Wellington Shields & Co., LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 10, 2026), Wellington Shields & Co., LLC reported 329 stock positions worth $446.5 million. Its top holding was Apple (AAPL) at 7.5% of the portfolio, followed by Microsoft (MSFT, 5.8%) and JPMorgan Chase (JPM, 3.5%). Compared with Q1 2026, it opened 20 new positions, sold out of 12, added to 80 and reduced 103. The biggest buy was Caterpillar (CAT, shares +4%) and the biggest sale Microsoft (MSFT, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506073
- Portfolio Value
- $446.5M (Q2 2026)
- SEC Filing
- 0001506073-26-000003 ↗ filed Aug 10, 2026
Holdings Value
Holdings 329 stocks · $446.5M
| AAPL Apple Inc. | 7.53% | 116,104 | $33.6M | Add +6.3% |
| MSFT Microsoft Corp. | 5.81% | 69,498 | $25.9M | Reduce -0.4% |
| JPM JPMorgan Chase & Co. | 3.54% | 48,314 | $15.8M | Add +1.5% |
| LLY Eli Lilly & Co. | 3.48% | 12,972 | $15.6M | Add +0.1% |
| NVDA Nvidia Corp. | 3.16% | 70,423 | $14.1M | Add +3.0% |
| GOOG Alphabet Inc. Class C | 2.76% | 34,927 | $12.3M | Reduce -1.2% |
| XOM Exxonmobil Holdings Corp. | 2.41% | 78,755 | $10.8M | No change |
| CAT Caterpillar Inc. | 2.36% | 9,907 | $10.5M | Add +4.5% |
| ABBV Abbvie Inc. | 1.73% | 30,747 | $7.7M | Reduce -0.2% |
| AMZN Amazon.com Inc. | 1.68% | 31,386 | $7.5M | Add +2.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.52% | 24,174 | $6.8M | Reduce -7.5% |
| GOOGL Alphabet Inc. Class A | 1.52% | 18,966 | $6.8M | Add +14.7% |
| GLW Corning Inc. | 1.46% | 25,603 | $6.5M | Reduce -12.8% |
| RKLB Rocket Lab Corp. | 1.35% | 59,164 | $6.0M | Add +1.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.26% | 7,550 | $5.6M | Add +5.9% |
| PANW Palo Alto Networks Inc. | 1.14% | 14,923 | $5.1M | Reduce -19.8% |
| ILMN Illumina Inc. | 1.12% | 28,531 | $5.0M | Reduce -0.3% |
| GE General Electric filed as GE AEROSPACE | 1.06% | 12,628 | $4.7M | Add +0.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.03% | 9,225 | $4.6M | Add +0.8% |
| JNJ Johnson & Johnson | 0.98% | 17,288 | $4.4M | Add +1.2% |
| UNP Union Pacific Corp. | 0.98% | 16,088 | $4.4M | Reduce -7.5% |
| V Visa Inc. Class A | 0.95% | 12,418 | $4.3M | Reduce -0.1% |
| WMT Walmart Inc. | 0.94% | 36,995 | $4.2M | Add +2.9% |
| C Citigroup Inc. | 0.91% | 29,073 | $4.1M | Reduce -5.8% |
| AVGO Broadcom Inc. | 0.91% | 10,738 | $4.1M | Add +13.4% |
| PSNL Personalis Inc. | 0.88% | 292,489 | $3.9M | No change |
| GEV GE Vernova Inc. | 0.85% | 3,214 | $3.8M | Add +17.6% |
| BX Blackstone Inc. | 0.84% | 31,741 | $3.7M | Reduce -4.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.83% | 7,737 | $3.7M | Add +21.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.75% | 4,529 | $3.3M | Add +4.6% |
| AMAT Applied Materials Inc. | 0.70% | 4,350 | $3.1M | Add +4.8% |
