Sound Income Strategies, LLC
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed July 17, 2025), Sound Income Strategies, LLC reported 1,585 stock positions worth $1.7 billion. Its top holding was Sixth Street Specialty Lendi (TSLX) at 3.3% of the portfolio, followed by Ares Capital (ARCC, 3.1%) and Hercules Capital (HTGC, 3.1%). Compared with Q1 2025, it opened 176 new positions, sold out of 120, added to 473 and reduced 404. The biggest buy was Scotts Miracle-Gro (SMG, shares +219314%) and the biggest sale an exit from First TR Exchng Traded FD Vi.
- Most Recent 13F
- Q2 2026
- Location
- FT LAUDERDALE, FL
- CIK
- 0001730960
- Portfolio Value
- $1.7B (Q2 2025)
- SEC Filing
- 0001104659-25-068609 ↗ filed Jul 17, 2025
Holdings Value
Holdings 1,585 stocks · $1.7B
| TSLX Sixth Street Specialty Lendi | 3.29% | 2,406,296 | $57.3M | Add +1.9% |
| ARCC Ares Capital Corp. | 3.09% | 2,453,944 | $53.9M | Add +3.2% |
| HTGC Hercules Capital Inc. | 3.07% | 2,930,340 | $53.6M | Add +1.9% |
| GBDC Golub Capital BDC Inc. | 2.78% | 3,313,649 | $48.5M | Add +4.1% |
| OBDC Blue Owl Capital Corp. | 2.71% | 3,294,183 | $47.2M | Add +4.5% |
| SHYG iShares 0-5 YR HY Corp. Bond | 2.52% | 1,020,214 | $44.0M | Reduce -0.4% |
| HYEM Vaneck Emrg MKTS Hi YLD | 2.36% | 2,075,894 | $41.1M | Reduce -0.1% |
| PFLT Pennantpark Floating Rate Ca | 2.31% | 3,904,625 | $40.3M | Add +8.9% |
| EMHY iShares J.P. Morgan Em High | 2.28% | 1,018,442 | $39.7M | Add +0.1% |
| BXSL Blackstone Secured Lending F | 2.26% | 1,280,778 | $39.4M | Add +9.3% |
| FXED Sound Enhanced Fixed Income | 1.92% | 1,852,105 | $33.5M | Reduce -1.5% |
| C Citigroup Inc. | 1.89% | 386,282 | $32.9M | Add +5.7% |
| ENB Enbridge Inc. | 1.80% | 692,416 | $31.4M | Add +6.0% |
| CSCO Cisco Systems Inc. | 1.57% | 394,886 | $27.4M | Add +5.8% |
| T AT&T Inc. | 1.48% | 891,758 | $25.8M | Add +5.8% |
| GEF.B Greif Inc. Class B | 1.44% | 363,118 | $25.1M | Add +6.6% |
| DIVY Sound Equity Dividend Income | 1.42% | 969,498 | $24.8M | Add +5.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.18% | 70,019 | $20.6M | Reduce -17.2% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.17% | 105,567 | $20.5M | Reduce -5.5% |
| MAIN Main Street Capital Corp. | 1.17% | 345,827 | $20.4M | Add +3.2% |
| PFE Pfizer Inc. | 1.16% | 838,069 | $20.3M | Add +6.0% |
| PFG Principal Financial Group | 1.13% | 248,858 | $19.8M | Add +5.2% |
| ABBV Abbvie Inc. | 1.13% | 106,368 | $19.7M | Add +7.3% |
| QYLD Global X Nasd 100 Cov Call | 1.13% | 1,178,074 | $19.7M | Add +5.8% |
| SPG Simon Property Group Inc. | 1.09% | 118,621 | $19.1M | Add +6.3% |
| AAPL Apple Inc. | 1.08% | 91,699 | $18.8M | Reduce -3.5% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 1.06% | 569,059 | $18.6M | Add +6.7% |
| O Realty Income Corp. | 1.04% | 314,484 | $18.1M | Add +6.5% |
| ES Eversource Energy | 1.03% | 283,450 | $18.0M | Add +6.5% |
| NNN NNN REIT Inc. | 1.03% | 416,058 | $18.0M | Add +8.2% |
| OMC Omnicom Group | 1.01% | 245,350 | $17.7M | Add +4.9% |
| CTRE Caretrust REIT Inc. | 1.00% | 570,740 | $17.5M | Add +9.2% |
| LYB Lyondellbasell Indu Class A | 0.98% | 296,640 | $17.2M | Add +5.4% |
| GSK GSK PLC-Spon ADR | 0.95% | 431,256 | $16.6M | Add +7.3% |
