Sound Income Strategies, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 21, 2025), Sound Income Strategies, LLC reported 1,444 stock positions worth $1.6 billion. Its top holding was Hercules Capital (HTGC) at 3.5% of the portfolio, followed by Ares Capital (ARCC, 3.1%) and Sixth Street Specialty Lendi (TSLX, 3.0%). Compared with Q3 2024, it opened 150 new positions, sold out of 90, added to 481 and reduced 252. The biggest buy was United Parcel Service Class B (UPS, shares +5577%) and the biggest sale Patterson Cos (PDCO, shares −96%).
- Most Recent 13F
- Q2 2026
- Location
- FT LAUDERDALE, FL
- CIK
- 0001730960
- Portfolio Value
- $1.6B (Q4 2024)
- SEC Filing
- 0001104659-25-004762 ↗ filed Jan 21, 2025
Holdings Value
Holdings 1,444 stocks · $1.6B
| HTGC Hercules Capital Inc. | 3.50% | 2,815,214 | $56.6M | Add +2.8% |
| ARCC Ares Capital Corp. | 3.13% | 2,314,269 | $50.7M | Add +4.4% |
| TSLX Sixth Street Specialty Lendi | 3.04% | 2,305,372 | $49.1M | Add +5.6% |
| GBDC Golub Capital BDC Inc. | 2.87% | 3,055,380 | $46.3M | Add +6.0% |
| OBDC Blue Owl Capital Corp. | 2.83% | 3,024,260 | $45.7M | Add +6.4% |
| SHYG iShares 0-5 YR HY Corp. Bond | 2.67% | 1,011,736 | $43.1M | Add +3.4% |
| HYEM Vaneck Emrg MKTS Hi YLD | 2.46% | 2,043,832 | $39.8M | Add +3.8% |
| EMHY iShares J.P. Morgan Em High | 2.34% | 996,085 | $37.8M | Add +4.0% |
| PFLT Pennantpark Floating Rate Ca | 2.24% | 3,320,039 | $36.3M | Add +12.0% |
| FIRST TR EXCHNG TRADED FD VI | 2.19% | 2,198,926 | $35.3M | Add +4.9% |
| BXSL Blackstone Secured Lending F | 2.17% | 1,085,066 | $35.1M | Add +17.1% |
| FXED Sound Enhanced Fixed Income | 2.07% | 1,847,881 | $33.5M | Add +3.5% |
| T AT&T Inc. | 1.80% | 1,277,293 | $29.1M | Add +8.3% |
| ENB Enbridge Inc. | 1.66% | 631,820 | $26.8M | Add +8.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.59% | 116,631 | $25.6M | Add +4.5% |
| C Citigroup Inc. | 1.53% | 351,406 | $24.7M | Add +8.7% |
| DIVY Sound Equity Dividend Income | 1.45% | 920,757 | $23.5M | Add +3.8% |
| GEF.B Greif Inc. Class B | 1.38% | 329,700 | $22.4M | Add +7.5% |
| AAPL Apple Inc. | 1.37% | 88,752 | $22.2M | Add +0.3% |
| CSCO Cisco Systems Inc. | 1.33% | 361,853 | $21.4M | Add +8.5% |
| PFE Pfizer Inc. | 1.26% | 764,822 | $20.3M | Add +10.0% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.25% | 107,900 | $20.3M | Add +8.9% |
| LYB Lyondellbasell Indu Class A | 1.25% | 271,626 | $20.2M | Add +8.1% |
| MAIN Main Street Capital Corp. | 1.24% | 343,040 | $20.1M | Reduce -2.4% |
| OMC Omnicom Group | 1.20% | 226,084 | $19.5M | Reduce -4.1% |
| QYLD Global X Nasd 100 Cov Call | 1.16% | 1,026,260 | $18.7M | Add +20.0% |
| SPG Simon Property Group Inc. | 1.13% | 105,709 | $18.2M | Add +3.9% |
| PFG Principal Financial Group | 1.09% | 228,677 | $17.7M | Add +8.8% |
| ABBV Abbvie Inc. | 1.09% | 98,930 | $17.6M | Add +10.4% |
| EIX Edison International | 0.97% | 195,788 | $15.6M | Add +5.9% |
| PINE Alpine Income Property Trust | 0.90% | 866,916 | $14.6M | Add +9.0% |