| CSCO Cisco Systems Inc. | 0.66% | 24,924 | $2.9M | No change |
| MRK Merck & Co. Inc. | 0.65% | 22,666 | $2.9M | Reduce -2.6% |
| KMI Kinder Morgan Inc. | 0.64% | 88,724 | $2.8M | Reduce -1.0% |
| NEM Newmont Corp. | 0.63% | 30,300 | $2.8M | Reduce -3.5% |
| ABT Abbott Laboratories | 0.59% | 28,846 | $2.6M | Reduce -3.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.58% | 26,902 | $2.6M | Reduce -2.7% |
| FLO Flowers Foods Inc. | 0.57% | 321,131 | $2.5M | Add +0.0% |
| CEG Constellation Energy | 0.54% | 9,633 | $2.4M | Reduce -3.8% |
| CFG Citizens Financial Group | 0.53% | 34,000 | $2.4M | No change |
| MCK McKesson Corp. | 0.53% | 3,152 | $2.4M | Reduce -1.1% |
| PG The Procter & Gamble Co. | 0.53% | 16,115 | $2.4M | Reduce -0.7% |
| SPGI S&P Global Inc. | 0.53% | 5,800 | $2.4M | No change |
| HD Home Depot Inc. | 0.53% | 6,691 | $2.4M | Add +3.7% |
| BMY Bristol-Myers Squibb Co. | 0.51% | 39,424 | $2.3M | Reduce -1.9% |
| APO Apollo Global Management Inc. | 0.50% | 18,989 | $2.2M | Reduce -1.2% |
| GNRC Generac Holdings Inc. | 0.49% | 7,404 | $2.2M | Add +1.4% |
| CVX Chevron Corp. | 0.48% | 13,002 | $2.2M | Reduce -1.0% |
| WM Waste Management Inc. | 0.47% | 9,435 | $2.1M | Reduce -0.1% |
| HONA Honeywell Aerospace Inc. | 0.46% | 9,221 | $2.0M | Reduce -8.0% |
| HON Honeywell International Inc. | 0.45% | 9,021 | $2.0M | Reduce -10.0% |
| KO The Coca-Cola Co. | 0.44% | 24,400 | $2.0M | Reduce -1.6% |
| PFE Pfizer Inc. | 0.40% | 74,795 | $1.8M | Reduce -2.0% |
| AMGN Amgen Inc. | 0.40% | 4,929 | $1.8M | Reduce -2.6% |
| T AT&T Inc. | 0.39% | 84,459 | $1.7M | Reduce -1.3% |
| SO The Southern Co. | 0.39% | 18,084 | $1.7M | No change |
| ETN Eaton Corp. PLC | 0.38% | 3,967 | $1.7M | Add +4.7% |
| CVS CVS Health Corp. | 0.37% | 16,149 | $1.7M | Reduce -3.6% |
| OKE Oneok Inc. | 0.37% | 19,086 | $1.7M | Reduce -1.6% |
| CSX CSX Corp. | 0.36% | 33,647 | $1.6M | No change |
| INTC Intel Corp. | 0.35% | 11,243 | $1.6M | Reduce -4.7% |
| AFL Aflac Inc. | 0.35% | 13,366 | $1.6M | No change |
| ESI Element Solutions Inc. | 0.35% | 32,800 | $1.6M | No change |
| AXP American Express Co. | 0.35% | 4,615 | $1.6M | Reduce -8.8% |
| EPD Enterprise Products Partners | 0.34% | 41,348 | $1.5M | Reduce -0.2% |
| LIN Linde PLC | 0.33% | 2,861 | $1.5M | Add +9.5% |
| VZ Verizon Communications Inc. | 0.33% | 34,976 | $1.5M | Reduce -0.6% |
| RTX RTX Corp. | 0.33% | 7,747 | $1.5M | Reduce -0.6% |
| FIX Comfort Systems USA Inc. | 0.33% | 738 | $1.5M | Reduce -16.7% |
| BA The Boeing Co. | 0.33% | 6,707 | $1.5M | Reduce -7.4% |
| SHOP Shopify Inc. Class A | 0.32% | 12,600 | $1.4M | Reduce -12.8% |
| CMI Cummins Inc. | 0.32% | 2,008 | $1.4M | Add +35.1% |
| DVN Devon Energy Corp. | 0.32% | 34,325 | $1.4M | Add +5.9% |
| QXO Qxo Inc. | 0.32% | 81,770 | $1.4M | No change |
| KEY Keycorp | 0.32% | 61,200 | $1.4M | No change |
