Sound Income Strategies, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 10, 2025), Sound Income Strategies, LLC reported 1,670 stock positions worth $1.8 billion. Its top holding was Sixth Street Specialty Lendi (TSLX) at 2.8% of the portfolio, followed by Ares Capital (ARCC, 2.6%) and Hercules Capital (HTGC, 2.6%). Compared with Q2 2025, it opened 234 new positions, sold out of 149, added to 362 and reduced 457. The biggest buy was a new position in Totalenergies SE -Spon ADR (TTE) and the biggest sale Apple Hospitality REIT (APLE, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- FT LAUDERDALE, FL
- CIK
- 0001730960
- Portfolio Value
- $1.8B (Q3 2025)
- SEC Filing
- 0001104659-25-098692 ↗ filed Oct 10, 2025
Holdings Value
Holdings 1,670 stocks · $1.8B
| TSLX Sixth Street Specialty Lendi | 2.76% | 2,402,407 | $50.6M | Reduce -0.2% |
| ARCC Ares Capital Corp. | 2.59% | 2,477,932 | $47.3M | Add +1.0% |
| HTGC Hercules Capital Inc. | 2.57% | 2,752,867 | $47.0M | Reduce -6.1% |
| GBDC Golub Capital BDC Inc. | 2.49% | 3,378,657 | $45.6M | Add +2.0% |
| SHYG iShares 0-5 YR HY Corp. Bond | 2.35% | 1,001,063 | $42.9M | Reduce -1.9% |
| OBDC Blue Owl Capital Corp. | 2.27% | 3,392,554 | $41.5M | Add +3.0% |
| HYEM Vaneck Emrg MKTS Hi YLD | 2.22% | 2,034,710 | $40.7M | Reduce -2.0% |
| EMHY iShares J.P. Morgan Em High | 2.17% | 1,002,609 | $39.7M | Reduce -1.6% |
| PFLT Pennantpark Floating Rate Ca | 1.95% | 4,131,430 | $35.7M | Add +5.8% |
| BXSL Blackstone Secured Lending F | 1.89% | 1,365,377 | $34.5M | Add +6.6% |
| C Citigroup Inc. | 1.89% | 359,835 | $34.5M | Reduce -6.8% |
| FXED Sound Enhanced Fixed Income | 1.79% | 1,806,034 | $32.7M | Reduce -2.5% |
| ENB Enbridge Inc. | 1.72% | 656,933 | $31.5M | Reduce -5.1% |
| ABBV Abbvie Inc. | 1.32% | 104,633 | $24.1M | Reduce -1.6% |
| CSCO Cisco Systems Inc. | 1.28% | 334,755 | $23.4M | Reduce -15.2% |
| DIVY Sound Equity Dividend Income | 1.25% | 893,005 | $22.9M | Reduce -7.9% |
| T AT&T Inc. | 1.23% | 860,380 | $22.5M | Reduce -3.5% |
| AAPL Apple Inc. | 1.20% | 86,252 | $21.9M | Reduce -5.9% |
| SPG Simon Property Group Inc. | 1.18% | 120,729 | $21.6M | Add +1.8% |
| QYLD Global X Nasd 100 Cov Call | 1.14% | 1,213,998 | $20.8M | Add +3.0% |
| PFE Pfizer Inc. | 1.13% | 818,064 | $20.6M | Reduce -2.4% |
| PFG Principal Financial Group | 1.11% | 246,068 | $20.3M | Reduce -1.1% |
| GEF.B Greif Inc. Class B | 1.11% | 333,099 | $20.3M | Reduce -8.3% |
| ES Eversource Energy | 1.08% | 273,477 | $19.8M | Reduce -3.5% |
| CTRE Caretrust REIT Inc. | 1.08% | 584,229 | $19.8M | Add +2.4% |
| MAIN Main Street Capital Corp. | 1.05% | 336,832 | $19.2M | Reduce -2.6% |
| O Realty Income Corp. | 1.05% | 326,028 | $19.1M | Add +3.7% |
| OMC Omnicom Group | 1.03% | 242,662 | $18.8M | Reduce -1.1% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.02% | 99,685 | $18.7M | Reduce -5.6% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 1.00% | 589,674 | $18.3M | Add +3.6% |