| VICI Vici Properties Inc. filed as VICI PPTYS INC | 0.89% | 493,942 | $14.4M | Add +8.8% |
| O Realty Income Corp. | 0.89% | 269,481 | $14.4M | Add +9.3% |
| GLPI Gaming and Leisure Propertie | 0.89% | 298,097 | $14.4M | Add +9.6% |
| NNN NNN REIT Inc. | 0.87% | 345,264 | $14.1M | Add +9.6% |
| APLE Apple Hospitality REIT Inc. | 0.86% | 907,983 | $13.9M | Add +10.9% |
| SON Sonoco Products Co. | 0.84% | 278,729 | $13.6M | Add +53.3% |
| UPS United Parcel Service Class B | 0.83% | 105,817 | $13.3M | Add +5576.9% |
| EVRG Evergy Inc. | 0.82% | 216,004 | $13.3M | Add +5709.7% |
| GSK GSK PLC-Spon ADR | 0.82% | 391,053 | $13.2M | Add +12.1% |
| NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC | 0.81% | 189,131 | $13.1M | Add +11.5% |
| CSWC Capital Southwest Corp. | 0.78% | 578,541 | $12.6M | Add +2.9% |
| CRI Carter's Inc. | 0.78% | 232,840 | $12.6M | Add +32.7% |
| CTRE Caretrust REIT Inc. | 0.77% | 462,096 | $12.5M | Add +11.4% |
| PRGO Perrigo Co. PLC | 0.77% | 482,811 | $12.4M | Add +28.6% |
| AMZN Amazon.com Inc. | 0.74% | 54,634 | $12.0M | Add +8.1% |
| OKE Oneok Inc. | 0.74% | 119,019 | $11.9M | Reduce -42.2% |
| KVUE Kenvue Inc. | 0.74% | 556,646 | $11.9M | Reduce -11.5% |
| IPG Interpublic Group of Cos Inc. | 0.73% | 424,049 | $11.9M | Add +28.8% |
| VLO Valero Energy Corp. | 0.72% | 94,892 | $11.6M | Add +6.9% |
| BEN Franklin Templeton Inc. | 0.68% | 543,875 | $11.0M | Add +5.3% |
| CRBG Corebridge Financial Inc. | 0.62% | 334,106 | $10.0M | Add +6.6% |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.60% | 184,374 | $9.7M | Add +0.8% |
| OGN Organon & Co. | 0.60% | 651,106 | $9.7M | Add +6.5% |
| CFG Citizens Financial Group | 0.58% | 215,517 | $9.4M | Add +979522.7% |
| WHF Whitehorse Finance Inc. | 0.58% | 965,296 | $9.3M | Add +7.8% |
| HAS Hasbro Inc. | 0.58% | 166,973 | $9.3M | Add +6.9% |
| XRX Xerox Holdings Corp. | 0.57% | 1,102,688 | $9.3M | Add +6.7% |
| AHRT Ah Realty Trust Inc. filed as ARMADA HOFFLER PPTYS INC | 0.56% | 884,582 | $9.0M | New |
| DOW Dow Inc. | 0.55% | 222,871 | $8.9M | Add +7.7% |
| JNK SS SPDR BB High Yield Bond | 0.54% | 91,187 | $8.7M | Add +48.1% |
| KHC The Kraft Heinz Co. | 0.52% | 275,675 | $8.5M | Add +124.0% |
| GOOGL Alphabet Inc. Class A | 0.49% | 41,446 | $7.8M | Add +9.2% |
| MSFT Microsoft Corp. | 0.48% | 18,296 | $7.7M | Add +8.2% |
| TSLA Tesla Inc. | 0.41% | 16,360 | $6.6M | Add +12.9% |
| BCO The Brink's Co. | 0.40% | 69,930 | $6.5M | Add +13.6% |
| NVDA Nvidia Corp. | 0.40% | 47,820 | $6.4M | Add +19.0% |
| NFLX Netflix Inc. | 0.38% | 6,959 | $6.2M | Reduce -6.9% |
| SJNK SS SPDR BB St Hi Yield ETF | 0.38% | 243,689 | $6.2M | Add +5.0% |
| HYHG Proshares High Yield Interes | 0.38% | 93,411 | $6.1M | Add +3.7% |
| IGBH iShares Interest Rate Hedged | 0.38% | 249,772 | $6.1M | Add +3.7% |
| HYGH iShares Int Rate Hedg HY ETF | 0.37% | 69,960 | $6.0M | Add +4.1% |