| SPG Simon Property Group Inc. | 0.31% | 6,224 | $1.4M | Reduce -6.0% |
| AMD Advanced Micro Devices | 0.31% | 2,367 | $1.4M | Add +34.6% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.30% | 10,643 | $1.3M | No change |
| FSLR First Solar Inc. | 0.29% | 5,512 | $1.3M | Reduce -3.9% |
| PM Philip Morris International | 0.29% | 7,132 | $1.3M | No change |
| BLK BlackRock Inc. | 0.28% | 1,300 | $1.3M | Reduce -6.5% |
| LMT Lockheed Martin Corp. | 0.28% | 2,453 | $1.2M | No change |
| EHC Encompass Health Corp. | 0.28% | 12,330 | $1.2M | No change |
| ENB Enbridge Inc. | 0.28% | 22,889 | $1.2M | No change |
| JXN Jackson Financial Inc. Class A | 0.27% | 11,816 | $1.2M | Reduce -0.9% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.27% | 602 | $1.2M | Add +0.3% |
| MMM 3M Co. | 0.27% | 7,324 | $1.2M | Reduce -7.6% |
| UNH Unitedhealth Group Inc. | 0.26% | 2,837 | $1.2M | Reduce -16.9% |
| COST Costco Wholesale Corp. | 0.26% | 1,250 | $1.2M | Add +19.1% |
| TEVA Teva Pharmaceutical-SP ADR | 0.26% | 34,305 | $1.2M | Reduce -0.0% |
| EIX Edison International | 0.26% | 15,500 | $1.2M | Reduce -9.9% |
| TKR Timken Co. | 0.26% | 7,900 | $1.1M | New |
| XLK SS Technology Select Sector | 0.26% | 6,014 | $1.1M | Add +0.3% |
| HNDL Nasdaq 7 Handl Index ETF filed as STRATEGY SHS | 0.25% | 49,225 | $1.1M | Add +53.9% |
| NEE Nextera Energy Inc. | 0.25% | 12,695 | $1.1M | Add +5.8% |
| FCX Freeport-McMoran Inc. | 0.25% | 17,517 | $1.1M | Add +7.1% |
| PRU Prudential Financial Inc. | 0.24% | 9,982 | $1.1M | Add +25.9% |
| QCOM Qualcomm Inc. | 0.24% | 5,800 | $1.1M | Reduce -10.8% |
| META Meta Platforms Inc. Class A | 0.24% | 1,869 | $1.1M | Reduce -10.2% |
| PNC PNC Financial Services Group | 0.23% | 4,244 | $1.0M | Reduce -4.5% |
Portfolio Sells Q1 2026 → Q2 2026
| MSFT Microsoft Corp. | Reduce -0.4% | 5.81% | −0.77 |
| HON Honeywell International Inc. | Reduce -10.0% | 0.45% | −0.70 |
| PLTR Palantir Technologies Inc. Class A | Reduce -39.7% | 0.23% | −0.31 |
| T AT&T Inc. | Reduce -1.3% | 0.39% | −0.24 |
| NEM Newmont Corp. | Reduce -3.5% | 0.63% | −0.23 |
| CVX Chevron Corp. | Reduce -1.0% | 0.48% | −0.21 |
| ABT Abbott Laboratories | Reduce -3.0% | 0.59% | −0.19 |
| CEG Constellation Energy | Reduce -3.8% | 0.54% | −0.18 |
| MCK McKesson Corp. | Reduce -1.1% | 0.53% | −0.17 |
| PFE Pfizer Inc. | Reduce -2.0% | 0.40% | −0.14 |
| BX Blackstone Inc. | Reduce -4.2% | 0.84% | −0.13 |
| KMI Kinder Morgan Inc. | Reduce -1.0% | 0.64% | −0.13 |
| VZ Verizon Communications Inc. | Reduce -0.6% | 0.33% | −0.12 |
| SHOP Shopify Inc. Class A | Reduce -12.8% | 0.32% | −0.11 |
| BMY Bristol-Myers Squibb Co. | Reduce -1.9% | 0.51% | −0.11 |
| PXJ Invesco Oil & Gas Services E | Sold out | 0.00% | −0.11 |
| HONA Honeywell Aerospace Inc. | Reduce -8.0% | 0.46% | −0.11 |
