Wellington Shields & Co., LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 9, 2026), Wellington Shields & Co., LLC reported 321 stock positions worth $405.4 million. Its top holding was Microsoft (MSFT) at 8.3% of the portfolio, followed by Apple (AAPL, 7.4%) and JPMorgan Chase (JPM, 3.8%). Compared with Q3 2025, it opened 20 new positions, sold out of 24, added to 104 and reduced 100. The biggest buy was Eli Lilly (LLY, shares +1%) and the biggest sale Chart Industries (GTLS, shares −90%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506073
- Portfolio Value
- $405.4M (Q4 2025)
- SEC Filing
- 0001506073-26-000001 ↗ filed Feb 9, 2026
Holdings Value
Holdings 321 stocks · $405.4M
| MSFT Microsoft Corp. | 8.35% | 69,990 | $33.8M | Add +2.6% |
| AAPL Apple Inc. | 7.39% | 110,258 | $30.0M | Reduce -0.9% |
| JPM JPMorgan Chase & Co. | 3.78% | 47,531 | $15.3M | Reduce -3.6% |
| LLY Eli Lilly & Co. | 3.44% | 12,977 | $13.9M | Add +1.2% |
| NVDA Nvidia Corp. | 3.14% | 68,172 | $12.7M | Add +2.4% |
| GOOG Alphabet Inc. Class C | 2.75% | 35,538 | $11.2M | Add +2.0% |
| XOM Exxon Mobil Corp. | 2.28% | 76,928 | $9.3M | Add +13.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.94% | 26,503 | $7.9M | Reduce -1.7% |
| ABBV Abbvie Inc. | 1.74% | 30,817 | $7.0M | Add +4.7% |
| AMZN Amazon.com Inc. | 1.72% | 30,236 | $7.0M | Reduce -0.1% |
| CAT Caterpillar Inc. | 1.33% | 9,417 | $5.4M | Add +5.7% |
| GOOGL Alphabet Inc. Class A | 1.28% | 16,540 | $5.2M | Reduce -10.2% |
| BX Blackstone Inc. | 1.27% | 33,301 | $5.1M | Reduce -0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.15% | 6,816 | $4.6M | Add +52.8% |
| V Visa Inc. Class A | 1.12% | 12,941 | $4.5M | Add +2.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.07% | 8,652 | $4.3M | Add +5.8% |
| AVGO Broadcom Inc. | 1.04% | 12,167 | $4.2M | Reduce -4.0% |
| UNP Union Pacific Corp. | 1.00% | 17,488 | $4.0M | No change |
| RKLB Rocket Lab Corp. | 0.99% | 57,643 | $4.0M | Reduce -20.7% |
| WMT Walmart Inc. | 0.99% | 36,002 | $4.0M | Add +0.1% |
| HON Honeywell International Inc. | 0.96% | 20,044 | $3.9M | Reduce -2.4% |
| ILMN Illumina Inc. | 0.93% | 28,618 | $3.8M | Reduce -2.1% |
| ABT Abbott Laboratories | 0.92% | 29,746 | $3.7M | Add +11.6% |
| GE General Electric filed as GE AEROSPACE | 0.92% | 12,097 | $3.7M | Add +15.1% |
| C Citigroup Inc. | 0.90% | 31,188 | $3.6M | No change |
| NEM Newmont Corp. | 0.89% | 36,200 | $3.6M | Reduce -4.2% |
| FLO Flowers Foods Inc. | 0.86% | 320,985 | $3.5M | Reduce -0.7% |
| JNJ Johnson & Johnson | 0.86% | 16,815 | $3.5M | Add +6.5% |
| CEG Constellation Energy | 0.85% | 9,728 | $3.4M | Add +42.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.79% | 28,250 | $3.2M | Reduce -8.1% |
| SPGI S&P Global Inc. | 0.75% | 5,800 | $3.0M | Reduce -6.5% |
| APO Apollo Global Management Inc. | 0.74% | 20,676 | $3.0M | Add +10.5% |
| PLTR Palantir Technologies Inc. Class A | 0.69% | 15,734 | $2.8M | No change |
| PANW Palo Alto Networks Inc. | 0.68% | 14,962 | $2.8M | Add +18.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.64% | 4,217 | $2.6M | Add +9.3% |
| GLW Corning Inc. | 0.64% | 29,576 | $2.6M | Reduce -3.6% |
| MCK McKesson Corp. | 0.64% | 3,145 | $2.6M | Add +26.1% |
| KMI Kinder Morgan Inc. | 0.61% | 90,624 | $2.5M | No change |
| MRK Merck & Co. Inc. | 0.61% | 23,366 | $2.5M | Reduce -3.8% |
| SHOP Shopify Inc. Class A | 0.59% | 14,893 | $2.4M | Reduce -4.8% |
| HD Home Depot Inc. | 0.58% | 6,816 | $2.3M | Add +15.1% |
| PSNL Personalis Inc. | 0.57% | 292,489 | $2.3M | No change |
| PG The Procter & Gamble Co. | 0.56% | 15,929 | $2.3M | Add +156.0% |
| BMY Bristol-Myers Squibb Co. | 0.54% | 40,540 | $2.2M | Add +1.6% |
| T AT&T Inc. | 0.53% | 85,844 | $2.1M | Add +4.9% |
| WM Waste Management Inc. | 0.51% | 9,464 | $2.1M | Add +3.3% |
