Smallwood Wealth Investment Management, LLC

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 23, 2026), Smallwood Wealth Investment Management, LLC reported 505 stock positions worth $191.0 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 26.9% of the portfolio, followed by Apple (AAPL, 6.6%) and VG Morningstar TS MKT ETF-US (VTI, 5.3%). Compared with Q3 2025, it opened 14 new positions, sold out of 30, added to 84 and reduced 89. The biggest buy was Nylim Mackay Muni Intermedia (MMIT, shares +22%) and the biggest sale iShares Core S&P Total U.S. (ITOT, shares −8%).

Most Recent 13F
Q2 2026
Location
RED BANK, NJ
CIK
0001921304
Portfolio Value
$191.0M (Q4 2025)
SEC Filing
0001921304-26-000002 ↗ filed Jan 23, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $129.0M Q1 2024 Q2 2024: $129.5M Q2 2024 Q3 2024: $140.2M Q3 2024 Q4 2024: $145.0M Q4 2024 Q1 2025: $158.8M Q1 2025 Q2 2025: $175.3M Q2 2025 Q3 2025: $194.6M Q3 2025 Q4 2025: $191.0M $191.0M Q4 2025 Q1 2026: $189.7M Q1 2026 Q2 2026: $228.9M Q2 2026

Holdings 505 stocks · $191.0M
ITOT iShares Core S&P Total U.S. 26.91% 345,754 $51.4M Reduce -7.5%
AAPL Apple Inc. 6.60% 46,405 $12.6M Reduce -1.3%
VTI VG Morningstar TS MKT ETF-US 5.28% 30,100 $10.1M Reduce -8.7%
VOE Vngrd Mrngstr MD-Cap Val ETF 4.14% 44,600 $7.9M Reduce -5.2%
FRDM Freedom 100 Emeging MRKT ETF 3.13% 116,545 $6.0M Reduce -5.4%
ICE Intercontinental Exchange Inc. 2.92% 34,479 $5.6M No change
HELO JPMorgan Hedged Equity ETF 2.88% 82,784 $5.5M Add +11.5%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 2.83% 124,054 $5.4M Add +4.2%
PULS Pgim Ultra Short Bond ETF 2.42% 93,354 $4.6M Reduce -9.5%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 2.10% 115,921 $4.0M Reduce -4.9%
MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E 2.07% 162,444 $4.0M Add +22.3%
DWM Wisdomtree International Equ 2.07% 57,383 $3.9M Reduce -5.6%
VDE Vanguard Energy ETF 1.50% 22,762 $2.9M Reduce -0.4%
AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC 1.44% 92,080 $2.8M Reduce -3.0%
PM Philip Morris International 1.34% 15,906 $2.6M Reduce -0.3%
NVDA Nvidia Corp. 1.32% 13,561 $2.5M Reduce -0.8%
GUNR NT Mstar GLBL NR ETF 1.30% 54,332 $2.5M Reduce -6.2%
MSFT Microsoft Corp. 1.28% 5,038 $2.4M Reduce -1.2%
GOOG Alphabet Inc. Class C 1.19% 7,217 $2.3M No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 1.07% 35,238 $2.0M Add +27.6%
MUB iShares National Muni Bond E 1.00% 17,920 $1.9M Reduce -21.7%
JCPB JPMorgan Core Plus Bond ETF 0.96% 38,882 $1.8M Add +11.3%
RZV Invesco S&P Smallcap 600 Pur 0.96% 15,439 $1.8M Add +0.2%
RWR SS SPDR Dow Jones REIT ETF 0.94% 18,213 $1.8M Reduce -3.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.90% 5,831 $1.7M No change
XOM Exxon Mobil Corp. 0.79% 12,557 $1.5M Reduce -1.1%
SCHF Schwab Intl Equity ETF 0.70% 55,238 $1.3M Reduce -4.6%
JEPI JPMorgan Equity Premium Inco 0.67% 22,302 $1.3M Add +12.7%
PG The Procter & Gamble Co. 0.64% 8,546 $1.2M Reduce -0.8%
VOO Vanguard S&P 500 ETF 0.54% 1,649 $1.0M Reduce -25.4%
AMZN Amazon.com Inc. 0.49% 4,049 $935K Add +0.5%
BR Broadridge Financial Solutio 0.44% 3,765 $840K Add +0.3%
NFLX Netflix Inc. 0.37% 7,610 $714K Reduce -7.1%
AVGO Broadcom Inc. 0.35% 1,936 $670K Add +0.6%
CVX Chevron Corp. 0.34% 4,257 $649K No change
JPM JPMorgan Chase & Co. 0.34% 2,008 $647K Add +0.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.33% 5,509 $627K Reduce -1.3%
HD Home Depot Inc. 0.32% 1,767 $608K Add +0.2%
PGNY Progyny Inc. 0.32% 23,477 $603K Reduce -13.3%
VEU Vanguard Ftse All-World Ex-U 0.31% 8,140 $599K Reduce -4.3%
CAT Caterpillar Inc. 0.31% 1,028 $589K No change
MDLZ Mondelez International Inc. Class A 0.30% 10,641 $573K Reduce -0.1%
ABBV Abbvie Inc. 0.29% 2,462 $563K Add +0.4%
ORCL Oracle Corp. 0.27% 2,610 $509K Add +0.2%
JNJ Johnson & Johnson 0.26% 2,403 $498K Reduce -6.2%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.26% 4,453 $491K Reduce -6.1%
NJR New Jersey Resources Corp. 0.26% 10,615 $490K Add +0.1%
PEG Public Service Enterprise GP 0.23% 5,526 $444K Reduce -40.6%
PLTR Palantir Technologies Inc. Class A 0.23% 2,471 $439K No change
T AT&T Inc. 0.22% 17,138 $426K Reduce -0.6%
META Meta Platforms Inc. Class A 0.22% 644 $425K Add +1.4%
IWM iShares Russell 2000 ETF 0.22% 1,695 $417K Reduce -0.5%
FSCO FS Credit Opportunities Corp. 0.22% 65,720 $414K No change
JPIB JPMorgan Intl BND ETF 0.21% 8,131 $396K Add +5.5%
FBTC Fidelity Wise Origin Bitcoin 0.20% 5,046 $385K Reduce -1.9%
