Sound Income Strategies, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 12, 2024), Sound Income Strategies, LLC reported 1,356 stock positions worth $1.4 billion. Its top holding was Hercules Capital (HTGC) at 3.8% of the portfolio, followed by Sixth Street Specialty Lendi (TSLX, 3.2%) and Ares Capital (ARCC, 3.1%). Compared with Q1 2024, it opened 158 new positions, sold out of 130, added to 374 and reduced 297. The biggest buy was Blackstone Secured Lending F (BXSL, shares +140838%) and the biggest sale Pennantpark Floating Rate Ca (PFLT, shares −23%).
- Most Recent 13F
- Q2 2026
- Location
- FT LAUDERDALE, FL
- CIK
- 0001730960
- Portfolio Value
- $1.4B (Q2 2024)
- SEC Filing
- 0001104659-24-079499 ↗ filed Jul 12, 2024
Holdings Value
Holdings 1,356 stocks · $1.4B
| HTGC Hercules Capital Inc. | 3.84% | 2,689,673 | $55.0M | Add +1.3% |
| TSLX Sixth Street Specialty Lendi | 3.18% | 2,129,099 | $45.5M | Add +2.8% |
| ARCC Ares Capital Corp. | 3.11% | 2,138,203 | $44.6M | Add +3.8% |
| GBDC Golub Capital BDC Inc. | 3.01% | 2,745,048 | $43.1M | Add +3.1% |
| SHYG iShares 0-5 YR HY Corp. Bond | 2.93% | 993,921 | $41.9M | Reduce -1.1% |
| OBDC Blue Owl Capital Corp. | 2.91% | 2,712,077 | $41.7M | Add +4.2% |
| HYEM Vaneck Emrg MKTS Hi YLD | 2.65% | 1,980,675 | $37.9M | Reduce -0.1% |
| EMHY iShares J.P. Morgan Em High | 2.48% | 958,703 | $35.5M | Add +0.2% |
| FIRST TR EXCHNG TRADED FD VI | 2.33% | 2,094,182 | $33.3M | Add +0.8% |
| FXED Sound Enhanced Fixed Income | 2.24% | 1,741,187 | $32.0M | Add +4.7% |
| PFLT Pennantpark Floating Rate Ca | 2.14% | 2,656,568 | $30.7M | Reduce -22.9% |
| BXSL Blackstone Secured Lending F | 1.63% | 759,655 | $23.3M | Add +140837.9% |
| LYB Lyondellbasell Indu Class A | 1.60% | 238,748 | $22.8M | Add +7.7% |
| DIVY Sound Equity Dividend Income | 1.54% | 875,121 | $22.0M | Add +4.0% |
| T AT&T Inc. | 1.50% | 1,119,472 | $21.4M | Add +4.1% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | 1.45% | 939,579 | $20.7M | New |
| OMC Omnicom Group | 1.41% | 224,208 | $20.1M | Add +7.8% |
| ENB Enbridge Inc. | 1.37% | 552,723 | $19.7M | Add +7.8% |
| C Citigroup Inc. | 1.35% | 305,153 | $19.4M | Add +7.6% |
| PFE Pfizer Inc. | 1.30% | 662,540 | $18.5M | Add +7.7% |
| AAPL Apple Inc. | 1.28% | 87,269 | $18.4M | Add +12.8% |
| GEF.B Greif Inc. Class B | 1.27% | 291,189 | $18.2M | Add +7.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.27% | 105,123 | $18.2M | Add +3.8% |
| ABBV Abbvie Inc. | 1.27% | 105,962 | $18.2M | Add +3.6% |
| OKE Oneok Inc. | 1.26% | 221,115 | $18.0M | Add +7.3% |
| MAIN Main Street Capital Corp. | 1.26% | 355,824 | $18.0M | Reduce -1.1% |
| PDCO Patterson Cos Inc. | 1.13% | 667,873 | $16.1M | Add +7.8% |
| CSCO Cisco Systems Inc. | 1.07% | 322,833 | $15.3M | Reduce -13.7% |
| PFG Principal Financial Group | 1.07% | 195,216 | $15.3M | Add +7.4% |
| SPG Simon Property Group Inc. | 1.02% | 96,610 | $14.7M | Add +6.4% |
| CSWC Capital Southwest Corp. | 1.01% | 555,387 | $14.5M | Add +1.0% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.99% | 93,841 | $14.2M | Add +7.8% |
| VLO Valero Energy Corp. | 0.94% | 85,612 | $13.4M | Reduce -7.8% |
