Osaic Holdings, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed June 6, 2025), Osaic Holdings, Inc. reported 7,131 stock positions worth $44.5 billion. Its top holding was Apple (AAPL) at 3.2% of the portfolio, followed by Nvidia (NVDA, 2.0%) and iShares Core S&P 500 ETF (IVV, 2.0%). Compared with Q3 2024, it opened 354 new positions, sold out of 307, added to 3,362 and reduced 2,859. The biggest buy was Ste STR SPDR PT S&P 500 ETF (SPYM, shares +23%) and the biggest sale iShares 20+ Year Treasury BD (TLT, shares −17%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001677044
- Portfolio Value
- $44.5B (Q4 2024)
- SEC Filing
- 0001677044-25-000012 ↗ filed Jun 6, 2025
Holdings Value
Holdings 7,131 stocks · $44.5B
| AAPL Apple Inc. | 3.16% | 6,003,098 | $1.4B | Add +2.6% |
| NVDA Nvidia Corp. | 2.04% | 7,129,730 | $910.4M | Add +2.5% |
| IVV iShares Core S&P 500 ETF | 2.04% | 1,762,531 | $910.0M | Add +15.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.80% | 1,627,316 | $802.3M | Add +10.0% |
| MSFT Microsoft Corp. | 1.72% | 2,138,085 | $767.6M | Add +19.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.48% | 9,551,609 | $658.5M | Add +22.5% |
| AMZN Amazon.com Inc. | 1.41% | 3,076,287 | $629.8M | Add +6.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.31% | 996,662 | $584.6M | Add +2.7% |
| VOO Vanguard S&P 500 ETF | 1.07% | 1,035,905 | $477.0M | Add +25.5% |
| COWZ Pacer US Cash Cows 100 ETF | 1.00% | 7,849,309 | $443.4M | Reduce -7.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.94% | 1,442,434 | $418.2M | Reduce -2.7% |
| SCHG Schwab US Large-Cap Growth | 0.90% | 14,322,607 | $399.2M | Reduce -10.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.84% | 903,182 | $376.1M | Add +8.2% |
| SECT Main Sector Rotation ETF | 0.84% | 7,333,711 | $374.2M | Add +8.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.80% | 1,066,115 | $358.5M | Add +34.0% |
| JEPI JPMorgan Equity Premium Inco | 0.73% | 5,665,544 | $326.1M | Add +2.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.73% | 2,018,986 | $325.2M | Add +13.8% |
| SCHV Schwab US Large-Cap Value | 0.65% | 11,205,727 | $291.5M | Reduce -11.8% |
| VIG Vanguard Dividend Apprec ETF | 0.63% | 1,431,034 | $280.4M | Reduce -5.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.61% | 8,882,000 | $270.6M | Add +75.8% |
| TSLA Tesla Inc. | 0.60% | 784,783 | $269.4M | Add +10.4% |
| META Meta Platforms Inc. Class A | 0.59% | 576,712 | $260.6M | Add +30.6% |
| SCHD Schwab US DVD Equity ETF | 0.55% | 9,013,376 | $246.3M | Reduce -8.1% |
| IWF iShares Russell 1000 Growth | 0.54% | 598,979 | $240.6M | Reduce -1.8% |
| QUAL iShares MSCI USA Quality Fac | 0.54% | 1,488,317 | $239.8M | Add +14.8% |
| GOOGL Alphabet Inc. Class A | 0.53% | 1,387,938 | $237.5M | Add +9.9% |
| GOOG Alphabet Inc. Class C | 0.52% | 1,300,604 | $229.8M | Add +5.8% |
| BND Vanguard Total Bond Market | 0.51% | 3,808,665 | $226.5M | Add +24.5% |
