55% | 7,443,864 | $1.8B | Add +22.0% |
| NVDA Nvidia Corp. | 2.31% | 9,178,667 | $1.7B | Add +11.9% |
| MSFT Microsoft Corp. | 1.84% | 2,559,181 | $1.3B | Add +19.6% |
| IVV iShares Core S&P 500 ETF | 1.58% | 1,708,934 | $1.1B | Reduce -0.7% |
| QQQ Invesco QQQ Trust Series 1 | 1.45% | 1,774,695 | $1.0B | Add +9.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.26% | 1,368,926 | $897.7M | Add +9.9% |
| VTI VG Morningstar TS MKT ETF-US | 1.25% | 2,740,376 | $889.9M | Add +84.7% |
| VOO Vanguard S&P 500 ETF | 1.23% | 1,449,675 | $877.0M | Add +15.2% |
| AMZN Amazon.com Inc. | 1.14% | 3,618,577 | $814.5M | Add +10.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.94% | 8,789,981 | $672.3M | Add +3.7% |
| SCHG Schwab US Large-Cap Growth | 0.85% | 19,432,886 | $608.4M | Add +3.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.82% | 1,163,740 | $584.0M | Add +12.8% |
| META Meta Platforms Inc. Class A | 0.76% | 735,370 | $542.5M | Add +23.1% |
| XLK SS Technology Select Sector | 0.72% | 1,867,667 | $514.6M | Add +126.9% |
| GOOGL Alphabet Inc. Class A | 0.70% | 2,145,693 | $498.2M | Add +24.9% |
| AVGO Broadcom Inc. | 0.67% | 1,508,482 | $477.0M | Add +24.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.67% | 1,007,512 | $475.9M | Add +9.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.62% | 2,388,220 | $441.7M | Add +10.8% |
| SECT Main Sector Rotation ETF | 0.57% | 6,499,357 | $409.4M | Reduce -2.5% |
| VIG Vanguard Dividend Apprec ETF | 0.55% | 1,830,992 | $390.9M | Add +14.6% |
| JPM JPMorgan Chase & Co. | 0.54% | 1,236,475 | $383.5M | Add +25.3% |
| JEPI JPMorgan Equity Premium Inco | 0.51% | 6,425,416 | $367.0M | Add +2.8% |
| GOOG Alphabet Inc. Class C | 0.50% | 1,564,184 | $358.6M | Add +15.4% |
| IWF iShares Russell 1000 Growth | 0.49% | 769,361 | $350.8M | Add +5.9% |
| SCHV Schwab US Large-Cap Value | 0.49% | 12,059,269 | $350.3M | Add +0.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.47% | 7,987,486 | $333.7M | Add +19.1% |
| SCHD Schwab US DVD Equity ETF | 0.46% | 11,857,875 | $327.1M | Add +5.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.43% | 5,342,701 | $309.4M | Reduce -1.9% |
| TSLA Tesla Inc. | 0.41% | 762,300 | $294.4M | Add +3.4% |
| XLF SS Financial Select Sector | 0.41% | 5,381,652 | $290.2M | Add +120.3% |
| VEA Vanguard Ftse Developed ETF | 0.40% | 4,741,211 | $282.2M | Add +12.6% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.39% | 702,853 | $280.9M | Add +12.7% |
| RSP Invesco S&P 500 Equal Weight | 0.39% | 1,466,302 | $277.6M | Add +32.5% |
| GLD SPDR Gold Shares | 0.37% | 805,601 | $267.7M | Add +7.5% |
| COST Costco Wholesale Corp. | 0.37% | 283,547 | $264.3M | Add +30.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.36% | 2,576,780 | $260.5M | Add +3.9% |