| GLPI Gaming and Leisure Propertie | 0.94% | 352,420 | $16.5M | Add +8.9% |
| NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC | 0.93% | 230,690 | $16.2M | Add +8.3% |
| EVRG Evergy Inc. | 0.90% | 228,001 | $15.7M | Add +6.0% |
| UPS United Parcel Service Class B | 0.90% | 154,858 | $15.6M | Add +24.6% |
| CSWC Capital Southwest Corp. | 0.89% | 702,201 | $15.5M | Add +14.0% |
| SON Sonoco Products Co. | 0.89% | 355,188 | $15.5M | Add +6.5% |
| PINE Alpine Income Property Trust | 0.88% | 1,047,055 | $15.4M | Add +10.2% |
| CFG Citizens Financial Group | 0.86% | 335,053 | $15.0M | Add +50.6% |
| PRGO Perrigo Co. PLC | 0.81% | 528,964 | $14.1M | Add +6.2% |
| APLE Apple Hospitality REIT Inc. | 0.80% | 1,192,688 | $13.9M | Add +17.3% |
| BEN Franklin Templeton Inc. | 0.80% | 583,016 | $13.9M | Add +5.2% |
| OKE Oneok Inc. | 0.79% | 169,624 | $13.8M | Add +42.3% |
| HAS Hasbro Inc. | 0.76% | 179,257 | $13.2M | Add +5.4% |
| CRBG Corebridge Financial Inc. | 0.72% | 355,357 | $12.6M | Add +4.5% |
| AMZN Amazon.com Inc. | 0.70% | 55,301 | $12.1M | Reduce -0.1% |
| VLO Valero Energy Corp. | 0.67% | 86,779 | $11.7M | Reduce -11.3% |
| PEP Pepsico Inc. | 0.66% | 87,347 | $11.5M | Add +10.8% |
| IPG Interpublic Group of Cos Inc. | 0.64% | 457,333 | $11.2M | Add +5.6% |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | 0.64% | 257,464 | $11.1M | Add +83.4% |
| PGHY Invesco Global Ex US High Yi | 0.63% | 551,475 | $11.0M | Add +85.8% |
| MSFT Microsoft Corp. | 0.63% | 22,013 | $10.9M | Add +9.9% |
| SMG Scotts Miracle-Gro Co. | 0.61% | 162,366 | $10.7M | Add +219313.5% |
| DOW Dow Inc. | 0.59% | 390,033 | $10.3M | Add +5.0% |
| PFS Provident Financial Services | 0.55% | 544,687 | $9.5M | New |
| NVDA Nvidia Corp. | 0.54% | 59,350 | $9.4M | Add +6.5% |
| WEN The Wendy's Co. | 0.53% | 814,753 | $9.3M | Add +36.6% |
| KHC The Kraft Heinz Co. | 0.50% | 335,621 | $8.7M | Add +19.2% |
| WHF Whitehorse Finance Inc. | 0.47% | 942,066 | $8.2M | Reduce -7.0% |
| AHRT Ah Realty Trust Inc. filed as ARMADA HOFFLER PPTYS INC | 0.47% | 1,184,670 | $8.1M | Reduce -15.4% |
| NFLX Netflix Inc. | 0.47% | 6,056 | $8.1M | Reduce -6.0% |
| GOOGL Alphabet Inc. Class A | 0.46% | 45,908 | $8.1M | Add +5.1% |
| ADT Adt Inc. | 0.45% | 936,454 | $7.9M | Add +5.9% |
| NSA National Storage Affiliates | 0.43% | 232,011 | $7.4M | Add +62.8% |
| BCO The Brink's Co. | 0.40% | 78,677 | $7.0M | Add +4.8% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.40% | 75,753 | $6.9M | Add +6.4% |
| TSLA Tesla Inc. | 0.35% | 19,450 | $6.2M | Add +9.6% |
| XRX Xerox Holdings Corp. | 0.35% | 1,168,559 | $6.2M | Add +3.9% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.34% | 232,833 | $5.9M | Reduce -1.8% |
| JNK SS SPDR BB High Yield Bond | 0.34% | 60,789 | $5.9M | Reduce -32.5% |
| HYGH iShares Int Rate Hedg HY ETF | 0.34% | 67,507 | $5.8M | Reduce -1.5% |
| IGBH iShares Interest Rate Hedged | 0.33% | 242,008 | $5.8M | Reduce -1.0% |
| HYHG Proshares High Yield Interes | 0.33% | 89,893 | $5.8M | Reduce -1.5% |
| XRAY Dentsply Sirona Inc. | 0.33% | 365,944 | $5.8M | Add +5.2% |
| IVV iShares Core S&P 500 ETF | 0.32% | 9,079 | $5.6M | Add +7.3% |
| AMCR Amcor PLC | 0.32% | 605,062 | $5.6M | Add +54855.7% |