| DIS The Walt Disney Co. | Reduce -2.7% | 0.58% | −0.10 |
| UNP Union Pacific Corp. | Reduce -7.5% | 0.98% | −0.10 |
| NOC Northrop Grumman Corp. | Reduce -0.3% | 0.17% | −0.09 |
| IBM Intl Business Machines Corp. | Reduce -7.5% | 1.52% | −0.09 |
| TOST Toast Inc. Class A | Reduce -54.7% | 0.06% | −0.08 |
| WM Waste Management Inc. | Reduce -0.1% | 0.47% | −0.08 |
| PJP Invesco Pharmaceuticals ETF | Sold out | 0.00% | −0.08 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.08 |
| OKE Oneok Inc. | Reduce -1.6% | 0.37% | −0.07 |
| ALB Albemarle Corp. | Sold out | 0.00% | −0.07 |
| FLUT Flutter Entertainment PLC-Di | Sold out | 0.00% | −0.07 |
| PG The Procter & Gamble Co. | Reduce -0.7% | 0.53% | −0.07 |
| META Meta Platforms Inc. Class A | Reduce -10.2% | 0.24% | −0.07 |
| EIX Edison International | Reduce -9.9% | 0.26% | −0.06 |
| MRK Merck & Co. Inc. | Reduce -2.6% | 0.65% | −0.06 |
| BLK BlackRock Inc. | Reduce -6.5% | 0.28% | −0.06 |
| SBIL Simplify Govt MNY MRKT ETF | Sold out | 0.00% | −0.06 |
| EPD Enterprise Products Partners | Reduce -0.2% | 0.34% | −0.06 |
| BP BP PLC-Spons ADR | Reduce -0.7% | 0.13% | −0.06 |
| BJ Bj's Wholesale Club Holdings | Sold out | 0.00% | −0.06 |
| RTX RTX Corp. | Reduce -0.6% | 0.33% | −0.05 |
| AMGN Amgen Inc. | Reduce -2.6% | 0.40% | −0.05 |
| BMNR Bitmine Immersion Technologi | Sold out | 0.00% | −0.05 |
| JXN Jackson Financial Inc. Class A | Reduce -0.9% | 0.27% | −0.05 |
| AZN Astrazeneca PLC | Sold out | 0.00% | −0.05 |
| WY Weyerhaeuser Co. | Reduce -7.8% | 0.19% | −0.05 |
| CMCSA Comcast Corp. Class A | Reduce -15.7% | 0.08% | −0.05 |
| OTIS Otis Worldwide Corp. | Sold out | 0.00% | −0.05 |
| GILD Gilead Sciences Inc. | Reduce -0.8% | 0.17% | −0.04 |
| RGTI Rigetti Computing Inc. | Sold out | 0.00% | −0.04 |
| APO Apollo Global Management Inc. | Reduce -1.2% | 0.50% | −0.04 |
| BA The Boeing Co. | Reduce -7.4% | 0.33% | −0.04 |
| AXP American Express Co. | Reduce -8.8% | 0.35% | −0.04 |
Portfolio Buys Q1 2026 → Q2 2026
| CAT Caterpillar Inc. | Add +4.5% | 2.36% | +0.65 |
| AAPL Apple Inc. | Add +6.3% | 7.53% | +0.46 |
| LLY Eli Lilly & Co. | Add +0.1% | 3.48% | +0.45 |
| RKLB Rocket Lab Corp. | Add +1.8% | 1.35% | +0.40 |
| AMAT Applied Materials Inc. | Add +4.8% | 0.70% | +0.34 |
| GOOGL Alphabet Inc. Class A | Add +14.7% | 1.52% | +0.31 |
| TSM Taiwan Semiconductor-SP ADR | Add +21.8% | 0.83% | +0.28 |
| TKR Timken Co. | New | 0.26% | +0.26 |
| GEV GE Vernova Inc. | Add +17.6% | 0.85% | +0.24 |
| AMD Advanced Micro Devices | Add +34.6% | 0.31% | +0.22 |
| MRVL Marvell Technology Inc. | New | 0.18% | +0.18 |
| MU Micron Technology Inc. | Add +18.0% | 0.23% | +0.16 |
| AVGO Broadcom Inc. | Add +13.4% | 0.91% | +0.16 |
| GE General Electric | Add +0.7% | 1.06% | +0.15 |
| GNRC Generac Holdings Inc. | Add +1.4% | 0.49% | +0.12 |
