Osaic Holdings, Inc.
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 12, 2025), Osaic Holdings, Inc. reported 7,165 stock positions worth $44.9 billion. Its top holding was Apple (AAPL) at 3.0% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.0%) and Nvidia (NVDA, 1.8%). Compared with Q4 2024, it opened 433 new positions, sold out of 400, added to 3,353 and reduced 2,948. The biggest buy was Berkshire Hathaway Class B (BRK.B, shares +4%) and the biggest sale Main Sector Rotation ETF (SECT, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001677044
- Portfolio Value
- $44.9B (Q1 2025)
- SEC Filing
- 0001677044-25-000007 ↗ filed May 12, 2025
Holdings Value
Holdings 7,165 stocks · $44.9B
| AAPL Apple Inc. | 2.97% | 6,000,072 | $1.3B | Reduce -0.1% |
| IVV iShares Core S&P 500 ETF | 2.05% | 1,635,286 | $919.6M | Reduce -7.2% |
| NVDA Nvidia Corp. | 1.85% | 7,657,590 | $830.0M | Add +7.4% |
| QQQ Invesco QQQ Trust Series 1 | 1.69% | 1,616,913 | $758.9M | Reduce -0.6% |
| MSFT Microsoft Corp. | 1.60% | 1,906,736 | $716.4M | Reduce -10.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.39% | 1,117,775 | $625.9M | Add +12.2% |
| AMZN Amazon.com Inc. | 1.30% | 3,067,262 | $583.6M | Reduce -0.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.18% | 8,036,530 | $528.5M | Reduce -15.9% |
| VOO Vanguard S&P 500 ETF | 1.15% | 1,000,260 | $514.5M | Reduce -3.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.11% | 935,910 | $498.5M | Add +3.6% |
| VTI VG Morningstar TS MKT ETF-US | 1.02% | 1,657,576 | $455.8M | Add +14.9% |
| SCHG Schwab US Large-Cap Growth | 0.99% | 17,660,027 | $442.2M | Add +23.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.93% | 7,611,550 | $416.9M | Reduce -3.0% |
| JEPI JPMorgan Equity Premium Inco | 0.79% | 6,163,033 | $352.3M | Add +8.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.71% | 1,832,006 | $316.6M | Reduce -9.3% |
| SCHV Schwab US Large-Cap Value | 0.68% | 11,554,657 | $307.1M | Add +3.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.65% | 9,868,298 | $293.0M | Add +11.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.65% | 784,680 | $291.2M | Reduce -26.4% |
| META Meta Platforms Inc. Class A | 0.64% | 498,260 | $287.3M | Reduce -13.6% |
| SCHD Schwab US DVD Equity ETF | 0.63% | 10,047,605 | $281.0M | Add +11.5% |
| VIG Vanguard Dividend Apprec ETF | 0.63% | 1,446,954 | $280.8M | Add +1.1% |
| ITOT iShares Core S&P Total U.S. | 0.51% | 1,876,014 | $228.9M | Add +11.3% |
| IWF iShares Russell 1000 Growth | 0.51% | 630,401 | $227.7M | Add +5.3% |
| QUAL iShares MSCI USA Quality Fac | 0.50% | 1,314,703 | $224.8M | Reduce -11.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.47% | 2,292,318 | $210.3M | Reduce -4.7% |
| GLD SPDR Gold Shares | 0.46% | 723,717 | $208.5M | Add +10.0% |
| GOOGL Alphabet Inc. Class A | 0.46% | 1,340,021 | $207.3M | Reduce -3.5% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.46% | 5,793,791 | $206.5M | Add +21.3% |
| JPM JPMorgan Chase & Co. | 0.45% | 815,651 | $200.3M | Reduce -9.5% |
