Osaic Holdings, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Osaic Holdings, Inc. reported 7,459 stock positions worth $68.3 billion. Its top holding was Apple (AAPL) at 3.0% of the portfolio, followed by Nvidia (NVDA, 2.2%) and iShares Core S&P 500 ETF (IVV, 1.6%). Compared with Q4 2025, it opened 277 new positions, sold out of 317, added to 2,986 and reduced 3,501. The biggest buy was Exxon Mobil (XOM, shares +6%) and the biggest sale Nvidia (NVDA, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- SCOTTSDALE, AZ
- CIK
- 0001677044
- Portfolio Value
- $68.3B (Q1 2026)
- SEC Filing
- 0001677044-26-000005 ↗ filed May 15, 2026
Holdings Value
Holdings 7,459 stocks · $68.3B
| AAPL Apple Inc. | 3.00% | 8,075,691 | $2.0B | Add +7.3% |
| NVDA Nvidia Corp. | 2.20% | 8,626,214 | $1.5B | Reduce -1.0% |
| IVV iShares Core S&P 500 ETF | 1.57% | 1,641,641 | $1.1B | Add +2.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.57% | 1,850,628 | $1.1B | Add +0.2% |
| MSFT Microsoft Corp. | 1.49% | 2,750,658 | $1.0B | Add +15.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.23% | 1,294,890 | $842.8M | Reduce -2.8% |
| VTI VG Morningstar TS MKT ETF-US | 1.23% | 2,623,638 | $841.9M | Reduce -0.4% |
| AMZN Amazon.com Inc. | 1.13% | 3,690,768 | $768.7M | Add +2.5% |
| VOO Vanguard S&P 500 ETF | 1.08% | 1,237,277 | $740.0M | Reduce -5.0% |
| GOOGL Alphabet Inc. Class A | 0.81% | 1,921,101 | $552.6M | Add +6.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.80% | 7,138,779 | $546.5M | Reduce -4.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.80% | 1,135,810 | $544.3M | Reduce -2.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.78% | 1,226,004 | $535.8M | Add +19.2% |
| SCHG Schwab US Large-Cap Growth | 0.78% | 18,201,902 | $530.1M | Reduce -0.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.74% | 2,563,530 | $503.1M | Add +8.3% |
| XLK SS Technology Select Sector | 0.73% | 3,770,168 | $501.1M | Add +3.0% |
| GOOG Alphabet Inc. Class C | 0.65% | 1,554,707 | $446.1M | Add +7.0% |
| AVGO Broadcom Inc. | 0.64% | 1,403,183 | $434.4M | Add +2.9% |
| VIG Vanguard Dividend Apprec ETF | 0.62% | 1,954,312 | $420.4M | Add +3.5% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.58% | 9,305,519 | $395.9M | Add +2.3% |
| META Meta Platforms Inc. Class A | 0.58% | 688,218 | $393.9M | Add +2.5% |
| JPM JPMorgan Chase & Co. | 0.58% | 1,335,156 | $393.0M | Add +16.8% |
| XOM Exxon Mobil Corp. | 0.56% | 2,256,747 | $383.0M | Add +6.1% |
| SECT Main Sector Rotation ETF | 0.55% | 6,185,653 | $373.6M | Reduce -3.8% |
| GLD SPDR Gold Shares | 0.53% | 833,595 | $358.7M | Reduce -2.2% |
| IWF iShares Russell 1000 Growth | 0.51% | 813,668 | $347.0M | Add +7.5% |
| SCHV Schwab US Large-Cap Value | 0.50% | 11,280,212 | $343.0M | Reduce -2.8% |
| VEA Vanguard Ftse Developed ETF | 0.47% | 4,975,739 | $318.9M | Add +2.4% |
| CGGR Cap Group Growth Equity | 0.45% | 7,708,938 | $309.8M | Add +12.4% |
| JEPI JPMorgan Equity Premium Inco | 0.45% | 5,419,221 | $307.2M | Reduce -4.8% |
