Prosperity Financial Group, Inc.

Name: Prosperity Financial Group, Inc. 13F holdings, Q1 2026
Creator: Prosperity Financial Group, Inc.
Published: 2026-05-13

Q2 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 13, 2026), Prosperity Financial Group, Inc. reported 186 stock positions worth $270.8 million. Its top holding was Apple (AAPL) at 6.9% of the portfolio, followed by Nvidia (NVDA, 4.3%) and Microsoft (MSFT, 2.7%). Compared with Q4 2025, it opened 21 new positions, sold out of 15, added to 93 and reduced 59. The biggest buy was Apple (AAPL, shares +18%) and the biggest sale Sandisk (SNDK, shares −85%).

Most Recent 13F: Q2 2026
Location: San Ramon, CA
CIK: 0001991334
Portfolio Value: $270.8M (Q1 2026)
SEC Filing: 0001172661-26-001809 ↗ filed May 13, 2026

Holdings Value

Holdings 186 stocks · $270.8M


AAPL Apple Inc.	6.93%	73,899	$18.8M	Add +18.0%
NVDA Nvidia Corp.	4.27%	66,273	$11.6M	Add +0.8%
MSFT Microsoft Corp.	2.69%	19,684	$7.3M	Add +2.3%
ISPY Proshares S&P High Incom ETF	2.41%	150,558	$6.5M	Add +4.9%
PVAL Putnam Focused LRG Cap Value	2.30%	134,141	$6.2M	Reduce -12.3%
GOOGL Alphabet Inc. Class A	2.29%	21,532	$6.2M	Add +1.5%
AIRR First Trust Rba American Ind	1.87%	45,648	$5.1M	Reduce -10.8%
PJFG Pgim Jennison Focused Growth	1.84%	51,257	$5.0M	Reduce -5.1%
QCOC FT NDQ100 CNS Buff ETF - Oct	1.76%	216,674	$4.8M	Reduce -23.8%
MISL First Trust Indxx Aero & Def	1.74%	105,409	$4.7M	Reduce -14.7%
HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET	1.74%	140,068	$4.7M	Add +42.3%
AMZN Amazon.com Inc.	1.65%	21,441	$4.5M	Reduce -0.2%
PTRB Pgim Total Return Bond ETF	1.65%	107,336	$4.5M	Add +5.1%
AVLV Avantis US Large Cap Value	1.63%	54,704	$4.4M	Reduce -9.2%
MFSG MFS Active Growth	1.61%	169,952	$4.3M	Reduce -4.2%
JPM JPMorgan Chase & Co.	1.49%	13,752	$4.0M	Add +29.0%
RDVI FT Vest Rising Dividend Achi	1.48%	156,455	$4.0M	Add +2.9%
UTES Virtus Reaves Utilities ETF	1.34%	45,299	$3.6M	Add +28.9%
PGRO Putnam Focused LRG Cap Grow	1.33%	89,599	$3.6M	Reduce -32.0%
PLTR Palantir Technologies Inc. Class A	1.32%	24,475	$3.6M	Reduce -0.0%
LQTI FT Vest Invst GRD TRGT I ETF	1.31%	181,250	$3.5M	Add +6.0%
GROZ Zacks Focus Growth ETF	1.30%	127,873	$3.5M	Reduce -3.7%
TSLA Tesla Inc.	1.27%	9,260	$3.4M	Add +1.4%
COST Costco Wholesale Corp.	1.23%	3,344	$3.3M	Reduce -1.2%
AGOX Adaptive Alpha Opportunities	1.14%	116,214	$3.1M	Reduce 0.0%
TDIV FT Nasdaq Tech DVD Index FD	1.12%	32,286	$3.0M	Reduce -9.4%
CGIC Cap Group Intl Core Eq filed as CAPITAL GROUP INTERNATIONAL	1.09%	88,800	$2.9M	Add +72.5%