| XOM Exxon Mobil Corp. | 0.36% | 2,279,809 | $259.4M | Add +13.6% |
| V Visa Inc. Class A | 0.36% | 744,011 | $256.8M | Add +38.4% |
| CGGR Cap Group Growth Equity | 0.35% | 5,867,620 | $253.4M | Add +19.3% |
| IVW iShares S&P 500 Growth ETF | 0.35% | 2,143,920 | $252.0M | Add +3.8% |
| SGOV iShares 0-3 Month Treasury B | 0.35% | 2,490,297 | $250.9M | Add +7.6% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.35% | 7,580,561 | $250.1M | Add +4.5% |
| PLTR Palantir Technologies Inc. Class A | 0.35% | 1,485,133 | $247.0M | Add +4.7% |
| QQQM Invesco Nasdaq 100 ETF | 0.34% | 1,020,987 | $242.4M | Reduce -1.1% |
| RDVY First Trust Rising Dividend | 0.34% | 3,627,446 | $240.4M | Add +11.9% |
| ITOT iShares Core S&P Total U.S. | 0.34% | 1,682,543 | $239.3M | Reduce -2.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.32% | 2,626,674 | $227.6M | Add +9.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.31% | 2,408,516 | $221.0M | Reduce -10.8% |
| LLY Eli Lilly & Co. | 0.31% | 297,063 | $220.3M | Add +15.6% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.31% | 3,895,947 | $219.4M | Add +8.5% |
| IEMG iShares Core MSCI Emerging | 0.31% | 3,389,444 | $218.3M | Add +12.7% |
| QUAL iShares MSCI USA Quality Fac | 0.30% | 1,136,400 | $216.9M | Reduce -6.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.30% | 733,239 | $214.1M | Add +6.8% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.30% | 3,692,295 | $213.4M | Add +14.6% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.30% | 5,067,391 | $212.5M | Add +1.6% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.30% | 2,609,674 | $211.8M | Reduce -1.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.30% | 831,674 | $211.1M | Add +12.5% |
| FBND Fidelity Total Bond ETF | 0.29% | 4,459,888 | $206.0M | Add +6.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.28% | 3,657,109 | $200.3M | Reduce -1.9% |
| IJR iShares Core S&P Small-Cap E | 0.27% | 1,629,724 | $193.2M | Add +18.1% |
| VYM Vanguard High DVD Yield ETF | 0.27% | 1,370,740 | $192.0M | Add +24.4% |
| HD Home Depot Inc. | 0.27% | 472,096 | $191.9M | Add +38.5% |
| XLC SS Comm Select Sector SPDR | 0.27% | 1,642,271 | $191.6M | Add +173.6% |
| IJH iShares Core S&P Midcap ETF | 0.27% | 2,930,862 | $191.1M | Add +25.0% |
| AGG iShares Core U.S. Aggregate | 0.26% | 1,890,101 | $189.1M | Add +5.2% |
| HELO JPMorgan Hedged Equity ETF | 0.26% | 2,896,786 | $187.7M | Reduce -3.7% |
| WMT Walmart Inc. | 0.26% | 1,873,506 | $186.9M | Add +6.5% |
| VONG Vanguard Russell 1000 Growth | 0.26% | 1,568,959 | $186.6M | Add +56.9% |
| SPHQ Invesco S&P 500 Quality ETF | 0.26% | 2,551,368 | $185.3M | Reduce -8.6% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.26% | 885,454 | $185.0M | Add +9.0% |