| NNN NNN REIT Inc. | 1.00% | 434,193 | $18.2M | Add +4.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.99% | 62,629 | $18.1M | Reduce -10.6% |
| GSK GSK PLC-Spon ADR | 0.98% | 412,057 | $17.9M | Reduce -4.5% |
| NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC | 0.97% | 241,260 | $17.8M | Add +4.6% |
| TTE Totalenergies SE -Spon ADR | 0.96% | 299,912 | $17.6M | New |
| EVRG Evergy Inc. | 0.92% | 220,263 | $16.9M | Reduce -3.4% |
| CFG Citizens Financial Group | 0.92% | 323,329 | $16.8M | Reduce -3.5% |
| GLPI Gaming and Leisure Propertie | 0.91% | 371,584 | $16.7M | Add +5.4% |
| LYB Lyondellbasell Indu Class A | 0.85% | 326,328 | $15.6M | Add +10.0% |
| PRGO Perrigo Co. PLC | 0.85% | 717,731 | $15.5M | Add +35.7% |
| DLR Digital Realty Trust Inc. | 0.84% | 87,778 | $15.4M | Add +27677.8% |
| CSWC Capital Southwest Corp. | 0.82% | 756,786 | $15.1M | Add +7.8% |
| PINE Alpine Income Property Trust | 0.82% | 1,126,174 | $15.0M | Add +7.6% |
| DINO HF Sinclair Corp. | 0.78% | 273,965 | $14.3M | New |
| UPS United Parcel Service Class B | 0.78% | 167,562 | $14.3M | Add +8.2% |
| AMCR Amcor PLC | 0.78% | 1,823,592 | $14.3M | Add +201.4% |
| VLO Valero Energy Corp. | 0.77% | 86,521 | $14.0M | Reduce -0.3% |
| SON Sonoco Products Co. | 0.76% | 344,292 | $13.9M | Reduce -3.1% |
| RWAY Runway Growth Finance Corp. | 0.76% | 1,409,592 | $13.8M | New |
| BEN Franklin Templeton Inc. | 0.73% | 567,164 | $13.4M | Reduce -2.7% |
| SBRA Sabra Health Care REIT Inc. | 0.70% | 721,410 | $12.9M | Add +42486.2% |
| HAS Hasbro Inc. | 0.70% | 172,616 | $12.9M | Reduce -3.7% |
| AMZN Amazon.com Inc. | 0.70% | 55,918 | $12.7M | Add +1.1% |
| META Meta Platforms Inc. Class A | 0.68% | 16,972 | $12.4M | New |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | 0.68% | 282,755 | $12.4M | Add +9.8% |
| PFS Provident Financial Services | 0.67% | 637,792 | $12.3M | Add +17.1% |
| PEP Pepsico Inc. | 0.67% | 84,398 | $12.2M | Reduce -3.4% |
| PGHY Invesco Global Ex US High Yi | 0.67% | 614,511 | $12.2M | Add +11.4% |
| OKE Oneok Inc. | 0.64% | 165,109 | $11.8M | Reduce -2.7% |
| MSFT Microsoft Corp. | 0.64% | 22,502 | $11.8M | Add +2.2% |
| IPG Interpublic Group of Cos Inc. | 0.64% | 440,017 | $11.7M | Reduce -3.8% |
| NVDA Nvidia Corp. | 0.64% | 60,542 | $11.7M | Add +2.0% |
| GOOGL Alphabet Inc. Class A | 0.61% | 46,109 | $11.1M | Add +0.4% |
| CRBG Corebridge Financial Inc. | 0.61% | 345,174 | $11.1M | Reduce -2.9% |
| TSLA Tesla Inc. | 0.51% | 21,338 | $9.3M | Add +9.7% |
| SMG Scotts Miracle-Gro Co. | 0.50% | 157,511 | $9.1M | Reduce -3.0% |
| WDC Western Digital Corp. | 0.48% | 73,546 | $8.8M | Reduce -14.9% |
| ADT Adt Inc. | 0.45% | 964,440 | $8.3M | Add +3.0% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.45% | 77,562 | $8.3M | Add +2.4% |
| KHC The Kraft Heinz Co. | 0.45% | 326,504 | $8.2M | Reduce -2.7% |
| IVV iShares Core S&P 500 ETF | 0.43% | 11,725 | $7.9M | Add +29.1% |
| NFLX Netflix Inc. | 0.39% | 5,843 | $7.2M | Reduce -3.5% |
| BCO The Brink's Co. | 0.38% | 61,842 | $7.0M | Reduce -21.4% |
| WEN The Wendy's Co. | 0.38% | 787,118 | $7.0M | Reduce -3.4% |