| XOM Exxon Mobil Corp. | 0.44% | 1,669,082 | $198.6M | Reduce -4.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.44% | 3,884,241 | $198.4M | Add +13.1% |
| GOOG Alphabet Inc. Class C | 0.43% | 1,248,437 | $195.1M | Reduce -4.0% |
| FBND Fidelity Total Bond ETF | 0.43% | 4,202,552 | $191.9M | Add +34.5% |
| COST Costco Wholesale Corp. | 0.41% | 195,746 | $185.5M | Reduce -14.8% |
| IVW iShares S&P 500 Growth ETF | 0.41% | 1,982,948 | $184.1M | Reduce -1.0% |
| LLY Eli Lilly & Co. | 0.41% | 222,365 | $183.8M | Reduce -15.8% |
| SGOV iShares 0-3 Month Treasury B | 0.40% | 1,802,016 | $181.4M | Add +49.4% |
| VEA Vanguard Ftse Developed ETF | 0.40% | 3,520,656 | $179.0M | Reduce -23.5% |
| RDVY First Trust Rising Dividend | 0.40% | 3,034,631 | $177.7M | Add +15.5% |
| HELO JPMorgan Hedged Equity ETF | 0.40% | 2,976,745 | $177.7M | Add +21.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.39% | 683,040 | $176.8M | Add +13.2% |
| TSLA Tesla Inc. | 0.39% | 679,637 | $176.1M | Reduce -13.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.39% | 903,692 | $174.5M | Add +23.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.38% | 2,137,873 | $171.8M | Reduce -16.6% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.38% | 3,259,412 | $168.8M | Add +20.5% |
| AGG iShares Core U.S. Aggregate | 0.37% | 1,664,164 | $164.7M | Add +37.5% |
| BIV Vanguard Intermediate-Term B | 0.36% | 2,092,252 | $160.2M | Reduce -19.4% |
| XLK SS Technology Select Sector | 0.35% | 756,440 | $156.3M | Add +8.2% |
| BOND PIMCO Active Bond Exchange-T | 0.35% | 1,684,356 | $155.8M | Add +72.7% |
| SPHQ Invesco S&P 500 Quality ETF | 0.34% | 2,331,157 | $154.7M | Add +23.5% |
| V Visa Inc. Class A | 0.34% | 439,622 | $154.2M | Reduce -15.9% |
| RSP Invesco S&P 500 Equal Weight | 0.34% | 883,409 | $153.1M | Reduce -12.7% |
| BND Vanguard Total Bond Market | 0.33% | 2,024,465 | $148.7M | Reduce -46.9% |
| AVGO Broadcom Inc. | 0.33% | 883,893 | $148.0M | Reduce -19.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.33% | 4,008,572 | $146.0M | Reduce -19.1% |
| IJH iShares Core S&P Midcap ETF | 0.32% | 2,459,692 | $143.5M | Add +12.1% |
| CGGR Cap Group Growth Equity | 0.32% | 4,176,654 | $143.1M | Add +28.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 634,539 | $140.8M | Reduce -21.8% |
| GTO Invesco Total Return Bond Et | 0.31% | 2,946,275 | $138.3M | Reduce -2.6% |
| JAAA Janus Henderson Aaa Clo ETF | 0.30% | 2,680,372 | $135.9M | Add +36.4% |
| VYM Vanguard High DVD Yield ETF | 0.30% | 1,047,105 | $135.1M | Add +11.1% |
| WMT Walmart Inc. | 0.30% | 1,537,216 | $135.0M | Add +2.5% |
| PG The Procter & Gamble Co. | 0.30% | 785,313 | $133.9M | Add +2.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.30% | 1,429,212 | $133.9M | Reduce -0.3% |
| DFAC Dimensional US Core Equity 2 | 0.29% | 3,985,425 | $131.5M | Add +49.2% |
| JPST JPMorgan Ultra-Short Income | 0.28% | 2,437,316 | $123.4M | Add +11.3% |
| IJR iShares Core S&P Small-Cap E | 0.27% | 1,174,223 | $122.9M | Reduce -7.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.27% | 2,483,297 | $121.1M | Reduce -2.3% |