| AVGO Broadcom Inc. | 0.50% | 1,096,552 | $224.9M | Add +10.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.50% | 2,562,437 | $221.3M | Add +36.4% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.49% | 2,404,942 | $219.4M | Reduce -14.8% |
| ITOT iShares Core S&P Total U.S. | 0.49% | 1,685,168 | $216.8M | Add +7.1% |
| VEA Vanguard Ftse Developed ETF | 0.45% | 4,604,608 | $201.5M | Add +27.1% |
| TLT iShares 20+ Year Treasury BD | 0.44% | 2,263,780 | $197.1M | Reduce -17.5% |
| JPM JPMorgan Chase & Co. | 0.44% | 901,297 | $196.8M | Add +2.0% |
| IVW iShares S&P 500 Growth ETF | 0.44% | 2,002,173 | $193.8M | Add +5.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.43% | 810,870 | $189.4M | Add +13.8% |
| XOM Exxon Mobil Corp. | 0.41% | 1,750,373 | $182.8M | Add +3.0% |
| RSP Invesco S&P 500 Equal Weight | 0.40% | 1,012,375 | $177.4M | Reduce -9.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.39% | 3,433,669 | $175.6M | Reduce -14.0% |
| COST Costco Wholesale Corp. | 0.39% | 229,728 | $173.0M | Add +20.9% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.38% | 4,957,373 | $169.2M | Add +6.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.38% | 4,777,485 | $168.5M | Add +8.6% |
| XLK SS Technology Select Sector | 0.37% | 699,065 | $162.7M | Reduce -5.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.36% | 603,616 | $159.5M | Add +1.0% |
| GLD SPDR Gold Shares | 0.36% | 658,149 | $159.4M | Add +2.1% |
| RDVY First Trust Rising Dividend | 0.35% | 2,626,532 | $155.4M | Reduce -11.0% |
| LLY Eli Lilly & Co. | 0.35% | 264,038 | $155.1M | Add +33.0% |
| QQQM Invesco Nasdaq 100 ETF | 0.35% | 734,180 | $154.5M | Reduce -0.6% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.34% | 2,705,679 | $152.6M | Add +6.8% |
| HELO JPMorgan Hedged Equity ETF | 0.34% | 2,458,661 | $152.5M | Add +2.2% |
| V Visa Inc. Class A | 0.34% | 522,725 | $150.1M | Reduce -1.6% |
| BIV Vanguard Intermediate-Term B | 0.33% | 2,596,169 | $144.8M | Add +55.9% |
| IJR iShares Core S&P Small-Cap E | 0.32% | 1,268,799 | $141.8M | Add +8.9% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.32% | 725,453 | $141.6M | Add +3.9% |
| GTO Invesco Total Return Bond Et | 0.32% | 3,024,564 | $140.3M | Reduce -7.7% |
| FBND Fidelity Total Bond ETF | 0.31% | 3,125,373 | $140.3M | Add +4.1% |
| IJH iShares Core S&P Midcap ETF | 0.31% | 2,194,103 | $136.7M | Add +10.2% |
| WMT Walmart Inc. | 0.30% | 1,499,978 | $132.4M | Add +0.0% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.29% | 3,131,003 | $131.3M | Add +40.1% |
| IEMG iShares Core MSCI Emerging | 0.29% | 2,876,238 | $130.1M | Add +16.6% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.28% | 2,542,748 | $126.3M | Add +22.9% |
| USMV iShares MSCI USA Min Vol Fac | 0.28% | 1,433,505 | $124.9M | Add +6.4% |
| VWO Vanguard Ftse Emerging Marke | 0.28% | 2,928,418 | $124.5M | Add +16.9% |
| SPHQ Invesco S&P 500 Quality ETF | 0.28% | 1,886,909 | $123.3M | Add +10.4% |
| PG The Procter & Gamble Co. | 0.27% | 766,503 | $120.9M | Reduce -10.5% |
| CGGR Cap Group Growth Equity | 0.27% | 3,243,972 | $120.6M | Add +5.8% |