MS Morgan Stanley 0.19% 2,058 $366K No change
BMY Bristol-Myers Squibb Co. 0.19% 6,574 $355K No change
PEP Pepsico Inc. 0.18% 2,395 $344K No change
MRK Merck & Co. Inc. 0.18% 3,232 $340K Reduce -14.3%
BIV Vanguard Intermediate-Term B 0.18% 4,331 $337K Reduce -17.9%
SPYV SS SPDR P S&P 500 Value ETF 0.17% 5,842 $332K No change
VLY Valley National Bancorp 0.17% 27,915 $326K No change
WPM Wheaton Precious Metals Corp. 0.17% 2,700 $317K No change
MO Altria Group Inc. 0.16% 5,410 $312K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.16% 1,523 $307K No change
GOOGL Alphabet Inc. Class A 0.16% 966 $302K Add +9.9%
BA The Boeing Co. 0.16% 1,366 $297K Reduce -6.4%
AMGN Amgen Inc. 0.15% 884 $289K Reduce -1.7%
CL Colgate-Palmolive Co. 0.15% 3,549 $280K No change
JLL Jones Lang Lasalle Inc. 0.14% 816 $275K No change
AXP American Express Co. 0.14% 715 $265K No change
LIN Linde PLC 0.14% 605 $258K No change
WMT Walmart Inc. 0.13% 2,310 $257K Reduce -8.4%
CMCSA Comcast Corp. Class A 0.13% 8,345 $249K No change
V Visa Inc. Class A 0.12% 635 $223K Add +1.3%
MCD McDonald's Corp. 0.12% 722 $221K No change
LLY Eli Lilly & Co. 0.11% 201 $216K Reduce -3.4%
GLD SPDR Gold Shares 0.11% 525 $208K Add +5.2%
VZ Verizon Communications Inc. 0.11% 5,015 $204K Add +0.9%
BX Blackstone Inc. 0.10% 1,298 $200K Add +0.3%
SHOP Shopify Inc. Class A 0.10% 1,243 $200K Add +16.9%
IBIT iShares Bitcoin Trust ETF 0.10% 4,001 $199K Add +526.1%
XNXJX Nuveen NJ QLTY Muni Inc. 0.10% 15,357 $194K Reduce -0.7%
FSK FS KKR Capital Corp. 0.10% 13,043 $193K Reduce -22.6%
MSI Motorola Solutions Inc. 0.10% 491 $188K No change
CPRX Catalyst Pharmaceuticals Inc. 0.10% 8,000 $187K No change
RTX RTX Corp. 0.10% 991 $182K No change
IEFA iShares Core MSCI Eafe ETF 0.09% 1,994 $178K No change
IVT Inventrust Properties Corp. 0.09% 6,064 $171K Reduce -43.2%
LMT Lockheed Martin Corp. 0.09% 353 $171K Add +1.4%
XLK SS Technology Select Sector 0.09% 1,164 $168K No change
ADP Automatic Data Processing 0.08% 630 $162K No change
CSCO Cisco Systems Inc. 0.08% 2,062 $159K Reduce -5.3%
TRV The Travelers Cos Inc. 0.08% 523 $152K No change
WFC Wells Fargo & Co. 0.08% 1,613 $150K Add +10.3%
CHD Church & Dwight Co. Inc. 0.08% 1,787 $150K No change
LOW Lowe's Cos Inc. 0.08% 610 $147K Reduce -16.6%
MRVL Marvell Technology Inc. 0.07% 1,675 $142K No change
AVUV Avantis US Small Cap Value 0.07% 1,390 $142K No change
DUK Duke Energy Corp. 0.07% 1,172 $137K Reduce -2.7%
SPY SS SPDR S&P 500 ETF Trust-US 0.07% 201 $137K Reduce -59.9%
DFAE Dimensional Emerging Core Eq 0.07% 4,026 $131K No change
RSG Republic Services Inc. 0.07% 610 $129K No change
PTCT PTC Therapeutics Inc. 0.07% 1,683 $128K No change
SCHH Schwab US REIT ETF 0.07% 6,008 $126K Reduce -3.4%
PNC PNC Financial Services Group 0.06% 591 $123K No change
PFE Pfizer Inc. 0.06% 4,904 $122K Reduce -3.9%
BLK BlackRock Inc. 0.06% 114 $122K Add +2.7%
VB Vanguard Most SM-Cap ETF-Usd 0.06% 465 $120K No change
ABT Abbott Laboratories 0.06% 953 $119K Add +0.1%
IWN iShares Russell 2000 Value E 0.06% 658 $119K No change
GEV GE Vernova Inc. 0.06% 179 $117K Reduce -1.1%
SO The Southern Co. 0.06% 1,310 $114K No change
LPLA LPL Financial Holdings Inc. 0.06% 312 $111K No change
MA Mastercard Inc. Class A 0.06% 189 $108K No change
TSLA Tesla Inc. 0.06% 240 $108K Reduce -25.0%
KO The Coca-Cola Co. 0.06% 1,505 $105K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 1,892 $104K Add +18.8%
AGG iShares Core U.S. Aggregate 0.05% 1,039 $104K No change
COST Costco Wholesale Corp. 0.05% 116 $100K Reduce -11.4%
QQQ Invesco QQQ Trust Series 1 0.05% 156 $96K Reduce -15.2%
CRM Salesforce Inc. 0.05% 338 $90K No change
GLW Corning Inc. 0.05% 1,023 $90K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.05% 770 $89K Add +2.4%
GBTC Grayscale Bitcoin Trust ETF 0.05% 1,302 $89K Reduce -8.9%
CVS CVS Health Corp. 0.05% 1,117 $89K No change
UAL United Airlines Holdings Inc. 0.05% 790 $88K Reduce -47.3%
GE General Electric filed as GE AEROSPACE 0.05% 281 $87K Reduce -0.7%
UNH Unitedhealth Group Inc. 0.04% 254 $84K No change
VYM Vanguard High DVD Yield ETF 0.04% 580 $83K Add +5.5%
EMN Eastman Chemical Co. 0.04% 1,280 $82K No change
VLO Valero Energy Corp. 0.04% 500 $81K No change
AVDV Avantis Intl S/C Value ETF 0.04% 856 $80K No change
ETN Eaton Corp. PLC 0.04% 250 $80K No change
NSC Norfolk Southern Corp. 0.04% 275 $79K No change
MU Micron Technology Inc. 0.04% 276 $79K No change
KMI Kinder Morgan Inc. 0.04% 2,868 $79K No change