| RDVY First Trust Rising Dividend | 0.44% | 4,412,718 | $301.4M | Add +12.8% |
| SCHD Schwab US DVD Equity ETF | 0.43% | 9,553,728 | $293.1M | Add +3.9% |
| COST Costco Wholesale Corp. | 0.42% | 290,413 | $289.7M | Add +10.3% |
| LLY Eli Lilly & Co. | 0.42% | 312,761 | $287.9M | Add +8.6% |
| SGOV iShares 0-3 Month Treasury B | 0.40% | 2,699,683 | $271.8M | Add +4.2% |
| TSLA Tesla Inc. | 0.38% | 704,266 | $261.8M | Add +6.0% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.38% | 7,718,941 | $260.7M | Add +7.4% |
| WMT Walmart Inc. | 0.38% | 2,081,818 | $258.8M | Add +12.6% |
| RSP Invesco S&P 500 Equal Weight | 0.37% | 1,317,421 | $252.9M | Reduce -1.5% |
| IEMG iShares Core MSCI Emerging | 0.36% | 3,572,002 | $249.2M | Add +17.2% |
| QQQM Invesco Nasdaq 100 ETF | 0.35% | 1,007,267 | $239.4M | Reduce -7.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.35% | 907,826 | $238.0M | Add +10.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.34% | 3,704,931 | $231.9M | Reduce -7.0% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.33% | 2,321,283 | $227.3M | Reduce -4.2% |
| XLV SS Health Care Select Sector | 0.33% | 1,541,744 | $226.1M | Add +15.4% |
| IVW iShares S&P 500 Growth ETF | 0.33% | 1,965,703 | $222.4M | Reduce -3.6% |
| XLE SS Energy Select Sector | 0.33% | 3,622,326 | $221.9M | Add +27.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.32% | 2,398,278 | $219.8M | Add +7.4% |
| CVX Chevron Corp. | 0.32% | 1,043,653 | $216.1M | Add +16.1% |
| AGG iShares Core U.S. Aggregate | 0.32% | 2,169,442 | $215.4M | Add +9.1% |
| PLTR Palantir Technologies Inc. Class A | 0.31% | 1,454,147 | $212.7M | Add +0.7% |
| ITOT iShares Core S&P Total U.S. | 0.31% | 1,482,653 | $211.2M | Reduce -5.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.31% | 732,859 | $210.6M | Reduce -1.0% |
| IJH iShares Core S&P Midcap ETF | 0.31% | 3,119,270 | $210.6M | Add +9.0% |
| FBND Fidelity Total Bond ETF | 0.31% | 4,607,046 | $210.2M | Reduce -5.8% |
| CAT Caterpillar Inc. | 0.31% | 295,166 | $209.3M | Reduce -2.6% |
| V Visa Inc. Class A | 0.30% | 687,016 | $207.8M | Add +5.0% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.30% | 3,733,932 | $207.3M | Reduce -3.6% |
| VYM Vanguard High DVD Yield ETF | 0.30% | 1,384,842 | $205.1M | Reduce -4.8% |
| JNJ Johnson & Johnson | 0.30% | 837,314 | $204.8M | Add +7.2% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.29% | 4,407,055 | $201.2M | Reduce -3.9% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.29% | 3,444,392 | $200.4M | Reduce -0.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.29% | 2,206,556 | $199.8M | Add +8.3% |
| IJR iShares Core S&P Small-Cap E | 0.29% | 1,586,898 | $197.3M | Add +2.3% |
| KO The Coca-Cola Co. | 0.28% | 2,500,322 | $190.2M | Add +5.8% |
| XLF SS Financial Select Sector | 0.28% | 3,840,838 | $189.6M | Reduce -24.1% |
| SPHQ Invesco S&P 500 Quality ETF | 0.27% | 2,495,846 | $187.7M | Reduce -0.3% |
