Sound Income Strategies, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 17, 2025), Sound Income Strategies, LLC reported 1,529 stock positions worth $1.7 billion. Its top holding was Hercules Capital (HTGC) at 3.3% of the portfolio, followed by Sixth Street Specialty Lendi (TSLX, 3.1%) and Ares Capital (ARCC, 3.1%). Compared with Q4 2024, it opened 155 new positions, sold out of 72, added to 526 and reduced 229. The biggest buy was Eversource Energy (ES, shares +3062%) and the biggest sale Edison International (EIX, shares −84%).
- Most Recent 13F
- Q2 2026
- Location
- FT LAUDERDALE, FL
- CIK
- 0001730960
- Portfolio Value
- $1.7B (Q1 2025)
- SEC Filing
- 0001104659-25-035760 ↗ filed Apr 17, 2025
Holdings Value
Holdings 1,529 stocks · $1.7B
| HTGC Hercules Capital Inc. | 3.26% | 2,874,455 | $55.2M | Add +2.1% |
| TSLX Sixth Street Specialty Lendi | 3.12% | 2,361,139 | $52.8M | Add +2.4% |
| ARCC Ares Capital Corp. | 3.11% | 2,378,835 | $52.7M | Add +2.8% |
| GBDC Golub Capital BDC Inc. | 2.85% | 3,183,837 | $48.2M | Add +4.2% |
| OBDC Blue Owl Capital Corp. | 2.73% | 3,153,298 | $46.2M | Add +4.3% |
| SHYG iShares 0-5 YR HY Corp. Bond | 2.57% | 1,024,512 | $43.6M | Add +1.3% |
| HYEM Vaneck Emrg MKTS Hi YLD | 2.41% | 2,078,101 | $40.8M | Add +1.7% |
| PFLT Pennantpark Floating Rate Ca | 2.37% | 3,585,201 | $40.1M | Add +8.0% |
| EMHY iShares J.P. Morgan Em High | 2.30% | 1,017,844 | $38.9M | Add +2.2% |
| BXSL Blackstone Secured Lending F | 2.24% | 1,172,276 | $37.9M | Add +8.0% |
| FXED Sound Enhanced Fixed Income | 2.01% | 1,880,870 | $34.1M | Add +1.8% |
| ENB Enbridge Inc. | 1.71% | 653,393 | $29.0M | Add +3.4% |
| C Citigroup Inc. | 1.53% | 365,614 | $26.0M | Add +4.0% |
| FIRST TR EXCHNG TRADED FD VI | 1.45% | 1,517,022 | $24.5M | Reduce -31.0% |
| T AT&T Inc. | 1.41% | 842,888 | $23.8M | Reduce -34.0% |
| DIVY Sound Equity Dividend Income | 1.40% | 923,272 | $23.6M | Add +0.3% |
| CSCO Cisco Systems Inc. | 1.36% | 373,274 | $23.0M | Add +3.2% |
| AAPL Apple Inc. | 1.25% | 94,972 | $21.1M | Add +7.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.24% | 84,559 | $21.0M | Reduce -27.5% |
| ABBV Abbvie Inc. | 1.23% | 99,154 | $20.8M | Add +0.2% |
| GEF.B Greif Inc. Class B | 1.19% | 340,672 | $20.2M | Add +3.3% |
| PFE Pfizer Inc. | 1.18% | 790,953 | $20.0M | Add +3.4% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.18% | 111,718 | $20.0M | Add +3.5% |
| PFG Principal Financial Group | 1.18% | 236,617 | $20.0M | Add +3.5% |
| LYB Lyondellbasell Indu Class A | 1.17% | 281,441 | $19.8M | Add +3.6% |
| OMC Omnicom Group | 1.15% | 233,881 | $19.4M | Add +3.5% |
| MAIN Main Street Capital Corp. | 1.12% | 335,008 | $18.9M | Reduce -2.3% |
| SPG Simon Property Group Inc. | 1.09% | 111,616 | $18.5M | Add +5.6% |
| QYLD Global X Nasd 100 Cov Call | 1.09% | 1,113,597 | $18.5M | Add +8.5% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 1.03% | 533,399 | $17.4M | Add +8.0% |