CRTC Xtrackers US NTL Critic Tech	1.05%	80,333	$2.8M	Reduce -0.7%
PAVE Global X US Infrastructure	1.04%	55,260	$2.8M	Reduce -10.1%
AVGO Broadcom Inc.	1.04%	9,070	$2.8M	Reduce -34.7%
GPIX GLDM SA S&P 500 PR in ETF-US	1.01%	54,851	$2.7M	Reduce -0.2%
META Meta Platforms Inc. Class A	0.99%	4,693	$2.7M	Add +2.7%
ABBV Abbvie Inc.	0.93%	11,546	$2.5M	Add +159.3%
SHLD Global X Defense Tech ETF	0.87%	33,357	$2.4M	Add +41.6%
CAT Caterpillar Inc.	0.81%	3,104	$2.2M	Add +23.5%
GBTC Grayscale Bitcoin Trust ETF	0.75%	38,712	$2.0M	Reduce -0.9%
RECS Columbia Resear Enh Cor ETF	0.73%	50,566	$2.0M	Add +20.2%
AMD Advanced Micro Devices	0.73%	9,676	$2.0M	Add +2.0%
SMIZ Zacks Small/Mid Cap ETF	0.70%	51,239	$1.9M	Reduce -3.8%
BUFZ FT Vest Laddered Moderate Bu	0.69%	71,259	$1.9M	Add +8.1%
SNDK Sandisk Corp.	0.68%	2,891	$1.8M	Reduce -85.2%
SPY SS SPDR S&P 500 ETF Trust-US	0.65%	2,705	$1.8M	Reduce -3.0%
QGRO American Century US Quality	0.63%	16,290	$1.7M	Reduce -6.7%
DTCR Global X Data Center & Digit	0.62%	70,253	$1.7M	Reduce -15.4%
SPYM Ste STR SPDR PT S&P 500 ETF	0.60%	21,071	$1.6M	Add +3.9%
MFSV MFS Active Value	0.57%	57,607	$1.5M	Add +0.2%
FTCS First Trust Capital Strength	0.56%	16,351	$1.5M	Reduce -1.9%
FDG American Century Focused DYN	0.56%	13,222	$1.5M	Reduce -8.9%
V Visa Inc. Class A	0.54%	4,870	$1.5M	Add +2.0%
KLAC KLA Corp.	0.53%	978	$1.4M	Reduce -2.0%
GRID First TRST Nasd Class Edg Sgiif	0.53%	8,802	$1.4M	Add +35.0%
PWR Quanta Services Inc.	0.53%	2,618	$1.4M	Add +2.1%
LLY Eli Lilly & Co.	0.53%	1,551	$1.4M	Add +4.1%
ETN Eaton Corp. PLC	0.52%	3,971	$1.4M	Add +7.8%
ACGR American Century Large Cap G	0.52%	23,586	$1.4M	Reduce -20.4%
SCIO FT Struct Credit Inc. Opp ETF	0.51%	67,155	$1.4M	Add +41.5%
CGCB Cap Group Core Bond	0.51%	52,219	$1.4M	Add +22.2%
UBER Uber Technologies Inc.	0.49%	18,457	$1.3M	Reduce -0.9%
RSG Republic Services Inc.	0.49%	6,039	$1.3M	Add +58.7%
LRCX Lam Research Corp.	0.48%	6,060	$1.3M	Add +4.6%
ISRG Intuitive Surgical Inc.	0.48%	2,792	$1.3M	Add +93.3%
GSLC Goldman Activebeta US LC ETF	0.47%	10,140	$1.3M	Reduce -10.7%
HD Home Depot Inc.	0.46%	3,823	$1.3M	Add +1.6%
AVUV Avantis US Small Cap Value	0.46%	11,379	$1.3M	New
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.46%	7,869	$1.3M	New
BRK.B Berkshire Hathaway Inc. Class B	0.46%	2,614	$1.3M	Reduce -0.0%
JNJ Johnson & Johnson	0.45%	5,015	$1.2M	Reduce -1.0%
VIK Viking Holdings Ltd.	0.44%	16,042	$1.2M	Add +2.8%
TALV Transamer Lrge Val Activ ETF	0.44%	46,960	$1.2M	New
AAAU Goldman Sachs Physical Gold	0.42%	24,589	$1.1M	Add +45.1%
