Wellington Shields & Co., LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 10, 2025), Wellington Shields & Co., LLC reported 295 stock positions worth $326.1 million. Its top holding was Microsoft (MSFT) at 8.8% of the portfolio, followed by Apple (AAPL, 8.4%) and JPMorgan Chase (JPM, 3.5%). Compared with Q3 2024, it opened 4 new positions, sold out of 19, added to 60 and reduced 102. The biggest buy was Rocket Lab USA (RKLB, shares +1%) and the biggest sale Eli Lilly (LLY, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506073
- Portfolio Value
- $326.1M (Q4 2024)
- SEC Filing
- 0001506071-25-000002 ↗ filed Feb 10, 2025
Holdings Value
Holdings 295 stocks · $326.1M
| MSFT Microsoft Corp. | 8.81% | 68,202 | $28.7M | Reduce -0.5% |
| AAPL Apple Inc. | 8.41% | 109,510 | $27.4M | Reduce -1.1% |
| JPM JPMorgan Chase & Co. | 3.54% | 48,224 | $11.6M | Reduce -0.3% |
| LLY Eli Lilly & Co. | 3.13% | 13,235 | $10.2M | Reduce -2.2% |
| NVDA Nvidia Corp. | 2.74% | 66,437 | $8.9M | Reduce -1.1% |
| FLO Flowers Foods Inc. | 2.05% | 323,528 | $6.7M | No change |
| XOM Exxon Mobil Corp. | 2.03% | 61,437 | $6.6M | Reduce -2.0% |
| GOOG Alphabet Inc. Class C | 1.97% | 33,663 | $6.4M | Reduce -1.6% |
| AMZN Amazon.com Inc. | 1.87% | 27,759 | $6.1M | Reduce -4.3% |
| BX Blackstone Inc. | 1.70% | 32,246 | $5.6M | Reduce -0.9% |
| ABBV Abbvie Inc. | 1.63% | 29,932 | $5.3M | Add +1.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.63% | 24,186 | $5.3M | Reduce -3.5% |
| HON Honeywell International Inc. | 1.42% | 20,534 | $4.6M | Reduce -0.6% |
| ILMN Illumina Inc. | 1.34% | 32,692 | $4.4M | Reduce -0.3% |
| UNP Union Pacific Corp. | 1.27% | 18,121 | $4.1M | Reduce -0.6% |
| V Visa Inc. Class A | 1.16% | 11,961 | $3.8M | Reduce -6.3% |
| AVGO Broadcom Inc. | 1.08% | 15,128 | $3.5M | Reduce -0.5% |
| SPGI S&P Global Inc. | 1.07% | 7,000 | $3.5M | No change |
| CAT Caterpillar Inc. | 1.07% | 9,608 | $3.5M | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 1.05% | 30,813 | $3.4M | Reduce -1.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.95% | 6,825 | $3.1M | Add +0.1% |
| ABT Abbott Laboratories | 0.93% | 26,753 | $3.0M | Add +0.1% |
| GOOGL Alphabet Inc. Class A | 0.92% | 15,909 | $3.0M | Reduce -1.1% |
| WMT Walmart Inc. | 0.89% | 32,215 | $2.9M | No change |
| MRK Merck & Co. Inc. | 0.80% | 26,216 | $2.6M | Reduce -0.8% |
| APO Apollo Global Management Inc. | 0.79% | 15,606 | $2.6M | Add +0.3% |
| KMI Kinder Morgan Inc. | 0.76% | 90,129 | $2.5M | Reduce -4.0% |
| GTLS Chart Industries Inc. | 0.74% | 12,673 | $2.4M | Reduce -10.3% |
| JNJ Johnson & Johnson | 0.70% | 15,845 | $2.3M | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.69% | 3,852 | $2.3M | Add +6.9% |
| SHOP Shopify Inc. Class A | 0.68% | 21,003 | $2.2M | Reduce -2.7% |