| VGT Vanguard Info Tech ETF | 0.27% | 262,382 | $183.2M | Reduce -2.7% |
| VXUS Vanguard Total Intl Stock | 0.26% | 2,308,735 | $178.0M | Add +11.6% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.26% | 3,834,783 | $176.0M | Add +10.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.26% | 809,258 | $176.0M | Add +32.9% |
| BND Vanguard Total Bond Market | 0.25% | 2,359,609 | $173.8M | Add +9.6% |
| FENI Fidelity Enhanced Intl ETF | 0.24% | 4,488,531 | $166.6M | Add +2.6% |
| BIV Vanguard Intermediate-Term B | 0.23% | 2,065,521 | $159.3M | Reduce -4.6% |
| ABBV Abbvie Inc. | 0.23% | 726,921 | $158.2M | Add +0.6% |
| IAU iShares Gold Trust | 0.23% | 1,785,793 | $157.4M | Reduce -14.2% |
| SPTI SS SPDR P Int Term TSY ETF | 0.23% | 5,485,248 | $157.2M | Add +61.7% |
| VWO Vanguard Ftse Emerging Marke | 0.23% | 2,898,438 | $156.7M | Add +5.2% |
| BOND PIMCO Active Bond Exchange-T | 0.23% | 1,698,166 | $156.5M | Add +2.8% |
| AVEM Avantis Emerging Markets Eq | 0.23% | 1,936,252 | $156.0M | Add +9.7% |
| QUAL iShares MSCI USA Quality Fac | 0.23% | 807,579 | $155.1M | Reduce -6.9% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.23% | 2,721,924 | $154.0M | Reduce -13.1% |
| IWD iShares Russell 1000 Value E | 0.22% | 713,313 | $152.4M | Add +16.7% |
| VONG Vanguard Russell 1000 Growth | 0.22% | 1,382,090 | $151.6M | Reduce -1.8% |
| TSM Taiwan Semiconductor-SP ADR | 0.22% | 446,743 | $151.0M | Add +30.5% |
| XLC SS Comm Select Sector SPDR | 0.22% | 1,359,079 | $150.7M | Add +7.2% |
| AVUV Avantis US Small Cap Value | 0.22% | 1,366,089 | $150.6M | Add +2.1% |
| IWP iShares Russell Mid-Cap Grow | 0.22% | 1,171,450 | $150.1M | Reduce -1.5% |
| EDGF 3EDGE Dynamic Fixed Incm ETF | 0.22% | 6,053,487 | $149.7M | Add +68.5% |
| IWM iShares Russell 2000 ETF | 0.22% | 598,480 | $148.5M | Add +10.9% |
| GLDM SPDR Gold Minishares Trust | 0.22% | 1,590,521 | $147.4M | Reduce -6.2% |
| XLG Invesco S&P 500 Top 50 ETF | 0.22% | 2,698,584 | $147.2M | Reduce -4.9% |
| HD Home Depot Inc. | 0.22% | 446,688 | $147.1M | Add +12.1% |
| EFA iShares MSCI Eafe ETF | 0.21% | 1,503,725 | $146.1M | Add +4.4% |
| IVE iShares S&P 500 Value ETF | 0.21% | 686,613 | $145.1M | Reduce -7.4% |
| BSV Vanguard Short-Term Bond ETF | 0.21% | 1,822,593 | $142.9M | Add +8.8% |
| XSMO Invesco S&P Smallcap Momentu | 0.21% | 1,880,771 | $142.9M | Add +8.7% |
| IWY iShares Russell Top 200 Grow | 0.21% | 568,039 | $141.4M | Add +5.2% |
| JMBS Janus Henderson Mortg Backed | 0.21% | 3,120,282 | $141.0M | Add +1.2% |
| RWL Invesco S&P 500 Revenue ETF | 0.20% | 1,202,494 | $138.2M | Add +0.1% |
Options reported separately and not counted above: APPLE INC puts ($3.4M), MICRON TECHNOLOGY INC calls ($1.8M), BROADCOM INC puts ($1.8M), BERKSHIRE HATHAWAY INC DEL calls ($1.7M), MICROSOFT CORP puts ($1.2M), NVIDIA CORPORATION calls ($775K), MICROSOFT CORP calls ($503K), ATLASSIAN CORPORATION calls ($478K), AMAZON COM INC calls ($476K), AMPLIFY ETF TR calls ($466K), BROADCOM INC calls ($451K), GLOBAL X FDS calls ($449K), and 263 more.