COF Capital One Financial Corp. 0.04% 322 $78K No change
CMI Cummins Inc. 0.04% 150 $77K No change
TMO Thermo Fisher Scientific Inc. 0.04% 132 $76K Reduce -11.4%
BNDX Vanguard Total Intl Bond ETF 0.04% 1,533 $74K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.04% 150 $72K No change
IWF iShares Russell 1000 Growth 0.04% 150 $71K No change
TTWO Take-Two Interactive Softwre 0.04% 275 $70K No change
IEMG iShares Core MSCI Emerging 0.04% 1,033 $69K Reduce -42.1%
VCIT Vanguard Int-Term Corporate 0.04% 822 $69K No change
CMG Chipotle Mexican Grill Inc. 0.04% 1,850 $68K No change
KTOS Kratos Defense & Security 0.04% 900 $68K Reduce -10.0%
IVV iShares Core S&P 500 ETF 0.04% 97 $67K Reduce -59.2%
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA 0.03% 987 $67K No change
MTZ Mastec Inc. 0.03% 300 $65K No change
AEP American Electric Power 0.03% 550 $63K No change
PHO Invesco Water Resources ETF 0.03% 890 $63K No change
LRCX Lam Research Corp. 0.03% 360 $62K No change
XBXMX Nuveen S&P 500 Buy-WR Inc. 0.03% 4,100 $60K Add +0.9%
XLF SS Financial Select Sector 0.03% 1,097 $60K Add +20.8%
S Sentinelone Inc. Class A 0.03% 4,000 $60K No change
MDT Medtronic PLC 0.03% 611 $59K No change
SCHX Schwab US Large-Cap ETF 0.03% 2,174 $59K Reduce -0.3%
ADBE Adobe Inc. 0.03% 167 $58K Reduce -28.0%
WTW Willis Towers Watson PLC 0.03% 177 $58K No change
YUM Yum! Brands Inc. 0.03% 382 $58K No change
WBD Warner Bros Discovery Inc. 0.03% 1,975 $57K Reduce -0.1%
PMM Franklin Managed Municipal I 0.03% 9,000 $56K No change
SCHD Schwab US DVD Equity ETF 0.03% 2,053 $56K Reduce -23.6%
VNQ Vanguard Real Estate ETF 0.03% 630 $56K No change
KKR KKR & Co. Inc. 0.03% 433 $55K Reduce -8.3%
VRTX Vertex Pharmaceuticals Inc. 0.03% 121 $55K No change
PPG PPG Industries Inc. 0.03% 530 $54K Add +0.6%
MDY State Street SPDR S&P Midcap 0.03% 90 $54K No change
FNB FNB Corp. 0.03% 3,135 $54K No change
BRO Brown & Brown Inc. 0.03% 668 $53K No change
ED Consolidated Edison Inc. 0.03% 532 $53K No change
RDVI FT Vest Rising Dividend Achi 0.03% 2,000 $52K No change
DELL Dell Technologies -C 0.03% 416 $52K Reduce -11.5%
AMAT Applied Materials Inc. 0.03% 203 $52K Reduce -4.7%
SLV iShares Silver Trust 0.03% 800 $52K No change
IJH iShares Core S&P Midcap ETF 0.03% 750 $50K No change
CB Chubb Ltd. 0.02% 150 $47K No change
DE Deere & Co. 0.02% 100 $47K No change
AMD Advanced Micro Devices 0.02% 213 $46K Reduce -6.6%
IUSV iShares Core S&P U.S. Value 0.02% 444 $46K No change
EEM iShares MSCI Emerging Market 0.02% 832 $46K Reduce -11.2%
IVE iShares S&P 500 Value ETF 0.02% 209 $44K Reduce -32.1%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.02% 426 $44K No change
NBIX Neurocrine Biosciences Inc. 0.02% 305 $43K No change
DFAI Dimensional International Co. 0.02% 1,120 $43K No change
COP Conocophillips 0.02% 448 $42K Add +3.0%
KRG Kite Realty Group Trust 0.02% 1,748 $42K No change
HIG Hartford Insurance Group Inc. 0.02% 300 $41K No change
C Citigroup Inc. 0.02% 351 $41K Add +6.0%
SLB SLB Ltd. filed as SLB LIMITED 0.02% 1,058 $41K Add +0.1%
EFA iShares MSCI Eafe ETF 0.02% 419 $40K No change
VGT Vanguard Info Tech ETF 0.02% 53 $40K Reduce -38.4%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.02% 6,460 $40K No change
NOW ServiceNow Inc. 0.02% 260 $40K No change
CRWD CrowdStrike Holdings Inc. Class A 0.02% 84 $39K No change
WELL Welltower Inc. 0.02% 207 $38K Add +6.2%
UBER Uber Technologies Inc. 0.02% 465 $38K No change
SYK Stryker Corp. 0.02% 106 $38K No change
TSCO Tractor Supply Company 0.02% 750 $38K No change
XETYX Eaton Vance Tax-MGD Div Eqty 0.02% 2,437 $37K No change
MMM 3M Co. 0.02% 231 $37K Reduce -34.6%
EPD Enterprise Products Partners 0.02% 1,151 $37K No change
IAU iShares Gold Trust 0.02% 454 $37K No change
IEI iShares 3-7 Year Treasury Bo 0.02% 307 $37K No change
F Ford Motor Co. filed as FORD MTR CO 0.02% 2,782 $37K Reduce -26.0%
TIP iShares Tips Bond ETF 0.02% 328 $36K No change
STWD Starwood Property Trust Inc. 0.02% 2,000 $36K No change
CRDO Credo Technology Group Holdi 0.02% 250 $36K New
CEG Constellation Energy 0.02% 100 $35K No change
KMB Kimberly-Clark Corp. 0.02% 350 $35K No change
INTC Intel Corp. 0.02% 955 $35K Reduce -0.8%
VRP Invesco Variable Rate Prefer 0.02% 1,435 $35K No change
HACK Amplify Cybersecurity ETF 0.02% 425 $34K No change
GD General Dynamics Corp. 0.02% 100 $34K No change
SPGI S&P Global Inc. 0.02% 64 $33K Add +6.7%
HPI John Hancock Prefer Inc. 0.02% 2,039 $33K Reduce -32.5%