| DOW Dow Inc. | 0.37% | 303,721 | $6.7M | Reduce -22.1% |
| NSA National Storage Affiliates | 0.36% | 211,590 | $6.5M | Reduce -8.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.35% | 10,484 | $6.4M | Add +11.4% |
| GOOG Alphabet Inc. Class C | 0.34% | 25,516 | $6.2M | Add +354.8% |
| HYGH iShares Int Rate Hedg HY ETF | 0.34% | 71,365 | $6.1M | Add +5.7% |
| QGRW Wisdomtree US Quality Growth | 0.33% | 102,870 | $6.0M | New |
| HYHG Proshares High Yield Interes | 0.33% | 92,795 | $6.0M | Add +3.2% |
| IGBH iShares Interest Rate Hedged | 0.32% | 241,768 | $5.9M | Reduce -0.1% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.32% | 233,440 | $5.9M | Add +0.3% |
| JNK SS SPDR BB High Yield Bond | 0.32% | 59,863 | $5.8M | Reduce -1.5% |
| WHF Whitehorse Finance Inc. | 0.31% | 857,976 | $5.7M | Reduce -8.9% |
| VTWG Vanguard Russell 2000 Growth | 0.31% | 23,749 | $5.7M | Add +79.2% |
| XRAY Dentsply Sirona Inc. | 0.31% | 461,924 | $5.6M | Add +26.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.30% | 18,750 | $5.5M | Add +77.9% |
| CG The Carlyle Group Inc. | 0.30% | 91,892 | $5.4M | Add +2.5% |
| XMMO Invesco S&P Midcap Momentum | 0.30% | 39,892 | $5.4M | Add +78.9% |
| XSMO Invesco S&P Smallcap Momentu | 0.30% | 74,768 | $5.4M | Add +78.4% |
| GPN Global Payments Inc. | 0.30% | 62,018 | $5.4M | Add +1.8% |
| SPFF Global X Superincome Prefer | 0.28% | 559,475 | $5.2M | Reduce -6.4% |
| TAP Molson Coors Beverage Co. Class B | 0.28% | 112,481 | $5.2M | Add +3.2% |
| PFXF Vaneck Pref Sec X-Financials | 0.28% | 281,083 | $5.0M | Reduce -7.3% |
| FPE FT-Preferred Secur & Inc. ETF | 0.27% | 274,936 | $5.0M | Reduce -6.3% |
| VOO Vanguard S&P 500 ETF | 0.27% | 8,116 | $5.0M | Reduce -16.4% |
| PGX Invesco Preferred ETF | 0.27% | 430,944 | $5.0M | Reduce -6.7% |
| PFFA Virtus Infracap US Pref STCK | 0.27% | 228,948 | $4.9M | Reduce -6.5% |
| PSK SS SPDR Ice Pref Sec ETF | 0.27% | 150,628 | $4.9M | Reduce -6.5% |
Other holdings (9): bonds, preferreds, convertibles and warrants · $37K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 727 | $18K | Reduce -33.6% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 952 | $8K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 154 | $3K | Reduce -1.3% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 29 | $3K | New |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 158 | $2K | New |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 158 | $1K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 21 | $994 | New |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 744 | $27 | New |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 409 | $22 | Reduce -66.2% |
Lines left out (21) · $212 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| XAR SS SPDR S&P Aerospace Def | ST STR SP AERO | 0 | $34 |
| BNDW Vanguard Total World Bond Et | TOTAL WLD BD ETF | 0 | $29 |
| DJD Invesco Dow Jones Industrial | DJ INDL AVG DV | 0 | $25 |
| LMBS First Trust Low Duration Opp | FST LOW OPPT EFT | 0 | $19 |
| HUM Humana Inc. | COM | 0 | $17 |
