Sound Income Strategies, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 10, 2024), Sound Income Strategies, LLC reported 1,385 stock positions worth $1.6 billion. Its top holding was Hercules Capital (HTGC) at 3.5% of the portfolio, followed by Ares Capital (ARCC, 3.0%) and Sixth Street Specialty Lendi (TSLX, 2.9%). Compared with Q2 2024, it opened 141 new positions, sold out of 109, added to 410 and reduced 270. The biggest buy was a new position in Sonoco Products (SON) and the biggest sale an exit from Cheesecake Factory (the) (cake 0.375 06/15/26).
- Most Recent 13F
- Q2 2026
- Location
- FT LAUDERDALE, FL
- CIK
- 0001730960
- Portfolio Value
- $1.6B (Q3 2024)
- SEC Filing
- 0001104659-24-107589 ↗ filed Oct 10, 2024
Holdings Value
Holdings 1,385 stocks · $1.6B
| HTGC Hercules Capital Inc. | 3.46% | 2,737,345 | $53.8M | Add +1.8% |
| ARCC Ares Capital Corp. | 2.99% | 2,217,277 | $46.4M | Add +3.7% |
| TSLX Sixth Street Specialty Lendi | 2.88% | 2,183,060 | $44.8M | Add +2.5% |
| GBDC Golub Capital BDC Inc. | 2.80% | 2,882,861 | $43.6M | Add +5.0% |
| SHYG iShares 0-5 YR HY Corp. Bond | 2.73% | 978,437 | $42.5M | Reduce -1.6% |
| OBDC Blue Owl Capital Corp. | 2.67% | 2,842,258 | $41.4M | Add +4.8% |
| HYEM Vaneck Emrg MKTS Hi YLD | 2.52% | 1,969,230 | $39.2M | Reduce -0.6% |
| EMHY iShares J.P. Morgan Em High | 2.40% | 957,360 | $37.4M | Reduce -0.1% |
| FIRST TR EXCHNG TRADED FD VI | 2.24% | 2,095,565 | $34.7M | Add +0.1% |
| PFLT Pennantpark Floating Rate Ca | 2.21% | 2,963,258 | $34.3M | Add +11.5% |
| FXED Sound Enhanced Fixed Income | 2.20% | 1,785,367 | $34.2M | Add +2.5% |
| BXSL Blackstone Secured Lending F | 1.75% | 926,633 | $27.1M | Add +22.0% |
| T AT&T Inc. | 1.67% | 1,179,250 | $25.9M | Add +5.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.59% | 111,647 | $24.7M | Add +6.2% |
| OMC Omnicom Group | 1.57% | 235,779 | $24.4M | Add +5.2% |
| LYB Lyondellbasell Indu Class A | 1.55% | 251,316 | $24.1M | Add +5.3% |
| DIVY Sound Equity Dividend Income | 1.54% | 886,800 | $24.0M | Add +1.3% |
| ENB Enbridge Inc. | 1.52% | 582,020 | $23.6M | Add +5.3% |
| GEF.B Greif Inc. Class B | 1.38% | 306,544 | $21.4M | Add +5.3% |
| AAPL Apple Inc. | 1.33% | 88,531 | $20.6M | Add +1.4% |
| C Citigroup Inc. | 1.30% | 323,353 | $20.2M | Add +6.0% |
| PFE Pfizer Inc. | 1.30% | 695,406 | $20.1M | Add +5.0% |
| OKE Oneok Inc. | 1.21% | 205,950 | $18.8M | Reduce -6.9% |
| PFG Principal Financial Group | 1.16% | 210,139 | $18.1M | Add +7.6% |
| CSCO Cisco Systems Inc. | 1.14% | 333,481 | $17.7M | Add +3.3% |
| ABBV Abbvie Inc. | 1.14% | 89,572 | $17.7M | Reduce -15.5% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.14% | 99,047 | $17.6M | Add +5.5% |
| MAIN Main Street Capital Corp. | 1.13% | 351,371 | $17.6M | Reduce -1.3% |
| SPG Simon Property Group Inc. | 1.11% | 101,748 | $17.2M | Add +5.3% |