| O Realty Income Corp. | 1.01% | 295,142 | $17.1M | Add +9.5% |
| ES Eversource Energy | 0.98% | 266,242 | $16.5M | Add +3061.6% |
| GLPI Gaming and Leisure Propertie | 0.97% | 323,526 | $16.5M | Add +8.5% |
| NNN NNN REIT Inc. | 0.97% | 384,553 | $16.4M | Add +11.4% |
| PINE Alpine Income Property Trust | 0.94% | 950,536 | $15.9M | Add +9.7% |
| SON Sonoco Products Co. | 0.93% | 333,566 | $15.8M | Add +19.7% |
| NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC | 0.93% | 213,082 | $15.7M | Add +12.7% |
| GSK GSK PLC-Spon ADR | 0.92% | 402,059 | $15.6M | Add +2.8% |
| CTRE Caretrust REIT Inc. | 0.88% | 522,829 | $14.9M | Add +13.1% |
| EVRG Evergy Inc. | 0.88% | 215,013 | $14.8M | Reduce -0.5% |
| PRGO Perrigo Co. PLC | 0.82% | 498,076 | $14.0M | Add +3.2% |
| CSWC Capital Southwest Corp. | 0.81% | 616,016 | $13.7M | Add +6.5% |
| UPS United Parcel Service Class B | 0.81% | 124,300 | $13.7M | Add +17.5% |
| APLE Apple Hospitality REIT Inc. | 0.78% | 1,016,816 | $13.1M | Add +12.0% |
| DOW Dow Inc. | 0.77% | 371,497 | $13.0M | Add +66.7% |
| VLO Valero Energy Corp. | 0.76% | 97,874 | $12.9M | Add +3.1% |
| OKE Oneok Inc. | 0.70% | 119,230 | $11.8M | Add +0.2% |
| PEP Pepsico Inc. | 0.70% | 78,834 | $11.8M | Add +1370.8% |
| IPG Interpublic Group of Cos Inc. | 0.69% | 433,075 | $11.8M | Add +2.1% |
| CRBG Corebridge Financial Inc. | 0.63% | 340,121 | $10.7M | Add +1.8% |
| BEN Franklin Templeton Inc. | 0.63% | 554,085 | $10.7M | Add +1.9% |
| AMZN Amazon.com Inc. | 0.62% | 55,338 | $10.5M | Add +1.3% |
| AHRT Ah Realty Trust Inc. filed as ARMADA HOFFLER PPTYS INC | 0.62% | 1,400,581 | $10.5M | Add +58.3% |
| HAS Hasbro Inc. | 0.62% | 170,028 | $10.5M | Add +1.8% |
| OGN Organon & Co. | 0.58% | 663,740 | $9.9M | Add +1.9% |
| WHF Whitehorse Finance Inc. | 0.58% | 1,013,374 | $9.8M | Add +5.0% |
| CRI Carter's Inc. | 0.57% | 236,810 | $9.7M | Add +1.7% |
| CFG Citizens Financial Group | 0.54% | 222,399 | $9.1M | Add +3.2% |
| WEN The Wendy's Co. | 0.52% | 596,438 | $8.7M | Add +84261.8% |
| JNK SS SPDR BB High Yield Bond | 0.51% | 90,033 | $8.6M | Reduce -1.3% |
| KHC The Kraft Heinz Co. | 0.51% | 281,518 | $8.6M | Add +2.1% |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.46% | 143,325 | $7.9M | Reduce -22.3% |
| MSFT Microsoft Corp. | 0.44% | 20,021 | $7.5M | Add +9.4% |
| ADT Adt Inc. | 0.42% | 883,982 | $7.2M | Add +54.4% |
| GOOGL Alphabet Inc. Class A | 0.40% | 43,693 | $6.8M | Add +5.4% |
| BCO The Brink's Co. | 0.38% | 75,059 | $6.5M | Add +7.3% |
| TAP Molson Coors Beverage Co. Class B | 0.37% | 101,721 | $6.2M | Add +6.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.36% | 13,151 | $6.2M | Add +15.5% |
| NVDA Nvidia Corp. | 0.36% | 55,713 | $6.0M | Add +16.5% |
| NFLX Netflix Inc. | 0.35% | 6,443 | $6.0M | Reduce -7.4% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.35% | 71,218 | $6.0M | Add +9.0% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.35% | 237,083 | $6.0M | Reduce -2.7% |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | 0.35% | 140,396 | $5.9M | New |