HBAN Huntington Bancshares Inc. 0.02% 1,900 $33K No change
PSX Phillips 66 0.02% 244 $32K Add +0.8%
CDNS Cadence Design SYS Inc. 0.02% 100 $31K No change
VWO Vanguard Ftse Emerging Marke 0.02% 578 $31K No change
RGLD Royal Gold Inc. 0.02% 139 $31K No change
RCL Royal Caribbean Cruises Ltd. 0.02% 109 $30K No change
NVG Nuveen Amt-FR Muni CRDT 0.02% 2,395 $30K Add +1.6%
FCX Freeport-McMoran Inc. 0.02% 576 $29K No change
FDX FedEx Corp. 0.02% 100 $29K No change
CNP Centerpoint Energy Inc. 0.02% 750 $29K No change
DKNG Draftkings Inc. Class A 0.01% 802 $28K No change
GILD Gilead Sciences Inc. 0.01% 225 $28K No change
NVS Novartis AG-Sponsored ADR 0.01% 200 $28K No change
CIBR First Trust Nasdaq Cybersecu 0.01% 385 $28K No change
XTN SS SPDR S&P Transport ETF 0.01% 300 $27K No change
TRP TC Energy Corp. 0.01% 485 $27K No change
XLC SS Comm Select Sector SPDR 0.01% 226 $27K No change
GIS General Mills Inc. 0.01% 565 $26K No change
CGW Invesco S&P Global Water Ind 0.01% 402 $25K No change
VWOB Vanguard Emerg MKTS Gov BND 0.01% 374 $25K No change
FCF First Commonwealth Finl Corp. 0.01% 1,443 $24K No change
NOBL Proshares S&P 500 Dividend A 0.01% 227 $24K No change
SOFI Sofi Technologies Inc. 0.01% 900 $24K No change
NEE Nextera Energy Inc. 0.01% 291 $23K No change
BDX Becton Dickinson and Co. 0.01% 120 $23K No change
ITW Illinois Tool Works 0.01% 90 $22K No change
CFG Citizens Financial Group 0.01% 378 $22K No change
SHEL Shell PLC-ADR 0.01% 300 $22K No change
XHR Xenia Hotels & Resorts Inc. 0.01% 1,556 $22K No change
FMN Federated Herm Prem Muni Inc. 0.01% 1,947 $22K No change
HON Honeywell International Inc. 0.01% 109 $21K No change
NI Nisource Inc. 0.01% 500 $21K No change
DFUV Dimensional US Marketwide Va 0.01% 448 $21K No change
DLR Digital Realty Trust Inc. 0.01% 134 $21K No change
SBUX Starbucks Corp. 0.01% 246 $21K Reduce -66.1%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.01% 50 $21K No change
STIP iShares 0-5 Year Tips Bond E 0.01% 200 $20K No change
ISRG Intuitive Surgical Inc. 0.01% 36 $20K No change
BABA Alibaba Group Holding-SP ADR 0.01% 138 $20K No change
ABR Arbor Realty Trust Inc. 0.01% 2,600 $20K No change
MFC Manulife Financial Corp. 0.01% 555 $20K No change
XLY SS Consumer Disc Select Sect 0.01% 160 $19K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.01% 65 $19K No change
DFAT Dimensional US Target Value 0.01% 309 $18K No change
DTE DTE Energy Company 0.01% 142 $18K No change
IWR iShares Russell Mid-Cap ETF 0.01% 190 $18K No change
UNP Union Pacific Corp. 0.01% 79 $18K Add +9.7%
PFG Principal Financial Group 0.01% 206 $18K New
FNDX Schwab Fndmntl US LRG Co. ETF 0.01% 645 $18K No change
UL Unilever PLC-Sponsored ADR 0.01% 266 $17K Reduce -0.2%
DHR Danaher Corp. 0.01% 74 $17K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.01% 110 $17K No change
IXC iShares Global Energy ETF 0.01% 400 $17K Reduce -1.0%
XBI SS SPDR S&P Biotech ETF 0.01% 135 $16K No change
KEYS Keysight Technologies Inc. 0.01% 81 $16K No change
OTTR Otter Tail Corp. 0.01% 196 $16K Add +1.0%
TSM Taiwan Semiconductor-SP ADR 0.01% 50 $15K No change
D Dominion Energy Inc. 0.01% 258 $15K Reduce -5.5%
WU Western Union Co. 0.01% 1,609 $15K No change
SPYG SS SPDR P S&P 500 Growth ETF 0.01% 136 $15K Reduce -54.8%
ARKX ARK Space & Defense Innovati 0.01% 499 $14K No change
ADC Agree Realty Corp. 0.01% 200 $14K No change
EMR Emerson Electric Co. 0.01% 108 $14K No change
ET Energy Transfer LP 0.01% 843 $14K Add +1.3%
CI The Cigna Group 0.01% 50 $14K No change
FDVV Fidelity High Dividend ETF 0.01% 244 $14K New
PHK PIMCO High Income Fund 0.01% 2,786 $14K Add +2.0%
MPC Marathon Petroleum Corp. 0.01% 83 $13K No change
RIOT Riot Platforms Inc. 0.01% 1,055 $13K No change
PR Permian Resources Corp. Class A 0.01% 950 $13K Reduce -35.4%
HDV iShares Core High Dividend E 0.01% 109 $13K New
AZN Astrazeneca PLC-Spons ADR 0.01% 143 $13K No change
TTE Totalenergies SE 0.01% 200 $13K No change
BRK.B Berkshire Hathaway Inc. Class B 0.01% 26 $13K No change
NRG NRG Energy Inc. 0.01% 82 $13K Add +17.1%
WTRG Essential Utilities Inc. 0.01% 334 $13K No change
RCS PIMCO Strategic Income Fund 0.01% 2,283 $13K Add +1.7%
MAR Marriott International Class A 0.01% 40 $12K Reduce -75.8%
BIIB Biogen Inc. 0.01% 70 $12K No change
QUAL iShares MSCI USA Quality Fac 0.01% 60 $12K Reduce -7.7%
AA Alcoa Corp. 0.01% 222 $12K No change
AWK American Water Works Co. Inc. 0.01% 89 $12K No change