| WDC Western Digital Corp. | 0.32% | 86,462 | $5.5M | Add +5.4% |
| VOO Vanguard S&P 500 ETF | 0.32% | 9,702 | $5.5M | Reduce -13.4% |
| SPFF Global X Superincome Prefer | 0.31% | 597,841 | $5.4M | Reduce -1.1% |
| TAP Molson Coors Beverage Co. Class B | 0.30% | 109,037 | $5.2M | Add +7.2% |
| FPE FT-Preferred Secur & Inc. ETF | 0.30% | 293,418 | $5.2M | Reduce -3.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.30% | 9,411 | $5.2M | Reduce -28.4% |
| PFXF Vaneck Pref Sec X-Financials | 0.30% | 303,103 | $5.2M | Reduce -2.6% |
| PFFD Global X US Preferred ETF | 0.30% | 274,715 | $5.2M | Reduce -1.2% |
| PGX Invesco Preferred ETF | 0.29% | 461,867 | $5.1M | Reduce -1.0% |
| PSK SS SPDR Ice Pref Sec ETF | 0.29% | 161,023 | $5.1M | Reduce -1.2% |
| PFFA Virtus Infracap US Pref STCK | 0.29% | 244,932 | $5.1M | Add +0.2% |
| PFLD Aam Low Dur Pref & Inc. Sec | 0.29% | 258,113 | $5.1M | Reduce -0.9% |
| GPN Global Payments Inc. | 0.28% | 60,905 | $4.9M | Add +7.9% |
| LKQ LKQ Corp. | 0.27% | 128,163 | $4.7M | Add +6.1% |
| CG The Carlyle Group Inc. | 0.26% | 89,667 | $4.6M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.24% | 8,550 | $4.2M | Add +32.0% |
| LLY Eli Lilly & Co. | 0.24% | 5,260 | $4.1M | Add +7.9% |
| PRU Prudential Financial Inc. | 0.23% | 37,940 | $4.1M | Add +7.2% |
| SNY Sanofi-ADR | 0.22% | 78,254 | $3.8M | Add +6.6% |
| VTRS Viatris Inc. | 0.21% | 411,588 | $3.7M | Add +5.9% |
| STLA Stellantis NV | 0.21% | 364,752 | $3.7M | Add +5.7% |
Other holdings (5): bonds, preferreds, convertibles and warrants · $53K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 1,095 | $26K | Add +160.1% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 10 | $12K | No change |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 952 | $11K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 156 | $3K | Reduce -14.3% |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 158 | $1K | No change |
Lines left out (19) · $187 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| XAR SS SPDR S&P Aerospace Def | ST STR SP AERO | 0 | $29 |
| DJD Invesco Dow Jones Industrial | DJ INDL AVG DV | 0 | $24 |
| LMBS First Trust Low Duration Opp | FST LOW OPPT EFT | 0 | $19 |
| USVM Victoryshares US Small Mid C | USAA MSCI USA SM | 0 | $19 |
| TS Tenaris SA-ADR | SPONSORED ADS | 0 | $15 |
| HUM Humana Inc. | COM | 0 | $14 |
| XES SS SPDR S&P Og Eqp & Serv | SP O&G EQP SERV | 0 | $13 |
| XSVM Invesco S&P Smallcap Value W | S&P SMCP VLU MNT | 0 | $11 |
| IYR iShares US Real Estate ETF | U.S. REAL ES ETF | 0 | $10 |
| MTCH Match Group Inc. | COM | 0 | $9 |
| QTUM Defiance Quantum ETF | DEFIA QUANT ETF | 0 | $6 |
| FTA First Trust L C Val Alp | COM SHS | 0 | $5 |
| FTXO First Trust Nasdaq Bank ETF | NASDAQ BK ETF | 0 | $3 |
| USA Liberty All Star Equity Fund | SH BEN INT | 0 | $3 |
| KEMX Kraneshares MSCI E-MKT Ex-CH | MSCI EMG EX CH | 0 | $2 |
| GSL Global Ship Lease Inc. Class A | COM CL A | 0 | $2 |
| FTCS First Trust Capital Strength | CAP STRENGTH ETF | 0 | $1 |
| FXN First Trust Energy Alphadex | ENERGY ALPHADX | 0 | $1 |
| NXTG First Trust Indxx Nextg ETF | INDXX NEXTG ETF | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.7B.