| VYM Vanguard High DVD Yield ETF | 0.27% | 942,902 | $120.0M | Add +0.7% |
| AGG iShares Core U.S. Aggregate | 0.26% | 1,210,046 | $115.1M | Reduce -2.6% |
| VGT Vanguard Info Tech ETF | 0.26% | 184,678 | $115.0M | Reduce -6.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.26% | 2,537,055 | $113.9M | Reduce -3.3% |
| HD Home Depot Inc. | 0.25% | 334,984 | $113.2M | Add +8.7% |
| AVUV Avantis US Small Cap Value | 0.25% | 1,180,460 | $112.7M | Reduce -1.1% |
| JPST JPMorgan Ultra-Short Income | 0.25% | 2,189,743 | $110.3M | Reduce -5.0% |
| MUB iShares National Muni Bond E | 0.24% | 1,518,835 | $107.4M | Add +93.2% |
| SGOV iShares 0-3 Month Treasury B | 0.24% | 1,206,194 | $105.8M | Add +41.6% |
| UNH Unitedhealth Group Inc. | 0.24% | 260,216 | $104.7M | Add +12.0% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.23% | 3,563,858 | $104.2M | Add +35.9% |
| FTCS First Trust Capital Strength | 0.23% | 1,177,403 | $103.4M | Reduce -8.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.23% | 2,106,958 | $102.9M | Add +35.0% |
| SPAB SS SPDR P Agg Bond ETF | 0.23% | 4,108,930 | $102.7M | Add +4.9% |
| IVE iShares S&P 500 Value ETF | 0.23% | 579,785 | $102.4M | Add +9.4% |
| DGRO iShares Core Dividend Growth | 0.23% | 1,657,956 | $101.1M | Reduce -8.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.23% | 237,012 | $100.9M | Add +9.2% |
| JAAA Janus Henderson Aaa Clo ETF | 0.22% | 1,965,050 | $99.6M | Add +25.1% |
| NFLX Netflix Inc. | 0.22% | 149,895 | $98.7M | Add +33.9% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.22% | 1,238,475 | $97.4M | Reduce -1.1% |
| XLF SS Financial Select Sector | 0.22% | 1,990,178 | $96.2M | Add +21.2% |
| IWM iShares Russell 2000 ETF | 0.22% | 434,935 | $96.2M | Add +0.2% |
| CVX Chevron Corp. | 0.21% | 687,628 | $95.0M | Reduce -0.7% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.21% | 1,310,845 | $93.6M | Reduce -0.7% |
| FTSM First Trust Enh Short Mat FD | 0.21% | 1,550,113 | $92.7M | Reduce -1.7% |
| DFAC Dimensional US Core Equity 2 | 0.21% | 2,670,990 | $92.4M | Add +11.1% |
| IWY iShares Russell Top 200 Grow | 0.21% | 419,299 | $92.1M | Add +55.5% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.21% | 340,047 | $91.7M | Add +5.5% |
| VXUS Vanguard Total Intl Stock | 0.20% | 1,522,831 | $89.7M | Add +18.6% |
| ABBV Abbvie Inc. | 0.20% | 535,288 | $89.7M | Reduce -2.0% |
| PLTR Palantir Technologies Inc. Class A | 0.20% | 1,196,680 | $89.2M | Reduce -9.5% |
| BNDX Vanguard Total Intl Bond ETF | 0.20% | 1,801,430 | $88.4M | Add +7.5% |
| BOND PIMCO Active Bond Exchange-T | 0.20% | 975,349 | $88.2M | Reduce -7.8% |
Options reported separately and not counted above: NVIDIA CORPORATION calls ($1.0M), ISHARES TR calls ($999K), ARM HOLDINGS PLC calls ($298K), APPLE INC calls ($209K), BOOKING HOLDINGS INC calls ($203K), ASML HLDG NV calls ($169K), BROADCOM INC calls ($167K), STATE STR SPDR S&P 500 ETF T puts ($149K), TESLA INC calls ($149K), PALANTIR TECHNOLOGIES INC calls ($116K), SOFI TECHNOLOGIES INC puts ($95K), NOVO-NORDISK A S calls ($90K), and 176 more.