| PGHY Invesco Global Ex US High Yi | 0.35% | 296,784 | $5.9M | New |
| IGBH iShares Interest Rate Hedged | 0.35% | 244,382 | $5.9M | Reduce -2.2% |
| HYHG Proshares High Yield Interes | 0.35% | 91,281 | $5.8M | Reduce -2.3% |
| HYGH iShares Int Rate Hedg HY ETF | 0.34% | 68,560 | $5.8M | Reduce -2.0% |
| VOO Vanguard S&P 500 ETF | 0.34% | 11,208 | $5.8M | Add +63.7% |
| NSA National Storage Affiliates | 0.33% | 142,558 | $5.6M | Add +17179.8% |
| GPN Global Payments Inc. | 0.33% | 56,427 | $5.5M | Add +8.4% |
| BERY Berry Global Group Inc. | 0.32% | 78,692 | $5.5M | Add +7.9% |
| XRX Xerox Holdings Corp. | 0.32% | 1,124,318 | $5.4M | Add +2.0% |
| SPFF Global X Superincome Prefer | 0.32% | 604,183 | $5.4M | Add +8.8% |
| FPE FT-Preferred Secur & Inc. ETF | 0.32% | 304,139 | $5.3M | Add +0.3% |
| PFFD Global X US Preferred ETF | 0.31% | 277,964 | $5.3M | Add +4.7% |
| PSK SS SPDR Ice Pref Sec ETF | 0.31% | 162,992 | $5.3M | Add +4.0% |
| PFLD Aam Low Dur Pref & Inc. Sec | 0.31% | 260,527 | $5.3M | Add +1.0% |
| PGX Invesco Preferred ETF | 0.31% | 466,621 | $5.2M | Add +3.1% |
| PFXF Vaneck Pref Sec X-Financials | 0.31% | 311,254 | $5.2M | Add +2.6% |
| XRAY Dentsply Sirona Inc. | 0.31% | 347,841 | $5.2M | Add +43.7% |
| PFFA Virtus Infracap US Pref STCK | 0.31% | 244,449 | $5.2M | Add +0.6% |
| LKQ LKQ Corp. | 0.30% | 120,761 | $5.1M | Add +8.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.29% | 53,332 | $4.9M | Add +90.5% |
| IVV iShares Core S&P 500 ETF | 0.28% | 8,457 | $4.8M | Reduce -9.9% |
| TSLA Tesla Inc. | 0.27% | 17,755 | $4.6M | Add +8.5% |
| SNY Sanofi-ADR | 0.24% | 73,420 | $4.1M | Add +9.0% |
| LLY Eli Lilly & Co. | 0.24% | 4,874 | $4.0M | Add +1.3% |
| PRU Prudential Financial Inc. | 0.23% | 35,408 | $4.0M | Add +9.0% |
| CAG Conagra Brands Inc. | 0.23% | 147,037 | $3.9M | Add +8.6% |
| TSN Tyson Foods Inc. Class A | 0.23% | 61,306 | $3.9M | Add +8.4% |
Other holdings (6): bonds, preferreds, convertibles and warrants · $40K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 10 | $12K | New |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 952 | $12K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 421 | $10K | Reduce -65.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 182 | $5K | Add +1.1% |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 158 | $774 | No change |
| BIO GREEN MED SOLUTION (BGMS 6 PERP) | PFD CONV EX 6% | 94 | $440 | No change |
Lines left out (23) · $246 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| MTH Meritage Homes Corp. | COM | 0 | $31 |
| CABO Cable One Inc. | COM | 0 | $23 |
| XAR SS SPDR S&P Aerospace Def | ST STR SP AERO | 0 | $22 |
| CNO Cno Financial Group Inc. | COM | 0 | $20 |
| OC Owens Corning | COM | 0 | $20 |
| OGS One Gas Inc. | COM | 0 | $19 |
| LMBS First Trust Low Duration Opp | FST LOW OPPT EFT | 0 | $18 |