Other holdings (79): bonds, preferreds, convertibles and warrants · $6.3M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,801 | $2.1M | Reduce -6.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 941 | $1.1M | Reduce -19.2% |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | 24,440 | $472K | Reduce -2.5% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 9,880 | $424K | Reduce -11.6% |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | 193,988 | $353K | Reduce -36.6% |
| RITHM PROPERTY TRUST (RPT V9.875 PERP) | 9.875 FXD-FLT C | 9,814 | $242K | New |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 5,730 | $230K | Add +102.5% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 3,378 | $218K | Add +7.8% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 3,016 | $213K | Reduce -21.5% |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | 16,769 | $194K | New |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 2,330 | $84K | New |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 3,875 | $74K | Add +2.6% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,816 | $68K | Reduce -3.5% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 2,500 | $57K | Add +177.8% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 1,000 | $51K | No change |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 754 | $49K | Reduce -63.3% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 1,050 | $41K | Reduce -16.0% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 40 | $40K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 12,411 | $28K | Add +171.3% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 5,650 | $28K | Reduce -15.0% |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | 4,200 | $23K | Reduce -4.5% |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 5,430 | $21K | Reduce -13.4% |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | 454 | $20K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 1,107 | $17K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 6,775 | $13K | No change |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 225 | $13K | No change |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 288 | $12K | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 1,327 | $12K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 337 | $9K | Add +1.2% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 275 | $8K | Add +1.5% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 112 | $8K | Reduce -26.3% |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 295 | $7K | No change |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 9,500 | $7K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 5 | $6K | No change |
| PSNYW Polestar Auto Class C-1 ADS | ADS CL C-1 | 1,104 | $6K | New |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 6 | $5K | No change |
| SHIFT4 PAYMENTS INC (FOUR 6 05/01/28) | 6 SER A CNV PREF | 100 | $5K | No change |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 166 | $5K | No change |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 5 | $5K | No change |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | 660 | $5K | Add +43.5% |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | 81 | $4K | Reduce -96.2% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 4 | $4K | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 239,570 | $2K | Add +3.5% |
| BULLW Webull Corp.-30 | *W EXP 04/10/203 | 1,500 | $2K | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 11,250 | $2K | Add +141.9% |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | 600 | $2K | No change |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | 35,000 | $1K | Reduce -20.4% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,074 | $1K | Reduce -21.4% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 1 | $991 | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 17,000 | $850 | No change |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | 83,831 | $814 | Add +12.8% |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | 75,405 | $734 | Reduce -12.4% |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 300 | $654 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 28,324 | $562 | Reduce -25.2% |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,139 | $510 | Reduce -19.0% |
| NUCLW Eagle Nuclear Energy Corp. | *W EXP 02/25/203 | 350 | $486 | New |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 2,074 | $454 | Reduce -21.4% |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 650 | $260 | No change |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 5,000 | $250 | No change |
| T1 ENERGY INC | *W EXP 07/09/202 | 1,000 | $221 | No change |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | 90 | $161 | Add +50.0% |
| KTTAW Pasithea Therapeutics -CW26 | *W EXP 08/12/202 | 15,000 | $150 | New |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 75 | $128 | No change |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 208 | $97 | Add +670.4% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 6 | $92 | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 800 | $64 | No change |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 728 | $57 | Add +46.9% |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 266 | $57 | No change |
| BFRIW Biofrontera Inc. -CW26 | *W EXP 10/27/202 | 1,100 | $44 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 20 | $4 | Reduce -33.3% |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 4 | $4 | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 4 | $4 | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 20 | $4 | No change |
| VLNWF Valens Semiconductor -CW26 | *W EXP 09/30/202 | 100 | $3 | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 200 | $2 | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 1,166 | $0 | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 02/14/203 | 50 | $0 | No change |
| XOSWW Xos Inc. -CW26 | *W EXP 08/20/202 | 12 | $0 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 396 | $0 | No change |
Lines left out (1) · $13 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| SAGP Strategas Global Policy Opp | STRATEGAS GBL PO | 0 | $13 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $68.3B.
