Sound Income Strategies, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 27, 2026), Sound Income Strategies, LLC reported 2,576 stock positions worth $2.1 billion. Its top holding was Hercules Capital (HTGC) at 2.4% of the portfolio, followed by Ares Capital (ARCC, 2.3%) and Golub Capital BDC (GBDC, 2.3%). Compared with Q4 2025, it opened 220 new positions, sold out of 142, added to 694 and reduced 576. The biggest buy was a new position in Amcor (AMCR) and the biggest sale Main Street Capital (MAIN, shares −65%).
- Most Recent 13F
- Q2 2026
- Location
- FT LAUDERDALE, FL
- CIK
- 0001730960
- Portfolio Value
- $2.1B (Q1 2026)
- SEC Filing
- 0001104659-26-049113 ↗ filed Apr 27, 2026
Holdings Value
Holdings 2,576 stocks · $2.1B
| HTGC Hercules Capital Inc. | 2.38% | 3,382,058 | $49.2M | Add +25.1% |
| ARCC Ares Capital Corp. | 2.28% | 2,663,571 | $47.2M | Add +1.8% |
| GBDC Golub Capital BDC Inc. | 2.27% | 3,750,533 | $46.9M | Add +4.1% |
| TSLX Sixth Street Specialty Lendi | 2.25% | 2,571,052 | $46.6M | Add +2.4% |
| OBDC Blue Owl Capital Corp. | 2.07% | 3,976,748 | $42.8M | Add +5.2% |
| SHYG iShares 0-5 YR HY Corp. Bond | 2.07% | 1,015,055 | $42.8M | Reduce -2.0% |
| HYEM Vaneck Emrg MKTS Hi YLD | 1.96% | 2,062,465 | $40.5M | Reduce -1.8% |
| BXSL Blackstone Secured Lending F | 1.94% | 1,720,419 | $40.1M | Add +9.1% |
| PFLT Pennantpark Floating Rate Ca | 1.91% | 4,940,809 | $39.6M | Add +6.4% |
| EMHY iShares J.P. Morgan Em High | 1.87% | 983,904 | $38.7M | Reduce -2.3% |
| FXED Sound Enhanced Fixed Income | 1.42% | 1,706,545 | $29.4M | Reduce -3.8% |
| C Citigroup Inc. | 1.39% | 249,206 | $28.7M | Reduce -7.5% |
| OMC Omnicom Group | 1.29% | 355,475 | $26.7M | Reduce -7.6% |
| TTE Totalenergies SE | 1.27% | 292,731 | $26.3M | Reduce -2.1% |
| SPG Simon Property Group Inc. | 1.15% | 126,635 | $23.8M | Reduce -0.7% |
| AAPL Apple Inc. | 1.15% | 93,151 | $23.8M | Add +1.9% |
| CSCO Cisco Systems Inc. | 1.14% | 303,792 | $23.7M | Reduce -0.5% |
| CTRE Caretrust REIT Inc. | 1.11% | 617,798 | $22.9M | Reduce -0.6% |
| PFE Pfizer Inc. | 1.10% | 796,952 | $22.8M | Reduce -1.6% |
| PFG Principal Financial Group | 1.06% | 243,934 | $22.0M | Reduce -0.1% |
| PINE Alpine Income Property Trust | 1.06% | 1,209,758 | $21.9M | Reduce -0.6% |
| O Realty Income Corp. | 1.05% | 352,843 | $21.8M | Reduce -0.0% |
| DIVY Sound Equity Dividend Income | 1.05% | 790,244 | $21.8M | Reduce -6.6% |
| GEF.B Greif Inc. Class B | 1.05% | 245,078 | $21.7M | Reduce -17.8% |
| ENB Enbridge Inc. | 1.03% | 397,853 | $21.3M | Reduce -34.8% |
| NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC | 1.02% | 257,712 | $21.1M | Add +0.3% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.00% | 99,456 | $20.8M | Reduce -0.8% |
| ABBV Abbvie Inc. | 1.00% | 95,825 | $20.6M | Reduce -0.2% |
| NNN NNN REIT Inc. | 0.98% | 476,389 | $20.2M | Add +1.6% |
| CSWC Capital Southwest Corp. | 0.96% | 903,329 | $19.8M | Add +2.0% |
| DLR Digital Realty Trust Inc. | 0.93% | 107,212 | $19.3M | Add +4.0% |
| AMCR Amcor PLC | 0.93% | 475,266 | $19.3M | New |
| GSK GSK PLC-Spon ADR | 0.92% | 340,474 | $19.1M | Reduce -14.0% |