GXC State Street SPDR S&P China 0.01% 119 $12K Add +0.8%
IWB iShares Russell 1000 ETF 0.01% 30 $11K No change
BND Vanguard Total Bond Market 0.01% 155 $11K No change
FEZ State Street SPDR Euro Stoxx 0.01% 175 $11K Add +0.6%
BCE Bce Inc. 0.01% 471 $11K No change
TDIV FT Nasdaq Tech DVD Index FD 0.01% 115 $11K New
MMD Nylim Mackay Definedterm Mun filed as NYLI MACKAY DEFINEDTERM MUNI 0.01% 745 $11K No change
ADI Analog Devices Inc. 0.01% 40 $11K New
MLPX Global X MLP & Energy Infras 0.01% 178 $11K Add +1.1%
DIAX Nuveen Dow 30 Dynamic Overwr 0.01% 693 $11K Add +3.1%
BLDR Builders Firstsource Inc. 0.01% 100 $10K No change
ITB iShares U.S. Home Constructi 0.01% 106 $10K Add +0.9%
DINO HF Sinclair Corp. 0.01% 218 $10K No change
XLE SS Energy Select Sector 0.01% 222 $10K No change
XSSPX Nuveen S&P 500 Dynam Overwr 0.01% 542 $10K Add +3.8%
SW Smurfit Westrock PLC 0.01% 248 $10K No change
WDC Western Digital Corp. 0.01% 55 $9K Add +52.8%
CIM Chimera Investment Corp. 0.00% 749 $9K No change
ANET Arista Networks Inc. 0.00% 70 $9K No change
MNA Nylim Merger Arbtrage ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET 0.00% 256 $9K No change
BCBP BCB Bancorp Inc. 0.00% 1,114 $9K Reduce -50.0%
SMDV Proshrs RSL 2000 DVD GRW ETF 0.00% 136 $9K New
PANW Palo Alto Networks Inc. 0.00% 48 $9K Add +33.3%
JNK SS SPDR BB High Yield Bond 0.00% 88 $9K Add +2.3%
DTM DT Midstream Inc. 0.00% 71 $8K No change
EMB iShares JP Morgan Usd Emergi 0.00% 85 $8K No change
CRF Cornerstone Total Return 0.00% 1,000 $8K No change
BTC Grayscale Bitcoin Mini ETF 0.00% 204 $8K No change
XBGYX BlackRock Enh Intl DVD TR 0.00% 1,321 $8K No change
SCZ iShares MSCI Eafe Small-Cap 0.00% 96 $7K No change
MLPA Global X MLP ETF 0.00% 153 $7K No change
TDC Teradata Corp. 0.00% 242 $7K No change
HWM Howmet Aerospace Inc. 0.00% 34 $7K Add +41.7%
PH Parker Hannifin Corp. 0.00% 8 $7K Add +100.0%
AUPH Aurinia Pharmaceuticals Inc. 0.00% 440 $7K No change
GEHC GE Healthcare Technology 0.00% 85 $7K No change
GAB Gabelli Equity Trust 0.00% 1,125 $7K No change
BUZZ Vaneck Social Sentiment ETF 0.00% 212 $7K No change
LIT Global X Lithium & Battery T 0.00% 100 $6K No change
VOD Vodafone Group PLC-SP ADR 0.00% 487 $6K No change
VEA Vanguard Ftse Developed ETF 0.00% 101 $6K Add +4.1%
TPR Tapestry Inc. 0.00% 49 $6K No change
CRUS Cirrus Logic Inc. 0.00% 50 $6K No change
YUMC Yum China Holdings Inc. 0.00% 118 $6K No change
CHTR Charter Communications Inc. Class A 0.00% 27 $6K No change
KHC The Kraft Heinz Co. 0.00% 229 $6K Add +0.9%
SPG Simon Property Group Inc. 0.00% 30 $6K No change
BSX Boston Scientific Corp. 0.00% 58 $6K Add +123.1%
WM Waste Management Inc. 0.00% 25 $5K No change
Q Qnity Electronics Inc. 0.00% 66 $5K No change
DD Dupont DE Nemours Inc. 0.00% 133 $5K No change
APH Amphenol Corp. Class A 0.00% 39 $5K Add +105.3%
EFOR Everforth Inc. filed as ASGN INC 0.00% 107 $5K New
L Loews Corp. 0.00% 47 $5K No change
ZBH Zimmer Biomet Holdings Inc. 0.00% 56 $5K No change
VTRS Viatris Inc. 0.00% 396 $5K No change
ITA iShares U.S. Aerospace & Def 0.00% 22 $5K New
PRCT Procept Biorobotics Corp. 0.00% 150 $5K No change
ROST Ross Stores Inc. 0.00% 26 $5K Add +116.7%
FITB Fifth Third Bancorp 0.00% 100 $5K No change
SMH Vaneck Semiconductor ETF 0.00% 13 $5K No change
IJK iShares S&P Mid-Cap 400 Grow 0.00% 48 $5K No change
GS Goldman Sachs Group Inc. 0.00% 5 $4K Add +150.0%
LUV Southwest Airlines Co. 0.00% 100 $4K No change
EA Electronic Arts Inc. 0.00% 20 $4K No change
UPS United Parcel Service Class B 0.00% 39 $4K No change
HPE Hewlett Packard Enterprise 0.00% 160 $4K No change
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.00% 100 $4K No change
RWX State Street SPDR Dow Jones 0.00% 134 $4K No change
APLE Apple Hospitality REIT Inc. 0.00% 312 $4K No change
CCL Carnival Corp. 0.00% 117 $4K No change
HPQ HP Inc. 0.00% 160 $4K No change
SPOT Spotify Technology SA 0.00% 6 $3K No change
JCI Johnson Controls Internation 0.00% 29 $3K Add +123.1%
VCR Vanguard Consumer Discre ETF 0.00% 8 $3K New
NTR Nutrien Ltd. 0.00% 51 $3K No change
MLM Martin Marietta Materials 0.00% 5 $3K Add +150.0%
CHMI Cherry Hill Mortgage Investm 0.00% 1,200 $3K No change
COR Cencora Inc. 0.00% 9 $3K Add +80.0%
HLT Hilton Worldwide Holdings Inc. 0.00% 10 $3K Add +100.0%
ETR Entergy Corp. 0.00% 31 $3K Add +121.4%
CAVA Cava Group Inc. 0.00% 48 $3K Add +37.1%
SOBO South Bow Corp. 0.00% 97 $3K No change
TEM Tempus AI Inc. Class A 0.00% 45 $3K Add +80.0%
CTRA Coterra Energy Inc. 0.00% 100 $3K No change