Portfolio Sells Q4 2025 → Q1 2026
| NVDA Nvidia Corp. | Reduce -1.0% | 2.20% | −0.17 |
| XLF SS Financial Select Sector | Reduce -24.1% | 0.28% | −0.13 |
| VOO Vanguard S&P 500 ETF | Reduce -5.0% | 1.08% | −0.11 |
| SEIE Sei Select Intl Equity | Reduce -93.2% | 0.01% | −0.11 |
| SCHG Schwab US Large-Cap Growth | Reduce -0.4% | 0.78% | −0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.8% | 1.23% | −0.09 |
| DFAC Dimensional US Core Equity 2 | Reduce -37.2% | 0.13% | −0.08 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -4.5% | 0.80% | −0.08 |
| CAFX Congress Intermediate Bond | Reduce -66.4% | 0.03% | −0.07 |
| EDGI 3EDGE Dyna I National Eq ETF | Reduce -85.0% | 0.01% | −0.06 |
| SECT Main Sector Rotation ETF | Reduce -3.8% | 0.55% | −0.06 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.4% | 1.23% | −0.06 |
| IEF iShares 7-10 Year Treasury B | Reduce -48.3% | 0.06% | −0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -2.1% | 0.80% | −0.06 |
| AKRE Akre Focus ETF | Reduce -31.7% | 0.07% | −0.05 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -7.2% | 0.35% | −0.05 |
| FVD First Trust Value Line DVD | Reduce -29.0% | 0.13% | −0.05 |
| BWZ State Street SPDR Bloomberg | Reduce -91.0% | 0.00% | −0.05 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -4.2% | 0.33% | −0.05 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -19.1% | 0.13% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -3.6% | 0.33% | −0.04 |
| SEIS Sei Select Small Cap ETF | Reduce -89.7% | 0.00% | −0.04 |
| SEEM Sei Select Em MRKT Eq | Reduce -91.2% | 0.00% | −0.04 |
| PAUG Innovator U.S. Equity Power | Reduce -44.1% | 0.05% | −0.04 |
| APP AppLovin Corp. Class A | Reduce -12.4% | 0.04% | −0.04 |
| CRM Salesforce Inc. | Reduce -5.4% | 0.07% | −0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -13.1% | 0.23% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -17.4% | 0.09% | −0.03 |
| SHOP Shopify Inc. Class A | Reduce -5.3% | 0.08% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -18.5% | 0.10% | −0.03 |
| IBM Intl Business Machines Corp. | Reduce -0.3% | 0.15% | −0.03 |
| IYW iShares Ustechnology ETF | Reduce -8.8% | 0.16% | −0.03 |
| OEF iShares S&P 100 ETF | Reduce -28.7% | 0.06% | −0.03 |
| XLG Invesco S&P 500 Top 50 ETF | Reduce -4.9% | 0.22% | −0.03 |
| SEIV Sei Qim US Large Cap Value A | Reduce -89.6% | 0.00% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -5.0% | 0.31% | −0.03 |
| VGT Vanguard Info Tech ETF | Reduce -2.7% | 0.27% | −0.03 |
| SEIM Sei Qim US Large Cap Momentu | Reduce -92.5% | 0.00% | −0.03 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Reduce -36.8% | 0.05% | −0.03 |
| VONG Vanguard Russell 1000 Growth | Reduce -1.8% | 0.22% | −0.03 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -27.6% | 0.06% | −0.03 |
| ARCC Ares Capital Corp. | Reduce -29.3% | 0.05% | −0.03 |
| SMMD iShares Russell 2500 ETF | Reduce -77.8% | 0.01% | −0.03 |
| JEPI JPMorgan Equity Premium Inco | Reduce -4.8% | 0.45% | −0.03 |
| QALT Sei Dbi Multstrt Alt ETF | Reduce -75.3% | 0.01% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -5.5% | 0.10% | −0.03 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -17.9% | 0.12% | −0.03 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -3.6% | 0.30% | −0.03 |
| FNDA Schwab Fndmntl US SM Co. ETF | Reduce -82.4% | 0.01% | −0.03 |
| UBER Uber Technologies Inc. | Reduce -12.3% | 0.09% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| XOM Exxon Mobil Corp. | Add +6.1% | 0.56% | +0.19 |
| XLE SS Energy Select Sector | Add +27.5% | 0.33% | +0.14 |