| BMY Bristol-Myers Squibb Co. | 0.68% | 39,254 | $2.2M | Add +9.6% |
| HD Home Depot Inc. | 0.66% | 5,493 | $2.1M | No change |
| C Citigroup Inc. | 0.64% | 29,511 | $2.1M | No change |
| PANW Palo Alto Networks Inc. | 0.63% | 11,332 | $2.1M | Reduce -3.0% |
| PFE Pfizer Inc. | 0.62% | 75,794 | $2.0M | Reduce -3.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.59% | 3,751 | $1.9M | Add +6.8% |
| RKLB Rocket Lab USA Inc. | 0.58% | 74,522 | $1.9M | Add +0.5% |
| T AT&T Inc. | 0.58% | 83,155 | $1.9M | Reduce -0.6% |
| WM Waste Management Inc. | 0.57% | 9,220 | $1.9M | No change |
| CVX Chevron Corp. | 0.57% | 12,726 | $1.8M | Add +2.1% |
| OKE Oneok Inc. | 0.55% | 17,820 | $1.8M | No change |
| CSCO Cisco Systems Inc. | 0.54% | 29,987 | $1.8M | Reduce -1.0% |
| GLW Corning Inc. | 0.53% | 36,120 | $1.7M | Reduce -2.7% |
| PSNL Personalis Inc. | 0.52% | 292,489 | $1.7M | No change |
| EFX Equifax Inc. | 0.51% | 6,529 | $1.7M | Reduce -3.0% |
| GE General Electric filed as GE AEROSPACE | 0.50% | 9,815 | $1.6M | Reduce -2.0% |
| CFG Citizens Financial Group | 0.46% | 34,000 | $1.5M | No change |
| VZ Verizon Communications Inc. | 0.45% | 36,953 | $1.5M | Reduce -2.2% |
| NEM Newmont Corp. | 0.44% | 38,950 | $1.4M | Add +7.2% |
| SO The Southern Co. | 0.44% | 17,334 | $1.4M | No change |
| TMO Thermo Fisher Scientific Inc. | 0.44% | 2,735 | $1.4M | Reduce -6.4% |
| AFL Aflac Inc. | 0.42% | 13,338 | $1.4M | Add +0.0% |
| BLK BlackRock Inc. | 0.42% | 1,334 | $1.4M | Reduce -1.0% |
| EPD Enterprise Products Partners | 0.41% | 42,470 | $1.3M | Reduce -2.8% |
| ETN Eaton Corp. PLC | 0.41% | 3,997 | $1.3M | Add +17.0% |
| LIN Linde PLC | 0.39% | 3,022 | $1.3M | Add +4.0% |
| AMGN Amgen Inc. | 0.38% | 4,814 | $1.3M | No change |
| AXP American Express Co. | 0.38% | 4,220 | $1.3M | No change |
| META Meta Platforms Inc. Class A | 0.37% | 2,037 | $1.2M | Reduce -3.2% |
| QXO Qxo Inc. | 0.37% | 75,000 | $1.2M | Add +2.0% |
| PLTR Palantir Technologies Inc. Class A | 0.36% | 15,699 | $1.2M | Add +122.7% |
| MCK McKesson Corp. | 0.36% | 2,064 | $1.2M | Reduce -12.3% |
| BA The Boeing Co. | 0.35% | 6,506 | $1.2M | Reduce -10.6% |
| EHC Encompass Health Corp. | 0.35% | 12,330 | $1.1M | No change |
| WY Weyerhaeuser Co. | 0.34% | 39,772 | $1.1M | Reduce -0.7% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.34% | 10,643 | $1.1M | No change |
| MDT Medtronic PLC | 0.34% | 13,975 | $1.1M | No change |
| LMT Lockheed Martin Corp. | 0.34% | 2,260 | $1.1M | Reduce -0.1% |
| CSX CSX Corp. | 0.33% | 33,847 | $1.1M | No change |
| PG The Procter & Gamble Co. | 0.33% | 6,470 | $1.1M | Add +0.0% |
| JXN Jackson Financial Inc. Class A | 0.33% | 12,375 | $1.1M | Reduce -0.1% |
| GNRC Generac Holdings Inc. | 0.33% | 6,863 | $1.1M | Reduce -3.2% |