PGR Progressive Corp. 0.00% 11 $3K Add +120.0%
ZM Zoom Communications Inc. 0.00% 29 $3K Add +31.8%
GNL Global Net Lease Inc. 0.00% 285 $2K Reduce -18.6%
NGVT Ingevity Corp. 0.00% 41 $2K No change
HAL Halliburton Co. 0.00% 85 $2K No change
OGIG Alps Oshares Global Internet 0.00% 46 $2K No change
IAGG iShares Intl Aggregate Bond 0.00% 47 $2K No change
PYPL PayPal Holdings Inc. 0.00% 40 $2K Reduce -20.0%
VXF Vanguard Extended Market ETF 0.00% 11 $2K No change
BIP Brookfield Infrastructure Pa 0.00% 64 $2K No change
SU Suncor Energy Inc. 0.00% 50 $2K No change
RACE Ferrari NV 0.00% 6 $2K Add +200.0%
CAPL Crossamerica Partners LP 0.00% 100 $2K No change
TOST Toast Inc. Class A 0.00% 58 $2K No change
LYV Live Nation Entertainment Inc. 0.00% 14 $2K Add +133.3%
PFF iShares Preferred & Income S 0.00% 64 $2K No change
ILMN Illumina Inc. 0.00% 15 $2K No change
SLYG SS SPDR S&P 600 SC GR ETF 0.00% 20 $2K No change
OKLO Oklo Inc. 0.00% 25 $2K Add +25.0%
NOK Nokia Corp.-Spon ADR 0.00% 277 $2K Reduce -93.9%
ARR Armour Residential REIT Inc. 0.00% 100 $2K No change
KVUE Kenvue Inc. 0.00% 100 $2K No change
DAL Delta Air Lines Inc. 0.00% 24 $2K No change
IBB iShares Biotechnology ETF 0.00% 10 $2K No change
AEM Agnico Eagle Mines Ltd. 0.00% 9 $2K Add +125.0%
SOLS Solstice Adv Materials Inc. 0.00% 27 $1K No change
QBTS D-Wave Quantum Inc. 0.00% 50 $1K Reduce -50.0%
PINS Pinterest Inc. Class A 0.00% 50 $1K No change
KD Kyndryl Holdings Inc. 0.00% 48 $1K No change
NKE Nike Inc. Class B 0.00% 20 $1K No change
MET Metlife Inc. 0.00% 16 $1K No change
MRNA Moderna Inc. 0.00% 41 $1K No change
ROKU Roku Inc. 0.00% 11 $1K No change
DKS Dick's Sporting Goods Inc. 0.00% 6 $1K New
BSV Vanguard Short-Term Bond ETF 0.00% 15 $1K No change
AAL American Airlines Group Inc. 0.00% 77 $1K Reduce -96.3%
EXK Endeavour Silver Corp. 0.00% 120 $1K No change
PAYX Paychex Inc. 0.00% 10 $1K No change
XYZ Block Inc. 0.00% 17 $1K No change
SNOW Snowflake Inc. 0.00% 5 $1K No change
BP BP PLC-Spons ADR 0.00% 31 $1K Add +3.3%
VXX Ipath Series B S&P 500 Vix filed as BARCLAYS BANK PLC 0.00% 41 $1K No change
WAB Wabtec Corp. 0.00% 5 $1K No change
IREN Iren Ltd. filed as IREN LIMITED 0.00% 28 $1K Reduce -6.7%
XBMEX BlackRock Health Sciences 0.00% 25 $1K No change
PJT PJT Partners Inc. Class A 0.00% 6 $1K No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.00% 10 $978 No change
TFPM Triple Flag Precious Met 0.00% 29 $963 No change
MICC The Magnum Ice Cream Co. NV 0.00% 60 $951 No change
TAP Molson Coors Beverage Co. Class B 0.00% 20 $933 No change
ENB Enbridge Inc. 0.00% 19 $908 Reduce -70.3%
COIN Coinbase Global Inc. Class A 0.00% 4 $904 No change
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.00% 47 $747 Add +80.8%
KHYB Kraneshares Asia Pacific Hig 0.00% 30 $735 No change
OGN Organon & Co. 0.00% 98 $709 No change
BGS B&G Foods Inc. 0.00% 160 $689 No change
OCFC Oceanfirst Financial Corp. 0.00% 37 $664 No change
NLY Annaly Capital Management Inc. 0.00% 28 $626 No change
KARS Kraneshares Electric Vehicle 0.00% 20 $610 No change
PRU Prudential Financial Inc. 0.00% 5 $564 No change
TGNA Tegna Inc. 0.00% 29 $562 No change
TR Tootsie Roll Inds 0.00% 14 $512 No change
MJ Amplify Alternat Harvest ETF 0.00% 17 $506 No change
JMUB JPMorgan Municipal ETF 0.00% 10 $505 Add +42.9%
BLV Vanguard Long-Term Bond ETF 0.00% 7 $486 No change
VICE Advisorshares Vice ETF 0.00% 15 $476 No change
VMBS Vanguard Mortgage-Backed Sec 0.00% 10 $470 No change
CIGI Colliers Intl GR-Subord Vot 0.00% 3 $441 No change
OPEN Opendoor Technologies Inc. 0.00% 75 $437 Add +200.0%
ASTS Ast Spacemobile Inc. 0.00% 6 $435 New
TLK Telkom Indonesia Persero-ADR filed as P T TELEKOMUNIKASI INDONESIA 0.00% 20 $421 No change
CASS Cass Information Systems Inc. 0.00% 10 $415 No change
IYR iShares US Real Estate ETF 0.00% 4 $375 Add +100.0%
QCOM Qualcomm Inc. 0.00% 2 $342 No change
ETSY Etsy Inc. 0.00% 6 $332 No change
XRAY Dentsply Sirona Inc. 0.00% 26 $297 No change
BIPC Brookfield Infrastructure-A 0.00% 6 $292 No change
SONY Sony Group Corp. - SP ADR 0.00% 10 $256 No change
SNY Sanofi-ADR 0.00% 4 $193 No change
DXC DXC Technology Co. 0.00% 13 $190 No change
NATL NCR Atleos Corp. 0.00% 5 $190 No change
IIPR Innovative Industrial Proper 0.00% 4 $189 No change
CURB Curbline Properties Corp. 0.00% 8 $185 No change
RENT Rent the Runway Inc. Class A 0.00% 23 $181 New
GRAL Grail Inc. 0.00% 2 $171 No change
CBXJ Calamos Bitcoin 90 P ETF Jan 0.00% 7 $158 New