| CVX Chevron Corp. | Add +16.1% | 0.32% | +0.12 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | Add +221.9% | 0.15% | +0.10 |
| COST Costco Wholesale Corp. | Add +10.3% | 0.42% | +0.09 |
| EDGF 3EDGE Dynamic Fixed Incm ETF | Add +68.5% | 0.22% | +0.09 |
| SPTI SS SPDR P Int Term TSY ETF | Add +61.7% | 0.23% | +0.09 |
| WMT Walmart Inc. | Add +12.6% | 0.38% | +0.08 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +8.3% | 0.74% | +0.08 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +62.6% | 0.18% | +0.07 |
| TSM Taiwan Semiconductor-SP ADR | Add +30.5% | 0.22% | +0.07 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +32.9% | 0.26% | +0.07 |
| IEMG iShares Core MSCI Emerging | Add +17.2% | 0.36% | +0.07 |
| JNJ Johnson & Johnson | Add +7.2% | 0.30% | +0.06 |
| XLB SS Materials Select Sector | Add +366.3% | 0.08% | +0.06 |
| SCHD Schwab US DVD Equity ETF | Add +3.9% | 0.43% | +0.06 |
| SPTS SS SPDR P St Term TSY ETF | Add +110.8% | 0.11% | +0.06 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +19.2% | 0.78% | +0.05 |
| VEU Vanguard Ftse All-World Ex-U | Add +50.2% | 0.14% | +0.05 |
| GEV GE Vernova Inc. | Add +3.0% | 0.18% | +0.05 |
| GSY Invesco Ultra Short Duration | Add +125.1% | 0.09% | +0.05 |
| JEMB JH Em Debt Hard Currency ETF | New | 0.05% | +0.05 |
| RDVY First Trust Rising Dividend | Add +12.8% | 0.44% | +0.04 |
| OAKM Oakmark US Large Cap ETF | Add +3457.7% | 0.04% | +0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +10.7% | 0.26% | +0.04 |
| AIRR First Trust Rba American Ind | Add +25.0% | 0.14% | +0.04 |
| MU Micron Technology Inc. | Add +8.3% | 0.18% | +0.04 |
| PM Philip Morris International | Add +25.8% | 0.17% | +0.04 |
| VZ Verizon Communications Inc. | Add +0.8% | 0.20% | +0.04 |
| XMMO Invesco S&P Midcap Momentum | Add +25.5% | 0.16% | +0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +10.3% | 0.35% | +0.04 |
| C Citigroup Inc. | Add +50.9% | 0.12% | +0.04 |
| KO The Coca-Cola Co. | Add +5.8% | 0.28% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +16.8% | 0.58% | +0.04 |
| IWD iShares Russell 1000 Value E | Add +16.7% | 0.22% | +0.04 |
| EFG iShares MSCI Eafe Growth ETF | Add +74.8% | 0.08% | +0.04 |
| COP Conocophillips | Add +14.5% | 0.09% | +0.03 |
| VPLS Vanguard Core-Plus Bond ETF | Add +506.7% | 0.04% | +0.03 |
| NEE Nextera Energy Inc. | Add +11.6% | 0.15% | +0.03 |
| DUK Duke Energy Corp. | Add +28.9% | 0.11% | +0.03 |
| IEI iShares 3-7 Year Treasury Bo | Add +65.2% | 0.09% | +0.03 |
| CVS CVS Health Corp. | Add +120.0% | 0.07% | +0.03 |
| VXUS Vanguard Total Intl Stock | Add +11.6% | 0.26% | +0.03 |
| IJH iShares Core S&P Midcap ETF | Add +9.0% | 0.31% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +5.0% | 0.08% | +0.03 |
| CMI Cummins Inc. | Add +124.4% | 0.05% | +0.03 |
| FESM Fidelity Enhanced Small Cap | Add +70.2% | 0.07% | +0.03 |
| LMT Lockheed Martin Corp. | Add +5.3% | 0.13% | +0.03 |
| BAC Bank of America Corp. | Add +35.3% | 0.18% | +0.03 |
| XOP SS SPDR S&P Og Exp & Prod | Add +337.1% | 0.04% | +0.03 |
Options Activity Q4 2025 → Q1 2026
| APPLE INC | put | Reduce -9.5% | 13,302 | $3.4M |
| MICRON TECHNOLOGY INC | call | Add +155.4% | 166 | $1.8M |
| BROADCOM INC | put | Add +0.1% | 5,517 | $1.8M |
| BERKSHIRE HATHAWAY INC DEL | call | New | 3,500 | $1.7M |
| NVIDIA CORPORATION | call | Add +1076.6% | 906 | $775K |
| MICROSOFT CORP | call | Add +2152.6% | 856 | $503K |
| ATLASSIAN CORPORATION | call | New | 7,000 | $478K |
| AMAZON COM INC | call | Add +223.2% | 181 | $476K |