| USVM Victoryshares US Small Mid C | USAA MSCI USA SM | 0 | $16 |
| XES SS SPDR S&P Og Eqp & Serv | SP O&G EQP SERV | 0 | $14 |
| TS Tenaris SA-ADR | SPONSORED ADS | 0 | $14 |
| XSVM Invesco S&P Smallcap Value W | S&P SMCP VLU MNT | 0 | $11 |
| MTCH Match Group Inc. | COM | 0 | $9 |
| QTUM Defiance Quantum ETF | DEFIA QUANT ETF | 0 | $7 |
| FTA First Trust L C Val Alp | COM SHS | 0 | $5 |
| FTXO First Trust Nasdaq Bank ETF | NASDAQ BK ETF | 0 | $3 |
| KEMX Kraneshares MSCI E-MKT Ex-CH | MSCI EMG EX CH | 0 | $2 |
| FTCS First Trust Capital Strength | CAP STRENGTH ETF | 0 | $1 |
| FXN First Trust Energy Alphadex | ENERGY ALPHADX | 0 | $1 |
| FXR First Trust Indst/Producers | INDLS PROD DUR | 0 | $1 |
| FNX First Trust Mid Cap Core Alp | COM SHS | 0 | $1 |
| FTC First Trust Large Cap Growth | COM SHS | 0 | $1 |
| NXTG First Trust Indxx Nextg ETF | INDXX NEXTG ETF | 0 | $1 |
| BNDC NT Core Bond ETF | CRE SLCT BD FD | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.8B.
Portfolio Sells Q2 2025 → Q3 2025
| APLE Apple Hospitality REIT Inc. | Reduce -97.7% | 0.02% | −0.78 |
| TSLX Sixth Street Specialty Lendi | Reduce -0.2% | 2.76% | −0.52 |
| HTGC Hercules Capital Inc. | Reduce -6.1% | 2.57% | −0.50 |
| AHRT Ah Realty Trust Inc. | Reduce -98.1% | 0.01% | −0.46 |
| XRX Xerox Holdings Corp. | Reduce -97.6% | 0.01% | −0.35 |
| GEF.B Greif Inc. Class B | Reduce -8.3% | 1.11% | −0.33 |
| CSCO Cisco Systems Inc. | Reduce -15.2% | 1.28% | −0.29 |
| T AT&T Inc. | Reduce -3.5% | 1.23% | −0.25 |
| DOW Dow Inc. | Reduce -22.1% | 0.37% | −0.23 |
| IBM Intl Business Machines Corp. | Reduce -10.6% | 0.99% | −0.20 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -1.9% | 2.35% | −0.18 |
| DIVY Sound Equity Dividend Income | Reduce -7.9% | 1.25% | −0.17 |
| WHF Whitehorse Finance Inc. | Reduce -8.9% | 0.31% | −0.16 |
| WEN The Wendy's Co. | Reduce -3.4% | 0.38% | −0.15 |
| OKE Oneok Inc. | Reduce -2.7% | 0.64% | −0.15 |
| MTB M & T Bank Corp. | Reduce -5.6% | 1.02% | −0.15 |
| HYEM Vaneck Emrg MKTS Hi YLD | Reduce -2.0% | 2.22% | −0.14 |
| FXED Sound Enhanced Fixed Income | Reduce -2.5% | 1.79% | −0.13 |
| SON Sonoco Products Co. | Reduce -3.1% | 0.76% | −0.13 |
| MAIN Main Street Capital Corp. | Reduce -2.6% | 1.05% | −0.12 |
| SMG Scotts Miracle-Gro Co. | Reduce -3.0% | 0.50% | −0.12 |
| CRBG Corebridge Financial Inc. | Reduce -2.9% | 0.61% | −0.12 |
| EMHY iShares J.P. Morgan Em High | Reduce -1.6% | 2.17% | −0.10 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -34.0% | 0.15% | −0.08 |
| ENB Enbridge Inc. | Reduce -5.1% | 1.72% | −0.08 |
| NFLX Netflix Inc. | Reduce -3.5% | 0.39% | −0.07 |
| NSA National Storage Affiliates | Reduce -8.8% | 0.36% | −0.07 |
| BEN Franklin Templeton Inc. | Reduce -2.7% | 0.73% | −0.06 |
| HAS Hasbro Inc. | Reduce -3.7% | 0.70% | −0.05 |
| KHC The Kraft Heinz Co. | Reduce -2.7% | 0.45% | −0.05 |
| MDY State Street SPDR S&P Midcap | Reduce -98.8% | 0.00% | −0.05 |
| VOO Vanguard S&P 500 ETF | Reduce -16.4% | 0.27% | −0.04 |