| GLPI Gaming and Leisure Propertie | 0.91% | 426,881 | $18.9M | Add +2.8% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.91% | 688,171 | $18.9M | Add +5.0% |
| CFG Citizens Financial Group | 0.87% | 296,159 | $17.9M | Reduce -3.0% |
| SBRA Sabra Health Care REIT Inc. | 0.86% | 918,252 | $17.9M | Add +5.7% |
| T AT&T Inc. | 0.86% | 631,067 | $17.9M | Reduce -4.8% |
| ES Eversource Energy | 0.85% | 253,389 | $17.6M | Reduce -2.8% |
| QYLD Global X Nasd 100 Cov Call | 0.85% | 1,020,591 | $17.6M | Reduce -11.5% |
| SON Sonoco Products Co. | 0.83% | 311,777 | $17.2M | Reduce -5.6% |
| TRIN Trinity Capital Inc. | 0.83% | 1,160,453 | $17.2M | Add +22.8% |
| PRGO Perrigo Co. PLC | 0.81% | 1,525,384 | $16.8M | Add +34.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.77% | 65,283 | $15.9M | Add +1.9% |
| UPS United Parcel Service Class B | 0.73% | 154,764 | $15.2M | Reduce -2.9% |
| NVDA Nvidia Corp. | 0.71% | 83,817 | $14.7M | Add +5.1% |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | 0.70% | 330,080 | $14.5M | Add +4.3% |
| PGHY Invesco Global Ex US High Yi | 0.70% | 738,623 | $14.4M | Add +4.6% |
| GOOGL Alphabet Inc. Class A | 0.68% | 47,100 | $14.0M | Add +0.5% |
| SMG Scotts Miracle-Gro Co. | 0.66% | 223,771 | $13.7M | Reduce -3.1% |
| DINO HF Sinclair Corp. | 0.65% | 220,359 | $13.4M | Reduce -16.2% |
| OKE Oneok Inc. | 0.65% | 153,544 | $13.4M | Reduce -4.0% |
| AMZN Amazon.com Inc. | 0.64% | 62,901 | $13.2M | Add +5.2% |
| IVV iShares Core S&P 500 ETF | 0.63% | 19,886 | $13.1M | Add +1.4% |
| CRBG Corebridge Financial Inc. | 0.62% | 536,046 | $12.9M | Add +55.3% |
| BEN Franklin Templeton Inc. | 0.62% | 546,134 | $12.9M | Reduce -2.2% |
| MSFT Microsoft Corp. | 0.62% | 34,747 | $12.8M | Add +9.2% |
| RWAY Runway Growth Finance Corp. | 0.61% | 1,843,232 | $12.5M | Add +10.3% |
| PEP Pepsico Inc. | 0.60% | 80,633 | $12.5M | Reduce -2.2% |
| PFS Provident Financial Services | 0.59% | 575,209 | $12.2M | Reduce -3.3% |
| HAS Hasbro Inc. | 0.59% | 136,230 | $12.2M | Reduce -18.6% |
| ACN Accenture PLC Class A | 0.59% | 61,533 | $12.1M | Add +11510.0% |
| AVA Avista Corp. | 0.58% | 294,142 | $12.0M | Add +60.1% |
| XMMO Invesco S&P Midcap Momentum | 0.57% | 80,255 | $11.9M | Add +19.9% |
| XSMO Invesco S&P Smallcap Momentu | 0.57% | 152,422 | $11.7M | Add +19.4% |
| QGRW Wisdomtree US Quality Growth | 0.53% | 203,050 | $11.0M | Add +21.3% |
| VTWG Vanguard Russell 2000 Growth | 0.52% | 46,580 | $10.7M | Add +21.4% |
| VLO Valero Energy Corp. | 0.52% | 44,354 | $10.7M | Reduce -0.5% |
| META Meta Platforms Inc. Class A | 0.52% | 18,477 | $10.7M | Add +4.3% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.51% | 86,920 | $10.5M | Add +5.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.50% | 39,759 | $10.4M | Add +22.8% |
| TCHP T Rowe Price Blue Chip Growt | 0.49% | 229,604 | $10.2M | Add +23.1% |
| TSLA Tesla Inc. | 0.47% | 25,674 | $9.8M | Add +3.8% |
| VTRS Viatris Inc. | 0.43% | 647,279 | $8.8M | Add +3.9% |
| SWK Stanley Black & Decker Inc. | 0.42% | 123,254 | $8.8M | Add +3.3% |
| SJM The JM Smucker Co. filed as SMUCKER J M CO | 0.42% | 90,045 | $8.6M | Add +346226.9% |