| KO The Coca-Cola Co. | 0.33% | 17,075 | $1.1M | No change |
| KEY Keycorp | 0.32% | 61,200 | $1.0M | No change |
| KMX Carmax Inc. | 0.32% | 12,787 | $1.0M | Reduce -0.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.32% | 5,272 | $1.0M | Add +75.7% |
| BLDR Builders Firstsource Inc. | 0.32% | 7,210 | $1.0M | No change |
| GIS General Mills Inc. | 0.31% | 16,070 | $1.0M | Add +0.1% |
| CVS CVS Health Corp. | 0.31% | 22,747 | $1.0M | Reduce -20.8% |
| RTX RTX Corp. | 0.31% | 8,752 | $1.0M | Reduce -10.3% |
| ET Energy Transfer LP | 0.31% | 51,527 | $1.0M | Add +4.0% |
| PRU Prudential Financial Inc. | 0.30% | 8,342 | $989K | Reduce -8.2% |
| PNC PNC Financial Services Group | 0.30% | 5,083 | $980K | Add +2.0% |
| MMM 3M Co. | 0.30% | 7,490 | $967K | Reduce -4.2% |
| ENB Enbridge Inc. | 0.29% | 22,609 | $959K | Reduce -0.1% |
| NEE Nextera Energy Inc. | 0.29% | 13,214 | $947K | Reduce -1.5% |
| SPG Simon Property Group Inc. | 0.29% | 5,500 | $947K | Reduce -3.5% |
| COST Costco Wholesale Corp. | 0.29% | 1,025 | $939K | Reduce -6.8% |
| BXSL Blackstone Secured Lending F | 0.29% | 28,789 | $930K | Add +5.8% |
| CMCSA Comcast Corp. Class A | 0.27% | 23,377 | $877K | Reduce -2.4% |
| QCOM Qualcomm Inc. | 0.27% | 5,700 | $876K | No change |
| PEP Pepsico Inc. | 0.27% | 5,715 | $869K | No change |
| SNOW Snowflake Inc. | 0.26% | 5,500 | $849K | Add +7.8% |
| FIS Fidelity National Info Serv | 0.26% | 10,500 | $848K | No change |
| PM Philip Morris International | 0.26% | 7,000 | $842K | No change |
| GLD SPDR Gold Shares | 0.25% | 3,366 | $815K | Add +0.3% |
| FSLR First Solar Inc. | 0.24% | 4,495 | $792K | Reduce -1.8% |
| EMR Emerson Electric Co. | 0.24% | 6,360 | $788K | Add +2.7% |
| FCX Freeport-McMoran Inc. | 0.24% | 20,437 | $778K | Reduce -1.9% |
Portfolio Sells Q3 2024 → Q4 2024
| LLY Eli Lilly & Co. | Reduce -2.2% | 3.13% | −0.51 |
| CVS CVS Health Corp. | Reduce -20.8% | 0.31% | −0.24 |
| XOM Exxon Mobil Corp. | Reduce -2.0% | 2.03% | −0.21 |
| MSFT Microsoft Corp. | Reduce -0.5% | 8.81% | −0.15 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.14 |
| MKC McCormick & Co.-Non VTG SHRS | Sold out | 0.00% | −0.13 |
| CCI Crown Castle Inc. | Reduce -45.8% | 0.09% | −0.13 |
| TMO Thermo Fisher Scientific Inc. | Reduce -6.4% | 0.44% | −0.11 |
| MRK Merck & Co. Inc. | Reduce -0.8% | 0.80% | −0.11 |
| CMI Cummins Inc. | Sold out | 0.00% | −0.10 |
| FSLR First Solar Inc. | Reduce -1.8% | 0.24% | −0.10 |
| UNP Union Pacific Corp. | Reduce -0.6% | 1.27% | −0.10 |
| EFX Equifax Inc. | Reduce -3.0% | 0.51% | −0.09 |
| DVN Devon Energy Corp. | Reduce -14.8% | 0.22% | −0.09 |
| DOW Dow Inc. | Reduce -17.6% | 0.13% | −0.08 |
| FHN First Horizon Corp. | Reduce -66.7% | 0.06% | −0.08 |
| FCX Freeport-McMoran Inc. | Reduce -1.9% | 0.24% | −0.08 |