| GSK GSK PLC-Spon ADR | 0.90% | 333,795 | $12.9M | Add +6.5% |
| EIX Edison International | 0.89% | 178,033 | $12.8M | Add +24.0% |
| O Realty Income Corp. | 0.85% | 229,017 | $12.1M | Add +9.2% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.84% | 420,698 | $12.0M | Add +11.2% |
| OGN Organon & Co. | 0.83% | 572,207 | $11.8M | Add +7.5% |
| PK Park Hotels & Resorts Inc. | 0.83% | 789,754 | $11.8M | Add +9.7% |
| PINE Alpine Income Property Trust | 0.80% | 734,769 | $11.4M | Add +12.3% |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.79% | 208,233 | $11.3M | Reduce -23.6% |
| NNN NNN REIT Inc. | 0.79% | 264,905 | $11.3M | Add +451.3% |
| GLPI Gaming and Leisure Propertie | 0.79% | 249,439 | $11.3M | Add +13.1% |
| BEN Franklin Templeton Inc. | 0.77% | 493,899 | $11.0M | Add +7.2% |
| WHF Whitehorse Finance Inc. | 0.73% | 855,223 | $10.5M | Add +5.3% |
| DOW Dow Inc. | 0.73% | 196,848 | $10.4M | Add +6.5% |
| NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC | 0.72% | 153,119 | $10.4M | Add +21963.3% |
| CRI Carter's Inc. | 0.72% | 167,305 | $10.4M | Add +67.0% |
| APLE Apple Hospitality REIT Inc. | 0.72% | 712,608 | $10.4M | Add +15.3% |
| UL Unilever PLC | 0.71% | 184,494 | $10.1M | Add +7.5% |
| ETR Entergy Corp. | 0.71% | 94,350 | $10.1M | Add +6.7% |
| AMZN Amazon.com Inc. | 0.66% | 48,859 | $9.4M | Add +10.4% |
| XRX Xerox Holdings Corp. | 0.66% | 807,889 | $9.4M | Add +7.4% |
| CTRE Caretrust REIT Inc. | 0.64% | 364,231 | $9.1M | Add +22.3% |
| IPG Interpublic Group of Cos Inc. | 0.63% | 311,761 | $9.1M | Add +36.8% |
| HAS Hasbro Inc. | 0.61% | 149,418 | $8.7M | Add +7.8% |
| MSM MSC Industrial Direct Co. Class A | 0.61% | 109,298 | $8.7M | Add +7.0% |
| QYLD Global X Nasd 100 Cov Call | 0.60% | 486,530 | $8.6M | Add +119.5% |
| KVUE Kenvue Inc. | 0.56% | 443,721 | $8.1M | Add +8.3% |
| JNK SS SPDR BB High Yield Bond | 0.54% | 81,378 | $7.7M | Add +8.1% |
| MSFT Microsoft Corp. | 0.49% | 15,830 | $7.1M | Add +12.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.46% | 72,465 | $6.7M | Add +14108.8% |
| GOOGL Alphabet Inc. Class A | 0.46% | 36,154 | $6.6M | Add +1.0% |
| BCO The Brink's Co. | 0.44% | 62,033 | $6.4M | Add +8.4% |
| CRBG Corebridge Financial Inc. | 0.40% | 196,444 | $5.7M | Add +6.8% |
| OHI Omega Healthcare Investors | 0.40% | 166,576 | $5.7M | Reduce -8.9% |
| IVV iShares Core S&P 500 ETF | 0.39% | 10,311 | $5.6M | Add +1.1% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.39% | 224,743 | $5.6M | Add +4.1% |
| WBA Walgreens Boots Alliance Inc. | 0.39% | 463,745 | $5.6M | Add +6.7% |
| HYHG Proshares High Yield Interes | 0.39% | 86,771 | $5.6M | Add +3.5% |
| IGBH iShares Interest Rate Hedged | 0.38% | 225,616 | $5.5M | Add +5.1% |
| HYGH iShares Int Rate Hedg HY ETF | 0.38% | 64,007 | $5.4M | Add +5.6% |
| NFLX Netflix Inc. | 0.36% | 7,684 | $5.2M | Reduce -7.7% |
| PFLD Aam Low Dur Pref & Inc. Sec | 0.36% | 245,471 | $5.2M | Add +3.7% |
| FPE FT-Preferred Secur & Inc. ETF | 0.35% | 285,750 | $5.0M | Add +5.4% |
| PSK SS SPDR Ice Pref Sec ETF | 0.34% | 144,311 | $4.9M | Add +8.6% |
| PGX Invesco Preferred ETF | 0.34% | 422,794 | $4.9M | Add +8.2% |