| NFLX Netflix Inc. | 0.26% | 151,409 | $182.4M | Add +21.3% |
| ORCL Oracle Corp. | 0.25% | 690,692 | $179.1M | Add +43.9% |
| KO The Coca-Cola Co. | 0.24% | 2,578,177 | $172.6M | Add +78.1% |
| VGT Vanguard Info Tech ETF | 0.23% | 231,413 | $167.3M | Add +20.5% |
| PG The Procter & Gamble Co. | 0.23% | 1,077,614 | $167.0M | Add +12.7% |
| XLV SS Health Care Select Sector | 0.23% | 1,193,538 | $164.9M | Add +88.1% |
| BIV Vanguard Intermediate-Term B | 0.23% | 2,101,855 | $164.0M | Add +12.6% |
| JNJ Johnson & Johnson | 0.23% | 897,267 | $162.9M | Add +29.7% |
| ABBV Abbvie Inc. | 0.23% | 734,440 | $162.5M | Add +14.3% |
| BND Vanguard Total Bond Market | 0.23% | 2,170,312 | $160.8M | Add +24.1% |
| IWP iShares Russell Mid-Cap Grow | 0.22% | 1,118,642 | $159.6M | Add +5.6% |
| BOND PIMCO Active Bond Exchange-T | 0.22% | 1,668,317 | $155.5M | Reduce -2.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.21% | 3,276,976 | $152.7M | Add +5.1% |
| IWY iShares Russell Top 200 Grow | 0.21% | 570,480 | $152.0M | Add +51.7% |
| VXUS Vanguard Total Intl Stock | 0.21% | 2,098,997 | $151.7M | Add +20.0% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.21% | 1,098,076 | $151.0M | Reduce -0.1% |
| CVX Chevron Corp. | 0.21% | 953,611 | $150.9M | Add +22.3% |
| CAT Caterpillar Inc. | 0.21% | 335,688 | $149.3M | Add +21.9% |
| JAAA Janus Henderson Aaa Clo ETF | 0.21% | 2,921,951 | $148.5M | Add +3.8% |
| IVE iShares S&P 500 Value ETF | 0.21% | 719,030 | $147.7M | Add +8.3% |
| GLDM SPDR Gold Minishares Trust | 0.21% | 2,007,616 | $147.3M | Add +466.1% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.20% | 4,393,100 | $145.9M | Add +0.6% |
| VWO Vanguard Ftse Emerging Marke | 0.20% | 2,728,900 | $145.6M | Add +14.5% |
| JPST JPMorgan Ultra-Short Income | 0.20% | 2,822,074 | $143.2M | Add +2.6% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.20% | 1,644,771 | $141.4M | Add +53.7% |
| IYW iShares Ustechnology ETF | 0.20% | 742,665 | $141.3M | Add +62.9% |
| JMBS Janus Henderson Mortg Backed | 0.19% | 3,020,531 | $137.9M | Add +1148.9% |
| IAU iShares Gold Trust | 0.19% | 2,041,834 | $137.9M | Add +8.9% |
| GTO Invesco Total Return Bond Et | 0.19% | 2,904,834 | $137.5M | Reduce -2.8% |
| AVUV Avantis US Small Cap Value | 0.19% | 1,377,758 | $137.3M | Reduce -0.4% |
Options reported separately and not counted above: NVIDIA CORPORATION calls ($321K), BROADCOM INC calls ($234K), BOOKING HOLDINGS INC calls ($207K), ALIBABA GROUP HLDG LTD calls ($147K), TESLA INC puts ($147K), SELECT SECTOR SPDR TR puts ($129K), MARVELL TECHNOLOGY INC calls ($110K), ISHARES SILVER TR calls ($108K), APPLOVIN CORP calls ($100K), APPLE INC calls ($87K), COSTCO WHOLESALE CORPORATION puts ($84K), META PLATFORMS INC calls ($78K), and 227 more.