| AMPLIFY ETF TR | call | New | 478 | $466K |
| BROADCOM INC | call | Add +60.0% | 40 | $451K |
| GLOBAL X FDS | call | New | 202 | $449K |
| FISERV INC | call | Add +42.0% | 7,100 | $396K |
| SALESFORCE INC | call | New | 2,006 | $392K |
| TAIWAN SEMICONDUCTOR MANUFAC | call | Add +19.1% | 25 | $388K |
| STATE STR SPDR S&P 500 ETF T | put | Reduce -97.7% | 165 | $371K |
| APPLE INC | call | Add +454.6% | 244 | $369K |
| ALPHABET INC | call | Add +26.1% | 29 | $328K |
| PFIZER INC | call | Add +32757.1% | 11,500 | $323K |
| STRATEGY INC | call | Sold out | 2,002 | $304Kbefore exit |
| ISHARES SILVER TR | call | Reduce -7.7% | 4,020 | $298K |
| ELI LILLY & CO | call | Add +10300.0% | 208 | $287K |
| BROWN FORMAN CORP | call | New | 10,000 | $264K |
| UNITEDHEALTH GROUP INC | call | Add +1133.3% | 333 | $262K |
| INVESCO QQQ TR | put | Add +452.6% | 315 | $236K |
| HOME DEPOT INC | call | Add +931.1% | 464 | $233K |
| COSTCO WHOLESALE CORPORATION | call | Add +2550.0% | 106 | $228K |
| PALANTIR TECHNOLOGIES INC | call | Add +443.5% | 125 | $207K |
| META PLATFORMS INC | call | Add +10200.0% | 206 | $204K |
| REGENERON PHARMACEUTICALS | call | Reduce -14.3% | 6 | $195K |
| NVIDIA CORPORATION | put | Reduce -12.6% | 920 | $193K |
| INTEL CORP | call | Add +2627.5% | 1,091 | $155K |
| TESLA INC | put | Reduce -50.3% | 400 | $149K |
| ALPHABET INC | call | Add +40400.0% | 405 | $146K |
| ADVANCED MICRO DEVICES INC | call | Add +505.3% | 115 | $143K |
| CAMECO CORP | call | Add +5.3% | 20 | $140K |
| COSTCO WHOLESALE CORPORATION | put | Add +28.6% | 9 | $137K |
| APPLOVIN CORP | call | Add +7066.7% | 215 | $122K |
| OCCIDENTAL PETE CORP | call | Add +3361.1% | 623 | $97K |
| BOOKING HOLDINGS INC | call | Sold out | 1 | $91Kbefore exit |
| BRISTOL-MYERS SQUIBB CO | call | New | 1,400 | $85K |
| NIKE INC | call | Add +856.0% | 956 | $83K |
| NETFLIX INC. | call | Add +4592.3% | 610 | $75K |
| KLA CORP | call | Sold out | 1 | $71Kbefore exit |
| SOFI TECHNOLOGIES INC | call | New | 3,930 | $69K |
| TESLA INC | call | Reduce -27.3% | 8 | $67K |
| SANDISK CORP | call | Add +100.0% | 2 | $63K |
| CHEVRON CORPORATION | call | Add +42.9% | 10 | $62K |
| ORACLE CORP | call | Add +1600.0% | 17 | $59K |
| PROCTER & GAMBLE CO | call | New | 400 | $58K |
| JPMORGAN CHASE & CO | put | New | 16 | $55K |
Showing the first 50 of 202.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -6.0% | 1,801 | $2.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -19.2% | 941 | $1.1M |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | Reduce -2.5% | 24,440 | $472K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -11.6% | 9,880 | $424K |
| NUAIW New Era Helium Inc. -29 | *W EXP 12/06/202 | Reduce -36.6% | 193,988 | $353K |
| RITHM PROPERTY TRUST (RPT V9.875 PERP) | 9.875 FXD-FLT C | New | 9,814 | $242K |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | Add +102.5% | 5,730 | $230K |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Add +7.8% | 3,378 | $218K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | Reduce -21.5% | 3,016 | $213K |
| ENERGY TRANSFER LP (ET 9.25 PERP I) | 9.250% FXD PFD I | New | 16,769 | $194K |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | New | 2,330 | $84K |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | Add +2.6% | 3,875 | $74K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -3.5% | 2,816 | $68K |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Add +177.8% | 2,500 | $57K |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Reduce -63.3% | 754 | $49K |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Reduce -16.0% | 1,050 | $41K |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | New | 40 | $40K |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Sold out | 30 | $29Kbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +171.3% | 12,411 | $28K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Reduce -15.0% | 5,650 | $28K |