| SO The Southern Co. | Reduce -70.6% | 0.02% | −0.04 |
| NEE Nextera Energy Inc. | Reduce -37.0% | 0.10% | −0.04 |
| PFE Pfizer Inc. | Reduce -2.4% | 1.13% | −0.04 |
| DUK Duke Energy Corp. | Reduce -74.1% | 0.01% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -40.2% | 0.04% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -16.9% | 0.12% | −0.03 |
| PFLD Aam Low Dur Pref & Inc. Sec | Reduce -6.3% | 0.26% | −0.03 |
| WMT Walmart Inc. | Reduce -15.9% | 0.14% | −0.03 |
| PFFD Global X US Preferred ETF | Reduce -7.2% | 0.27% | −0.03 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -6.3% | 0.27% | −0.02 |
| XOM Exxon Mobil Corp. | Reduce -18.8% | 0.11% | −0.02 |
| SPFF Global X Superincome Prefer | Reduce -6.4% | 0.28% | −0.02 |
| PSK SS SPDR Ice Pref Sec ETF | Reduce -6.5% | 0.27% | −0.02 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -7.3% | 0.28% | −0.02 |
| PFFA Virtus Infracap US Pref STCK | Reduce -6.5% | 0.27% | −0.02 |
| PWR Quanta Services Inc. | Reduce -89.1% | 0.00% | −0.02 |
| PGX Invesco Preferred ETF | Reduce -6.7% | 0.27% | −0.02 |
| JNK SS SPDR BB High Yield Bond | Reduce -1.5% | 0.32% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| TTE Totalenergies SE -Spon ADR | New | 0.96% | +0.96 |
| DLR Digital Realty Trust Inc. | Add +27677.8% | 0.84% | +0.84 |
| DINO HF Sinclair Corp. | New | 0.78% | +0.78 |
| RWAY Runway Growth Finance Corp. | New | 0.76% | +0.76 |
| SBRA Sabra Health Care REIT Inc. | Add +42486.2% | 0.70% | +0.70 |
| META Meta Platforms Inc. Class A | New | 0.68% | +0.68 |
| AMCR Amcor PLC | Add +201.4% | 0.78% | +0.46 |
| QGRW Wisdomtree US Quality Growth | New | 0.33% | +0.33 |
| GOOG Alphabet Inc. Class C | Add +354.8% | 0.34% | +0.28 |
| BKR Baker Hughes Co. | New | 0.24% | +0.24 |
| ADM Archer-Daniels-Midland Co. | New | 0.16% | +0.16 |
| TSLA Tesla Inc. | Add +9.7% | 0.51% | +0.15 |
| VTWG Vanguard Russell 2000 Growth | Add +79.2% | 0.31% | +0.15 |
| GOOGL Alphabet Inc. Class A | Add +0.4% | 0.61% | +0.14 |
| XSMO Invesco S&P Smallcap Momentu | Add +78.4% | 0.30% | +0.13 |
| XMMO Invesco S&P Midcap Momentum | Add +78.9% | 0.30% | +0.13 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +77.9% | 0.30% | +0.13 |
| PFS Provident Financial Services | Add +17.1% | 0.67% | +0.12 |
| IVV iShares Core S&P 500 ETF | Add +29.1% | 0.43% | +0.11 |
| RSPR Invesco S&P 500 Equal Weight | New | 0.10% | +0.10 |
| NVDA Nvidia Corp. | Add +2.0% | 0.64% | +0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +49.0% | 0.27% | +0.09 |
| SPG Simon Property Group Inc. | Add +1.8% | 1.18% | +0.09 |
| CTRE Caretrust REIT Inc. | Add +2.4% | 1.08% | +0.08 |
| HYUP XTRS Hi Beta Hi Yield ETF | Add +66.3% | 0.21% | +0.08 |
| CLOZ Eldridge BBB-B Clo ETF | Add +62.5% | 0.21% | +0.07 |
| XCCC Bondbloxx-CCC-Usd HY Corp. BD | Add +61.0% | 0.21% | +0.07 |
| SEE Sealed Air Corp. | Add +35.7% | 0.24% | +0.07 |
| SPHY SS SPDR P High Yield ETF | Add +62.7% | 0.21% | +0.07 |
| BNY Bank of New York Mellon Corp. | Add +2.4% | 0.45% | +0.06 |
| SMA Smartstop Self Storage REIT | Add +1256.5% | 0.06% | +0.05 |