Other holdings (85): bonds, preferreds, convertibles and warrants · $6.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,746 | $2.1M | Add +35.6% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 922 | $1.2M | Add +1.8% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 24,810 | $500K | Reduce -3.7% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 4,873 | $449K | Add +21.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 12,829 | $328K | Reduce -0.8% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 6,100 | $250K | No change |
| RITHM PROPERTY TRUST (RPT V9.875 PERP) | 9.875 FXD-FLT C | 9,389 | $236K | Add +15.2% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 3,189 | $227K | Reduce -69.8% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 2,977 | $188K | Reduce -4.0% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 8,875 | $176K | Reduce -4.3% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 3,316 | $81K | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 6,792 | $64K | Reduce -2.9% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 1,600 | $62K | Add +14.3% |
| MPTI.WS M-Tron Industries Inc. -28 | *W EXP 04/25/202 | 34,729 | $57K | Reduce -2.9% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 1,000 | $49K | No change |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 9,500 | $45K | No change |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 450 | $33K | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 33 | $32K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 8,832 | $32K | No change |
| RZLVW Rezolve AI PLC -CW27 | *W EXP 08/15/202 | 15,000 | $29K | New |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | 4,500 | $25K | Add +125.0% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,107 | $17K | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,327 | $12K | No change |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 450 | $8K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 8 | $8K | No change |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 295 | $7K | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 7,750 | $7K | New |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 94,574 | $7K | Reduce -71.5% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 6 | $5K | New |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 271 | $5K | Reduce -10.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 5 | $5K | New |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 5 | $5K | New |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 4 | $4K | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 4 | $4K | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 4 | $4K | New |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 4 | $4K | New |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 6,775 | $3K | No change |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | 44,000 | $3K | No change |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 2,500 | $3K | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 3 | $3K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 333 | $3K | No change |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 300 | $2K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 100,000 | $2K | New |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 460 | $2K | No change |
| USA RARE EARTH INC | *W EXP 03/13/203 | 200 | $1K | New |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 17,000 | $1K | New |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 5,000 | $1K | New |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 30,014 | $994 | No change |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 1 | $940 | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1 | $934 | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 11 | $920 | No change |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | 6,441 | $450 | Reduce -75.9% |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 800 | $296 | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 650 | $279 | Reduce -31.6% |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 27 | $255 | No change |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 13,341 | $254 | Reduce -77.1% |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 200 | $158 | No change |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 1,100 | $143 | No change |
| ETHZW KBL Merger Corp. IV - CW23 | *W EXP 11/07/202 | 2,000 | $126 | New |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 10,000 | $100 | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 1,000 | $77 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 215 | $24 | Reduce -11.9% |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 32 | $19 | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 64 | $18 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 6 | $16 | Reduce -64.7% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 200 | $14 | Reduce -60.0% |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,166 | $11 | No change |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | 164 | $9 | Reduce -99.6% |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 20 | $8 | No change |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | 100 | $7 | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4 | $3 | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 27 | $3 | No change |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 2 | $2 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 76 | $1 | No change |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 1 | $1 | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 02/14/203 | 50 | $1 | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1 | $1 | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 1 | $1 | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1 | $1 | No change |
| FFAIW Faraday Future -CW27 | *W EXP 07/21/202 | 10 | $0 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 786 | $0 | Reduce -53.5% |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 20,124 | $0 | Reduce -80.3% |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 290 | $0 | Reduce -40.8% |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 12 | $0 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 396 | $0 | No change |
Lines left out (1) · $13 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| SAGP Strategas Global Policy Opp | STRATEGAS GBL PO | 0 | $13 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $71.4B.