SOLV Solventum Corp. 0.00% 2 $158 Reduce -60.0%
GSLC Goldman Activebeta US LC ETF 0.00% 1 $132 No change
LVS Las Vegas Sands Corp. 0.00% 2 $130 No change
ANF Abercrombie & Fitch Co. Class A 0.00% 1 $125 No change
VYX NCR Voyix Corp. 0.00% 11 $112 No change
AES AES Corp. 0.00% 7 $100 No change
CTXR Citius Pharmaceuticals Inc. 0.00% 120 $93 No change
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.00% 2 $93 No change
CRSR Corsair Gaming Inc. 0.00% 15 $89 No change
GSIE Goldman Sachs Activebeta Int 0.00% 2 $85 No change
CGC Canopy Growth Corp. 0.00% 73 $83 Add +32.7%
GEM Goldman Sachs Activebeta Em 0.00% 2 $83 No change
SNDL SNDL Inc. 0.00% 50 $83 No change
USHY iShares Broad Usd High Yield 0.00% 2 $74 No change
TDOC Teladoc Health Inc. 0.00% 10 $70 No change
SHAG Wsdmtree YLD En US St Agg 0.00% 1 $70 No change
LRGF iShares US Equity Factor ETF 0.00% 1 $69 No change
PDBC Invesco Optimum Yield Divers 0.00% 5 $66 No change
USFR Wisdomtree Floating Rate Tre 0.00% 1 $50 No change
BB Blackberry Ltd. 0.00% 11 $41 No change
LUMN Lumen Technologies Inc. 0.00% 5 $38 No change
BLNK Blink Charging Co. 0.00% 45 $30 No change
PTON Peloton Interactive Inc. Class A 0.00% 5 $30 No change
STEM Stem Inc. 0.00% 2 $30 No change
SITC Site Centers Corp. filed as SITE CTRS CORP 0.00% 4 $25 No change
IOVA Iovance Biotherapeutics Inc. 0.00% 9 $24 No change
MVIS Microvision Inc. 0.00% 25 $20 No change
MFIC Midcap Financial Investment 0.00% 1 $16 No change
WOOF Petco Health and Wellness Co. 0.00% 5 $14 No change
GNLN Greenlane Hldgs Inc. 0.00% 8 $12 Add +300.0%
BITO Proshares Bitcoin ETF-Usd 0.00% 1 $12 No change
PLBY Playboy Inc. 0.00% 4 $7 No change
AVALON GLOBOCARE CORP 0.00% 5 $6 No change
TXMD Therapeuticsmd Inc. 0.00% 2 $3 No change
Other holdings (4): bonds, preferreds, convertibles and warrants · $138 (not counted above)
SecurityClassShares / PrincipalValueChange
PGYWW Pagaya Technologies Ltd. -27 *W EXP 99/99/999 434$138No change
OPENW Opendoor Technologies Inc.-26 *W EXP 11/20/202 1$0No change
OPENL Opendoor Technologies Inc.-26 *W EXP 11/20/202 1$0New
OPENZ Opendoor Technologies Inc.-26 *W EXP 11/20/202 1$0New
Lines left out (11) · $323 — a value with no share or principal amount
SecurityClassSharesValue
O Realty Income Corp. COM0$54
GM General Motors Co. COM0$42
SPYM Ste STR SPDR PT S&P 500 ETF ST STR P500ETF0$41
MCHP Microchip Technology Inc. COM0$35
MAS Masco Corp. COM0$30
BWA Borgwarner Inc. COM0$29
HRB H&R Block Inc. COM0$28
QSIG Wisdomtree US Short Term Cor US SHT TRM CORP0$26
BUD Anheuser-Busch Inbev-SPN ADR SPONSORED ADR0$19
ACA Arcosa Inc. COM0$12
STZ Constellation Brands Inc. Class A CL A0$7

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $191.0M.

Portfolio Sells Q3 2025 → Q4 2025
ITOT iShares Core S&P Total U.S. Reduce -7.5% 26.91% −1.07
VTI VG Morningstar TS MKT ETF-US Reduce -8.7% 5.28% −0.27
MUB iShares National Muni Bond E Reduce -21.7% 1.00% −0.25
PULS Pgim Ultra Short Bond ETF Reduce -9.5% 2.42% −0.22
PEG Public Service Enterprise GP Reduce -40.6% 0.23% −0.17
VOO Vanguard S&P 500 ETF Reduce -25.4% 0.54% −0.15
NFLX Netflix Inc. Reduce -7.1% 0.37% −0.13
SPY SS SPDR S&P 500 ETF Trust-US Reduce -59.9% 0.07% −0.10
MSFT Microsoft Corp. Reduce -1.2% 1.28% −0.08
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -5.2% 4.14% −0.08
IVT Inventrust Properties Corp. Reduce -43.2% 0.09% −0.07
FBTC Fidelity Wise Origin Bitcoin Reduce -1.9% 0.20% −0.06
IVV iShares Core S&P 500 ETF Reduce -59.2% 0.04% −0.05
MDLZ Mondelez International Inc. Class A Reduce -0.1% 0.30% −0.04
PG The Procter & Gamble Co. Reduce -0.8% 0.64% −0.04
CGGO Cap Group Global Growth Reduce -4.9% 2.10% −0.04
RWR SS SPDR Dow Jones REIT ETF Reduce -3.7% 0.94% −0.04
BIV Vanguard Intermediate-Term B Reduce -17.9% 0.18% −0.04
FSK FS KKR Capital Corp. Reduce -22.6% 0.10% −0.03
UAL United Airlines Holdings Inc. Reduce -47.3% 0.05% −0.03
T AT&T Inc. Reduce -0.6% 0.22% −0.03
IEMG iShares Core MSCI Emerging Reduce -42.1% 0.04% −0.02
SBUX Starbucks Corp. Reduce -66.1% 0.01% −0.02
GBTC Grayscale Bitcoin Trust ETF Reduce -8.9% 0.05% −0.02
VUG Vanguard Mrngstar GR ETF-Sui Sold out 0.00% −0.02
LOW Lowe's Cos Inc. Reduce -16.6% 0.08% −0.02
TSLA Tesla Inc. Reduce -25.0% 0.06% −0.02
MAR Marriott International Class A Reduce -75.8% 0.01% −0.02
LQD Ishr Ibx Usd Invgd CB ETF-Ui Reduce -6.1% 0.26% −0.01
VGT Vanguard Info Tech ETF Reduce -38.4% 0.02% −0.01
ADBE Adobe Inc. Reduce -28.0% 0.03% −0.01