MPWR Monolithic Power Systems Inc.	0.42%	1,035	$1.1M	Reduce -0.4%
CPLB Nylim Mackay Core Plus Bond filed as NEW YORK LIFE INVTS ACTIVE E	0.41%	53,130	$1.1M	Add +19.7%
CIBR First Trust Nasdaq Cybersecu	0.41%	17,726	$1.1M	Reduce -56.2%
COWG Pacer US LRG Cap Cows GR LD	0.41%	32,901	$1.1M	Reduce -7.1%
CRM Salesforce Inc.	0.39%	5,698	$1.1M	Reduce -17.2%
AFMC First Trust Active Factor Mi	0.39%	29,473	$1.0M	Add +0.9%
RCL Royal Caribbean Cruises Ltd.	0.38%	3,712	$1.0M	Add +3.5%
ROK Rockwell Automation Inc.	0.38%	2,840	$1.0M	New
VTI VG Morningstar TS MKT ETF-US	0.38%	3,173	$1.0M	Add +11.8%
FLCV Fed Hermes Large Cap Value	0.37%	31,622	$996K	Add +1.5%
FTRB Fed Hermes TTL RTRN BND	0.36%	38,295	$963K	Add +5.3%
WTPI Wisdomtree Equity Premium Inc.	0.35%	30,051	$959K	Add +20.3%
WMT Walmart Inc.	0.35%	7,667	$953K	Add +9.7%
SECR Nylim Mackay Securitized Inc. filed as NEW YORK LIFE INVTS ACTIVE E	0.35%	36,619	$939K	Add +52.6%
GOOG Alphabet Inc. Class C	0.34%	3,235	$928K	Add +0.9%
RACE Ferrari NV	0.34%	2,713	$918K	Add +2.6%
JPEF JPMorgan Equity Focus ETF	0.33%	12,603	$905K	Reduce -2.0%
GPIQ GS Nasdaq-100 PR Inc. ETF-Usd	0.33%	18,168	$899K	Add +6.5%
ZS Zscaler Inc.	0.32%	6,268	$879K	Reduce -3.3%
MA Mastercard Inc. Class A	0.32%	1,728	$863K	Reduce -3.0%
CVX Chevron Corp.	0.32%	4,155	$860K	Add +3.2%
GLD SPDR Gold Shares	0.31%	1,962	$844K	Add +1.0%
IVV iShares Core S&P 500 ETF	0.30%	1,240	$810K	Reduce -8.8%
VUG Vanguard Mrngstar GR ETF-Sui	0.29%	1,787	$781K	Add +0.3%
SDVY First Trust Smid Cap Rising	0.28%	19,307	$761K	Add +21.6%
DE Deere & Co.	0.28%	1,342	$756K	Add +4.9%
PPA Invesco Aerospace & Defense	0.28%	4,531	$751K	Add +5.8%
JEPI JPMorgan Equity Premium Inco	0.28%	13,200	$748K	Reduce -2.0%
CSM Proshares Large Cap Core Plu	0.27%	9,880	$739K	Add +0.2%
RDVY First Trust Rising Dividend	0.27%	10,786	$736K	Add +214.2%
UNH Unitedhealth Group Inc.	0.27%	2,677	$724K	Add +5.1%
DBEF Xtrackers MSCI Eafe Hedged E	0.25%	13,920	$688K	Add +2.3%
SPTM SS SPDR P S&P 1500 Comp ETF	0.25%	8,584	$679K	Reduce -26.1%
IOT Samsara Inc. Class A	0.24%	20,768	$658K	Add +3.4%
ETHE Grayscale Ethereum Staking E	0.24%	38,344	$655K	No change
RDIV Invesco S&P Ultra Dividend	0.24%	11,542	$642K	Reduce -3.3%
PDP Invesco Dorsey Wright Moment	0.23%	5,165	$624K	No change
TOST Toast Inc. Class A	0.21%	21,609	$573K	Add +3.7%
TXT Textron Inc.	0.21%	6,465	$566K	Add +2.9%
ITWO Proshares R2000 Hi Incom ETF	0.21%	14,166	$564K	Reduce -1.6%
TTWO Take-Two Interactive Softwre	0.21%	2,832	$559K	Add +1.3%
PG The Procter & Gamble Co.	0.20%	3,843	$555K	Add +2.8%