| AVUV Avantis US Small Cap Value | 0.27% | 1,388,974 | $121.1M | Add +17.7% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.26% | 2,574,041 | $118.6M | Add +1.5% |
| ABBV Abbvie Inc. | 0.26% | 551,097 | $115.6M | Add +3.0% |
| FVD First Trust Value Line DVD | 0.26% | 2,569,740 | $114.6M | Add +59.7% |
| IWP iShares Russell Mid-Cap Grow | 0.26% | 973,684 | $114.4M | Add +120.3% |
| FTCS First Trust Capital Strength | 0.25% | 1,274,001 | $114.2M | Add +8.2% |
| PLTR Palantir Technologies Inc. Class A | 0.25% | 1,343,925 | $113.4M | Add +12.3% |
| HD Home Depot Inc. | 0.25% | 303,788 | $111.5M | Reduce -9.3% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.25% | 3,930,675 | $111.4M | Add +10.3% |
| NFLX Netflix Inc. | 0.25% | 118,235 | $110.3M | Reduce -21.1% |
| CVX Chevron Corp. | 0.24% | 653,098 | $109.3M | Reduce -5.0% |
| UNH Unitedhealth Group Inc. | 0.24% | 206,530 | $108.4M | Reduce -20.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.24% | 1,431,448 | $108.3M | Reduce -32.1% |
| IEMG iShares Core MSCI Emerging | 0.24% | 2,002,334 | $108.1M | Reduce -30.4% |
| IVE iShares S&P 500 Value ETF | 0.23% | 546,084 | $104.2M | Reduce -5.8% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.23% | 244,467 | $102.7M | Add +3.1% |
| VXUS Vanguard Total Intl Stock | 0.23% | 1,637,126 | $101.7M | Add +7.5% |
| JNJ Johnson & Johnson | 0.23% | 611,076 | $101.4M | Add +4.2% |
| XSMO Invesco S&P Smallcap Momentu | 0.23% | 1,614,633 | $101.3M | Add +29.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.22% | 401,320 | $99.9M | Add +7.8% |
| VGT Vanguard Info Tech ETF | 0.22% | 181,478 | $98.6M | Reduce -1.7% |
| XLF SS Financial Select Sector | 0.22% | 1,962,065 | $97.7M | Reduce -1.4% |
| VWO Vanguard Ftse Emerging Marke | 0.21% | 2,122,792 | $96.1M | Reduce -27.5% |
| SPAB SS SPDR P Agg Bond ETF | 0.21% | 3,720,630 | $95.0M | Reduce -9.4% |
| VONG Vanguard Russell 1000 Growth | 0.21% | 1,021,134 | $94.8M | Add +68.5% |
| USFR Wisdomtree Floating Rate Tre | 0.20% | 1,812,462 | $91.2M | Add +27.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.20% | 486,159 | $90.7M | Reduce -33.0% |
| XLV SS Health Care Select Sector | 0.20% | 619,620 | $90.5M | Add +2.7% |
| XLE SS Energy Select Sector | 0.20% | 949,670 | $88.8M | Add +10.5% |
| VZ Verizon Communications Inc. | 0.19% | 1,924,762 | $87.3M | Reduce -5.5% |
| IWM iShares Russell 2000 ETF | 0.19% | 436,444 | $87.1M | Add +0.3% |
| IWD iShares Russell 1000 Value E | 0.19% | 462,672 | $87.1M | Add +11.6% |
Options reported separately and not counted above: STATE STR SPDR S&P 500 ETF T puts ($750K), INVESCO QQQ TR puts ($680K), NVIDIA CORPORATION calls ($225K), ISHARES TR puts ($157K), APPLE INC calls ($152K), APPLE INC puts ($148K), MICROSOFT CORP calls ($120K), MICRON TECHNOLOGY INC calls ($115K), CROWDSTRIKE HLDGS INC calls ($111K), BROADCOM INC calls ($87K), BOOKING HOLDINGS INC calls ($85K), PALANTIR TECHNOLOGIES INC calls ($83K), and 176 more.