| GOOG Alphabet Inc. Class C | 0.41% | 28,755 | $8.5M | Add +2.9% |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.40% | 259,921 | $8.3M | Add +145.0% |
| VOO Vanguard S&P 500 ETF | 0.39% | 13,344 | $8.0M | Reduce -1.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.38% | 13,498 | $7.9M | Reduce -7.1% |
| XRAY Dentsply Sirona Inc. | 0.36% | 634,873 | $7.4M | Add +3.9% |
| KHC The Kraft Heinz Co. | 0.35% | 323,045 | $7.2M | Add +1.0% |
| ADT Adt Inc. | 0.35% | 1,093,033 | $7.2M | Add +6.4% |
| FNF Fidelity National Financial | 0.34% | 153,676 | $7.1M | Add +1.9% |
| SPHY SS SPDR P High Yield ETF | 0.34% | 301,568 | $7.0M | Add +23.6% |
| HYUP XTRS Hi Beta Hi Yield ETF | 0.34% | 169,166 | $7.0M | Add +22.7% |
| CLOZ Eldridge BBB-B Clo ETF | 0.34% | 269,832 | $7.0M | Add +24.1% |
| BCO The Brink's Co. | 0.34% | 67,179 | $6.9M | Add +5.3% |
| XCCC Bondbloxx-CCC-Usd HY Corp. BD | 0.33% | 188,325 | $6.8M | Add +23.7% |
| CAG Conagra Brands Inc. | 0.32% | 431,070 | $6.7M | Add +6.0% |
| NOMD Nomad Foods Ltd. | 0.31% | 676,241 | $6.5M | Add +102.3% |
| MAIN Main Street Capital Corp. | 0.30% | 118,152 | $6.1M | Reduce -64.8% |
| NSA National Storage Affiliates | 0.29% | 155,041 | $6.0M | Reduce -13.6% |
| BKR Baker Hughes Co. | 0.29% | 98,738 | $6.0M | Add +1.3% |
| CG The Carlyle Group Inc. | 0.29% | 124,736 | $5.9M | Add +8.4% |
| HYGH iShares Int Rate Hedg HY ETF | 0.28% | 68,235 | $5.9M | Reduce -2.0% |
| HYHG Proshares High Yield Interes | 0.28% | 90,483 | $5.8M | Reduce -1.4% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.28% | 232,012 | $5.8M | Reduce -0.7% |
| IGBH iShares Interest Rate Hedged | 0.28% | 236,735 | $5.7M | Reduce -1.5% |
| JNK SS SPDR BB High Yield Bond | 0.27% | 58,771 | $5.6M | Reduce -0.8% |
Other holdings (10): bonds, preferreds, convertibles and warrants · $735K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 28,635 | $697K | Reduce -2.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 514 | $20K | Add +229.5% |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 92 | $7K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 158 | $5K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 158 | $4K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 21 | $969 | No change |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 9,802 | $883 | Reduce -39.3% |
| M-TRON INDUSTRIES INC | RIGHT 04/15/2026 | 250 | $700 | New |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 744 | $15 | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 110 | $4 | Add +5.8% |
Lines left out (9) · $130 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| IWO iShares Russell 2000 Growth | RUS 2000 GRW ETF | 0 | $46 |
| XES SS SPDR S&P Og Eqp & Serv | SP O&G EQP SERV | 0 | $23 |
| USVM Victoryshares US Small Mid C | USAA MSCI USA SM | 0 | $14 |
| XSVM Invesco S&P Smallcap Value W | S&P SMCP VLU MNT | 0 | $13 |
| HUM Humana Inc. | COM | 0 | $10 |
| TPSC Timothy Plan US Small Cap Co. | U S SM CP CORE | 0 | $10 |
| JHAI Janus Hen Global AI ETF | HEND GLOB AR ETF | 0 | $8 |
| BSCW Invesco Bulletshares 2032 CB | BULLETSHS 2032 | 0 | $4 |
| KEMX Kraneshares MSCI E-MKT Ex-CH | MSCI EMG EX CH | 0 | $2 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $2.1B.