EMLP First Trust North American E	0.20%	12,413	$542K	Add +0.4%
COHR Coherent Corp.	0.19%	2,184	$520K	No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.19%	9,328	$518K	Add +2.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.19%	2,135	$518K	Add +1.3%
LVHI Franklin International Low V	0.19%	12,487	$506K	Add +40.0%
CSCO Cisco Systems Inc.	0.19%	6,488	$503K	Reduce -3.0%
IEI iShares 3-7 Year Treasury Bo	0.18%	4,147	$492K	Reduce -27.4%
NOW ServiceNow Inc.	0.18%	4,600	$481K	Add +2.5%
SO The Southern Co.	0.18%	4,945	$477K	Add +0.7%
QJUN FT Vest Nasdaq-100 Buffer Et	0.17%	14,837	$464K	Reduce -0.6%
GS Goldman Sachs Group Inc.	0.17%	529	$448K	Add +13.8%
EQIX Equinix Inc.	0.15%	427	$419K	Add +7.8%
PAYR Fed HRMS Enhan Inc. ETF	0.15%	7,786	$417K	New
MLM Martin Marietta Materials	0.15%	684	$403K	Add +3.8%
MGC Vngrd Mrngstr MG Cap ETF-Usd	0.15%	1,670	$395K	No change
TDG Transdigm Group Inc.	0.14%	334	$387K	Add +4.0%
WELL Welltower Inc.	0.14%	1,857	$367K	Reduce -4.7%
HEGD Swan Hedged Equity US LG Cap	0.13%	14,589	$360K	Add +1.4%
GBIL Goldman Sachs Access Treasur	0.13%	3,476	$348K	Add +13.2%
XOM Exxon Mobil Corp.	0.13%	2,031	$345K	Reduce -1.9%
DPZ Domino's Pizza Inc.	0.13%	960	$344K	Add +3.6%
PH Parker Hannifin Corp.	0.13%	381	$341K	Add +4.4%
SPHQ Invesco S&P 500 Quality ETF	0.12%	4,471	$336K	Add +51.9%
XAR SS SPDR S&P Aerospace Def	0.12%	1,320	$335K	No change
PSH Pgim Short Duration High YLD	0.12%	6,700	$332K	No change
STRL Sterling Infrastructure Inc.	0.12%	801	$326K	Add +0.3%
JAAA Janus Henderson Aaa Clo ETF	0.12%	6,439	$324K	Add +0.8%
CNEQ Alger Concentrated Eqty ETF	0.12%	10,123	$315K	Add +27.2%
BIL SS SPDR BB 1-3M T-Bill ETF	0.11%	3,389	$311K	New
SHV iShares 0-1 Year Treasury Bo	0.11%	2,791	$308K	New
ACYN FT Lad Autocall Bar Inc. ETF	0.11%	15,008	$306K	New
OPER Clearshares Ultra-Short Matu	0.11%	3,047	$305K	New
LHX L3HARRIS Technologies Inc.	0.11%	871	$301K	Add +9.7%
KO The Coca-Cola Co.	0.11%	3,937	$299K	Add +3.0%
RCTR FT Bloombergnuclearpower ETF	0.11%	8,564	$298K	Add +0.1%
GJUN FT Vest US Equity Moderate B	0.11%	7,520	$296K	Reduce -0.5%
SHOP Shopify Inc. Class A	0.11%	2,453	$291K	Add +0.2%
IWV iShares Russell 3000 ETF	0.11%	783	$290K	No change
EME Emcor Group Inc.	0.11%	386	$285K	New
LGLV SPDR US LC Low Vol Idx	0.10%	1,596	$284K	No change
FIX Comfort Systems USA Inc.	0.10%	205	$283K	New
SPEM State Street SP PTF Em ETF	0.10%	5,895	$277K	New
DIVI Franklin International Core	0.10%	6,916	$275K	Add +27.2%
IWM iShares Russell 2000 ETF	0.10%	1,106	$274K	Add +0.1%
AXP American Express Co.	0.10%	889	$269K	Add +9.9%