Portfolio Sells Q2 2025 → Q3 2025
| IVV iShares Core S&P 500 ETF | Reduce -0.7% | 1.58% | −0.32 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -10.8% | 0.31% | −0.13 |
| SECT Main Sector Rotation ETF | Reduce -2.5% | 0.57% | −0.12 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -1.9% | 0.43% | −0.10 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -8.6% | 0.26% | −0.09 |
| QUAL iShares MSCI USA Quality Fac | Reduce -6.6% | 0.30% | −0.09 |
| ITOT iShares Core S&P Total U.S. | Reduce -2.3% | 0.34% | −0.08 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -1.1% | 0.34% | −0.08 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -1.5% | 0.30% | −0.08 |
| HELO JPMorgan Hedged Equity ETF | Reduce -3.7% | 0.26% | −0.07 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -1.9% | 0.28% | −0.07 |
| BOND PIMCO Active Bond Exchange-T | Reduce -2.8% | 0.22% | −0.06 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -15.1% | 0.15% | −0.06 |
| GTO Invesco Total Return Bond Et | Reduce -2.8% | 0.19% | −0.06 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -15.0% | 0.11% | −0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -2.6% | 0.11% | −0.05 |
| TLT iShares 20+ Year Treasury BD | Reduce -5.5% | 0.14% | −0.05 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -4.0% | 0.15% | −0.05 |
| USFR Wisdomtree Floating Rate Tre | Reduce -4.7% | 0.14% | −0.05 |
| RWL Invesco S&P 500 Revenue ETF | Reduce -2.2% | 0.19% | −0.05 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -3.8% | 0.14% | −0.05 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Reduce -0.1% | 0.21% | −0.04 |
| TFLO iShares Treasury Floating Ra | Reduce -20.8% | 0.07% | −0.04 |
| XSMO Invesco S&P Smallcap Momentu | Reduce -3.0% | 0.17% | −0.04 |
| VXF Vanguard Extended Market ETF | Reduce -10.1% | 0.13% | −0.04 |
| VRIG Invesco Variable Rate Invest | Reduce -36.8% | 0.04% | −0.04 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -1.5% | 0.12% | −0.04 |
| SDY SS SPDR S&P Dividend ETF | Reduce -8.7% | 0.09% | −0.03 |
| AVUV Avantis US Small Cap Value | Reduce -0.4% | 0.19% | −0.03 |
| COIN Coinbase Global Inc. Class A | Reduce -4.1% | 0.07% | −0.03 |
| IAI iShares U.S. Broker-Dealers | Reduce -48.9% | 0.03% | −0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -8.3% | 0.13% | −0.03 |
| EDGF 3EDGE Dynamic Fixed Incm ETF | Reduce -3.1% | 0.09% | −0.03 |
| TOTL SS Doubleline TR Tact ETF | Reduce -1.0% | 0.10% | −0.03 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -3.9% | 0.10% | −0.03 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -6.4% | 0.07% | −0.02 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -6.7% | 0.07% | −0.02 |
| FNGS Microsectors Fang+ Etns | Reduce -23.4% | 0.04% | −0.02 |
| IGRO iShares Intl Div Growth ETF | Reduce -0.7% | 0.08% | −0.02 |
| ICSH iShares Ultra Short Duration | Reduce -18.5% | 0.04% | −0.02 |
| FXL First Trust Technology Alpha | Reduce -34.5% | 0.02% | −0.02 |
| QLTA iShares Aaa - A Rated Corpor | Reduce -60.7% | 0.01% | −0.02 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Reduce -17.8% | 0.04% | −0.02 |
| QGRO American Century US Quality | Reduce -4.4% | 0.06% | −0.02 |
| TXN Texas Instruments Inc. | Reduce -12.7% | 0.04% | −0.02 |
| AGGH Simplify Aggregate Bond ETF | Reduce -25.0% | 0.03% | −0.02 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -7.2% | 0.05% | −0.02 |
| IWX iShares Russell Top 200 Valu | Reduce -95.4% | 0.00% | −0.02 |
| MBB iShares MBS ETF | Reduce -0.0% | 0.07% | −0.02 |