| NVDA Nvidia Corp. | Add +3.0% | 3.16% | +0.12 |
| CMI Cummins Inc. | Add +35.1% | 0.32% | +0.12 |
| NOW ServiceNow Inc. | New | 0.12% | +0.12 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.6% | 0.75% | +0.11 |
| IGPT Invesco AI and Next Gen Soft | New | 0.09% | +0.09 |
| SHAK Shake Shack Inc. Class A | New | 0.09% | +0.09 |
| MDIV FT Multi-Asset Divers Inc. | Add +79.3% | 0.23% | +0.09 |
| WYNN WYNN Resorts Ltd. | New | 0.08% | +0.08 |
| SNDK Sandisk Corp. | New | 0.08% | +0.08 |
| PTF Invesco Dorsey Wright Tech | New | 0.08% | +0.08 |
| HPE Hewlett Packard Enterprise | New | 0.08% | +0.08 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +5.9% | 1.26% | +0.08 |
| HNDL Nasdaq 7 Handl Index ETF | Add +53.9% | 0.25% | +0.07 |
| TBIL F/M US Treasury 3 Month Bill | Add +130.5% | 0.14% | +0.07 |
| ASML ASML Holding NV-NY Reg SHS | Add +0.3% | 0.27% | +0.07 |
| XLK SS Technology Select Sector | Add +0.3% | 0.26% | +0.05 |
| AMZN Amazon.com Inc. | Add +2.5% | 1.68% | +0.05 |
| AVR Anteris Technologies Global | Add +44.9% | 0.09% | +0.05 |
| DAL Delta Air Lines Inc. | New | 0.05% | +0.05 |
| PRU Prudential Financial Inc. | Add +25.9% | 0.24% | +0.04 |
| NFLX Netflix Inc. | New | 0.04% | +0.04 |
| KMB Kimberly-Clark Corp. | Add +36.0% | 0.15% | +0.04 |
| ETN Eaton Corp. PLC | Add +4.7% | 0.38% | +0.03 |
| PWR Quanta Services Inc. | Add +660.7% | 0.03% | +0.03 |
| SPCX Space Exploration Techn Class A | New | 0.03% | +0.03 |
| GVA Granite Construction Inc. | New | 0.03% | +0.03 |
| GRAL Grail Inc. | Add +1.7% | 0.17% | +0.03 |
| AGG iShares Core U.S. Aggregate | Add +36.0% | 0.16% | +0.03 |
| QBTS D-Wave Quantum Inc. | Add +0.1% | 0.08% | +0.02 |
| SBUX Starbucks Corp. | New | 0.02% | +0.02 |
| DELL Dell Technologies -C | Add +571.4% | 0.02% | +0.02 |
| CLS Celestica Inc. | New | 0.02% | +0.02 |
| IXUS iShares Core Intl Stock ETF | Add +52.6% | 0.06% | +0.02 |
| IBB iShares Biotechnology ETF | Add +43.3% | 0.06% | +0.02 |
| SOXX iShares Semiconductor ETF | Add +30.7% | 0.03% | +0.02 |
Notes & Other Activity Q1 2026 → Q2 2026
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Sold out | 5,430 | $38before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 329 | $446.5M | AAPL, MSFT, JPM, LLY, NVDA |
| Q1 2026 | 320 | $392.4M | AAPL, MSFT, JPM, XOM, LLY |
| Q4 2025 | 321 | $405.4M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2025 | 324 | $383.4M | MSFT, AAPL, JPM, NVDA, LLY |
| Q2 2025 | 316 | $353.3M | MSFT, AAPL, JPM, NVDA, LLY |
| Q1 2025 | 304 | $319.5M | MSFT, AAPL, JPM, LLY, XOM |
| Q4 2024 | 295 | $326.1M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2024 | 310 | $328.9M | MSFT, AAPL, LLY, JPM, NVDA |
| Q2 2024 | 304 | $307.0M | MSFT, AAPL, LLY, JPM, NVDA |
| Q1 2024Amended | 304 | $298.3M | MSFT, AAPL, LLY, JPM, FLO |