| EIX Edison International | 1.04% | 184,925 | $16.1M | Add +3.9% |
| O Realty Income Corp. | 1.01% | 246,639 | $15.6M | Add +7.7% |
| QYLD Global X Nasd 100 Cov Call | 0.99% | 855,083 | $15.4M | Add +75.8% |
| NNN NNN REIT Inc. | 0.98% | 315,118 | $15.3M | Add +19.0% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.97% | 454,044 | $15.1M | Add +7.9% |
| KVUE Kenvue Inc. | 0.94% | 629,072 | $14.6M | Add +41.8% |
| PINE Alpine Income Property Trust | 0.93% | 795,428 | $14.5M | Add +8.3% |
| GSK GSK PLC-Spon ADR | 0.92% | 348,913 | $14.3M | Add +4.5% |
| NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC | 0.92% | 169,582 | $14.3M | Add +10.8% |
| CSWC Capital Southwest Corp. | 0.91% | 562,079 | $14.2M | Add +1.2% |
| GLPI Gaming and Leisure Propertie | 0.90% | 271,902 | $14.0M | Add +9.0% |
| PDCO Patterson Cos Inc. | 0.87% | 618,435 | $13.5M | Reduce -7.4% |
| ETR Entergy Corp. | 0.83% | 98,377 | $12.9M | Add +4.3% |
| CTRE Caretrust REIT Inc. | 0.82% | 414,804 | $12.8M | Add +13.9% |
| PK Park Hotels & Resorts Inc. | 0.80% | 882,287 | $12.4M | Add +11.7% |
| APLE Apple Hospitality REIT Inc. | 0.78% | 818,601 | $12.2M | Add +14.9% |
| VLO Valero Energy Corp. | 0.77% | 88,797 | $12.0M | Add +3.7% |
| OGN Organon & Co. | 0.75% | 611,380 | $11.7M | Add +6.8% |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.75% | 182,832 | $11.6M | Reduce -12.2% |
| CRI Carter's Inc. | 0.73% | 175,494 | $11.4M | Add +4.9% |
| DOW Dow Inc. | 0.73% | 207,008 | $11.3M | Add +5.2% |
| HAS Hasbro Inc. | 0.73% | 156,191 | $11.3M | Add +4.5% |
| XRX Xerox Holdings Corp. | 0.69% | 1,033,506 | $10.7M | Add +27.9% |
| IPG Interpublic Group of Cos Inc. | 0.67% | 329,272 | $10.4M | Add +5.6% |
| BEN Franklin Templeton Inc. | 0.67% | 516,268 | $10.4M | Add +4.5% |
| WHF Whitehorse Finance Inc. | 0.67% | 895,062 | $10.4M | Add +4.7% |
| SON Sonoco Products Co. | 0.64% | 181,856 | $9.9M | New |
| PRGO Perrigo Co. PLC | 0.63% | 375,384 | $9.8M | New |
| AMZN Amazon.com Inc. | 0.61% | 50,536 | $9.4M | Add +3.4% |
| CRBG Corebridge Financial Inc. | 0.59% | 313,298 | $9.1M | Add +59.5% |
| MSFT Microsoft Corp. | 0.47% | 16,915 | $7.3M | Add +6.8% |
| BCO The Brink's Co. | 0.46% | 61,578 | $7.1M | Reduce -0.7% |
| UL Unilever PLC | 0.41% | 99,006 | $6.4M | Reduce -46.3% |
| OHI Omega Healthcare Investors | 0.41% | 155,044 | $6.3M | Reduce -6.9% |
| GOOGL Alphabet Inc. Class A | 0.41% | 37,946 | $6.3M | Add +5.0% |
| IVV iShares Core S&P 500 ETF | 0.40% | 10,657 | $6.1M | Add +3.4% |
| JNK SS SPDR BB High Yield Bond | 0.39% | 61,558 | $6.0M | Reduce -24.4% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.38% | 231,993 | $6.0M | Add +3.2% |
| IGBH iShares Interest Rate Hedged | 0.38% | 240,838 | $5.8M | Add +6.8% |
| HYHG Proshares High Yield Interes | 0.38% | 90,114 | $5.8M | Add +3.9% |