Other holdings (74): bonds, preferreds, convertibles and warrants · $4.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,070 | $1.3M | Add +0.5% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,056 | $1.3M | Reduce -8.6% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 9,795 | $690K | Reduce -48.1% |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 38,028 | $301K | Reduce -17.4% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 10,675 | $294K | Add +95.7% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 3,076 | $193K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 4,700 | $192K | Add +235.7% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 8,310 | $192K | Reduce -29.6% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 3,316 | $81K | Reduce -39.2% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 1,300 | $62K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 24,666 | $53K | Reduce -0.1% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 9,500 | $33K | No change |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 450 | $27K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,107 | $16K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 15 | $15K | Add +50.0% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 375 | $14K | New |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 2,500 | $13K | New |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,327 | $11K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10 | $10K | No change |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | 8 | $8K | No change |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 295 | $7K | No change |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 500 | $6K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 2 | $5K | No change |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | 2,500 | $5K | Reduce -50.0% |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 6,775 | $4K | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 43 | $4K | Add +377.8% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 271 | $3K | Reduce -6.2% |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 500 | $3K | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 3 | $3K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 271 | $3K | Reduce -6.2% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 3 | $3K | No change |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | 45,000 | $2K | No change |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 2 | $2K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1 | $1K | No change |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 200 | $1K | New |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 1 | $1K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 1 | $1K | No change |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 1 | $932 | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1 | $873 | No change |
| MNTSW Momentus Inc.-CW26 | *W EXP 08/12/202 | 9,000 | $720 | New |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 22,234 | $690 | Add +7.8% |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 200 | $610 | New |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 400 | $580 | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 950 | $465 | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 800 | $328 | No change |
| BCTXW Briacell Therapeutics -CW27 | *W EXP 02/26/202 | 800 | $192 | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,166 | $151 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 21 | $144 | Reduce -34.4% |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | 10,000 | $100 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 796 | $84 | Add +19.3% |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 500 | $80 | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 799 | $79 | Reduce -29.4% |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 1,100 | $66 | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 66 | $50 | No change |
| WBXWF Wallbox BV Class A -CW26 | *W EXP 10/01/202 | 2,500 | $50 | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 300 | $18 | No change |