Portfolio Sells Q4 2025 → Q1 2026
| MAIN Main Street Capital Corp. | Reduce -64.8% | 0.30% | −0.72 |
| EVRG Evergy Inc. | Reduce -95.5% | 0.03% | −0.63 |
| ENB Enbridge Inc. | Reduce -34.8% | 1.03% | −0.34 |
| PRU Prudential Financial Inc. | Reduce -89.4% | 0.02% | −0.21 |
| OMC Omnicom Group | Reduce -7.6% | 1.29% | −0.16 |
| ADM Archer-Daniels-Midland Co. | Reduce -97.4% | 0.00% | −0.15 |
| GEF.B Greif Inc. Class B | Reduce -17.8% | 1.05% | −0.14 |
| QYLD Global X Nasd 100 Cov Call | Reduce -11.5% | 0.85% | −0.12 |
| C Citigroup Inc. | Reduce -7.5% | 1.39% | −0.12 |
| FXED Sound Enhanced Fixed Income | Reduce -3.8% | 1.42% | −0.10 |
| HAS Hasbro Inc. | Reduce -18.6% | 0.59% | −0.09 |
| UPS United Parcel Service Class B | Reduce -2.9% | 0.73% | −0.07 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -46.3% | 0.08% | −0.07 |
| BEN Franklin Templeton Inc. | Reduce -2.2% | 0.62% | −0.07 |
| EMHY iShares J.P. Morgan Em High | Reduce -2.3% | 1.87% | −0.06 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -7.1% | 0.38% | −0.05 |
| TAXX BBLX Irm Tax-Aware S Dur ETF | Reduce -100.0% | 0.00% | −0.05 |
| SLV iShares Silver Trust | Reduce -39.1% | 0.05% | −0.05 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -2.0% | 2.07% | −0.04 |
| VXUS Vanguard Total Intl Stock | Reduce -75.1% | 0.02% | −0.04 |
| HYEM Vaneck Emrg MKTS Hi YLD | Reduce -1.8% | 1.96% | −0.04 |
| SMG Scotts Miracle-Gro Co. | Reduce -3.1% | 0.66% | −0.04 |
| SMA Smartstop Self Storage REIT | Reduce -83.4% | 0.01% | −0.03 |
| DIVY Sound Equity Dividend Income | Reduce -6.6% | 1.05% | −0.03 |
| QUAL iShares MSCI USA Quality Fac | Reduce -43.7% | 0.03% | −0.02 |
| SPFF Global X Superincome Prefer | Reduce -4.9% | 0.22% | −0.02 |
| PFFA Virtus Infracap US Pref STCK | Reduce -5.2% | 0.20% | −0.02 |
| BND Vanguard Total Bond Market | Reduce -36.8% | 0.04% | −0.02 |
| LIN Linde PLC | Reduce -90.5% | 0.00% | −0.02 |
| NEE Nextera Energy Inc. | Reduce -31.1% | 0.07% | −0.02 |
| VOO Vanguard S&P 500 ETF | Reduce -1.5% | 0.39% | −0.02 |
| FEPI Rex Fang Innov Prem Inc. ETF | Reduce -15.9% | 0.06% | −0.02 |
| PFFD Global X US Preferred ETF | Reduce -4.9% | 0.20% | −0.02 |
| SO The Southern Co. | Reduce -42.7% | 0.03% | −0.02 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -63.8% | 0.01% | −0.02 |
| PSK SS SPDR Ice Pref Sec ETF | Reduce -4.5% | 0.20% | −0.02 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -5.3% | 0.21% | −0.02 |
| HD Home Depot Inc. | Reduce -3.8% | 0.09% | −0.02 |
| OEF iShares S&P 100 ETF | Reduce -14.6% | 0.07% | −0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -22.1% | 0.06% | −0.01 |