| HYGH iShares Int Rate Hedg HY ETF | 0.37% | 67,233 | $5.8M | Add +5.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.36% | 11,450 | $5.6M | Add +90.1% |
| PGX Invesco Preferred ETF | 0.35% | 437,945 | $5.4M | Add +3.6% |
| PFFA Virtus Infracap US Pref STCK | 0.35% | 236,881 | $5.4M | Add +3.7% |
| PSK SS SPDR Ice Pref Sec ETF | 0.34% | 149,959 | $5.3M | Add +3.9% |
| PFXF Vaneck Pref Sec X-Financials | 0.34% | 292,588 | $5.3M | Add +4.7% |
| FPE FT-Preferred Secur & Inc. ETF | 0.34% | 295,072 | $5.3M | Add +3.3% |
| PFFD Global X US Preferred ETF | 0.34% | 256,455 | $5.3M | Add +4.0% |
| NFLX Netflix Inc. | 0.34% | 7,476 | $5.3M | Reduce -2.7% |
| SPFF Global X Superincome Prefer | 0.34% | 536,520 | $5.2M | Add +4.4% |
| PFLD Aam Low Dur Pref & Inc. Sec | 0.33% | 244,547 | $5.2M | Reduce -0.4% |
| NVDA Nvidia Corp. | 0.31% | 40,188 | $4.9M | Add +7.4% |
| TAP Molson Coors Beverage Co. Class B | 0.31% | 83,292 | $4.8M | Add +8.8% |
| GPN Global Payments Inc. | 0.30% | 44,986 | $4.6M | Add +29.9% |
| WDC Western Digital Corp. | 0.29% | 67,018 | $4.6M | Add +8.6% |
| BERY Berry Global Group Inc. | 0.28% | 64,292 | $4.4M | Add +8.8% |
| WBA Walgreens Boots Alliance Inc. | 0.28% | 483,840 | $4.3M | Add +4.3% |
| KHC The Kraft Heinz Co. | 0.28% | 123,091 | $4.3M | Add +4.8% |
| LLY Eli Lilly & Co. | 0.27% | 4,776 | $4.2M | Add +0.3% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.27% | 57,300 | $4.1M | Add +9.0% |
| STLA Stellantis NV | 0.25% | 280,010 | $3.9M | Add +47.0% |
| LKQ LKQ Corp. | 0.25% | 98,096 | $3.9M | Add +31.5% |
| CAG Conagra Brands Inc. | 0.25% | 119,518 | $3.9M | Add +8.7% |
| TSLA Tesla Inc. | 0.24% | 14,489 | $3.8M | Add +6.2% |
| BAX Baxter International Inc. | 0.23% | 95,360 | $3.6M | Add +9.2% |
| GLD SPDR Gold Shares | 0.23% | 14,626 | $3.6M | Add +3.0% |
| XRAY Dentsply Sirona Inc. | 0.23% | 130,865 | $3.5M | Add +10.6% |
| PRU Prudential Financial Inc. | 0.22% | 28,708 | $3.5M | Add +9.9% |
| VOO Vanguard S&P 500 ETF | 0.21% | 6,186 | $3.3M | Add +44.9% |
| IJS iShares S&P Small-Cap 600 Va | 0.20% | 28,328 | $3.0M | Add +774.9% |
| TSN Tyson Foods Inc. Class A | 0.19% | 49,582 | $3.0M | Add +9.5% |
Other holdings (5): bonds, preferreds, convertibles and warrants · $44K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 1,000 | $26K | New |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 952 | $10K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 180 | $5K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 158 | $2K | No change |
| BIO GREEN MED SOLUTION (BGMS 6 PERP) | PFD CONV EX 6% | 94 | $619 | No change |
Lines left out (19) · $173 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| IWO iShares Russell 2000 Growth | RUS 2000 GRW ETF | 0 | $41 |
| XAR SS SPDR S&P Aerospace Def | ST STR SP AERO | 0 | $22 |