AAL American Airlines Group Inc. Reduce -96.3% 0.00% −0.01
KTOS Kratos Defense & Security Reduce -10.0% 0.04% −0.01
SMR Nuscale Power Corp. Sold out 0.00% −0.01
NOK Nokia Corp.-Spon ADR Reduce -93.9% 0.00% −0.01
COST Costco Wholesale Corp. Reduce -11.4% 0.05% −0.01
HPI John Hancock Prefer Inc. Reduce -32.5% 0.02% −0.01
IVE iShares S&P 500 Value ETF Reduce -32.1% 0.02% −0.01
MMM 3M Co. Reduce -34.6% 0.02% −0.01
SPYG SS SPDR P S&P 500 Growth ETF Reduce -54.8% 0.01% −0.01
SCHD Schwab US DVD Equity ETF Reduce -23.6% 0.03% −0.01
JPSE JPM Diversified RT Small Cap Sold out 0.00% −0.01
CRWV Coreweave Inc. Class A Sold out 0.00% −0.01
DELL Dell Technologies -C Reduce -11.5% 0.03% −0.01
BA The Boeing Co. Reduce -6.4% 0.16% −0.01
QQQ Invesco QQQ Trust Series 1 Reduce -15.2% 0.05% −0.01
DBRG Digitalbridge Group Inc. Sold out 0.00% −0.01
BCBP BCB Bancorp Inc. Reduce -50.0% 0.00% −0.01
DUK Duke Energy Corp. Reduce -2.7% 0.07% −0.00
SPYD SS SPDR P S&P 500 Hi Div ETF Sold out 0.00% −0.00

Portfolio Buys Q3 2025 → Q4 2025
MMIT Nylim Mackay Muni Intermedia Add +22.3% 2.07% +0.41
HELO JPMorgan Hedged Equity ETF Add +11.5% 2.88% +0.40
CGDV Cap Group Dividend Value Add +4.2% 2.83% +0.26
JEPQ JPM Nasdaq Equity Premium Add +27.6% 1.07% +0.26
JCPB JPMorgan Core Plus Bond ETF Add +11.3% 0.96% +0.11
JEPI JPMorgan Equity Premium Inco Add +12.7% 0.67% +0.09
IBIT iShares Bitcoin Trust ETF Add +526.1% 0.10% +0.08
GOOGL Alphabet Inc. Class A Add +9.9% 0.16% +0.05
AMZN Amazon.com Inc. Add +0.5% 0.49% +0.03
RZV Invesco S&P Smallcap 600 Pur Add +0.2% 0.96% +0.03
AVGO Broadcom Inc. Add +0.6% 0.35% +0.02
SHOP Shopify Inc. Class A Add +16.9% 0.10% +0.02
CRDO Credo Technology Group Holdi New 0.02% +0.02
GLD SPDR Gold Shares Add +5.2% 0.11% +0.02
WFC Wells Fargo & Co. Add +10.3% 0.08% +0.02
JPM JPMorgan Chase & Co. Add +0.7% 0.34% +0.02
JPIB JPMorgan Intl BND ETF Add +5.5% 0.21% +0.01
BAC Bank of America Corp. Add +18.8% 0.05% +0.01
PFG Principal Financial Group New 0.01% +0.01
FDVV Fidelity High Dividend ETF New 0.01% +0.01
HDV iShares Core High Dividend E New 0.01% +0.01
V Visa Inc. Class A Add +1.3% 0.12% +0.01
XLF SS Financial Select Sector Add +20.8% 0.03% +0.01
ADI Analog Devices Inc. New 0.01% +0.01
TDIV FT Nasdaq Tech DVD Index FD New 0.01% +0.01
BNY Bank of New York Mellon Corp. Add +2.4% 0.05% +0.00
SMDV Proshrs RSL 2000 DVD GRW ETF New 0.00% +0.00
C Citigroup Inc. Add +6.0% 0.02% +0.00
VYM Vanguard High DVD Yield ETF Add +5.5% 0.04% +0.00
EFOR Everforth Inc. New 0.00% +0.00
WDC Western Digital Corp. Add +52.8% 0.01% +0.00
ABBV Abbvie Inc. Add +0.4% 0.29% +0.00
SLB SLB Ltd. Add +0.1% 0.02% +0.00
ITA iShares U.S. Aerospace & Def New 0.00% +0.00
SPGI S&P Global Inc. Add +6.7% 0.02% +0.00
WELL Welltower Inc. Add +6.2% 0.02% +0.00
PH Parker Hannifin Corp. Add +100.0% 0.00% +0.00
APH Amphenol Corp. Class A Add +105.3% 0.00% +0.00
BSX Boston Scientific Corp. Add +123.1% 0.00% +0.00
VCR Vanguard Consumer Discre ETF New 0.00% +0.00
GS Goldman Sachs Group Inc. Add +150.0% 0.00% +0.00
ROST Ross Stores Inc. Add +116.7% 0.00% +0.00
XBXMX Nuveen S&P 500 Buy-WR Inc. Add +0.9% 0.03% +0.00
HWM Howmet Aerospace Inc. Add +41.7% 0.00% +0.00
JCI Johnson Controls Internation Add +123.1% 0.00% +0.00
MLM Martin Marietta Materials Add +150.0% 0.00% +0.00
NRG NRG Energy Inc. Add +17.1% 0.01% +0.00
NVG Nuveen Amt-FR Muni CRDT Add +1.6% 0.02% +0.00
PANW Palo Alto Networks Inc. Add +33.3% 0.00% +0.00
COR Cencora Inc. Add +80.0% 0.00% +0.00

Options Activity Q3 2025 → Q4 2025
STATE STR SPDR S&P 500 ETF T call Sold out 1,600 $1.1Mbefore exit
BROADRIDGE FINL SOLUTIONS IN put Sold out 2,700 $643Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2025 → Q4 2025
O Realty Income Corp. COM New 0 $54
MCHP Microchip Technology Inc. COM New 0 $35
HRB H&R Block Inc. COM New 0 $28
QSIG Wisdomtree US Short Term Cor US SHT TRM CORP Reduce -100.0% 0 $26
OPENL Opendoor Technologies Inc.-26 *W EXP 11/20/202 New 1 $0
OPENZ Opendoor Technologies Inc.-26 *W EXP 11/20/202 New 1 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 520$228.9MITOT, AAPL, VTI, DBEF, VOE
Q1 2026 514$189.7MITOT, AAPL, VTI, VOE, FRDM
Q4 2025 505$191.0MITOT, AAPL, VTI, VOE, FRDM
Q3 2025 519$194.6MITOT, AAPL, VTI, VOE, ICE
Q2 2025 561$175.3MITOT, VTI, AAPL, VOE, ICE
Q1 2025 501$158.8MITOT, AAPL, VOE, VTI, ICE
Q4 2024 78$145.0MITOT, AAPL, VTI, VOE, ICE
Q3 2024 70$140.2MITOT, AAPL, VTI, VOE, ICE
Q2 2024 67$129.5MITOT, AAPL, VTI, VOE, ICE
Q1 2024 67$129.0MITOT, VTI, AAPL, VOE, ICE