| FXI iShares China Large-Cap ETF | Reduce -72.2% | 0.01% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| VTI VG Morningstar TS MKT ETF-US | Add +84.7% | 1.25% | +0.44 |
| XLK SS Technology Select Sector | Add +126.9% | 0.72% | +0.35 |
| AAPL Apple Inc. | Add +22.0% | 2.55% | +0.31 |
| XLF SS Financial Select Sector | Add +120.3% | 0.41% | +0.18 |
| JMBS Janus Henderson Mortg Backed | Add +1148.9% | 0.19% | +0.17 |
| JSI JH Securitized Income ETF | Add +3648.1% | 0.18% | +0.17 |
| GOOGL Alphabet Inc. Class A | Add +24.9% | 0.70% | +0.17 |
| GLDM SPDR Gold Minishares Trust | Add +466.1% | 0.21% | +0.16 |
| XLC SS Comm Select Sector SPDR | Add +173.6% | 0.27% | +0.15 |
| AVEM Avantis Emerging Markets Eq | Add +505.9% | 0.18% | +0.14 |
| SPTI SS SPDR P Int Term TSY ETF | Add +439.7% | 0.14% | +0.11 |
| AVGO Broadcom Inc. | Add +24.4% | 0.67% | +0.11 |
| CAFX Congress Intermediate Bond | New | 0.10% | +0.10 |
| MBS Angel Oak Mortg-Bcked SE ETF | New | 0.08% | +0.08 |
| PAVE Global X US Infrastructure | Add +162.4% | 0.15% | +0.08 |
| XLV SS Health Care Select Sector | Add +88.1% | 0.23% | +0.08 |
| KBWB Invesco KBW Bank ETF | Add +1754.5% | 0.08% | +0.08 |
| GOOG Alphabet Inc. Class C | Add +15.4% | 0.50% | +0.07 |
| ANET Arista Networks Inc. | Add +83.2% | 0.13% | +0.07 |
| VONG Vanguard Russell 1000 Growth | Add +56.9% | 0.26% | +0.07 |
| FJP First Trust Japan | Add +3576.9% | 0.07% | +0.07 |
| ORCL Oracle Corp. | Add +43.9% | 0.25% | +0.07 |
| TJX TJX Companies Inc. | Add +141.7% | 0.11% | +0.06 |
| EUFN iShares MSCI Europe Financia | Add +2499.7% | 0.06% | +0.06 |
| SSO Proshares Ultra S&P500 | Add +1270.8% | 0.06% | +0.06 |
| NVDA Nvidia Corp. | Add +11.9% | 2.31% | +0.06 |
| KO The Coca-Cola Co. | Add +78.1% | 0.24% | +0.06 |
| IYW iShares Ustechnology ETF | Add +62.9% | 0.20% | +0.06 |
| ETN Eaton Corp. PLC | Add +104.3% | 0.14% | +0.06 |
| XLRE SS Real Estate Select Sector | Add +574.6% | 0.07% | +0.05 |
| DMBS Doubleline Mortgage ETF | Add +871394.1% | 0.05% | +0.05 |
| XLP SS Consumer Staples Sel Sect | Add +111.8% | 0.13% | +0.05 |
| CGIC Cap Group Intl Core Eq | Add +190.3% | 0.09% | +0.05 |
| XLI SS Industrial Select Sector | Add +76.3% | 0.17% | +0.05 |
| STRL Sterling Infrastructure Inc. | Add +369.6% | 0.06% | +0.05 |
| EZU iShares MSCI Eurozone ETF | Add +608.9% | 0.06% | +0.05 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Add +115.2% | 0.12% | +0.05 |
| MLM Martin Marietta Materials | Add +709.2% | 0.06% | +0.05 |
| ORLY O'reilly Automotive Inc. | Add +422.1% | 0.07% | +0.05 |
| IWY iShares Russell Top 200 Grow | Add +51.7% | 0.21% | +0.05 |
| SPBO SS SPDR P Corp. Bond ETF | Add +643.2% | 0.06% | +0.05 |
| XLE SS Energy Select Sector | Add +60.5% | 0.19% | +0.05 |
| LGLV SPDR US LC Low Vol Idx | Add +689.8% | 0.06% | +0.05 |
| PH Parker Hannifin Corp. | Add +111.5% | 0.10% | +0.05 |
| FENI Fidelity Enhanced Intl ETF | Add +161.8% | 0.09% | +0.05 |
| HD Home Depot Inc. | Add +38.5% | 0.27% | +0.05 |
| EFA iShares MSCI Eafe ETF | Add +61.8% | 0.19% | +0.05 |
| GS Goldman Sachs Group Inc. | Add +46.5% | 0.19% | +0.04 |
| DELL Dell Technologies -C | Add +130.9% | 0.09% | +0.04 |
| BWZ State Street SPDR Bloomberg | Add +1334.8% | 0.05% | +0.04 |
Options Activity Q2 2025 → Q3 2025
| NVIDIA CORPORATION | call | Add +2.0% | 51 | $321K |
| ALIBABA GROUP HLDG LTD | call | Add +60.0% | 32 | $147K |
| TESLA INC | put | Add +600.0% | 7 | $147K |
| SELECT SECTOR SPDR TR | put | Add +34.1% | 55 | $129K |