| RGTIW Rigetti Computing -CW27 | *W EXP 03/02/202 | Reduce -4.5% | 4,200 | $23K |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Reduce -13.4% | 5,430 | $21K |
| ORACLE CORP (ORCL 6.5 01/15/29 D) | 6.5 DEP CUM SR D | New | 454 | $20K |
| TWO HARBORS INV CORP (TWO 6.25 01/15/26) | NOTE 6.250% 1/1 · principal | Sold out | 18 | $18Kbefore exit |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | Add +1.2% | 337 | $9K |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | Add +1.5% | 275 | $8K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -26.3% | 112 | $8K |
| PSNYW Polestar Auto Class C-1 ADS | ADS CL C-1 | New | 1,104 | $6K |
| WHEELER REIT INC (WHLR 9 PERP B) | CV PFD SER B | Add +43.5% | 660 | $5K |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Sold out | 4 | $4Kbefore exit |
| NEXTERA ENERGY INC (NEE 7.234 11/01/27) | UNIT 11/01/2027 | Reduce -96.2% | 81 | $4K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Sold out | 4 | $4Kbefore exit |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 3 | $3Kbefore exit |
| NEOVW Neovolta Inc. -CW27 | *W EXP 04/01/202 | Sold out | 2,500 | $3Kbefore exit |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Add +3.5% | 239,570 | $2K |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | Sold out | 100,000 | $2Kbefore exit |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | Add +141.9% | 11,250 | $2K |
| MYSEW Datchat Inc. -CW26 | *W EXP 08/17/202 | Reduce -20.4% | 35,000 | $1K |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -21.4% | 2,074 | $1K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 12 | $1Kbefore exit |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | Add +12.8% | 83,831 | $814 |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | Reduce -12.4% | 75,405 | $734 |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | Reduce -25.2% | 28,324 | $562 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -19.0% | 2,139 | $510 |
| NUCLW Eagle Nuclear Energy Corp. | *W EXP 02/25/203 | New | 350 | $486 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -21.4% | 2,074 | $454 |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | Sold out | 1,250 | $249before exit |
| RVMDW Revolution Medicines Inc.-28 | *W EXP 12/17/202 | Add +50.0% | 90 | $161 |
| KTTAW Pasithea Therapeutics -CW26 | *W EXP 08/12/202 | New | 15,000 | $150 |
| ISPOW Inspirato -CW30 | *W EXP 02/11/202 | Sold out | 10,000 | $100before exit |
Showing the first 50 of 56.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7,631 | $85.0B | AAPL, NVDA, QQQ, IVV, MSFT |
| Q1 2026 | 7,459 | $68.3B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q4 2025 | 7,501 | $68.4B | AAPL, NVDA, MSFT, QQQ, IVV |
| Q3 2025 | 7,638 | $71.4B | AAPL, NVDA, MSFT, IVV, QQQ |
| Q2 2025Amended | 7,486 | $56.2B | NVDA, AAPL, IVV, MSFT, QQQ |
| Q1 2025 | 7,165 | $44.9B | AAPL, IVV, NVDA, QQQ, MSFT |
| Q4 2024Amended | 7,131 | $44.5B | AAPL, NVDA, IVV, QQQ, MSFT |
| Q3 2024 | 7,082 | $44.3B | AAPL, IVV, NVDA, MSFT, QQQ |
| Q2 2024 | 7,129 | $42.3B | AAPL, NVDA, IVV, MSFT, QQQ |
| Q1 2024 | 6,909 | $44.8B | AAPL, QQQ, MSFT, IVV, NVDA |