Other holdings (79): bonds, preferreds, convertibles and warrants · $4.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,277 | $1.5M | Add +20.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,109 | $1.4M | Add +3.6% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 24,360 | $427K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 10,472 | $290K | Reduce -1.9% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 6,200 | $252K | Add +31.9% |
| RITHM PROPERTY TRUST (RPT V9.875 PERP) | 9.875 FXD-FLT C | 6,600 | $167K | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 3,050 | $146K | Reduce -0.8% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 6,775 | $116K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 3,816 | $93K | Add +15.1% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 6,992 | $87K | Reduce -15.9% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 1,400 | $52K | Add +273.3% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 1,000 | $49K | Reduce -23.1% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 33 | $31K | Add +1000.0% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 450 | $27K | No change |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | 45,000 | $22K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 7,950 | $18K | Reduce -67.8% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 9,500 | $15K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,107 | $8K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 8 | $8K | No change |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 295 | $7K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 6,775 | $7K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 59 | $6K | Add +37.2% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 6 | $6K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 2 | $5K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 304 | $4K | Add +12.2% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,327 | $4K | No change |
| SPWRW Sunpower Inc.-CW27 | *W EXP 07/31/202 | 16,940 | $3K | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 3 | $3K | No change |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 2,500 | $2K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 335 | $2K | Add +23.6% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 38 | $1K | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1 | $1K | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 40,752 | $1K | Add +83.3% |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 450 | $1K | Reduce -10.0% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 1 | $997 | No change |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 1 | $967 | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1 | $916 | No change |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 200 | $844 | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 7,000 | $700 | New |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 400 | $500 | No change |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 10 | $482 | New |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 4,000 | $360 | New |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 4 | $336 | New |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 800 | $328 | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 950 | $247 | No change |
| FFAIW Faraday Future -CW27 | *W EXP 07/21/202 | 5,000 | $225 | New |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | 17,469 | $189 | New |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 1,692 | $101 | Add +111.8% |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 10,000 | $100 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 17 | $86 | Reduce -19.1% |
| BCTXW Briacell Therapeutics -CW27 | *W EXP 02/26/202 | 800 | $72 | No change |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 1,100 | $66 | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,166 | $58 | No change |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 2,550 | $51 | Add +2.0% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 500 | $45 | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 300 | $42 | No change |
| BFRGW Bullfrog AI Holdings Inc.-28 | *W EXP 01/18/202 | 50 | $31 | New |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 30 | $30 | Add +500.0% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 243 | $24 | Reduce -69.5% |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 66 | $17 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 12 | $16 | Add +500.0% |
| STANDARD BIOTOOLS INC (LAB 2.75 02/01/34) | NOTE 2.750% 2/0 · principal | 8 | $8 | No change |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 30 | $8 | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 27 | $5 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 396 | $5 | No change |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | 100 | $5 | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 490 | $4 | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4 | $3 | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 3 | $2 | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 64 | $2 | Add +1500.0% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 2 | $2 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 61 | $1 | Reduce -37.1% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 1 | $1 | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 1 | $1 | No change |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 1 | $1 | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1 | $1 | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 1 | $1 | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1 | $1 | No change |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 12 | $0 | No change |
Total filed on the 13F, all lines: $44.9B.