| PFFD Global X US Preferred ETF | 0.34% | 246,609 | $4.9M | Add +7.1% |
| PFXF Vaneck Pref Sec X-Financials | 0.34% | 279,449 | $4.8M | Add +7.3% |
| PFFA Virtus Infracap US Pref STCK | 0.34% | 228,443 | $4.8M | Add +6.5% |
| SPFF Global X Superincome Prefer | 0.33% | 513,764 | $4.7M | Add +8.1% |
| WDC Western Digital Corp. | 0.33% | 61,722 | $4.7M | Reduce -13.4% |
| NVDA Nvidia Corp. | 0.32% | 37,405 | $4.6M | Add +23.6% |
| LLY Eli Lilly & Co. | 0.30% | 4,761 | $4.3M | Reduce -0.4% |
| TAP Molson Coors Beverage Co. Class B | 0.27% | 76,556 | $3.9M | Add +8.2% |
| KHC The Kraft Heinz Co. | 0.26% | 117,490 | $3.8M | Add +7.4% |
| STLA Stellantis NV | 0.26% | 190,416 | $3.8M | Add +6.7% |
| IVE iShares S&P 500 Value ETF | 0.25% | 19,395 | $3.5M | Add +43.1% |
| BERY Berry Global Group Inc. | 0.24% | 59,118 | $3.5M | Add +8.1% |
| GPN Global Payments Inc. | 0.23% | 34,641 | $3.3M | Add +9.2% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.22% | 52,580 | $3.1M | Add +8.6% |
| CAG Conagra Brands Inc. | 0.22% | 109,956 | $3.1M | Add +8.4% |
| LKQ LKQ Corp. | 0.22% | 74,601 | $3.1M | Add +248570.0% |
| PRU Prudential Financial Inc. | 0.21% | 26,123 | $3.1M | Add +7.7% |
| GLD SPDR Gold Shares | 0.21% | 14,194 | $3.1M | Add +204.1% |
| XRAY Dentsply Sirona Inc. | 0.21% | 118,305 | $2.9M | Add +14799.9% |
| BAX Baxter International Inc. | 0.20% | 87,339 | $2.9M | Add +8.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.20% | 6,022 | $2.9M | Add +26.8% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.20% | 24,950 | $2.8M | Add +28.5% |
| TSLA Tesla Inc. | 0.19% | 13,642 | $2.7M | Add +40.3% |
Other holdings (5): bonds, preferreds, convertibles and warrants · $169.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IRS.WS Irsa Inversiones Y Rep -CW26 | *W EXP 05/12/202 | 7,936,083 | $169.4M | New |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 952 | $20K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 180 | $7K | Add +15.4% |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 158 | $3K | No change |
| BIO GREEN MED SOLUTION (BGMS 6 PERP) | PFD CONV EX 6% | 94 | $888 | Reduce -48.4% |
Lines left out (15) · $139 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| IWO iShares Russell 2000 Growth | RUS 2000 GRW ETF | 0 | $38 |
| XAR SS SPDR S&P Aerospace Def | ST STR SP AERO | 0 | $19 |
| LMBS First Trust Low Duration Opp | FST LOW OPPT EFT | 0 | $18 |
| XES SS SPDR S&P Og Eqp & Serv | SP O&G EQP SERV | 0 | $18 |
| WTBN Wisdomtree Bianco TR Fund | BIANCO TOTL RETU | 0 | $12 |
| SYLD Cambria Shareholder Yield Et | SHSHLD YIELD ETF | 0 | $10 |
| PAGP Plains GP Holdings LP | LTD PARTNR INT A | 0 | $9 |
| FTA First Trust L C Val Alp | COM SHS | 0 | $4 |
| RDVY First Trust Rising Dividend | RISNG DIVD ACHIV | 0 | $2 |
| FTXO First Trust Nasdaq Bank ETF | NASDAQ BK ETF | 0 | $2 |
| KEMX Kraneshares MSCI E-MKT Ex-CH | MSCI EMG EX CH | 0 | $2 |
| ERC Allspring Multi-Sector Inc. | COM | 0 | $2 |
| FXN First Trust Energy Alphadex | ENERGY ALPHADX | 0 | $1 |
| NXTG First Trust Indxx Nextg ETF | INDXX NEXTG ETF | 0 | $1 |
| BNDC NT Core Bond ETF | CRE SLCT BD FD | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.6B.