CGGR Cap Group Growth Equity	0.10%	6,584	$265K	Reduce -3.7%
TFPN Blueprint Chspk Ma Trend ETF	0.09%	9,235	$257K	Add +16.8%
DVY iShares Select Dividend ETF	0.09%	1,672	$253K	Reduce -1.5%
AVUS Avantis U.S. Equity ETF	0.09%	2,266	$252K	Reduce -3.5%
BUFR FT Vest Lad Buffervetf-Usd I	0.09%	7,341	$248K	Reduce -2.0%
DUK Duke Energy Corp.	0.09%	1,863	$244K	New
NFLX Netflix Inc.	0.09%	2,510	$241K	Reduce -3.8%
IWF iShares Russell 1000 Growth	0.09%	565	$241K	No change
SPDW Ste STR SPDR PT DW Eu ETF	0.09%	5,211	$238K	Reduce -27.3%
FRTY Alger Mid Cap 40 ETF	0.09%	12,140	$236K	Reduce -6.1%
AEE Ameren Corporation	0.08%	2,077	$228K	Add +2.5%
ROST Ross Stores Inc.	0.08%	1,044	$226K	New
FXN First Trust Energy Alphadex	0.08%	9,991	$224K	New
DGRO iShares Core Dividend Growth	0.08%	3,193	$224K	Add +5.0%
GAIN Gladstone Investment Corp.	0.08%	15,700	$223K	Reduce -1.9%
ABT Abbott Laboratories	0.08%	2,139	$220K	Add +2.7%
CMS CMS Energy Corp.	0.08%	2,794	$217K	New
SKYY First Trust Cloud Computing	0.08%	1,981	$217K	Reduce -86.7%
INCM Franklin Income Focus ETF	0.08%	7,457	$214K	New
VIGI Vanguard Int Div App Indx FD	0.08%	2,409	$213K	New
MGK Vngrd Mrgstr MG CP GR ETF-Ui	0.08%	573	$211K	No change
MCD McDonald's Corp.	0.08%	666	$207K	New
ADP Automatic Data Processing	0.08%	1,007	$205K	Add +15.2%
LMT Lockheed Martin Corp.	0.08%	337	$204K	New
ET Energy Transfer LP	0.08%	10,550	$204K	Add +2.9%
NIO Nio Inc. - ADR	0.05%	24,400	$147K	No change
CLSK Cleanspark Inc.	0.04%	12,295	$105K	No change
PNNT Pennantpark Investment Corp.	0.02%	11,500	$52K	New
HTCR Heartcore Enterprises Inc.	0.00%	15,000	$3K	No change

Portfolio Sells Q4 2025 → Q1 2026


SNDK Sandisk Corp.	Reduce -85.2%	0.68%	−0.99
PGRO Putnam Focused LRG Cap Grow	Reduce -32.0%	1.33%	−0.79
AVGO Broadcom Inc.	Reduce -34.7%	1.04%	−0.70
CIBR First Trust Nasdaq Cybersecu	Reduce -56.2%	0.41%	−0.63
SKYY First Trust Cloud Computing	Reduce -86.7%	0.08%	−0.62
QCOC FT NDQ100 CNS Buff ETF - Oct	Reduce -23.8%	1.76%	−0.54
PJFG Pgim Jennison Focused Growth	Reduce -5.1%	1.84%	−0.32
ALAB Astera Labs Inc.	Sold out	0.00%	−0.31
CRM Salesforce Inc.	Reduce -17.2%	0.39%	−0.26
PLTR Palantir Technologies Inc. Class A	Reduce -0.0%	1.32%	−0.25
PVAL Putnam Focused LRG Cap Value	Reduce -12.3%	2.30%	−0.21
GBTC Grayscale Bitcoin Trust ETF	Reduce -0.9%	0.75%	−0.21
MFSG MFS Active Growth	Reduce -4.2%	1.61%	−0.20
ZS Zscaler Inc.	Reduce -3.3%	0.32%	−0.20
ACGR American Century Large Cap G	Reduce -20.4%	0.52%	−0.19
MISL First Trust Indxx Aero & Def	Reduce -14.7%	1.74%	−0.17