| MARVELL TECHNOLOGY INC | call | Add +4.3% | 24 | $110K |
| ISHARES SILVER TR | call | New | 229 | $108K |
| META PLATFORMS INC | call | Add +100.0% | 2 | $78K |
| SELECT SECTOR SPDR TR | put | Add +116.7% | 13 | $73K |
| GOLDMAN SACHS GROUP INC | call | New | 3 | $60K |
| STATE STR SPDR S&P 500 ETF T | put | Reduce -0.7% | 153 | $59K |
| GOLDMAN SACHS GROUP INC | put | New | 3 | $55K |
| ARISTA NETWORKS INC | call | Add +166.7% | 16 | $48K |
| AEROVIRONMENT INC | call | Add +25.0% | 5 | $46K |
| APPLE INC | put | Add +22.7% | 54 | $44K |
| PAYPAL HLDGS INC | call | Add +3200.0% | 33 | $43K |
| COREWEAVE INC | call | Add +1100.0% | 12 | $26K |
| OCCIDENTAL PETE CORP | call | Reduce -4.9% | 39 | $26K |
| UNITEDHEALTH GROUP INC | call | New | 5 | $23K |
| UPSTART HLDGS INC | call | Add +33.3% | 4 | $20K |
| AMAZON COM INC | put | Add +166.7% | 16 | $19K |
| SEA LTD | call | Add +100.0% | 2 | $19K |
| MICROSOFT CORP | call | Add +200.0% | 3 | $15K |
| STRATEGY INC | call | Add +200.0% | 3 | $13K |
| CARNIVAL CORP | call | Add +40.0% | 7 | $13K |
| AURORA INNOVATION INC | call | New | 50 | $13K |
| ACM RESH INC | call | New | 10 | $13K |
| TAKE-TWO INTERACTIVE SOFTWAR | call | Add +50.0% | 3 | $12K |
| CENTRUS ENERGY CORP | call | New | 1 | $10K |
| MONDAY COM LTD | call | Add +100.0% | 2 | $9K |
| LYFT INC | call | Add +450.0% | 11 | $9K |
| ISHARES TR | call | New | 4 | $9K |
| SPORTRADAR GROUP AG | call | New | 10 | $7K |
| FORTINET INC | call | Add +33.3% | 4 | $7K |
| ASTERA LABS INC | call | New | 1 | $7K |
| GENERAC HLDGS INC | call | New | 1 | $7K |
| FTAI AVIATION LTD | call | New | 1 | $7K |
| THE TRADE DESK INC | call | Add +300.0% | 8 | $6K |
| UIPATH INC | call | Add +750.0% | 34 | $6K |
| NXP SEMICONDUCTORS N V | call | New | 1 | $6K |
| SAP SE | call | New | 1 | $6K |
| LUMENTUM HLDGS INC | call | New | 1 | $5K |
| ARGAN INC | call | New | 1 | $5K |
| DIGITALOCEAN HLDGS INC | call | New | 3 | $5K |
| INSMED INC | call | New | 1 | $5K |
| CARPENTER TECHNOLOGY CORP | call | New | 1 | $5K |
| E L F BEAUTY INC | call | New | 1 | $5K |
| ROBLOX CORP | call | New | 1 | $5K |
| EVERPURE INC | call | New | 1 | $5K |
| PINTEREST INC | call | New | 3 | $4K |
| XPO INC | call | New | 1 | $4K |
Showing the first 50 of 78.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +35.6% | 1,746 | $2.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.8% | 922 | $1.2M |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | Reduce -3.7% | 24,810 | $500K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Add +21.3% | 4,873 | $449K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -0.8% | 12,829 | $328K |
| RITHM PROPERTY TRUST (RPT V9.875 PERP) | 9.875 FXD-FLT C | Add +15.2% | 9,389 | $236K |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -69.8% | 3,189 | $227K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -4.0% | 2,977 | $188K |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Reduce -4.3% | 8,875 | $176K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -2.9% | 6,792 | $64K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +14.3% | 1,600 | $62K |
| MPTI.WS M-Tron Industries Inc. -28 | *W EXP 04/25/202 | Reduce -2.9% | 34,729 | $57K |
| RZLVW Rezolve AI PLC -CW27 | *W EXP 08/15/202 | New | 15,000 | $29K |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | Add +125.0% | 4,500 | $25K |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | New | 7,750 | $7K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Reduce -71.5% | 94,574 | $7K |