Portfolio Sells Q1 2024 → Q2 2024
| PFLT Pennantpark Floating Rate Ca | Reduce -22.9% | 2.14% | −0.79 |
| XRN Global Medical REIT Inc. | Reduce -98.5% | 0.01% | −0.69 |
| GNL Global Net Lease Inc. | Reduce -97.8% | 0.01% | −0.58 |
| CSCO Cisco Systems Inc. | Reduce -13.7% | 1.07% | −0.32 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -1.1% | 2.93% | −0.26 |
| VLO Valero Energy Corp. | Reduce -7.8% | 0.94% | −0.25 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -89.8% | 0.02% | −0.22 |
| HRB H&R Block Inc. | Reduce -23.6% | 0.79% | −0.21 |
| HYEM Vaneck Emrg MKTS Hi YLD | Reduce -0.1% | 2.65% | −0.18 |
| LEVI Levi Strauss & Co. Class A | Reduce -99.1% | 0.00% | −0.14 |
| TLT iShares 20+ Year Treasury BD | Reduce -82.7% | 0.02% | −0.13 |
| TLH iShares 10-20 Year Treasury | Reduce -98.6% | 0.00% | −0.13 |
| AGG iShares Core U.S. Aggregate | Reduce -49.2% | 0.11% | −0.12 |
| WBD Warner Bros Discovery Inc. | Reduce -93.7% | 0.00% | −0.09 |
| IEMG iShares Core MSCI Emerging | Reduce -77.9% | 0.01% | −0.04 |
| RSP Invesco S&P 500 Equal Weight | Reduce -46.1% | 0.04% | −0.04 |
| WDC Western Digital Corp. | Reduce -13.4% | 0.33% | −0.04 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.03 |
| OHI Omega Healthcare Investors | Reduce -8.9% | 0.40% | −0.03 |
| ESGU iShares ESG Aware MSCI USA | Reduce -62.2% | 0.02% | −0.03 |
| UUP Invesco DB US Dollar Index B | Reduce -76.2% | 0.01% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -67.4% | 0.01% | −0.03 |
| IJR iShares Core S&P Small-Cap E | Reduce -26.9% | 0.05% | −0.03 |
| DFAS Dimensional US Small Cap ETF | Reduce -98.0% | 0.00% | −0.03 |
| PROSHARES SHORT MSCI EAFE | Reduce -76.3% | 0.01% | −0.03 |
| PROSHARES SHORT S&P500 | Reduce -76.3% | 0.01% | −0.03 |
| EFV iShares MSCI Eafe Value ETF | Reduce -25.8% | 0.05% | −0.02 |
| PECO Phillips Edison & Company Inc. | Reduce -25.3% | 0.04% | −0.02 |
| OEF iShares S&P 100 ETF | Sold out | 0.00% | −0.02 |
| PLYM Plymouth Industrial REIT Inc. | Reduce -7.5% | 0.08% | −0.02 |
| PH Parker Hannifin Corp. | Reduce -4.8% | 0.07% | −0.02 |
| MAIN Main Street Capital Corp. | Reduce -1.1% | 1.26% | −0.02 |
| NFLX Netflix Inc. | Reduce -7.7% | 0.36% | −0.02 |
| SMH Vaneck Semiconductor ETF | Reduce -97.0% | 0.00% | −0.02 |
| SOXX iShares Semiconductor ETF | Reduce -97.3% | 0.00% | −0.01 |
| ITIC Investors Title Co. | Sold out | 0.00% | −0.01 |
| SBUX Starbucks Corp. | Reduce -1.5% | 0.05% | −0.01 |
| CAT Caterpillar Inc. | Reduce -9.7% | 0.04% | −0.01 |
| AMAT Applied Materials Inc. | Reduce -70.0% | 0.01% | −0.01 |
| TFLO iShares Treasury Floating Ra | Sold out | 0.00% | −0.01 |