Portfolio Sells Q1 2025 → Q2 2025
| FIRST TR EXCHNG TRADED FD VI | Sold out | 0.00% | −1.45 |
| OGN Organon & Co. | Reduce -95.5% | 0.02% | −0.57 |
| CRI Carter's Inc. | Reduce -96.9% | 0.01% | −0.56 |
| HRB H&R Block Inc. | Reduce -96.1% | 0.02% | −0.45 |
| BERY Berry Global Group Inc. | Sold out | 0.00% | −0.32 |
| DNB Dun & Bradstreet Holdings Inc. | Reduce -99.0% | 0.00% | −0.21 |
| JNK SS SPDR BB High Yield Bond | Reduce -32.5% | 0.34% | −0.17 |
| AAPL Apple Inc. | Reduce -3.5% | 1.08% | −0.17 |
| IJR iShares Core S&P Small-Cap E | Reduce -86.2% | 0.03% | −0.16 |
| AHRT Ah Realty Trust Inc. | Reduce -15.4% | 0.47% | −0.15 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -47.7% | 0.15% | −0.14 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -80.3% | 0.03% | −0.13 |
| SGOV iShares 0-3 Month Treasury B | Reduce -93.0% | 0.01% | −0.12 |
| WHF Whitehorse Finance Inc. | Reduce -7.0% | 0.47% | −0.11 |
| FXED Sound Enhanced Fixed Income | Reduce -1.5% | 1.92% | −0.10 |
| VLO Valero Energy Corp. | Reduce -11.3% | 0.67% | −0.09 |
| GLD SPDR Gold Shares | Reduce -38.0% | 0.14% | −0.08 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -28.4% | 0.30% | −0.07 |
| IBM Intl Business Machines Corp. | Reduce -17.2% | 1.18% | −0.06 |
| XLV SS Health Care Select Sector | Reduce -64.0% | 0.03% | −0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -72.7% | 0.02% | −0.06 |
| XLP SS Consumer Staples Sel Sect | Reduce -80.8% | 0.01% | −0.06 |
| XLF SS Financial Select Sector | Reduce -88.5% | 0.01% | −0.05 |
| HYEM Vaneck Emrg MKTS Hi YLD | Reduce -0.1% | 2.36% | −0.05 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -0.4% | 2.52% | −0.05 |
| XLY SS Consumer Disc Select Sect | Reduce -94.6% | 0.00% | −0.05 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -91.9% | 0.00% | −0.05 |
| IWC iShares Micro-Cap ETF | Reduce -98.8% | 0.00% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -15.8% | 0.04% | −0.04 |
| XLB SS Materials Select Sector | Reduce -96.8% | 0.00% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -23.1% | 0.17% | −0.04 |
| PDCO Patterson Cos Inc. | Sold out | 0.00% | −0.04 |
| V Visa Inc. Class A | Reduce -35.1% | 0.05% | −0.03 |
| DVY iShares Select Dividend ETF | Reduce -19.2% | 0.10% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -13.4% | 0.32% | −0.02 |
| AGG iShares Core U.S. Aggregate | Reduce -25.7% | 0.06% | −0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -97.0% | 0.00% | −0.02 |
| MMM 3M Co. | Reduce -60.1% | 0.02% | −0.02 |
| EIX Edison International | Reduce -6.2% | 0.09% | −0.02 |
| AFG American Financial Group Inc. | Reduce -64.5% | 0.01% | −0.02 |
| PFLD Aam Low Dur Pref & Inc. Sec | Reduce -0.9% | 0.29% | −0.02 |
| INNOVATOR ETFS TRUST | Sold out | 0.00% | −0.02 |