| TS Tenaris SA-ADR | SPONSORED ADS | 0 | $15 |
| LEN Lennar Corp. Class A | CL A | 0 | $14 |
| XES SS SPDR S&P Og Eqp & Serv | SP O&G EQP SERV | 0 | $14 |
| SYLD Cambria Shareholder Yield Et | SHSHLD YIELD ETF | 0 | $9 |
| DFEN Direx DLY Aeros & DF BL3X-Ui | DAILY AEROSPACE | 0 | $9 |
| AMAL Amalgamated Financial Corp. | COM | 0 | $7 |
| FTA First Trust L C Val Alp | COM SHS | 0 | $5 |
| PFFR Infracap REIT Preferred ETF | INFRACP REIT PFD | 0 | $4 |
| FTXO First Trust Nasdaq Bank ETF | NASDAQ BK ETF | 0 | $3 |
| USA Liberty All Star Equity Fund | SH BEN INT | 0 | $3 |
| ITB iShares U.S. Home Constructi | US HOME CONS ETF | 0 | $2 |
| KEMX Kraneshares MSCI E-MKT Ex-CH | MSCI EMG EX CH | 0 | $2 |
| XBI SS SPDR S&P Biotech ETF | ST STR SP BIOT | 0 | $2 |
| GSL Global Ship Lease Inc. Class A | COM CL A | 0 | $2 |
| FXN First Trust Energy Alphadex | ENERGY ALPHADX | 0 | $1 |
| NXTG First Trust Indxx Nextg ETF | INDXX NEXTG ETF | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.7B.
Portfolio Sells Q4 2024 → Q1 2025
| EIX Edison International | Reduce -83.6% | 0.11% | −0.86 |
| FIRST TR EXCHNG TRADED FD VI | Reduce -31.0% | 1.45% | −0.74 |
| KVUE Kenvue Inc. | Reduce -96.8% | 0.03% | −0.71 |
| T AT&T Inc. | Reduce -34.0% | 1.41% | −0.39 |
| IBM Intl Business Machines Corp. | Reduce -27.5% | 1.24% | −0.34 |
| OHI Omega Healthcare Investors | Reduce -94.4% | 0.02% | −0.31 |
| WBA Walgreens Boots Alliance Inc. | Reduce -97.4% | 0.01% | −0.28 |
| PK Park Hotels & Resorts Inc. | Reduce -92.6% | 0.01% | −0.23 |
| IBND SS SPDR BB Intl Corp. BD ETF | Reduce -100.0% | 0.00% | −0.16 |
| HRB H&R Block Inc. | Reduce -22.3% | 0.46% | −0.14 |
| MAIN Main Street Capital Corp. | Reduce -2.3% | 1.12% | −0.12 |
| IVE iShares S&P 500 Value ETF | Reduce -63.4% | 0.07% | −0.12 |
| IVV iShares Core S&P 500 ETF | Reduce -9.9% | 0.28% | −0.06 |
| VOOG Vanguard S&P 500 Growth ETF | Reduce -88.7% | 0.00% | −0.04 |
| HYHG Proshares High Yield Interes | Reduce -2.3% | 0.35% | −0.03 |
| PH Parker Hannifin Corp. | Reduce -35.6% | 0.05% | −0.03 |
| JNK SS SPDR BB High Yield Bond | Reduce -1.3% | 0.51% | −0.03 |
| IGBH iShares Interest Rate Hedged | Reduce -2.2% | 0.35% | −0.03 |
| NFLX Netflix Inc. | Reduce -7.4% | 0.35% | −0.03 |
| HYGH iShares Int Rate Hedg HY ETF | Reduce -2.0% | 0.34% | −0.03 |
| SJNK SS SPDR BB St Hi Yield ETF | Reduce -2.7% | 0.35% | −0.03 |
| SO The Southern Co. | Reduce -56.8% | 0.02% | −0.02 |
| ROL Rollins Inc. | Reduce -96.4% | 0.00% | −0.02 |
| FXI iShares China Large-Cap ETF | Sold out | 0.00% | −0.02 |
| FTNT Fortinet Inc. | Reduce -92.0% | 0.00% | −0.02 |
| ACI Albertsons Cos Inc. Class A | Sold out | 0.00% | −0.02 |
| WMT Walmart Inc. | Reduce -4.8% | 0.12% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -58.1% | 0.01% | −0.02 |
| TXN Texas Instruments Inc. | Reduce -63.6% | 0.01% | −0.01 |
| TDG Transdigm Group Inc. | Sold out | 0.00% | −0.01 |