| CVX Chevron Corp. | Reduce -5.6% | 0.07% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -95.9% | 0.00% | −0.01 |
| BP BP PLC-Spons ADR | Reduce -49.3% | 0.01% | −0.01 |
| CRM Salesforce Inc. | Reduce -34.9% | 0.01% | −0.01 |
| PEP Pepsico Inc. | Reduce -0.3% | 0.06% | −0.01 |
| ABT Abbott Laboratories | Reduce -17.3% | 0.02% | −0.01 |
| AMGN Amgen Inc. | Reduce -35.8% | 0.02% | −0.01 |
| ORCL Oracle Corp. | Reduce -27.0% | 0.03% | −0.01 |
| JPM JPMorgan Chase & Co. | Reduce -0.8% | 0.12% | −0.01 |
| CVS CVS Health Corp. | Reduce -18.4% | 0.01% | −0.01 |
Portfolio Buys Q1 2024 → Q2 2024
| BXSL Blackstone Secured Lending F | Add +140837.9% | 1.63% | +1.62 |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | New | 1.45% | +1.45 |
| NHI Natl Health Investors Inc. | Add +21963.3% | 0.72% | +0.72 |
| NNN NNN REIT Inc. | Add +451.3% | 0.79% | +0.64 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +14108.8% | 0.46% | +0.46 |
| QYLD Global X Nasd 100 Cov Call | Add +119.5% | 0.60% | +0.30 |
| AAPL Apple Inc. | Add +12.8% | 1.28% | +0.29 |
| LKQ LKQ Corp. | Add +248570.0% | 0.22% | +0.22 |
| XRAY Dentsply Sirona Inc. | Add +14799.9% | 0.21% | +0.20 |
| HTGC Hercules Capital Inc. | Add +1.3% | 3.84% | +0.19 |
| EFA iShares MSCI Eafe ETF | Add +16510.0% | 0.17% | +0.17 |
| USDU Wisdomtree BBG Usd Bullish | New | 0.17% | +0.17 |
| ACUITYADS HLDGS INC | New | 0.15% | +0.15 |
| GLD SPDR Gold Shares | Add +204.1% | 0.21% | +0.14 |
| EIX Edison International | Add +24.0% | 0.89% | +0.14 |
| NVDA Nvidia Corp. | Add +23.6% | 0.32% | +0.12 |
| CTRE Caretrust REIT Inc. | Add +22.3% | 0.64% | +0.10 |
| CRI Carter's Inc. | Add +67.0% | 0.72% | +0.09 |
| T AT&T Inc. | Add +4.1% | 1.50% | +0.08 |
| OGN Organon & Co. | Add +7.5% | 0.83% | +0.08 |
| IPG Interpublic Group of Cos Inc. | Add +36.8% | 0.63% | +0.08 |
| SRE Sempra | Add +2591.3% | 0.08% | +0.08 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +78.8% | 0.18% | +0.08 |
| UL Unilever PLC | Add +7.5% | 0.71% | +0.07 |
| AMZN Amazon.com Inc. | Add +10.4% | 0.66% | +0.06 |
| TSLA Tesla Inc. | Add +40.3% | 0.19% | +0.06 |
| IVE iShares S&P 500 Value ETF | Add +43.1% | 0.25% | +0.06 |
| GOOGL Alphabet Inc. Class A | Add +1.0% | 0.46% | +0.06 |
| PINE Alpine Income Property Trust | Add +12.3% | 0.80% | +0.05 |
| MSFT Microsoft Corp. | Add +12.5% | 0.49% | +0.05 |
| BAC Bank of America Corp. | Add +288.1% | 0.07% | +0.05 |
| BCO The Brink's Co. | Add +8.4% | 0.44% | +0.05 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +598.8% | 0.06% | +0.05 |
| MTB M & T Bank Corp. | Add +7.8% | 0.99% | +0.05 |