| QQQ Invesco QQQ Trust Series 1 | Add +11.4% | 0.35% | +0.05 |
| NHI Natl Health Investors Inc. | Add +4.6% | 0.97% | +0.05 |
| SCHD Schwab US DVD Equity ETF | Add +432.1% | 0.05% | +0.04 |
| GE General Electric | New | 0.04% | +0.04 |
| PGHY Invesco Global Ex US High Yi | Add +11.4% | 0.67% | +0.04 |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | Add +9.8% | 0.68% | +0.04 |
| AVGO Broadcom Inc. | Add +29.2% | 0.10% | +0.04 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +19.8% | 0.17% | +0.04 |
| PRGO Perrigo Co. PLC | Add +35.7% | 0.85% | +0.03 |
| CG The Carlyle Group Inc. | Add +2.5% | 0.30% | +0.03 |
| GLD SPDR Gold Shares | Add +6.0% | 0.17% | +0.03 |
| TJUL Innovator Equity Defined Pro | New | 0.02% | +0.02 |
| FDVV Fidelity High Dividend ETF | Add +15762.5% | 0.02% | +0.02 |
| VTC Vanguard Total Corporate BND | New | 0.02% | +0.02 |
| LLY Eli Lilly & Co. | Add +4.4% | 0.26% | +0.02 |
| OEF iShares S&P 100 ETF | Add +34.3% | 0.07% | +0.02 |
| VTRS Viatris Inc. | Add +2.7% | 0.23% | +0.02 |
| IVW iShares S&P 500 Growth ETF | Add +4.6% | 0.21% | +0.02 |
| BND Vanguard Total Bond Market | Add +52.2% | 0.06% | +0.02 |
Notes & Other Activity Q2 2025 → Q3 2025
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -33.6% | 727 | $18K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Sold out | 10 | $12Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -1.3% | 154 | $3K |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 29 | $3K |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | New | 158 | $2K |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | New | 21 | $994 |
| BNDW Vanguard Total World Bond Et | TOTAL WLD BD ETF | New | 0 | $29 |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | New | 744 | $27 |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Reduce -66.2% | 409 | $22 |
| IYR iShares US Real Estate ETF | U.S. REAL ES ETF | Sold out | 0 | $10before exit |
| GSL Global Ship Lease Inc. Class A | COM CL A | Sold out | 0 | $2before exit |
| BNDC NT Core Bond ETF | CRE SLCT BD FD | Reduce -100.0% | 0 | $1 |
| FXR First Trust Indst/Producers | INDLS PROD DUR | New | 0 | $1 |
| FNX First Trust Mid Cap Core Alp | COM SHS | New | 0 | $1 |
| FTC First Trust Large Cap Growth | COM SHS | New | 0 | $1 |
| QQEW First TR Nasdaq-100 Sel Eq | NASDAQ-100 SEL | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 482 | $2.2B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q1 2026 | 2,576 | $2.1B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q4 2025 | 2,501 | $2.1B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q3 2025 | 1,670 | $1.8B | TSLX, ARCC, HTGC, GBDC, SHYG |
| Q2 2025 | 1,585 | $1.7B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q1 2025 | 1,529 | $1.7B | HTGC, TSLX, ARCC, GBDC, OBDC |
| Q4 2024 | 1,444 | $1.6B | HTGC, ARCC, TSLX, GBDC, OBDC |
| Q3 2024 | 1,385 | $1.6B | HTGC, ARCC, TSLX, GBDC, SHYG |
| Q2 2024 | 1,356 | $1.4B | HTGC, TSLX, ARCC, GBDC, SHYG |
| Q1 2024 | 1,333 | $1.3B | HTGC, TSLX, GBDC, ARCC, SHYG |