| GPN Global Payments Inc. | 0.36% | 52,062 | $5.8M | Add +15.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.36% | 11,387 | $5.8M | Reduce -0.6% |
| IVV iShares Core S&P 500 ETF | 0.34% | 9,383 | $5.5M | Reduce -11.9% |
| TAP Molson Coors Beverage Co. Class B | 0.34% | 95,292 | $5.5M | Add +14.4% |
| FPE FT-Preferred Secur & Inc. ETF | 0.33% | 303,393 | $5.4M | Add +2.8% |
| PFFA Virtus Infracap US Pref STCK | 0.33% | 242,897 | $5.3M | Add +2.5% |
| PFLD Aam Low Dur Pref & Inc. Sec | 0.33% | 258,024 | $5.3M | Add +5.5% |
| OHI Omega Healthcare Investors | 0.33% | 140,062 | $5.3M | Reduce -9.7% |
| PFXF Vaneck Pref Sec X-Financials | 0.32% | 303,255 | $5.2M | Add +3.6% |
| PGX Invesco Preferred ETF | 0.32% | 452,759 | $5.2M | Add +3.4% |
| PFFD Global X US Preferred ETF | 0.32% | 265,584 | $5.2M | Add +3.6% |
| PSK SS SPDR Ice Pref Sec ETF | 0.32% | 156,643 | $5.2M | Add +4.5% |
| SPFF Global X Superincome Prefer | 0.32% | 555,319 | $5.1M | Add +3.5% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.31% | 65,321 | $5.0M | Add +14.0% |
| WBA Walgreens Boots Alliance Inc. | 0.29% | 507,213 | $4.7M | Add +4.8% |
| BERY Berry Global Group Inc. | 0.29% | 72,914 | $4.7M | Add +13.4% |
| XRAY Dentsply Sirona Inc. | 0.28% | 242,064 | $4.6M | Add +85.0% |
| WDC Western Digital Corp. | 0.28% | 75,874 | $4.5M | Add +13.2% |
| STLA Stellantis NV | 0.26% | 317,637 | $4.1M | Add +13.4% |
| LKQ LKQ Corp. | 0.25% | 111,460 | $4.1M | Add +13.6% |
| ADT Adt Inc. | 0.24% | 572,561 | $4.0M | Add +61.2% |
| PK Park Hotels & Resorts Inc. | 0.24% | 276,568 | $3.9M | Reduce -68.7% |
| PRU Prudential Financial Inc. | 0.24% | 32,495 | $3.9M | Add +13.2% |
| CAG Conagra Brands Inc. | 0.23% | 135,352 | $3.8M | Add +13.3% |
| LLY Eli Lilly & Co. | 0.23% | 4,814 | $3.7M | Add +0.8% |
| VOO Vanguard S&P 500 ETF | 0.23% | 6,846 | $3.7M | Add +10.7% |
| IJR iShares Core S&P Small-Cap E | 0.21% | 29,465 | $3.4M | Add +165.9% |
| GLD SPDR Gold Shares | 0.21% | 13,958 | $3.4M | Reduce -4.6% |
Other holdings (5): bonds, preferreds, convertibles and warrants · $59K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 1,212 | $30K | Add +21.2% |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 952 | $22K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 180 | $5K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 158 | $2K | No change |
| BIO GREEN MED SOLUTION (BGMS 6 PERP) | PFD CONV EX 6% | 94 | $685 | No change |
Lines left out (29) · $331 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| MTH Meritage Homes Corp. | COM | 0 | $66 |
| MKTX Marketaxess Holdings Inc. | COM | 0 | $41 |
| IJJ iShares S&P Mid-Cap 400 Valu | S&P MC 400VL ETF | 0 | $26 |
| OC Owens Corning | COM | 0 | $24 |
| XAR SS SPDR S&P Aerospace Def | ST STR SP AERO | 0 | $23 |
| LMBS First Trust Low Duration Opp | FST LOW OPPT EFT | 0 | $18 |
| LEN Lennar Corp. Class A | CL A | 0 | $17 |
| XES SS SPDR S&P Og Eqp & Serv | SP O&G EQP SERV | 0 | $15 |
| TS Tenaris SA-ADR | SPONSORED ADS | 0 | $15 |