AMZN Amazon.com Inc.	Reduce -0.2%	1.65%	−0.14
FFOG Franklin Focused Dynamic Gro	Sold out	0.00%	−0.14
TDIV FT Nasdaq Tech DVD Index FD	Reduce -9.4%	1.12%	−0.13
GROZ Zacks Focus Growth ETF	Reduce -3.7%	1.30%	−0.12
WDAY Workday Inc. Class A	Sold out	0.00%	−0.11
FDG American Century Focused DYN	Reduce -8.9%	0.56%	−0.11
SPTM SS SPDR P S&P 1500 Comp ETF	Reduce -26.1%	0.25%	−0.09
BTC Grayscale Bitcoin Mini ETF	Sold out	0.00%	−0.09
QGRO American Century US Quality	Reduce -6.7%	0.63%	−0.09
BR Broadridge Financial Solutio	Sold out	0.00%	−0.09
DIS The Walt Disney Co.	Sold out	0.00%	−0.09
KNG FT Vest S&P 500 DVD Arst TRG	Sold out	0.00%	−0.08
MRSH Marsh & McLennan Cos	Sold out	0.00%	−0.08
QCOM Qualcomm Inc.	Sold out	0.00%	−0.08
AJG Arthur J Gallagher & Co.	Sold out	0.00%	−0.08
TLN Talen Energy Corp.	Sold out	0.00%	−0.08
QQQ Invesco QQQ Trust Series 1	Sold out	0.00%	−0.08
DIA SS SPDR Dow Jones Indus Avg	Sold out	0.00%	−0.07
GSLC Goldman Activebeta US LC ETF	Reduce -10.7%	0.47%	−0.07
IEI iShares 3-7 Year Treasury Bo	Reduce -27.4%	0.18%	−0.06
UBER Uber Technologies Inc.	Reduce -0.9%	0.49%	−0.06
AGOX Adaptive Alpha Opportunities	Reduce 0.0%	1.14%	−0.05
MA Mastercard Inc. Class A	Reduce -3.0%	0.32%	−0.05
COWG Pacer US LRG Cap Cows GR LD	Reduce -7.1%	0.41%	−0.04
IVV iShares Core S&P 500 ETF	Reduce -8.8%	0.30%	−0.04
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -3.0%	0.65%	−0.04
GPIX GLDM SA S&P 500 PR in ETF-US	Reduce -0.2%	1.01%	−0.03
ORCL Oracle Corp.	Sold out	0.00%	−0.03
SPDW Ste STR SPDR PT DW Eu ETF	Reduce -27.3%	0.09%	−0.03
PAVE Global X US Infrastructure	Reduce -10.1%	1.04%	−0.02
CRTC Xtrackers US NTL Critic Tech	Reduce -0.7%	1.05%	−0.02
AVLV Avantis US Large Cap Value	Reduce -9.2%	1.63%	−0.02
JPEF JPMorgan Equity Focus ETF	Reduce -2.0%	0.33%	−0.01
CGGR Cap Group Growth Equity	Reduce -3.7%	0.10%	−0.01

Portfolio Buys Q4 2025 → Q1 2026


AAPL Apple Inc.	Add +18.0%	6.93%	+0.79
HFXI Nylim Ftse Intr Eq CN ETF-Ui	Add +42.3%	1.74%	+0.59
ABBV Abbvie Inc.	Add +159.3%	0.93%	+0.56
CGIC Cap Group Intl Core Eq	Add +72.5%	1.09%	+0.48
AVUV Avantis US Small Cap Value	New	0.46%	+0.46
TJX TJX Companies Inc.	New	0.46%	+0.46
TALV Transamer Lrge Val Activ ETF	New	0.44%	+0.44
ROK Rockwell Automation Inc.	New	0.38%	+0.38
UTES Virtus Reaves Utilities ETF	Add +28.9%	1.34%	+0.34
SHLD Global X Defense Tech ETF	Add +41.6%	0.87%	+0.32
CAT Caterpillar Inc.	Add +23.5%	0.81%	+0.29
JPM JPMorgan Chase & Co.	Add +29.0%	1.49%	+0.26
RSG Republic Services Inc.	Add +58.7%	0.49%	+0.20
RDVY First Trust Rising Dividend	Add +214.2%	0.27%	+0.19