Portfolio Sells Q4 2024 → Q1 2025
| SECT Main Sector Rotation ETF | Reduce -97.7% | 0.02% | −0.82 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -15.9% | 1.18% | −0.30 |
| TLT iShares 20+ Year Treasury BD | Reduce -58.6% | 0.19% | −0.25 |
| TSLA Tesla Inc. | Reduce -13.4% | 0.39% | −0.21 |
| AAPL Apple Inc. | Reduce -0.1% | 2.97% | −0.19 |
| BND Vanguard Total Bond Market | Reduce -46.9% | 0.33% | −0.18 |
| AVGO Broadcom Inc. | Reduce -19.4% | 0.33% | −0.17 |
| BUYW Main Buywrite ETF | Reduce -96.8% | 0.01% | −0.16 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -26.4% | 0.65% | −0.16 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -62.3% | 0.08% | −0.14 |
| MSFT Microsoft Corp. | Reduce -10.8% | 1.60% | −0.13 |
| EDGF 3EDGE Dynamic Fixed Incm ETF | Reduce -99.9% | 0.00% | −0.12 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -33.0% | 0.20% | −0.12 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -16.6% | 0.38% | −0.11 |
| AMZN Amazon.com Inc. | Reduce -0.3% | 1.30% | −0.11 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -21.8% | 0.31% | −0.11 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.6% | 1.69% | −0.11 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -46.1% | 0.19% | −0.11 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -48.6% | 0.09% | −0.10 |
| MUB iShares National Muni Bond E | Reduce -60.0% | 0.14% | −0.10 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -59.2% | 0.06% | −0.10 |
| SEIE Sei Select Intl Equity | Reduce -82.7% | 0.02% | −0.09 |
| FNGS Microsectors Fang+ Etns | Reduce -98.7% | 0.00% | −0.08 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -36.5% | 0.12% | −0.08 |
| GOOG Alphabet Inc. Class C | Reduce -4.0% | 0.43% | −0.08 |
| GOOGL Alphabet Inc. Class A | Reduce -3.5% | 0.46% | −0.07 |
| IAGG iShares Intl Aggregate Bond | Reduce -78.8% | 0.02% | −0.07 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -34.0% | 0.13% | −0.07 |
| VNQ Vanguard Real Estate ETF | Reduce -45.8% | 0.08% | −0.07 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -24.1% | 0.12% | −0.07 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -3.0% | 0.93% | −0.07 |
| VWO Vanguard Ftse Emerging Marke | Reduce -27.5% | 0.21% | −0.07 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -29.4% | 0.12% | −0.06 |
| RSP Invesco S&P 500 Equal Weight | Reduce -12.7% | 0.34% | −0.06 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -19.1% | 0.33% | −0.05 |
| VEA Vanguard Ftse Developed ETF | Reduce -23.5% | 0.40% | −0.05 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -29.0% | 0.13% | −0.05 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Reduce -52.7% | 0.05% | −0.05 |
| IEMG iShares Core MSCI Emerging | Reduce -30.4% | 0.24% | −0.05 |
| IWY iShares Russell Top 200 Grow | Reduce -20.3% | 0.16% | −0.05 |
| FTSM First Trust Enh Short Mat FD | Reduce -22.0% | 0.16% | −0.05 |
| DGRO iShares Core Dividend Growth | Reduce -21.0% | 0.18% | −0.05 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -40.2% | 0.07% | −0.05 |
| TMAT Main Thematic Innovation ETF | Reduce -97.5% | 0.00% | −0.05 |
| MRSK Toews Agility Shares Managed | Reduce -99.2% | 0.00% | −0.05 |
| EDGU 3EDGE US Equity | Reduce -100.0% | 0.00% | −0.05 |
| IJR iShares Core S&P Small-Cap E | Reduce -7.5% | 0.27% | −0.04 |
| JNK SS SPDR BB High Yield Bond | Reduce -36.6% | 0.07% | −0.04 |
| VNQI Vanguard GLBL Ex-US Real Est | Reduce -88.6% | 0.01% | −0.04 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -20.9% | 0.11% | −0.04 |