| GGG Graco Inc. | COM | 0 | $12 |
| SYLD Cambria Shareholder Yield Et | SHSHLD YIELD ETF | 0 | $10 |
| PAGP Plains GP Holdings LP | LTD PARTNR INT A | 0 | $9 |
| AMAL Amalgamated Financial Corp. | COM | 0 | $8 |
| DFEN Direx DLY Aeros & DF BL3X-Ui | DAILY AEROSPACE | 0 | $8 |
| CSL Carlisle Cos Inc. | COM | 0 | $7 |
| KTB Kontoor Brands Inc. | COM | 0 | $7 |
| FTA First Trust L C Val Alp | COM SHS | 0 | $5 |
| FTXO First Trust Nasdaq Bank ETF | NASDAQ BK ETF | 0 | $3 |
| USA Liberty All Star Equity Fund | SH BEN INT | 0 | $3 |
| ITB iShares U.S. Home Constructi | US HOME CONS ETF | 0 | $2 |
| KEMX Kraneshares MSCI E-MKT Ex-CH | MSCI EMG EX CH | 0 | $2 |
| XBI SS SPDR S&P Biotech ETF | ST STR SP BIOT | 0 | $2 |
| ERC Allspring Multi-Sector Inc. | COM | 0 | $2 |
| FAS Dirx DLY Finacial B3X ETF-Ui | DAILY FINANCIAL | 0 | $1 |
| FTCS First Trust Capital Strength | CAP STRENGTH ETF | 0 | $1 |
| FVD First Trust Value Line DVD | SHS | 0 | $1 |
| FXN First Trust Energy Alphadex | ENERGY ALPHADX | 0 | $1 |
| NXTG First Trust Indxx Nextg ETF | INDXX NEXTG ETF | 0 | $1 |
| BNDC NT Core Bond ETF | CRE SLCT BD FD | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $1.6B.
Portfolio Sells Q3 2024 → Q4 2024
| PDCO Patterson Cos Inc. | Reduce -96.4% | 0.04% | −0.83 |
| ETR Entergy Corp. | Reduce -98.0% | 0.02% | −0.81 |
| PK Park Hotels & Resorts Inc. | Reduce -68.7% | 0.24% | −0.56 |
| OKE Oneok Inc. | Reduce -42.2% | 0.74% | −0.47 |
| UL Unilever PLC | Reduce -92.5% | 0.03% | −0.39 |
| OMC Omnicom Group | Reduce -4.1% | 1.20% | −0.37 |
| BAX Baxter International Inc. | Reduce -97.2% | 0.00% | −0.23 |
| KVUE Kenvue Inc. | Reduce -11.5% | 0.74% | −0.20 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -98.7% | 0.00% | −0.19 |
| MDY State Street SPDR S&P Midcap | Reduce -99.9% | 0.00% | −0.19 |
| EFA iShares MSCI Eafe ETF | Reduce -97.3% | 0.00% | −0.17 |
| TLH iShares 10-20 Year Treasury | Reduce -99.0% | 0.00% | −0.17 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -53.2% | 0.08% | −0.09 |
| OHI Omega Healthcare Investors | Reduce -9.7% | 0.33% | −0.08 |
| IVV iShares Core S&P 500 ETF | Reduce -11.9% | 0.34% | −0.05 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -18.8% | 0.15% | −0.04 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -12.3% | 0.16% | −0.03 |
| FBIN Fortune Brands Innovations I | Reduce -99.3% | 0.00% | −0.02 |
| XLK SS Technology Select Sector | Reduce -85.3% | 0.00% | −0.02 |
| GLD SPDR Gold Shares | Reduce -4.6% | 0.21% | −0.02 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.02 |
| CL Colgate-Palmolive Co. | Reduce -25.7% | 0.02% | −0.01 |
| PM Philip Morris International | Reduce -51.1% | 0.01% | −0.01 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -85.0% | 0.00% | −0.01 |
| CHE Chemed Corp. | Sold out | 0.00% | −0.01 |
| EPAM Epam Systems Inc. | Sold out | 0.00% | −0.01 |
| JNJ Johnson & Johnson | Reduce -3.0% | 0.06% | −0.01 |
| FANG Diamondback Energy Inc. | Reduce -99.7% | 0.00% | −0.01 |