| PFE Pfizer Inc. | Reduce -3.3% | 0.62% | −0.07 |
| OLN Olin Corp. | Sold out | 0.00% | −0.07 |
| GE General Electric | Reduce -2.0% | 0.50% | −0.07 |
| ROP Roper Technologies Inc. | Sold out | 0.00% | −0.07 |
| WY Weyerhaeuser Co. | Reduce -0.7% | 0.34% | −0.07 |
| NUE Nucor Corp. | Sold out | 0.00% | −0.07 |
| CF CF Industries Holdings Inc. | Sold out | 0.00% | −0.07 |
| LMT Lockheed Martin Corp. | Reduce -0.1% | 0.34% | −0.07 |
| WPM Wheaton Precious Metals Corp. | Sold out | 0.00% | −0.06 |
| VZ Verizon Communications Inc. | Reduce -2.2% | 0.45% | −0.06 |
| PKB Invesco Building & Construct | Sold out | 0.00% | −0.06 |
| PINS Pinterest Inc. Class A | Sold out | 0.00% | −0.06 |
| PSA Public Storage | Sold out | 0.00% | −0.06 |
| CASIF Casi Pharmaceuticals Inc. | Reduce -30.2% | 0.03% | −0.05 |
| NEE Nextera Energy Inc. | Reduce -1.5% | 0.29% | −0.05 |
| IBM Intl Business Machines Corp. | Reduce -3.5% | 1.63% | −0.05 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.05 |
| ONON On Holding AG Class A | Reduce -25.3% | 0.24% | −0.05 |
| RTX RTX Corp. | Reduce -10.3% | 0.31% | −0.05 |
| ZTS Zoetis Inc. | Reduce -73.0% | 0.01% | −0.05 |
| PAX Patria Investments Ltd. Class A | Reduce -43.2% | 0.07% | −0.04 |
| ALB Albemarle Corp. | Reduce -10.8% | 0.20% | −0.04 |
| SMG Scotts Miracle-Gro Co. | Reduce -13.1% | 0.09% | −0.04 |
| AMAT Applied Materials Inc. | Reduce -7.7% | 0.12% | −0.04 |
| CMCSA Comcast Corp. Class A | Reduce -2.4% | 0.27% | −0.04 |
| IBB iShares Biotechnology ETF | Reduce -43.8% | 0.04% | −0.03 |
| NOC Northrop Grumman Corp. | Reduce -3.3% | 0.21% | −0.03 |
| INTC Intel Corp. | Reduce -16.6% | 0.08% | −0.03 |
| PRU Prudential Financial Inc. | Reduce -8.2% | 0.30% | −0.03 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −0.03 |
| GSK GSK PLC-Spon ADR | Sold out | 0.00% | −0.03 |
| LHX L3HARRIS Technologies Inc. | Reduce -24.4% | 0.06% | −0.03 |
| MMM 3M Co. | Reduce -4.2% | 0.30% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| RKLB Rocket Lab USA Inc. | Add +0.5% | 0.58% | +0.36 |
| PLTR Palantir Technologies Inc. Class A | Add +122.7% | 0.36% | +0.28 |
| APO Apollo Global Management Inc. | Add +0.3% | 0.79% | +0.20 |
| TSM Taiwan Semiconductor-SP ADR | Add +75.7% | 0.32% | +0.16 |
| BMY Bristol-Myers Squibb Co. | Add +9.6% | 0.68% | +0.12 |
| CRBG Corebridge Financial Inc. | Add +100.0% | 0.18% | +0.09 |
| CMG Chipotle Mexican Grill Inc. | Add +45.5% | 0.24% | +0.08 |
| SNOW Snowflake Inc. | Add +7.8% | 0.26% | +0.08 |
| TIP iShares Tips Bond ETF | Add +97.4% | 0.17% | +0.08 |
| ET Energy Transfer LP | Add +4.0% | 0.31% | +0.07 |
| QQQ Invesco QQQ Trust Series 1 | Add +6.8% | 0.59% | +0.07 |
| LNG Cheniere Energy Inc. | Add +204.0% | 0.09% | +0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +6.9% | 0.69% | +0.06 |