Portfolio Buys Q4 2024 → Q1 2025
| BRK.B Berkshire Hathaway Inc. Class B | Add +3.6% | 1.11% | +0.27 |
| SGOV iShares 0-3 Month Treasury B | Add +49.4% | 0.40% | +0.17 |
| BOND PIMCO Active Bond Exchange-T | Add +72.7% | 0.35% | +0.15 |
| IWP iShares Russell Mid-Cap Grow | Add +120.3% | 0.26% | +0.13 |
| FBND Fidelity Total Bond ETF | Add +34.5% | 0.43% | +0.11 |
| AGG iShares Core U.S. Aggregate | Add +37.5% | 0.37% | +0.11 |
| GLD SPDR Gold Shares | Add +10.0% | 0.46% | +0.11 |
| FMDE Fidelity Enhanced Mid Cap Co. | Add +3051.5% | 0.11% | +0.10 |
| FVD First Trust Value Line DVD | Add +59.7% | 0.26% | +0.10 |
| SCHG Schwab US Large-Cap Growth | Add +23.3% | 0.99% | +0.09 |
| DFAC Dimensional US Core Equity 2 | Add +49.2% | 0.29% | +0.09 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +12.2% | 1.39% | +0.08 |
| CGDV Cap Group Dividend Value | Add +21.3% | 0.46% | +0.08 |
| BTAL Agf US Market Neutral Anti-B | Add +2237.3% | 0.08% | +0.08 |
| JAAA Janus Henderson Aaa Clo ETF | Add +36.4% | 0.30% | +0.08 |
| VTI VG Morningstar TS MKT ETF-US | Add +14.9% | 1.02% | +0.08 |
| SCHD Schwab US DVD Equity ETF | Add +11.5% | 0.63% | +0.07 |
| JCPB JPMorgan Core Plus Bond ETF | Add +61.4% | 0.19% | +0.07 |
| VONG Vanguard Russell 1000 Growth | Add +68.5% | 0.21% | +0.07 |
| SPHQ Invesco S&P 500 Quality ETF | Add +23.5% | 0.34% | +0.07 |
| RWL Invesco S&P 500 Revenue ETF | Add +53.2% | 0.18% | +0.06 |
| BBIN JPM Betabuilders Intl Eqty | Add +981.4% | 0.06% | +0.06 |
| ABBV Abbvie Inc. | Add +3.0% | 0.26% | +0.06 |
| HELO JPMorgan Hedged Equity ETF | Add +21.1% | 0.40% | +0.05 |
| JEPI JPMorgan Equity Premium Inco | Add +8.8% | 0.79% | +0.05 |
| PLTR Palantir Technologies Inc. Class A | Add +12.3% | 0.25% | +0.05 |
| UBER Uber Technologies Inc. | Add +69.7% | 0.10% | +0.05 |
| FELV Fidelity Enh LRG Cap Val ETF | Add +590.7% | 0.06% | +0.05 |
| AAAU Goldman Sachs Physical Gold | Add +409.4% | 0.06% | +0.05 |
| ZALT Innovator US Eq 10 Buffer | Add +90.2% | 0.10% | +0.05 |
| CGGR Cap Group Growth Equity | Add +28.8% | 0.32% | +0.05 |
| ICSH iShares Ultra Short Duration | Add +211.4% | 0.07% | +0.05 |
| PM Philip Morris International | Add +0.6% | 0.17% | +0.05 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +13.1% | 0.44% | +0.05 |
| IBM Intl Business Machines Corp. | Add +7.8% | 0.22% | +0.05 |
| VONV Vanguard Russell 1000 Value | Add +105.5% | 0.09% | +0.05 |
| RDVY First Trust Rising Dividend | Add +15.5% | 0.40% | +0.05 |
| FDVV Fidelity High Dividend ETF | Add +58.1% | 0.13% | +0.05 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +11.1% | 0.65% | +0.05 |
| IAU iShares Gold Trust | Add +13.0% | 0.17% | +0.04 |
| DLN Wisdomtree US Largecap Divid | Add +119.8% | 0.08% | +0.04 |
| FELG Fidelity Enh LRG Cap GWTH | Add +182.9% | 0.07% | +0.04 |
| JNJ Johnson & Johnson | Add +4.2% | 0.23% | +0.04 |
| USFR Wisdomtree Floating Rate Tre | Add +27.7% | 0.20% | +0.04 |
| EQWL Invesco S&P 100 Equal Weight | Add +380.5% | 0.05% | +0.04 |
| QQQM Invesco Nasdaq 100 ETF | Add +23.1% | 0.39% | +0.04 |
| DFAI Dimensional International Co. | Add +190.9% | 0.06% | +0.04 |
| VGSH Vanguard Short-Term Treasury | Add +23.6% | 0.16% | +0.04 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +39.1% | 0.12% | +0.04 |
| XSMO Invesco S&P Smallcap Momentu | Add +29.6% | 0.23% | +0.04 |
Options Activity Q4 2024 → Q1 2025
| ISHARES TR | call | Sold out | 344 | $999Kbefore exit |