| LMBS First Trust Low Duration Opp | FST LOW OPPT EFT | 0 | $18 |
| XES SS SPDR S&P Og Eqp & Serv | SP O&G EQP SERV | 0 | $16 |
| GGG Graco Inc. | COM | 0 | $13 |
| WTBN Wisdomtree Bianco TR Fund | BIANCO TOTL RETU | 0 | $13 |
| TS Tenaris SA-ADR | SPONSORED ADS | 0 | $12 |
| SYLD Cambria Shareholder Yield Et | SHSHLD YIELD ETF | 0 | $10 |
| CSL Carlisle Cos Inc. | COM | 0 | $8 |
| FTA First Trust L C Val Alp | COM SHS | 0 | $5 |
| FTXO First Trust Nasdaq Bank ETF | NASDAQ BK ETF | 0 | $3 |
| FVD First Trust Value Line DVD | SHS | 0 | $2 |
| RDVY First Trust Rising Dividend | RISNG DIVD ACHIV | 0 | $2 |
| KEMX Kraneshares MSCI E-MKT Ex-CH | MSCI EMG EX CH | 0 | $2 |
| ERC Allspring Multi-Sector Inc. | COM | 0 | $2 |
| FTCS First Trust Capital Strength | CAP STRENGTH ETF | 0 | $1 |
| FXN First Trust Energy Alphadex | ENERGY ALPHADX | 0 | $1 |
| NXTG First Trust Indxx Nextg ETF | INDXX NEXTG ETF | 0 | $1 |
| BNDC NT Core Bond ETF | CRE SLCT BD FD | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.6B.
Portfolio Sells Q2 2024 → Q3 2024
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | Sold out | 0.00% | −1.45 |
| MSM MSC Industrial Direct Co. Class A | Reduce -98.3% | 0.01% | −0.60 |
| UL Unilever PLC | Reduce -46.3% | 0.41% | −0.29 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -55.9% | 0.19% | −0.28 |
| PDCO Patterson Cos Inc. | Reduce -7.4% | 0.87% | −0.26 |
| IVE iShares S&P 500 Value ETF | Reduce -82.0% | 0.04% | −0.20 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -99.7% | 0.00% | −0.20 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -1.6% | 2.73% | −0.20 |
| USDU Wisdomtree BBG Usd Bullish | Sold out | 0.00% | −0.17 |
| GM General Motors Co. | Reduce -93.8% | 0.01% | −0.16 |
| ACUITYADS HLDGS INC | Sold out | 0.00% | −0.15 |
| JNK SS SPDR BB High Yield Bond | Reduce -24.4% | 0.39% | −0.15 |
| ABBV Abbvie Inc. | Reduce -15.5% | 1.14% | −0.13 |
| HYEM Vaneck Emrg MKTS Hi YLD | Reduce -0.6% | 2.52% | −0.13 |
| MAIN Main Street Capital Corp. | Reduce -1.3% | 1.13% | −0.12 |
| EMHY iShares J.P. Morgan Em High | Reduce -0.1% | 2.40% | −0.08 |
| PLYM Plymouth Industrial REIT Inc. | Reduce -98.8% | 0.00% | −0.08 |
| OKE Oneok Inc. | Reduce -6.9% | 1.21% | −0.05 |
| WBS Webster Financial Corp. | Sold out | 0.00% | −0.05 |
| HRB H&R Block Inc. | Reduce -12.2% | 0.75% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -17.1% | 0.08% | −0.03 |
| PFLD Aam Low Dur Pref & Inc. Sec | Reduce -0.4% | 0.33% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -60.8% | 0.01% | −0.02 |
| NFLX Netflix Inc. | Reduce -2.7% | 0.34% | −0.02 |
| SILA Sila Realty Trust Inc. | Reduce -74.6% | 0.01% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -55.4% | 0.01% | −0.02 |
| INDA iShares MSCI India ETF | Reduce -89.8% | 0.00% | −0.02 |