| ETN Eaton Corp. PLC | Add +17.0% | 0.41% | +0.06 |
| HPE Hewlett Packard Enterprise | New | 0.06% | +0.06 |
| DGRO iShares Core Dividend Growth | New | 0.06% | +0.06 |
| BXSL Blackstone Secured Lending F | Add +5.8% | 0.29% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +19.8% | 0.13% | +0.04 |
| EMR Emerson Electric Co. | Add +2.7% | 0.24% | +0.04 |
| PYPL PayPal Holdings Inc. | Add +28.2% | 0.11% | +0.03 |
| FLUT Flutter Entertainment PLC-Di | Add +9.6% | 0.17% | +0.03 |
| VTIP Vanguard Short-Term Tips | Add +25.0% | 0.15% | +0.03 |
| FIX Comfort Systems USA Inc. | Add +20.1% | 0.12% | +0.03 |
| UPS United Parcel Service Class B | Add +22.3% | 0.21% | +0.03 |
| GRAL Grail Inc. | Add +29.4% | 0.06% | +0.02 |
| PNC PNC Financial Services Group | Add +2.0% | 0.30% | +0.02 |
| MSI Motorola Solutions Inc. | Add +5.8% | 0.19% | +0.02 |
| IWM iShares Russell 2000 ETF | Add +114.8% | 0.03% | +0.02 |
| QXO Qxo Inc. | Add +2.0% | 0.37% | +0.01 |
| CG The Carlyle Group Inc. | Add +32.7% | 0.04% | +0.01 |
| MTB M & T Bank Corp. | Add +5.3% | 0.11% | +0.01 |
| MKL Markel Group Inc. | Add +4.3% | 0.08% | +0.01 |
| CORZ Core Scientific Inc. | New | 0.01% | +0.01 |
| ASML ASML Holding NV-NY Reg SHS | Add +740.0% | 0.01% | +0.01 |
| CVX Chevron Corp. | Add +2.1% | 0.57% | +0.01 |
| MTUM iShares MSCI USA Momentum Fa | Add +45.0% | 0.02% | +0.01 |
| PFF iShares Preferred & Income S | Add +17.9% | 0.05% | +0.01 |
| STXS Stereotaxis Inc. | Add +8.7% | 0.03% | +0.01 |
| UBER Uber Technologies Inc. | Add +88.1% | 0.02% | +0.01 |
| MO Altria Group Inc. | Add +0.0% | 0.14% | +0.00 |
| AMD Advanced Micro Devices | Add +53.0% | 0.03% | +0.00 |
| GLD SPDR Gold Shares | Add +0.3% | 0.25% | +0.00 |
| ABT Abbott Laboratories | Add +0.1% | 0.93% | +0.00 |
| SBUX Starbucks Corp. | Add +8.6% | 0.04% | +0.00 |
| UNH Unitedhealth Group Inc. | Add +17.6% | 0.04% | +0.00 |
| IBIT iShares Bitcoin Trust ETF | New | 0.00% | +0.00 |
| SYY Sysco Corp. | Add +1.5% | 0.10% | +0.00 |
| XLI SS Industrial Select Sector | Add +0.1% | 0.03% | −0.00 |
| TXN Texas Instruments Inc. | Add +4.2% | 0.07% | −0.00 |
| GD General Dynamics Corp. | Add +9.4% | 0.10% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 329 | $446.5M | AAPL, MSFT, JPM, LLY, NVDA |
| Q1 2026 | 320 | $392.4M | AAPL, MSFT, JPM, XOM, LLY |
| Q4 2025 | 321 | $405.4M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2025 | 324 | $383.4M | MSFT, AAPL, JPM, NVDA, LLY |
| Q2 2025 | 316 | $353.3M | MSFT, AAPL, JPM, NVDA, LLY |
| Q1 2025 | 304 | $319.5M | MSFT, AAPL, JPM, LLY, XOM |
| Q4 2024 | 295 | $326.1M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2024 | 310 | $328.9M | MSFT, AAPL, LLY, JPM, NVDA |
| Q2 2024 | 304 | $307.0M | MSFT, AAPL, LLY, JPM, NVDA |
| Q1 2024Amended | 304 | $298.3M | MSFT, AAPL, LLY, JPM, FLO |