| AXP American Express Co. | Reduce -53.1% | 0.01% | −0.01 |
| IR Ingersoll-Rand Inc. | Reduce -35.4% | 0.01% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -66.5% | 0.00% | −0.01 |
| VZ Verizon Communications Inc. | Reduce -9.9% | 0.03% | −0.01 |
| BKNG Booking Holdings Inc. | Reduce -48.2% | 0.01% | −0.01 |
| F Ford Motor Co. | Reduce -35.5% | 0.01% | −0.01 |
| WM Waste Management Inc. | Reduce -47.7% | 0.01% | −0.01 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.01 |
| BAC Bank of America Corp. | Reduce -14.9% | 0.06% | −0.01 |
| CVX Chevron Corp. | Reduce -3.5% | 0.06% | −0.01 |
| LIN Linde PLC | Reduce -0.8% | 0.03% | −0.01 |
| AMD Advanced Micro Devices | Reduce -6.8% | 0.01% | −0.01 |
| WPC WP Carey Inc. | Reduce -13.7% | 0.01% | −0.01 |
| GDX Vaneck Gold Miners ETF | Reduce -2.1% | 0.02% | −0.00 |
| IXC iShares Global Energy ETF | Reduce -87.3% | 0.00% | −0.00 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -3.6% | 0.06% | −0.00 |
| VST Vistra Corp. | Reduce -98.9% | 0.00% | −0.00 |
| GOOG Alphabet Inc. Class C | Reduce -14.0% | 0.07% | −0.00 |
| NIO Nio Inc. - ADR | Sold out | 0.00% | −0.00 |
| REZ Ishars Res and Multi Reales | Reduce -11.8% | 0.01% | −0.00 |
| PROSHARES SHORT S&P500 | Sold out | 0.00% | −0.00 |
| CVS CVS Health Corp. | Reduce -14.8% | 0.01% | −0.00 |
Portfolio Buys Q3 2024 → Q4 2024
| UPS United Parcel Service Class B | Add +5576.9% | 0.83% | +0.81 |
| EVRG Evergy Inc. | Add +5709.7% | 0.82% | +0.81 |
| CFG Citizens Financial Group | Add +979522.7% | 0.58% | +0.58 |
| AHRT Ah Realty Trust Inc. | New | 0.56% | +0.56 |
| BXSL Blackstone Secured Lending F | Add +17.1% | 2.17% | +0.42 |
| KHC The Kraft Heinz Co. | Add +124.0% | 0.52% | +0.25 |
| C Citigroup Inc. | Add +8.7% | 1.53% | +0.23 |
| SON Sonoco Products Co. | Add +53.3% | 0.84% | +0.20 |
| SNY Sanofi-ADR | Add +156520.9% | 0.20% | +0.20 |
| CSCO Cisco Systems Inc. | Add +8.5% | 1.33% | +0.18 |
| NOMD Nomad Foods Ltd. | New | 0.17% | +0.17 |
| TSLA Tesla Inc. | Add +12.9% | 0.41% | +0.16 |
| QYLD Global X Nasd 100 Cov Call | Add +20.0% | 1.16% | +0.16 |
| OBDC Blue Owl Capital Corp. | Add +6.4% | 2.83% | +0.16 |
| IBND SS SPDR BB Intl Corp. BD ETF | New | 0.16% | +0.16 |
| TSLX Sixth Street Specialty Lendi | Add +5.6% | 3.04% | +0.15 |
| JNK SS SPDR BB High Yield Bond | Add +48.1% | 0.54% | +0.15 |
| ARCC Ares Capital Corp. | Add +4.4% | 3.13% | +0.15 |
| IVE iShares S&P 500 Value ETF | Add +358.3% | 0.19% | +0.14 |
| ENB Enbridge Inc. | Add +8.6% | 1.66% | +0.14 |
| AMZN Amazon.com Inc. | Add +8.1% | 0.74% | +0.14 |
| PRGO Perrigo Co. PLC | Add +28.6% | 0.77% | +0.13 |
| T AT&T Inc. | Add +8.3% | 1.80% | +0.13 |
| IJR iShares Core S&P Small-Cap E | Add +165.9% | 0.21% | +0.13 |
| MTB M & T Bank Corp. | Add +8.9% | 1.25% | +0.12 |
| NVDA Nvidia Corp. | Add +19.0% | 0.40% | +0.08 |
| GOOGL Alphabet Inc. Class A | Add +9.2% | 0.49% | +0.08 |
| APLE Apple Hospitality REIT Inc. | Add +10.9% | 0.86% | +0.08 |