| BKLN Invesco Senior Loan ETF | Reduce -98.8% | 0.00% | −0.02 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -98.8% | 0.00% | −0.02 |
| XME SS SPDR S&P Metals Mining | Reduce -98.8% | 0.00% | −0.02 |
| XLE SS Energy Select Sector | Reduce -75.6% | 0.00% | −0.02 |
| WM Waste Management Inc. | Reduce -46.3% | 0.01% | −0.02 |
| CORT Corcept Therapeutics Inc. | Reduce -98.4% | 0.00% | −0.01 |
| SMCI Super Micro Computer Inc. | Reduce -27.3% | 0.01% | −0.01 |
| VONG Vanguard Russell 1000 Growth | Reduce -99.4% | 0.00% | −0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.4% | 0.17% | −0.01 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -90.7% | 0.00% | −0.01 |
| TLT iShares 20+ Year Treasury BD | Reduce -46.5% | 0.01% | −0.01 |
| ZBRA Zebra Technologies Corp. Class A | Sold out | 0.00% | −0.01 |
| F Ford Motor Co. | Reduce -19.2% | 0.02% | −0.01 |
| CHRW C.H. Robinson Worldwide Inc. | Sold out | 0.00% | −0.01 |
| SHAK Shake Shack Inc. Class A | Sold out | 0.00% | −0.01 |
| CEDAR FAIR LP | Sold out | 0.00% | −0.01 |
| PBR Petroleo Brasileiro-Spon ADR | Reduce -96.9% | 0.00% | −0.01 |
| VIG Vanguard Dividend Apprec ETF | Reduce -41.7% | 0.01% | −0.01 |
| MCK McKesson Corp. | Reduce -90.1% | 0.00% | −0.01 |
| EQNR Equinor ASA-Spon ADR | Reduce -97.7% | 0.00% | −0.01 |
| VALE Vale SA-SP ADR | Reduce -94.7% | 0.00% | −0.01 |
| BA The Boeing Co. | Reduce -1.7% | 0.03% | −0.01 |
| ARE Alexandria Real Estate Equit | Reduce -99.8% | 0.00% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| SON Sonoco Products Co. | New | 0.64% | +0.64 |
| PRGO Perrigo Co. PLC | New | 0.63% | +0.63 |
| QYLD Global X Nasd 100 Cov Call | Add +75.8% | 0.99% | +0.39 |
| KVUE Kenvue Inc. | Add +41.8% | 0.94% | +0.37 |
| IBM Intl Business Machines Corp. | Add +6.2% | 1.59% | +0.32 |
| NNN NNN REIT Inc. | Add +19.0% | 0.98% | +0.19 |
| NHI Natl Health Investors Inc. | Add +10.8% | 0.92% | +0.19 |
| CRBG Corebridge Financial Inc. | Add +59.5% | 0.59% | +0.19 |
| MDY State Street SPDR S&P Midcap | New | 0.19% | +0.19 |
| CTRE Caretrust REIT Inc. | Add +13.9% | 0.82% | +0.18 |
| T AT&T Inc. | Add +5.3% | 1.67% | +0.17 |
| IJS iShares S&P Small-Cap 600 Va | Add +774.9% | 0.20% | +0.17 |
| TLH iShares 10-20 Year Treasury | Add +10438.5% | 0.17% | +0.17 |
| ADT Adt Inc. | New | 0.17% | +0.17 |
| OMC Omnicom Group | Add +5.2% | 1.57% | +0.16 |
| O Realty Income Corp. | Add +7.7% | 1.01% | +0.16 |
| QQQ Invesco QQQ Trust Series 1 | Add +90.1% | 0.36% | +0.16 |
| IJK iShares S&P Mid-Cap 400 Grow | Add +377.8% | 0.19% | +0.15 |
| ENB Enbridge Inc. | Add +5.3% | 1.52% | +0.15 |
| EIX Edison International | Add +3.9% | 1.04% | +0.14 |
| MTB M & T Bank Corp. | Add +5.5% | 1.14% | +0.14 |
| PINE Alpine Income Property Trust | Add +8.3% | 0.93% | +0.13 |
| VICI Vici Properties Inc. | Add +7.9% | 0.97% | +0.13 |
| ETR Entergy Corp. | Add +4.3% | 0.83% | +0.13 |