| WBS Webster Financial Corp. | Add +1859.0% | 0.05% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | Add +26.8% | 0.20% | +0.04 |
| IVW iShares S&P 500 Growth ETF | Add +25.2% | 0.17% | +0.04 |
| IJH iShares Core S&P Midcap ETF | Add +4184.1% | 0.03% | +0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +36.6% | 0.15% | +0.03 |
| GLPI Gaming and Leisure Propertie | Add +13.1% | 0.79% | +0.03 |
| SILA Sila Realty Trust Inc. | New | 0.03% | +0.03 |
| OKE Oneok Inc. | Add +7.3% | 1.26% | +0.03 |
| IJJ iShares S&P Mid-Cap 400 Valu | Add +28.5% | 0.20% | +0.03 |
| SEE Sealed Air Corp. | Add +37.3% | 0.16% | +0.03 |
| HAS Hasbro Inc. | Add +7.8% | 0.61% | +0.03 |
| CWT California Water Service Grp | New | 0.02% | +0.02 |
| GD General Dynamics Corp. | Add +1367.8% | 0.03% | +0.02 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +67.4% | 0.06% | +0.02 |
| XOM Exxon Mobil Corp. | Add +27.7% | 0.14% | +0.02 |
| GOOG Alphabet Inc. Class C | Add +9.4% | 0.11% | +0.02 |
Notes & Other Activity Q1 2024 → Q2 2024
| IRS.WS Irsa Inversiones Y Rep -CW26 | *W EXP 05/12/202 | New | 7,936,083 | $169.4M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +15.4% | 180 | $7K |
| BIO GREEN MED SOLUTION (BGMS 6 PERP) | PFD CONV EX 6% | Reduce -48.4% | 94 | $888 |
| IWO iShares Russell 2000 Growth | RUS 2000 GRW ETF | Reduce -100.0% | 0 | $38 |
| SCI Service Corp. International | COM | Sold out | 0 | $24before exit |
| IBND SS SPDR BB Intl Corp. BD ETF | SST SPDR BLOOMBE | Sold out | 0 | $12before exit |
| FTA First Trust L C Val Alp | COM SHS | Reduce -100.0% | 0 | $4 |
| RDVY First Trust Rising Dividend | RISNG DIVD ACHIV | Reduce -100.0% | 0 | $2 |
| FTXO First Trust Nasdaq Bank ETF | NASDAQ BK ETF | Reduce -100.0% | 0 | $2 |
| FXN First Trust Energy Alphadex | ENERGY ALPHADX | Reduce -100.0% | 0 | $1 |
| BNDC NT Core Bond ETF | CRE SLCT BD FD | Reduce -100.0% | 0 | $1 |
| DOUG Douglas Elliman Inc. | COM | Reduce -100.0% | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 482 | $2.2B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q1 2026 | 2,576 | $2.1B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q4 2025 | 2,501 | $2.1B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q3 2025 | 1,670 | $1.8B | TSLX, ARCC, HTGC, GBDC, SHYG |
| Q2 2025 | 1,585 | $1.7B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q1 2025 | 1,529 | $1.7B | HTGC, TSLX, ARCC, GBDC, OBDC |
| Q4 2024 | 1,444 | $1.6B | HTGC, ARCC, TSLX, GBDC, OBDC |
| Q3 2024 | 1,385 | $1.6B | HTGC, ARCC, TSLX, GBDC, SHYG |
| Q2 2024 | 1,356 | $1.4B | HTGC, TSLX, ARCC, GBDC, SHYG |
| Q1 2024 | 1,333 | $1.3B | HTGC, TSLX, GBDC, ARCC, SHYG |