| RIVERNORTH CAPITAL AND INCOM | RIGHT 07/07/2025 | Sold out | 114,483 | $6Kbefore exit |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | New | 6 | $5K |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Reduce -10.3% | 271 | $5K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | New | 5 | $5K |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | New | 5 | $5K |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | New | 4 | $4K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 4 | $4K |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | New | 4 | $4K |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 4 | $4K |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Sold out | 50 | $3Kbefore exit |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | New | 100,000 | $2K |
| USA RARE EARTH INC | *W EXP 03/13/203 | New | 200 | $1K |
| READY CAPITAL CORP (RC 6.25 PERP C) | 6.25 CNV PFD C | Sold out | 100 | $1Kbefore exit |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | New | 17,000 | $1K |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | New | 5,000 | $1K |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 1 | $970before exit |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | Sold out | 400 | $500before exit |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Reduce -75.9% | 6,441 | $450 |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | Reduce -31.6% | 650 | $279 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Reduce -77.1% | 13,341 | $254 |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | Sold out | 6 | $190before exit |
| ETHZW KBL Merger Corp. IV - CW23 | *W EXP 11/07/202 | New | 2,000 | $126 |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | Sold out | 2,550 | $51before exit |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | Sold out | 300 | $48before exit |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -11.9% | 215 | $24 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Reduce -64.7% | 6 | $16 |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | Reduce -60.0% | 200 | $14 |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | Reduce -99.6% | 164 | $9 |
| STANDARD BIOTOOLS INC (LAB 2.75 02/01/34) | NOTE 2.750% 2/0 · principal | Sold out | 8 | $8before exit |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | Sold out | 6 | $6before exit |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Sold out | 1 | $2before exit |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | Reduce -53.5% | 786 | $0 |
| GNLN Greenlane Hldgs Inc. | CL A NEW | Sold out | 0 | $0before exit |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | Sold out | 33 | $0before exit |
Showing the first 50 of 52.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7,631 | $85.0B | AAPL, NVDA, QQQ, IVV, MSFT |
| Q1 2026 | 7,459 | $68.3B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q4 2025 | 7,501 | $68.4B | AAPL, NVDA, MSFT, QQQ, IVV |
| Q3 2025 | 7,638 | $71.4B | AAPL, NVDA, MSFT, IVV, QQQ |
| Q2 2025Amended | 7,486 | $56.2B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2025 | 7,165 | $44.9B | AAPL, IVV, NVDA, QQQ, MSFT |
| Q4 2024Amended | 7,131 | $44.5B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q3 2024 | 7,082 | $44.3B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q2 2024 | 7,129 | $42.3B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2024 | 6,909 | $44.8B | AAPL, QQQ, MSFT, IVV, NVDA |