| DUK Duke Energy Corp. | Reduce -40.1% | 0.03% | −0.01 |
| PWR Quanta Services Inc. | Reduce -61.4% | 0.01% | −0.01 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -4.7% | 0.22% | −0.01 |
| CFG Citizens Financial Group | Reduce -3.0% | 0.87% | −0.01 |
| ES Eversource Energy | Reduce -2.8% | 0.85% | −0.01 |
| PGX Invesco Preferred ETF | Reduce -2.6% | 0.24% | −0.01 |
| DVY iShares Select Dividend ETF | Reduce -15.6% | 0.08% | −0.01 |
| AGG iShares Core U.S. Aggregate | Reduce -19.5% | 0.04% | −0.01 |
| FG F&G Annuities & Life Inc. | Reduce -95.7% | 0.00% | −0.01 |
| FIW First Trust Water ETF | Reduce -4.2% | 0.06% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| AMCR Amcor PLC | New | 0.93% | +0.93 |
| ACN Accenture PLC Class A | Add +11510.0% | 0.59% | +0.58 |
| SJM The JM Smucker Co. | Add +346226.9% | 0.42% | +0.42 |
| AVA Avista Corp. | Add +60.1% | 0.58% | +0.23 |
| HRB H&R Block Inc. | Add +145.0% | 0.40% | +0.19 |
| OTEX Open Text Corp. | New | 0.18% | +0.18 |
| SPYI Neos S&P 500 High Income ETF | Add +383.9% | 0.21% | +0.16 |
| DLR Digital Realty Trust Inc. | Add +4.0% | 0.93% | +0.14 |
| NOMD Nomad Foods Ltd. | Add +102.3% | 0.31% | +0.13 |
| CRBG Corebridge Financial Inc. | Add +55.3% | 0.62% | +0.13 |
| XMMO Invesco S&P Midcap Momentum | Add +19.9% | 0.57% | +0.12 |
| TRIN Trinity Capital Inc. | Add +22.8% | 0.83% | +0.10 |
| XSMO Invesco S&P Smallcap Momentu | Add +19.4% | 0.57% | +0.10 |
| SBRA Sabra Health Care REIT Inc. | Add +5.7% | 0.86% | +0.07 |
| SPHY SS SPDR P High Yield ETF | Add +23.6% | 0.34% | +0.06 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +22.8% | 0.50% | +0.06 |
| QGRW Wisdomtree US Quality Growth | Add +21.3% | 0.53% | +0.06 |
| CLOZ Eldridge BBB-B Clo ETF | Add +24.1% | 0.34% | +0.06 |
| HYUP XTRS Hi Beta Hi Yield ETF | Add +22.7% | 0.34% | +0.06 |
| TCHP T Rowe Price Blue Chip Growt | Add +23.1% | 0.49% | +0.06 |
| VTWG Vanguard Russell 2000 Growth | Add +21.4% | 0.52% | +0.06 |
| XCCC Bondbloxx-CCC-Usd HY Corp. BD | Add +23.7% | 0.33% | +0.05 |
| BKR Baker Hughes Co. | Add +1.3% | 0.29% | +0.05 |
| VTRS Viatris Inc. | Add +3.9% | 0.43% | +0.05 |
| XOM Exxon Mobil Corp. | Add +4.0% | 0.19% | +0.05 |
| AAPL Apple Inc. | Add +1.9% | 1.15% | +0.04 |
| NHI Natl Health Investors Inc. | Add +0.3% | 1.02% | +0.04 |
| BNY Bank of New York Mellon Corp. | Add +5.2% | 0.51% | +0.03 |
| NNN NNN REIT Inc. | Add +1.6% | 0.98% | +0.03 |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | Add +4.3% | 0.70% | +0.03 |
| PGHY Invesco Global Ex US High Yi | Add +4.6% | 0.70% | +0.03 |
| TSN Tyson Foods Inc. Class A | Add +4.0% | 0.23% | +0.03 |