ISRG Intuitive Surgical Inc.	Add +93.3%	0.48%	+0.18
GRID First TRST Nasd Class Edg Sgiif	Add +35.0%	0.53%	+0.17
AAAU Goldman Sachs Physical Gold	Add +45.1%	0.42%	+0.16
SCIO FT Struct Credit Inc. Opp ETF	Add +41.5%	0.51%	+0.16
PAYR Fed HRMS Enhan Inc. ETF	New	0.15%	+0.15
PWR Quanta Services Inc.	Add +2.1%	0.53%	+0.14
SECR Nylim Mackay Securitized Inc.	Add +52.6%	0.35%	+0.12
LRCX Lam Research Corp.	Add +4.6%	0.48%	+0.12
BIL SS SPDR BB 1-3M T-Bill ETF	New	0.11%	+0.11
SHV iShares 0-1 Year Treasury Bo	New	0.11%	+0.11
ACYN FT Lad Autocall Bar Inc. ETF	New	0.11%	+0.11
OPER Clearshares Ultra-Short Matu	New	0.11%	+0.11
RECS Columbia Resear Enh Cor ETF	Add +20.2%	0.73%	+0.11
EME Emcor Group Inc.	New	0.11%	+0.11
FIX Comfort Systems USA Inc.	New	0.10%	+0.10
SPEM State Street SP PTF Em ETF	New	0.10%	+0.10
ETN Eaton Corp. PLC	Add +7.8%	0.52%	+0.10
PTRB Pgim Total Return Bond ETF	Add +5.1%	1.65%	+0.10
CGCB Cap Group Core Bond	Add +22.2%	0.51%	+0.10
CVX Chevron Corp.	Add +3.2%	0.32%	+0.10
DUK Duke Energy Corp.	New	0.09%	+0.09
ROST Ross Stores Inc.	New	0.08%	+0.08
FXN First Trust Energy Alphadex	New	0.08%	+0.08
CMS CMS Energy Corp.	New	0.08%	+0.08
INCM Franklin Income Focus ETF	New	0.08%	+0.08
VIGI Vanguard Int Div App Indx FD	New	0.08%	+0.08
MCD McDonald's Corp.	New	0.08%	+0.08
LMT Lockheed Martin Corp.	New	0.08%	+0.08
CPLB Nylim Mackay Core Plus Bond	Add +19.7%	0.41%	+0.07
WMT Walmart Inc.	Add +9.7%	0.35%	+0.07
LQTI FT Vest Invst GRD TRGT I ETF	Add +6.0%	1.31%	+0.07
LVHI Franklin International Low V	Add +40.0%	0.19%	+0.07
DE Deere & Co.	Add +4.9%	0.28%	+0.06
SDVY First Trust Smid Cap Rising	Add +21.6%	0.28%	+0.06
BUFZ FT Vest Laddered Moderate Bu	Add +8.1%	0.69%	+0.06
WTPI Wisdomtree Equity Premium Inc.	Add +20.3%	0.35%	+0.06

Options Activity Q4 2025 → Q1 2026


TSLA Tesla Inc.	put	Sold out	500	$225Kbefore exit
ORCL Oracle Corp.	call	Sold out	800	$156Kbefore exit
NIO Nio Inc. - ADR	call	Sold out	7,500	$38Kbefore exit
INVZ Innoviz Technologies Ltd.	call	Sold out	10,000	$9Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	184	$322.6M	AAPL, NVDA, AIRR, GOOGL, ISPY
Q1 2026	186	$270.8M	AAPL, NVDA, MSFT, ISPY, PVAL
Q4 2025	180	$277.5M	AAPL, NVDA, MSFT, PVAL, GOOGL
Q3 2025	177	$272.6M	AAPL, NVDA, MSFT, PVAL, QMAR
Q2 2025	163	$235.0M	AAPL, NVDA, MSFT, QMAR, PVAL
Q1 2025	161	$200.7M	AAPL, NVDA, MSFT, QMAR, PVAL
Q4 2024	167	$199.6M	AAPL, NVDA, MSFT, LMBS, PVAL
Q3 2024	152	$178.0M	AAPL, MSFT, NVDA, LMBS, PVAL
Q2 2024	141	$158.3M	AAPL, MSFT, NVDA, QJUN, PVAL
Q1 2024	146	$161.9M	AAPL, MSFT, LMBS, JNK, QJUN