| STANDARD BIOTOOLS INC (LAB 2.75 02/01/34) | NOTE 2.750% 2/0 · principal | 8 | $8 | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 20 | $8 | No change |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | 100 | $8 | No change |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 5 | $5 | New |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 30 | $5 | New |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 27 | $4 | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 490 | $4 | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4 | $3 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 97 | $2 | Reduce -13.4% |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 2 | $2 | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 3 | $2 | No change |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 1 | $1 | No change |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 1 | $1 | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 1 | $1 | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1 | $1 | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 4 | $0 | No change |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 12 | $0 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 396 | $0 | New |
Total filed on the 13F, all lines: $44.5B.
Portfolio Sells Q3 2024 → Q4 2024
| TLT iShares 20+ Year Treasury BD | Reduce -17.5% | 0.44% | −0.16 |
| SCHV Schwab US Large-Cap Value | Reduce -11.8% | 0.65% | −0.11 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -7.5% | 1.00% | −0.11 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -67.6% | 0.05% | −0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -14.8% | 0.49% | −0.09 |
| XDEC FT Vest US Equity Enhance & | Reduce -73.0% | 0.03% | −0.09 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -14.0% | 0.39% | −0.08 |
| NOCT Innovator Growth-100 Power B | Reduce -74.8% | 0.03% | −0.08 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -50.1% | 0.08% | −0.08 |
| BTAL Agf US Market Neutral Anti-B | Reduce -95.5% | 0.00% | −0.07 |
| SCHD Schwab US DVD Equity ETF | Reduce -8.1% | 0.55% | −0.07 |
| PG The Procter & Gamble Co. | Reduce -10.5% | 0.27% | −0.06 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -20.4% | 0.19% | −0.06 |
| AMGN Amgen Inc. | Reduce -18.6% | 0.09% | −0.06 |
| RSP Invesco S&P 500 Equal Weight | Reduce -9.5% | 0.40% | −0.05 |
| HDV iShares Core High Dividend E | Reduce -42.4% | 0.06% | −0.05 |
| FJAN FT Vest U.S. Equity Buffer E | Reduce -83.6% | 0.01% | −0.05 |
| BSCO Invesco Bulletshares 2024 CB | Sold out | 0.00% | −0.05 |
| PSEP Innovator U.S. Equity Power | Reduce -47.8% | 0.05% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -8.4% | 0.17% | −0.05 |
| PANW Palo Alto Networks Inc. | Reduce -33.0% | 0.10% | −0.05 |
| VIG Vanguard Dividend Apprec ETF | Reduce -5.4% | 0.63% | −0.05 |
| RDVY First Trust Rising Dividend | Reduce -11.0% | 0.35% | −0.05 |
| CGMS Cap Group US Multi-Sect Bond | Reduce -40.4% | 0.06% | −0.05 |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | Reduce -66.7% | 0.02% | −0.05 |
| JNJ Johnson & Johnson | Reduce -5.5% | 0.18% | −0.04 |
| SCHG Schwab US Large-Cap Growth | Reduce -10.5% | 0.90% | −0.04 |
| GTO Invesco Total Return Bond Et | Reduce -7.7% | 0.32% | −0.04 |
| ABBV Abbvie Inc. | Reduce -2.0% | 0.20% | −0.04 |
| SPBO SS SPDR P Corp. Bond ETF | Reduce -89.0% | 0.00% | −0.04 |
| GMAR FT Vest US Equity Moderate B | Reduce -27.2% | 0.12% | −0.04 |
| UITB Victoryshares Core Intermedi | Reduce -72.4% | 0.01% | −0.04 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.04 |
| MBB iShares MBS ETF | Reduce -24.6% | 0.10% | −0.04 |
| NTSX Wisdomtree US Efficient Core | Reduce -51.6% | 0.03% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -21.5% | 0.05% | −0.04 |
| PEP Pepsico Inc. | Reduce -5.2% | 0.15% | −0.04 |
| XHLF Bondbloxx BBG 6 MTH US Treas | Reduce -99.7% | 0.00% | −0.04 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -38.1% | 0.05% | −0.04 |
| IBTE iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.03 |
| SCHB Schwab US Broad Market ETF | Reduce -51.7% | 0.03% | −0.03 |
| DJUL FT Vest US Equity Deep Buffe | Reduce -66.5% | 0.02% | −0.03 |
| ITB iShares U.S. Home Constructi | Reduce -51.8% | 0.02% | −0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -3.1% | 0.15% | −0.03 |
| SYLD Cambria Shareholder Yield Et | Reduce -77.7% | 0.01% | −0.03 |
| LGOV First TR Long Duration O-ETF | Reduce -63.9% | 0.02% | −0.03 |
| FVD First Trust Value Line DVD | Reduce -13.3% | 0.16% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -2.9% | 0.18% | −0.03 |
| FTCS First Trust Capital Strength | Reduce -8.3% | 0.23% | −0.03 |
| KO The Coca-Cola Co. | Reduce -0.7% | 0.16% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +22.5% | 1.48% | +0.29 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +75.8% | 0.61% | +0.27 |
| AMZN Amazon.com Inc. | Add +6.9% | 1.41% | +0.20 |
| TSLA Tesla Inc. | Add +10.4% | 0.60% | +0.19 |
| QQQ Invesco QQQ Trust Series 1 | Add +10.0% | 1.80% | +0.17 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +36.4% | 0.50% | +0.15 |
| JPIE JPMorgan Income ETF | Add +708.5% | 0.16% | +0.14 |
| NVDA Nvidia Corp. | Add +2.5% | 2.04% | +0.14 |
| AVGO Broadcom Inc. | Add +10.3% | 0.50% | +0.12 |
| EDGF 3EDGE Dynamic Fixed Incm ETF | New | 0.12% | +0.12 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +34.0% | 0.80% | +0.12 |