| STATE STR SPDR S&P 500 ETF T | put | Add +95.5% | 391 | $750K |
| INVESCO QQQ TR | put | Add +2757.1% | 200 | $680K |
| NVIDIA CORPORATION | call | Reduce -68.8% | 105 | $225K |
| ISHARES TR | put | Add +3025.0% | 250 | $157K |
| APPLE INC | call | Add +4.2% | 25 | $152K |
| APPLE INC | put | Add +600.0% | 14 | $148K |
| MICROSOFT CORP | call | Add +63.6% | 18 | $120K |
| MICRON TECHNOLOGY INC | call | Add +143.8% | 39 | $115K |
| CROWDSTRIKE HLDGS INC | call | Add +800.0% | 9 | $111K |
| SOFI TECHNOLOGIES INC | put | Sold out | 131 | $95Kbefore exit |
| BROADCOM INC | call | Add +12.5% | 18 | $87K |
| PALANTIR TECHNOLOGIES INC | call | Reduce -10.5% | 17 | $83K |
| TAIWAN SEMICONDUCTOR MANUFAC | call | New | 21 | $82K |
| HOME DEPOT INC | call | Add +68.2% | 37 | $71K |
| REDDIT INC | put | New | 5 | $62K |
| AMAZON COM INC | call | Reduce -28.6% | 10 | $56K |
| AMERICAN EXPRESS CO | put | Sold out | 9 | $53Kbefore exit |
| PEPSICO INC | put | New | 10 | $49K |
| TESLA INC | put | Sold out | 2 | $48Kbefore exit |
| WILLIAMS SONOMA INC | put | New | 5 | $45K |
| META PLATFORMS INC | call | Reduce -80.0% | 1 | $45K |
| DOLLAR GEN CORP | call | Sold out | 50 | $41Kbefore exit |
| TESLA INC | call | Reduce -50.0% | 7 | $40K |
| LOWES COS INC | put | Sold out | 30 | $36Kbefore exit |
| APPLOVIN CORP | put | New | 1 | $36K |
| APPLOVIN CORP | call | Add +100.0% | 2 | $34K |
| MARVELL TECHNOLOGY INC | call | New | 11 | $34K |
| COSTCO WHOLESALE CORPORATION | call | Add +300.0% | 4 | $30K |
| HONEYWELL INTL INC | call | Reduce -30.0% | 7 | $29K |
| DEERE & CO | call | New | 5 | $28K |
| COSTCO WHOLESALE CORPORATION | put | New | 1 | $24K |
| SPOTIFY TECHNOLOGY S A | call | New | 1 | $23K |
| CHENIERE ENERGY INC | put | Sold out | 99 | $21Kbefore exit |
| INTEL CORP | call | New | 101 | $21K |
| CAMECO CORP | call | Add +750.0% | 17 | $20K |
| GOLDMAN SACHS GROUP INC | put | New | 1 | $20K |
| VIKING THERAPEUTICS INC | call | Add +320.0% | 21 | $19K |
| ALPHABET INC | call | New | 7 | $19K |
| SELECT SECTOR SPDR TR | put | New | 8 | $19K |
| REDDIT INC | call | Add +50.0% | 3 | $18K |
| ASML HLDG NV | call | Reduce -94.4% | 1 | $17K |
| BLACKSTONE INC | put | Sold out | 99 | $17Kbefore exit |
| AXON ENTERPRISE INC | call | New | 1 | $16K |
| FEDEX CORP | call | New | 3 | $14K |
| ARISTA NETWORKS INC | call | Add +700.0% | 16 | $14K |
| PELOTON INTERACTIVE INC | call | New | 50 | $12K |
| CARVANA CO | call | Reduce -66.7% | 1 | $12K |
| INTUITIVE SURGICAL INC | call | Reduce -50.0% | 1 | $12K |
| MADRIGAL PHARMACEUTICALS INC | call | Sold out | 1 | $10Kbefore exit |
Showing the first 50 of 143.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +20.9% | 1,277 | $1.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +3.6% | 1,109 | $1.4M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Sold out | 9,795 | $690Kbefore exit |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | New | 24,360 | $427K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | Sold out | 38,028 | $301Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -1.9% | 10,472 | $290K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +31.9% | 6,200 | $252K |