| ADT Adt Inc. | Add +61.2% | 0.24% | +0.08 |
| FEPI Rex Fang Innov Prem Inc. ETF | New | 0.08% | +0.08 |
| IPG Interpublic Group of Cos Inc. | Add +28.8% | 0.73% | +0.06 |
| GPN Global Payments Inc. | Add +15.7% | 0.36% | +0.06 |
| GBDC Golub Capital BDC Inc. | Add +6.0% | 2.87% | +0.06 |
| SGOV iShares 0-3 Month Treasury B | Add +86.9% | 0.13% | +0.06 |
| XRAY Dentsply Sirona Inc. | Add +85.0% | 0.28% | +0.06 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +126.0% | 0.09% | +0.05 |
| AAPL Apple Inc. | Add +0.3% | 1.37% | +0.05 |
| CRI Carter's Inc. | Add +32.7% | 0.78% | +0.05 |
| BNY Bank of New York Mellon Corp. | Add +14.0% | 0.31% | +0.05 |
| HTGC Hercules Capital Inc. | Add +2.8% | 3.50% | +0.04 |
| PFLT Pennantpark Floating Rate Ca | Add +12.0% | 2.24% | +0.04 |
| VOOG Vanguard S&P 500 Growth ETF | Add +188.7% | 0.05% | +0.03 |
| CRBG Corebridge Financial Inc. | Add +6.6% | 0.62% | +0.03 |
| TAP Molson Coors Beverage Co. Class B | Add +14.4% | 0.34% | +0.03 |
| IVW iShares S&P 500 Growth ETF | Add +12.6% | 0.19% | +0.02 |
| VTRS Viatris Inc. | Add +13.2% | 0.17% | +0.02 |
| MCD McDonald's Corp. | Add +37.3% | 0.10% | +0.02 |
| SPG Simon Property Group Inc. | Add +3.9% | 1.13% | +0.02 |
| ROL Rollins Inc. | Add +28808.7% | 0.02% | +0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +60.7% | 0.05% | +0.02 |
Notes & Other Activity Q3 2024 → Q4 2024
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +21.2% | 1,212 | $30K |
| MTH Meritage Homes Corp. | COM | New | 0 | $66 |
| MKTX Marketaxess Holdings Inc. | COM | Reduce -100.0% | 0 | $41 |
| IJJ iShares S&P Mid-Cap 400 Valu | S&P MC 400VL ETF | Reduce -100.0% | 0 | $26 |
| OC Owens Corning | COM | New | 0 | $24 |
| LEN Lennar Corp. Class A | CL A | New | 0 | $17 |
| PAGP Plains GP Holdings LP | LTD PARTNR INT A | Reduce -100.0% | 0 | $9 |
| AMAL Amalgamated Financial Corp. | COM | New | 0 | $8 |
| DFEN Direx DLY Aeros & DF BL3X-Ui | DAILY AEROSPACE | New | 0 | $8 |
| KTB Kontoor Brands Inc. | COM | Reduce -100.0% | 0 | $7 |
| USA Liberty All Star Equity Fund | SH BEN INT | New | 0 | $3 |
| ITB iShares U.S. Home Constructi | US HOME CONS ETF | New | 0 | $2 |
| XBI SS SPDR S&P Biotech ETF | ST STR SP BIOT | New | 0 | $2 |
| FAS Dirx DLY Finacial B3X ETF-Ui | DAILY FINANCIAL | New | 0 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 482 | $2.2B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q1 2026 | 2,576 | $2.1B | HTGC, ARCC, GBDC, TSLX, OBDC |
| Q4 2025 | 2,501 | $2.1B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q3 2025 | 1,670 | $1.8B | TSLX, ARCC, HTGC, GBDC, SHYG |
| Q2 2025 | 1,585 | $1.7B | TSLX, ARCC, HTGC, GBDC, OBDC |
| Q1 2025 | 1,529 | $1.7B | HTGC, TSLX, ARCC, GBDC, OBDC |
| Q4 2024 | 1,444 | $1.6B | HTGC, ARCC, TSLX, GBDC, OBDC |
| Q3 2024 | 1,385 | $1.6B | HTGC, ARCC, TSLX, GBDC, SHYG |
| Q2 2024 | 1,356 | $1.4B | HTGC, TSLX, ARCC, GBDC, SHYG |
| Q1 2024 | 1,333 | $1.3B | HTGC, TSLX, GBDC, ARCC, SHYG |