| BXSL Blackstone Secured Lending F | Add +22.0% | 1.75% | +0.12 |
| HAS Hasbro Inc. | Add +4.5% | 0.73% | +0.12 |
| GLPI Gaming and Leisure Propertie | Add +9.0% | 0.90% | +0.11 |
| GEF.B Greif Inc. Class B | Add +5.3% | 1.38% | +0.11 |
| PFG Principal Financial Group | Add +7.6% | 1.16% | +0.09 |
| SPG Simon Property Group Inc. | Add +5.3% | 1.11% | +0.08 |
| SGOV iShares 0-3 Month Treasury B | New | 0.07% | +0.07 |
| CSCO Cisco Systems Inc. | Add +3.3% | 1.14% | +0.07 |
| PFLT Pennantpark Floating Rate Ca | Add +11.5% | 2.21% | +0.06 |
| GPN Global Payments Inc. | Add +29.9% | 0.30% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +44.9% | 0.21% | +0.06 |
| APLE Apple Hospitality REIT Inc. | Add +14.9% | 0.78% | +0.06 |
| TSLA Tesla Inc. | Add +6.2% | 0.24% | +0.06 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +2090.8% | 0.06% | +0.05 |
| IWC iShares Micro-Cap ETF | Add +7798.8% | 0.05% | +0.05 |
| BNY Bank of New York Mellon Corp. | Add +9.0% | 0.27% | +0.04 |
| AAPL Apple Inc. | Add +1.4% | 1.33% | +0.04 |
| BERY Berry Global Group Inc. | Add +8.8% | 0.28% | +0.04 |
| IPG Interpublic Group of Cos Inc. | Add +5.6% | 0.67% | +0.04 |
| TAP Molson Coors Beverage Co. Class B | Add +8.8% | 0.31% | +0.04 |
| LKQ LKQ Corp. | Add +31.5% | 0.25% | +0.04 |
| XRX Xerox Holdings Corp. | Add +27.9% | 0.69% | +0.03 |
| CAG Conagra Brands Inc. | Add +8.7% | 0.25% | +0.03 |
| IJR iShares Core S&P Small-Cap E | Add +58.1% | 0.08% | +0.03 |
| BAX Baxter International Inc. | Add +9.2% | 0.23% | +0.03 |
| CL Colgate-Palmolive Co. | Add +186.7% | 0.04% | +0.03 |
Notes & Other Activity Q2 2024 → Q3 2024
| IRS.WS Irsa Inversiones Y Rep -CW26 | *W EXP 05/12/202 | Sold out | 7,936,083 | $169.4Mbefore exit |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 1,000 | $26K |
| GGG Graco Inc. | COM | Reduce -100.0% | 0 | $13 |
| TS Tenaris SA-ADR | SPONSORED ADS | Reduce -100.0% | 0 | $12 |
| CSL Carlisle Cos Inc. | COM | Reduce -100.0% | 0 | $8 |
| FVD First Trust Value Line DVD | SHS | Reduce -100.0% | 0 | $2 |
| FTCS First Trust Capital Strength | CAP STRENGTH ETF | Reduce -100.0% | 0 | $1 |
| DOUG Douglas Elliman Inc. | COM | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 482 | $2.2B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q1 2026 | 2,576 | $2.1B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q4 2025 | 2,501 | $2.1B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q3 2025 | 1,670 | $1.8B | TSLX, ARCC, HTGC, GBDC, SHYG |
| Q2 2025 | 1,585 | $1.7B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q1 2025 | 1,529 | $1.7B | HTGC, TSLX, ARCC, GBDC, OBDC |
| Q4 2024 | 1,444 | $1.6B | HTGC, ARCC, TSLX, GBDC, OBDC |
| Q3 2024 | 1,385 | $1.6B | HTGC, ARCC, TSLX, GBDC, SHYG |
| Q2 2024 | 1,356 | $1.4B | HTGC, TSLX, ARCC, GBDC, SHYG |
| Q1 2024 | 1,333 | $1.3B | HTGC, TSLX, GBDC, ARCC, SHYG |