| RITHM PROPERTY TRUST (RPT V9.875 PERP) | 9.875 FXD-FLT C | New | 6,600 | $167K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -0.8% | 3,050 | $146K |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | New | 6,775 | $116K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +15.1% | 3,816 | $93K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -15.9% | 6,992 | $87K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Add +273.3% | 1,400 | $52K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -23.1% | 1,000 | $49K |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Add +1000.0% | 33 | $31K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -67.8% | 7,950 | $18K |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | Sold out | 15 | $15Kbefore exit |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | Sold out | 2,500 | $13Kbefore exit |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | Sold out | 10 | $10Kbefore exit |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Add +37.2% | 59 | $6K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | New | 6 | $6K |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | Sold out | 500 | $6Kbefore exit |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Add +12.2% | 304 | $4K |
| SPWRW Sunpower Inc.-CW27 | *W EXP 07/31/202 | New | 16,940 | $3K |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Add +23.6% | 335 | $2K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 38 | $1K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Add +83.3% | 40,752 | $1K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Reduce -10.0% | 450 | $1K |
| MNTSW Momentus Inc.-CW26 | *W EXP 08/12/202 | Sold out | 9,000 | $720before exit |
| T1 ENERGY INC | *W EXP 07/09/202 | New | 7,000 | $700 |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | Sold out | 200 | $610before exit |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | New | 10 | $482 |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | New | 4,000 | $360 |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 4 | $336 |
| FFAIW Faraday Future -CW27 | *W EXP 07/21/202 | New | 5,000 | $225 |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | New | 17,469 | $189 |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | Add +111.8% | 1,692 | $101 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Reduce -19.1% | 17 | $86 |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | Add +2.0% | 2,550 | $51 |
| BFRGW Bullfrog AI Holdings Inc.-28 | *W EXP 01/18/202 | New | 50 | $31 |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | Add +500.0% | 30 | $30 |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -69.5% | 243 | $24 |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | Add +500.0% | 12 | $16 |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | Sold out | 20 | $8before exit |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | Add +1500.0% | 64 | $2 |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | Reduce -37.1% | 61 | $1 |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 1 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7,631 | $85.0B | AAPL, NVDA, QQQ, IVV, MSFT |
| Q1 2026 | 7,459 | $68.3B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q4 2025 | 7,501 | $68.4B | AAPL, NVDA, MSFT, QQQ, IVV |
| Q3 2025 | 7,638 | $71.4B | AAPL, NVDA, MSFT, IVV, QQQ |
| Q2 2025Amended | 7,486 | $56.2B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2025 | 7,165 | $44.9B | AAPL, IVV, NVDA, QQQ, MSFT |
| Q4 2024Amended | 7,131 | $44.5B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q3 2024 | 7,082 | $44.3B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q2 2024 | 7,129 | $42.3B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2024 | 6,909 | $44.8B | AAPL, QQQ, MSFT, IVV, NVDA |