| BABA Alibaba Group Holding-SP ADR | Reduce -77.7% | 0.01% | −0.01 |
| SWX Southwest Gas Holdings Inc. | Sold out | 0.00% | −0.01 |
| NVS Novartis AG-Sponsored ADR | Reduce -97.2% | 0.00% | −0.01 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -12.4% | 0.07% | −0.01 |
| UTF Cohen & Steers Infrastructur | Reduce -86.7% | 0.00% | −0.01 |
| IWC iShares Micro-Cap ETF | Reduce -1.3% | 0.05% | −0.01 |
| BA The Boeing Co. | Reduce -29.9% | 0.02% | −0.01 |
| MPWR Monolithic Power Systems Inc. | Reduce -97.1% | 0.00% | −0.01 |
| CAT Caterpillar Inc. | Reduce -13.7% | 0.03% | −0.01 |
| IAUM iShares Gold Trust Micro | Sold out | 0.00% | −0.01 |
| NOBL Proshares S&P 500 Dividend A | Reduce -89.5% | 0.00% | −0.01 |
| LDOS Leidos Holdings Inc. | Reduce -29.4% | 0.02% | −0.01 |
| BAC Bank of America Corp. | Reduce -5.5% | 0.05% | −0.01 |
| NI Nisource Inc. | Sold out | 0.00% | −0.01 |
| KO The Coca-Cola Co. | Reduce -28.4% | 0.03% | −0.01 |
| ORCL Oracle Corp. | Reduce -7.9% | 0.02% | −0.01 |
| LMT Lockheed Martin Corp. | Reduce -4.1% | 0.04% | −0.01 |
| CSX CSX Corp. | Reduce -27.3% | 0.01% | −0.01 |
| AEE Ameren Corporation | Reduce -31.3% | 0.02% | −0.01 |
| IYW iShares Ustechnology ETF | Reduce -9.2% | 0.02% | −0.01 |
Portfolio Buys Q4 2024 → Q1 2025
| ES Eversource Energy | Add +3061.6% | 0.98% | +0.95 |
| PEP Pepsico Inc. | Add +1370.8% | 0.70% | +0.65 |
| WEN The Wendy's Co. | Add +84261.8% | 0.52% | +0.51 |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | New | 0.35% | +0.35 |
| PGHY Invesco Global Ex US High Yi | New | 0.35% | +0.35 |
| NSA National Storage Affiliates | Add +17179.8% | 0.33% | +0.33 |
| DOW Dow Inc. | Add +66.7% | 0.77% | +0.21 |
| DNB Dun & Bradstreet Holdings Inc. | New | 0.21% | +0.21 |
| ADT Adt Inc. | Add +54.4% | 0.42% | +0.18 |
| ABBV Abbvie Inc. | Add +0.2% | 1.23% | +0.14 |
| VICI Vici Properties Inc. | Add +8.0% | 1.03% | +0.14 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +201.1% | 0.21% | +0.13 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +90.5% | 0.29% | +0.13 |
| DVY iShares Select Dividend ETF | Add +13187.5% | 0.13% | +0.13 |
| PFLT Pennantpark Floating Rate Ca | Add +8.0% | 2.37% | +0.12 |
| O Realty Income Corp. | Add +9.5% | 1.01% | +0.12 |
| NHI Natl Health Investors Inc. | Add +12.7% | 0.93% | +0.12 |
| VOO Vanguard S&P 500 ETF | Add +63.7% | 0.34% | +0.11 |
| CTRE Caretrust REIT Inc. | Add +13.1% | 0.88% | +0.11 |
| VTI VG Morningstar TS MKT ETF-US | Add +380.5% | 0.14% | +0.11 |
| GSK GSK PLC-Spon ADR | Add +2.8% | 0.92% | +0.10 |
| NNN NNN REIT Inc. | Add +11.4% | 0.97% | +0.10 |
| SON Sonoco Products Co. | Add +19.7% | 0.93% | +0.09 |
| GLPI Gaming and Leisure Propertie | Add +8.5% | 0.97% | +0.08 |
| PFG Principal Financial Group | Add +3.5% | 1.18% | +0.08 |
| TSLX Sixth Street Specialty Lendi | Add +2.4% | 3.12% | +0.08 |
| XLV SS Health Care Select Sector | Add +1949.1% | 0.08% | +0.08 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +11030.3% | 0.08% | +0.08 |