| SEIE Sei Select Intl Equity | New | 0.11% | +0.11 |
| VOO Vanguard S&P 500 ETF | Add +25.5% | 1.07% | +0.09 |
| AAPL Apple Inc. | Add +2.6% | 3.16% | +0.09 |
| FNGS Microsectors Fang+ Etns | Add +988.1% | 0.09% | +0.08 |
| FELC Fidelity Enh LRG Cap Cor ETF | Add +348.9% | 0.10% | +0.08 |
| IWY iShares Russell Top 200 Grow | Add +55.5% | 0.21% | +0.07 |
| XMMO Invesco S&P Midcap Momentum | Add +160.4% | 0.12% | +0.07 |
| XLC SS Comm Select Sector SPDR | Add +137.6% | 0.12% | +0.07 |
| PDEC Innovator U.S. Equity Power | Add +121.9% | 0.12% | +0.06 |
| GOOGL Alphabet Inc. Class A | Add +9.9% | 0.53% | +0.06 |
| IVV iShares Core S&P 500 ETF | Add +15.5% | 2.04% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.7% | 1.31% | +0.06 |
| CGGO Cap Group Global Growth | Add +35.9% | 0.23% | +0.06 |
| IMCG iShares Morningstar Mid-Cap | Add +122.3% | 0.10% | +0.05 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +22.9% | 0.28% | +0.05 |
| GOOG Alphabet Inc. Class C | Add +5.8% | 0.52% | +0.05 |
| SEIS Sei Select Small Cap ETF | New | 0.05% | +0.05 |
| MUB iShares National Muni Bond E | Add +93.2% | 0.24% | +0.05 |
| XLF SS Financial Select Sector | Add +21.2% | 0.22% | +0.05 |
| EDGU 3EDGE US Equity | New | 0.05% | +0.05 |
| SGOV iShares 0-3 Month Treasury B | Add +41.6% | 0.24% | +0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +13.8% | 0.43% | +0.04 |
| JGRO JPMorgan Active Growth ETF | Add +77.5% | 0.09% | +0.04 |
| JAAA Janus Henderson Aaa Clo ETF | Add +25.1% | 0.22% | +0.04 |
| SEEM Sei Select Em MRKT Eq | New | 0.04% | +0.04 |
| NFLX Netflix Inc. | Add +33.9% | 0.22% | +0.04 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +34.5% | 0.19% | +0.04 |
| ITOT iShares Core S&P Total U.S. | Add +7.1% | 0.49% | +0.04 |
| EDGH 3EDGE Dynamic Hard Asset ETF | New | 0.04% | +0.04 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +40.1% | 0.29% | +0.04 |
| ET Energy Transfer LP | Add +12.3% | 0.13% | +0.04 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Add +122.5% | 0.07% | +0.04 |
| POCT Innovator U.S. Equity Power | Add +116.2% | 0.06% | +0.04 |
| BUFD FT VST Lad Deep Buf ETF-Usdi | Add +52.7% | 0.10% | +0.04 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Add +75.4% | 0.07% | +0.03 |
| RWK Invesco S&P Midcap 400 Rev | Add +103.5% | 0.06% | +0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +13.8% | 0.73% | +0.03 |
| GDEC FT Vest US Equity Moderate B | Add +838.6% | 0.03% | +0.03 |
| BIV Vanguard Intermediate-Term B | Add +55.9% | 0.33% | +0.03 |
Options Activity Q3 2024 → Q4 2024
| NVIDIA CORPORATION | call | Add +265.2% | 336 | $1.0M |
| ISHARES TR | call | New | 344 | $999K |
| ARM HOLDINGS PLC | call | Reduce -19.4% | 87 | $298K |
| APPLE INC | call | Reduce -27.3% | 24 | $209K |
| BOOKING HOLDINGS INC | call | Add +100.0% | 2 | $203K |
| ASML HLDG NV | call | Add +1700.0% | 18 | $169K |
| BROADCOM INC | call | Add +33.3% | 16 | $167K |
| STATE STR SPDR S&P 500 ETF T | put | Reduce -30.3% | 200 | $149K |
| TESLA INC | call | Add +600.0% | 14 | $149K |
| PALANTIR TECHNOLOGIES INC | call | Reduce -78.7% | 19 | $116K |
| ARM HOLDINGS PLC | put | Sold out | 9 | $98Kbefore exit |
| WEC ENERGY GROUP INC | put | Sold out | 62 | $96Kbefore exit |
| SOFI TECHNOLOGIES INC | put | New | 131 | $95K |
| NOVO-NORDISK A S | call | Add +985.7% | 76 | $90K |
| SOUTHERN CO | put | Sold out | 50 | $88Kbefore exit |
| PALO ALTO NETWORKS INC | call | Add +42.9% | 20 | $87K |
| CLEVELAND-CLIFFS INC NEW | call | Sold out | 243 | $87Kbefore exit |
| SELECT SECTOR SPDR TR | put | Sold out | 39 | $84Kbefore exit |
| MICROSOFT CORP | call | Add +120.0% | 11 | $84K |
| META PLATFORMS INC | call | Reduce -28.6% | 5 | $82K |
| INVESCO QQQ TR | put | Reduce -82.0% | 7 | $65K |
| HERSHEY CO | call | Sold out | 7 | $65Kbefore exit |
| SUPER MICRO COMPUTER INC | call | New | 370 | $64K |
| AMAZON COM INC | call | Reduce -54.8% | 14 | $63K |
| AMERICAN EXPRESS CO | put | Add +350.0% | 9 | $53K |
| TESLA INC | put | Reduce -94.1% | 2 | $48K |
| ELI LILLY & CO | call | Reduce -66.7% | 1 | $48K |
| NVIDIA CORPORATION | put | Sold out | 14 | $42Kbefore exit |
| CROWDSTRIKE HLDGS INC | call | Reduce -92.3% | 1 | $42K |
| DOLLAR GEN CORP | call | Reduce -66.7% | 50 | $41K |
| ISHARES INC | put | Sold out | 15 | $38Kbefore exit |
| BOEING CO | put | Sold out | 4 | $32Kbefore exit |
| SNOWFLAKE INC | call | Sold out | 21 | $30Kbefore exit |
| REGENERON PHARMACEUTICALS | call | Sold out | 1 | $28Kbefore exit |
| APPLOVIN CORP | call | Reduce -85.7% | 1 | $27K |
| SUPER MICRO COMPUTER INC | call | Sold out | 6 | $27Kbefore exit |
| ARISTA NETWORKS INC | call | Sold out | 6 | $27Kbefore exit |
| REDDIT INC | call | Reduce -93.5% | 2 | $26K |
| UBER TECHNOLOGIES INC | call | Reduce -51.1% | 22 | $24K |