| GLD SPDR Gold Shares | Add +5.7% | 0.25% | +0.03 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +20.1% | 0.14% | +0.02 |
| SBCF Seacoast Banking Corp. | Add +6117.6% | 0.02% | +0.02 |
| PYLD PIMCO Multisector Bond Actv | Add +602.9% | 0.02% | +0.02 |
| IEMG iShares Core MSCI Emerging | Add +34.7% | 0.07% | +0.02 |
| SNY Sanofi-ADR | Add +5.2% | 0.21% | +0.02 |
| SCHD Schwab US DVD Equity ETF | Add +6.2% | 0.14% | +0.02 |
| QQQI Neos Nasdaq-100 High Inc. ETF | Add +61.7% | 0.05% | +0.02 |
| MTCH Match Group Inc. | Add +7.1% | 0.20% | +0.02 |
| TFLO iShares Treasury Floating Ra | New | 0.02% | +0.02 |
| SPYH Neos S&P 500 HDG Eq Inc. ETF | Add +339.2% | 0.02% | +0.02 |
| ETN Eaton Corp. PLC | Add +166.5% | 0.02% | +0.02 |
| ILTB iShares Core 10+ Year Usd Bo | Add +20.8% | 0.09% | +0.02 |
| CAT Caterpillar Inc. | Add +1.2% | 0.11% | +0.02 |
| GQQQ Astoria US Qlity GRW KNG ETF | New | 0.01% | +0.01 |
| VICI Vici Properties Inc. | Add +5.0% | 0.91% | +0.01 |
| AMAT Applied Materials Inc. | Add +46.5% | 0.04% | +0.01 |
| CAIE Calamos Autocallable Inc. ETF | Add +19.1% | 0.12% | +0.01 |
Notes & Other Activity Q4 2025 → Q1 2026
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -2.3% | 28,635 | $697K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +229.5% | 514 | $20K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Sold out | 952 | $7Kbefore exit |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Reduce -39.3% | 9,802 | $883 |
| M-TRON INDUSTRIES INC | RIGHT 04/15/2026 | New | 250 | $700 |
| IWO iShares Russell 2000 Growth | RUS 2000 GRW ETF | Reduce -100.0% | 0 | $46 |
| BNDW Vanguard Total World Bond Et | TOTAL WLD BD ETF | Sold out | 0 | $29before exit |
| HUM Humana Inc. | COM | Reduce -100.0% | 0 | $10 |
| TPSC Timothy Plan US Small Cap Co. | U S SM CP CORE | New | 0 | $10 |
| JHAI Janus Hen Global AI ETF | HEND GLOB AR ETF | New | 0 | $8 |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Add +5.8% | 110 | $4 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 482 | $2.2B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q1 2026 | 2,576 | $2.1B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q4 2025 | 2,501 | $2.1B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q3 2025 | 1,670 | $1.8B | TSLX, ARCC, HTGC, GBDC, SHYG |
| Q2 2025 | 1,585 | $1.7B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q1 2025 | 1,529 | $1.7B | HTGC, TSLX, ARCC, GBDC, OBDC |
| Q4 2024 | 1,444 | $1.6B | HTGC, ARCC, TSLX, GBDC, OBDC |
| Q3 2024 | 1,385 | $1.6B | HTGC, ARCC, TSLX, GBDC, SHYG |
| Q2 2024 | 1,356 | $1.4B | HTGC, TSLX, ARCC, GBDC, SHYG |
| Q1 2024 | 1,333 | $1.3B | HTGC, TSLX, GBDC, ARCC, SHYG |