| BXSL Blackstone Secured Lending F | Add +8.0% | 2.24% | +0.07 |
| AHRT Ah Realty Trust Inc. | Add +58.3% | 0.62% | +0.06 |
| XLP SS Consumer Staples Sel Sect | Add +945.0% | 0.07% | +0.06 |
| XRNPX Cohen & Steers REIT and Pref | New | 0.06% | +0.06 |
| PRGO Perrigo Co. PLC | Add +3.2% | 0.82% | +0.06 |
| XSMO Invesco S&P Smallcap Momentu | New | 0.05% | +0.05 |
| XMMO Invesco S&P Midcap Momentum | New | 0.05% | +0.05 |
| ENB Enbridge Inc. | Add +3.4% | 1.71% | +0.05 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +2166.3% | 0.05% | +0.05 |
| LKQ LKQ Corp. | Add +8.3% | 0.30% | +0.05 |
| VTWG Vanguard Russell 2000 Growth | New | 0.05% | +0.05 |
| VXUS Vanguard Total Intl Stock | Add +3330.8% | 0.05% | +0.04 |
| VLO Valero Energy Corp. | Add +3.1% | 0.76% | +0.04 |
| BNY Bank of New York Mellon Corp. | Add +9.0% | 0.35% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +11.9% | 0.20% | +0.04 |
| HAS Hasbro Inc. | Add +1.8% | 0.62% | +0.04 |
| SNY Sanofi-ADR | Add +9.0% | 0.24% | +0.04 |
| BND Vanguard Total Bond Market | Add +1905.2% | 0.04% | +0.04 |
| PINE Alpine Income Property Trust | Add +9.7% | 0.94% | +0.04 |
| JEPI JPMorgan Equity Premium Inco | Add +58.4% | 0.11% | +0.04 |
| NOMD Nomad Foods Ltd. | Add +9.0% | 0.21% | +0.04 |
| HYUP XTRS Hi Beta Hi Yield ETF | New | 0.04% | +0.04 |
Notes & Other Activity Q4 2024 → Q1 2025
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 10 | $12K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -65.3% | 421 | $10K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +1.1% | 182 | $5K |
| MKTX Marketaxess Holdings Inc. | COM | Sold out | 0 | $41before exit |
| CABO Cable One Inc. | COM | Reduce -100.0% | 0 | $23 |
| CNO Cno Financial Group Inc. | COM | Reduce -100.0% | 0 | $20 |
| OGS One Gas Inc. | COM | Reduce -100.0% | 0 | $19 |
| GGG Graco Inc. | COM | Sold out | 0 | $12before exit |
| CSL Carlisle Cos Inc. | COM | Sold out | 0 | $7before exit |
| PFFR Infracap REIT Preferred ETF | INFRACP REIT PFD | Reduce -100.0% | 0 | $4 |
| ERC Allspring Multi-Sector Inc. | COM | Sold out | 0 | $2before exit |
| GSL Global Ship Lease Inc. Class A | COM CL A | New | 0 | $2 |
| FAS Dirx DLY Finacial B3X ETF-Ui | DAILY FINANCIAL | Sold out | 0 | $1before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 482 | $2.2B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q1 2026 | 2,576 | $2.1B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q4 2025 | 2,501 | $2.1B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q3 2025 | 1,670 | $1.8B | TSLX, ARCC, HTGC, GBDC, SHYG |
| Q2 2025 | 1,585 | $1.7B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q1 2025 | 1,529 | $1.7B | HTGC, TSLX, ARCC, GBDC, OBDC |
| Q4 2024 | 1,444 | $1.6B | HTGC, ARCC, TSLX, GBDC, OBDC |
| Q3 2024 | 1,385 | $1.6B | HTGC, ARCC, TSLX, GBDC, SHYG |
| Q2 2024 | 1,356 | $1.4B | HTGC, TSLX, ARCC, GBDC, SHYG |
| Q1 2024 | 1,333 | $1.3B | HTGC, TSLX, GBDC, ARCC, SHYG |