| APPLE INC | put | Reduce -85.7% | 2 | $24K |
| LAM RESEARCH CORP | call | New | 15 | $24K |
| QUALCOMM INC | call | Sold out | 3 | $23Kbefore exit |
| LAM RESEARCH CORP | call | Sold out | 1 | $22Kbefore exit |
| CHENIERE ENERGY INC | put | New | 99 | $21K |
| UBER TECHNOLOGIES INC | put | Sold out | 6 | $19Kbefore exit |
| ALPHABET INC | call | Reduce -68.0% | 56 | $18K |
| MICRON TECHNOLOGY INC | call | Reduce -15.8% | 16 | $18K |
| BLACKSTONE INC | put | New | 99 | $17K |
| INTUITIVE SURGICAL INC | call | Reduce -71.4% | 2 | $16K |
| HOME DEPOT INC | call | Reduce -57.7% | 22 | $16K |
Showing the first 50 of 231.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +0.5% | 1,070 | $1.3M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -8.6% | 1,056 | $1.3M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -48.1% | 9,795 | $690K |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | Reduce -17.4% | 38,028 | $301K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +95.7% | 10,675 | $294K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 3,076 | $193K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +235.7% | 4,700 | $192K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -29.6% | 8,310 | $192K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -39.2% | 3,316 | $81K |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Sold out | 3,150 | $80Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -0.1% | 24,666 | $53K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 450 | $27K |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Sold out | 8,000 | $25Kbefore exit |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | Add +50.0% | 15 | $15K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | New | 375 | $14K |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | New | 2,500 | $13K |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | Sold out | 10 | $10Kbefore exit |
| PYXIS TANKERS (PXS 7.75 PERP A) | 7.75% CNV PFD A | Sold out | 390 | $10Kbefore exit |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | New | 500 | $6K |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | Reduce -50.0% | 2,500 | $5K |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 149,470 | $4Kbefore exit |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | Sold out | 300 | $4Kbefore exit |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Add +377.8% | 43 | $4K |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Reduce -6.2% | 271 | $3K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | Sold out | 100 | $3Kbefore exit |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Reduce -6.2% | 271 | $3K |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Sold out | 113,934 | $2Kbefore exit |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | New | 200 | $1K |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | Sold out | 4,750 | $926before exit |
| MNTSW Momentus Inc.-CW26 | *W EXP 08/12/202 | New | 9,000 | $720 |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Add +7.8% | 22,234 | $690 |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | New | 200 | $610 |
| GIPRW Generation Income Proper -CW | *W EXP 99/99/999 | Sold out | 1,500 | $360before exit |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | Sold out | 114 | $333before exit |
| WESTERN ASSET GLOBAL HIGH-RT | RIGHT 10/08/2024 | Sold out | 19,290 | $197before exit |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Reduce -34.4% | 21 | $144 |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Add +19.3% | 796 | $84 |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | Reduce -29.4% | 799 | $79 |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | Sold out | 74 | $32before exit |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | New | 5 | $5 |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | New | 30 | $5 |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | Reduce -13.4% | 97 | $2 |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | New | 396 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7,631 | $85.0B | AAPL, NVDA, QQQ, IVV, MSFT |
| Q1 2026 | 7,459 | $68.3B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q4 2025 | 7,501 | $68.4B | AAPL, NVDA, MSFT, QQQ, IVV |
| Q3 2025 | 7,638 | $71.4B | AAPL, NVDA, MSFT, IVV, QQQ |
| Q2 2025Amended | 7,486 | $56.2B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2025 | 7,165 | $44.9B | AAPL, IVV, NVDA, QQQ, MSFT |
| Q4 2024Amended | 7,131 | $44.5B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q3 2024 | 7,082 | $44.3B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q2 2024 | 7,129 | $42.3B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2024 | 6,909 | $44.8B | AAPL, QQQ, MSFT, IVV, NVDA |