| AEE Ameren Corporation | Reduce -99.8% | 0.00% | −0.02 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -39.2% | 0.04% | −0.02 |
| PSK SS SPDR Ice Pref Sec ETF | Reduce -1.2% | 0.29% | −0.02 |
| HRL Hormel Foods Corp. | Reduce -96.9% | 0.00% | −0.02 |
| LNT Alliant Energy Corp. | Reduce -89.0% | 0.00% | −0.02 |
| CLX Clorox Company | Reduce -97.6% | 0.00% | −0.02 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -3.5% | 0.30% | −0.02 |
| KVUE Kenvue Inc. | Reduce -58.6% | 0.01% | −0.02 |
Portfolio Buys Q1 2025 → Q2 2025
| SMG Scotts Miracle-Gro Co. | Add +219313.5% | 0.61% | +0.61 |
| PFS Provident Financial Services | New | 0.55% | +0.55 |
| C Citigroup Inc. | Add +5.7% | 1.89% | +0.35 |
| CFG Citizens Financial Group | Add +50.6% | 0.86% | +0.32 |
| AMCR Amcor PLC | Add +54855.7% | 0.32% | +0.32 |
| XEMD Bondbloxx-JPM Usd Em MK 1-10 | Add +83.4% | 0.64% | +0.29 |
| PGHY Invesco Global Ex US High Yi | Add +85.8% | 0.63% | +0.28 |
| CG The Carlyle Group Inc. | New | 0.26% | +0.26 |
| GEF.B Greif Inc. Class B | Add +6.6% | 1.44% | +0.24 |
| CSCO Cisco Systems Inc. | Add +5.8% | 1.57% | +0.21 |
| MSFT Microsoft Corp. | Add +9.9% | 0.63% | +0.18 |
| NVDA Nvidia Corp. | Add +6.5% | 0.54% | +0.18 |
| BEN Franklin Templeton Inc. | Add +5.2% | 0.80% | +0.17 |
| TSLX Sixth Street Specialty Lendi | Add +1.9% | 3.29% | +0.16 |
| HAS Hasbro Inc. | Add +5.4% | 0.76% | +0.14 |
| WDC Western Digital Corp. | Add +5.4% | 0.32% | +0.12 |
| CTRE Caretrust REIT Inc. | Add +9.2% | 1.00% | +0.12 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +180.1% | 0.17% | +0.12 |
| XMMO Invesco S&P Midcap Momentum | Add +182.5% | 0.16% | +0.11 |
| XSMO Invesco S&P Smallcap Momentu | Add +191.3% | 0.16% | +0.11 |
| VTWG Vanguard Russell 2000 Growth | Add +191.6% | 0.16% | +0.11 |
| XCCC Bondbloxx-CCC-Usd HY Corp. BD | Add +274.0% | 0.14% | +0.10 |
| SPHY SS SPDR P High Yield ETF | Add +298.3% | 0.14% | +0.10 |
| CLOZ Eldridge BBB-B Clo ETF | Add +286.5% | 0.14% | +0.10 |
| HYUP XTRS Hi Beta Hi Yield ETF | Add +271.0% | 0.13% | +0.10 |
| OKE Oneok Inc. | Add +42.3% | 0.79% | +0.10 |
| NSA National Storage Affiliates | Add +62.8% | 0.43% | +0.09 |
| ENB Enbridge Inc. | Add +6.0% | 1.80% | +0.09 |
| CRBG Corebridge Financial Inc. | Add +4.5% | 0.72% | +0.09 |
| UPS United Parcel Service Class B | Add +24.6% | 0.90% | +0.09 |
| TSLA Tesla Inc. | Add +9.6% | 0.35% | +0.08 |
| CSWC Capital Southwest Corp. | Add +14.0% | 0.89% | +0.08 |
| T AT&T Inc. | Add +5.8% | 1.48% | +0.07 |
| GOOGL Alphabet Inc. Class A | Add +5.1% | 0.46% | +0.06 |
| NNN NNN REIT Inc. | Add +8.2% | 1.03% | +0.06 |
| ES Eversource Energy | Add +6.5% | 1.03% | +0.06 |
| MAIN Main Street Capital Corp. | Add +3.2% | 1.17% | +0.05 |
| AVGO Broadcom Inc. | Add +162.3% | 0.07% | +0.05 |
| OEF iShares S&P 100 ETF | Add +4574.2% | 0.05% | +0.05 |
| MDY State Street SPDR S&P Midcap | Add +36750.0% | 0.05% | +0.05 |
| WMT Walmart Inc. | Add +28.6% | 0.16% | +0.05 |
| BNY Bank of New York Mellon Corp. | Add +6.4% | 0.40% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +7.3% | 0.32% | +0.04 |
| NEE Nextera Energy Inc. | Add +47.9% | 0.14% | +0.04 |
| SO The Southern Co. | Add +244.0% | 0.06% | +0.04 |
| BA The Boeing Co. | Add +150.3% | 0.06% | +0.04 |
| VICI Vici Properties Inc. | Add +6.7% | 1.06% | +0.04 |
| QYLD Global X Nasd 100 Cov Call | Add +5.8% | 1.13% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +32.0% | 0.24% | +0.03 |
| ST Sensata Technologies Holdplc | Add +5.3% | 0.16% | +0.03 |
Notes & Other Activity Q1 2025 → Q2 2025
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +160.1% | 1,095 | $26K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -14.3% | 156 | $3K |
| BIO GREEN MED SOLUTION (BGMS 6 PERP) | PFD CONV EX 6% | Sold out | 94 | $440before exit |
| MTH Meritage Homes Corp. | COM | Sold out | 0 | $31before exit |
| DJD Invesco Dow Jones Industrial | DJ INDL AVG DV | Reduce -100.0% | 0 | $24 |
| CABO Cable One Inc. | COM | Sold out | 0 | $23before exit |
| CNO Cno Financial Group Inc. | COM | Sold out | 0 | $20before exit |
| OC Owens Corning | COM | Sold out | 0 | $20before exit |
| USVM Victoryshares US Small Mid C | USAA MSCI USA SM | New | 0 | $19 |
| HUM Humana Inc. | COM | Reduce -100.0% | 0 | $14 |
| XSVM Invesco S&P Smallcap Value W | S&P SMCP VLU MNT | New | 0 | $11 |
| IYR iShares US Real Estate ETF | U.S. REAL ES ETF | Reduce -100.0% | 0 | $10 |
| DFEN Direx DLY Aeros & DF BL3X-Ui | DAILY AEROSPACE | Sold out | 0 | $9before exit |
| MTCH Match Group Inc. | COM | New | 0 | $9 |
| AMAL Amalgamated Financial Corp. | COM | Sold out | 0 | $7before exit |
| QTUM Defiance Quantum ETF | DEFIA QUANT ETF | New | 0 | $6 |
| PFFR Infracap REIT Preferred ETF | INFRACP REIT PFD | Sold out | 0 | $4before exit |
| ITB iShares U.S. Home Constructi | US HOME CONS ETF | Sold out | 0 | $2before exit |
| FTCS First Trust Capital Strength | CAP STRENGTH ETF | Reduce -100.0% | 0 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 482 | $2.2B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q1 2026 | 2,576 | $2.1B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q4 2025 | 2,501 | $2.1B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q3 2025 | 1,670 | $1.8B | TSLX, ARCC, HTGC, GBDC, SHYG |
| Q2 2025 | 1,585 | $1.7B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q1 2025 | 1,529 | $1.7B | HTGC, TSLX, ARCC, GBDC, OBDC |
| Q4 2024 | 1,444 | $1.6B | HTGC, ARCC, TSLX, GBDC, OBDC |
| Q3 2024 | 1,385 | $1.6B | HTGC, ARCC, TSLX, GBDC, SHYG |
| Q2 2024 | 1,356 | $1.4B | HTGC, TSLX, ARCC, GBDC, SHYG |
| Q1 2024 | 1,333 | $1.3B | HTGC, TSLX, GBDC, ARCC, SHYG |