| PFE Pfizer Inc. | 0.50% | 80,956 | $2.0M | Add +2.5% |
| CFG Citizens Financial Group | 0.49% | 34,000 | $2.0M | No change |
| CVX Chevron Corp. | 0.49% | 13,013 | $2.0M | Add +1.0% |
| CSCO Cisco Systems Inc. | 0.48% | 25,510 | $2.0M | Add +1.2% |
| AXP American Express Co. | 0.47% | 5,186 | $1.9M | Add +3.3% |
| KO The Coca-Cola Co. | 0.44% | 25,400 | $1.8M | Reduce -7.3% |
| TSM Taiwan Semiconductor-SP ADR | 0.44% | 5,829 | $1.8M | Add +18.8% |
| AMGN Amgen Inc. | 0.43% | 5,309 | $1.7M | Add +4.9% |
| GEV GE Vernova Inc. | 0.42% | 2,602 | $1.7M | Add +20.0% |
| SO The Southern Co. | 0.40% | 18,484 | $1.6M | Add +6.9% |
| BA The Boeing Co. | 0.40% | 7,389 | $1.6M | Add +6.0% |
| QXO Qxo Inc. | 0.39% | 81,770 | $1.6M | No change |
| AFL Aflac Inc. | 0.38% | 13,866 | $1.5M | No change |
| BLK BlackRock Inc. | 0.37% | 1,418 | $1.5M | Add +6.0% |
| FSLR First Solar Inc. | 0.37% | 5,727 | $1.5M | Add +2.6% |
| RTX RTX Corp. | 0.36% | 8,033 | $1.5M | Add +22.6% |
| SPG Simon Property Group Inc. | 0.36% | 7,819 | $1.4M | Add +7.1% |
| VZ Verizon Communications Inc. | 0.36% | 35,498 | $1.4M | Reduce -5.7% |
| META Meta Platforms Inc. Class A | 0.35% | 2,178 | $1.4M | Reduce -1.9% |
| CVS CVS Health Corp. | 0.35% | 17,844 | $1.4M | Reduce -6.8% |
| OKE Oneok Inc. | 0.34% | 18,886 | $1.4M | Add +9.0% |
| ETN Eaton Corp. PLC | 0.33% | 4,257 | $1.4M | Add +7.1% |
| EPD Enterprise Products Partners | 0.33% | 41,448 | $1.3M | No change |
| EHC Encompass Health Corp. | 0.32% | 12,330 | $1.3M | No change |
| JXN Jackson Financial Inc. Class A | 0.32% | 12,163 | $1.3M | Reduce -1.7% |
| LIN Linde PLC | 0.32% | 3,020 | $1.3M | Reduce -6.0% |
| LMT Lockheed Martin Corp. | 0.32% | 2,660 | $1.3M | Reduce -10.1% |
| MMM 3M Co. | 0.31% | 7,974 | $1.3M | Add +7.6% |
| KEY Keycorp | 0.31% | 61,200 | $1.3M | No change |
| CSX CSX Corp. | 0.30% | 33,847 | $1.2M | No change |
| AMAT Applied Materials Inc. | 0.29% | 4,650 | $1.2M | Add +60.3% |
| PM Philip Morris International | 0.28% | 7,132 | $1.1M | No change |
| DVN Devon Energy Corp. | 0.28% | 30,726 | $1.1M | Add +22.8% |
| QCOM Qualcomm Inc. | 0.27% | 6,500 | $1.1M | No change |
| ENB Enbridge Inc. | 0.27% | 22,889 | $1.1M | Add +1.1% |
| TEVA Teva Pharmaceutical-SP ADR | 0.26% | 34,300 | $1.1M | No change |
| PEP Pepsico Inc. | 0.26% | 7,345 | $1.1M | Add +13.3% |
| BXSL Blackstone Secured Lending F | 0.26% | 39,634 | $1.0M | Add +20.6% |
| EFX Equifax Inc. | 0.26% | 4,800 | $1.0M | Reduce -26.5% |
| PRU Prudential Financial Inc. | 0.25% | 9,137 | $1.0M | Reduce -18.7% |
| FCX Freeport-McMoran Inc. | 0.25% | 20,019 | $1.0M | No change |
| GNRC Generac Holdings Inc. | 0.25% | 7,359 | $1.0M | Reduce -2.0% |
| NEE Nextera Energy Inc. | 0.25% | 12,464 | $1.0M | Reduce -12.3% |
| PNC PNC Financial Services Group | 0.24% | 4,643 | $969K | Reduce -4.1% |
| EIX Edison International | 0.23% | 15,400 | $924K | Add +21.3% |
| EMR Emerson Electric Co. | 0.23% | 6,959 | $924K | Add +2.2% |
| GRAL Grail Inc. | 0.23% | 10,739 | $919K | Reduce -0.2% |
| WY Weyerhaeuser Co. | 0.23% | 38,772 | $919K | No change |
| COST Costco Wholesale Corp. | 0.22% | 1,050 | $905K | Reduce -4.5% |
| RKT Rocket Cos Inc. Class A | 0.22% | 46,600 | $902K | No change |
| XLK SS Technology Select Sector | 0.22% | 6,192 | $891K | Add +27.4% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.22% | 10,643 | $883K | No change |
| TMO Thermo Fisher Scientific Inc. | 0.22% | 1,510 | $875K | Add +2.9% |
| NOC Northrop Grumman Corp. | 0.21% | 1,525 | $870K | Reduce -0.3% |
Portfolio Sells Q3 2025 → Q4 2025
| GTLS Chart Industries Inc. | Reduce -90.1% | 0.04% | −0.39 |
| JPM JPMorgan Chase & Co. | Reduce -3.6% | 3.78% | −0.28 |
| FLO Flowers Foods Inc. | Reduce -0.7% | 0.86% | −0.24 |
| BX Blackstone Inc. | Reduce -0.1% | 1.27% | −0.22 |
| EFX Equifax Inc. | Reduce -26.5% | 0.26% | −0.18 |
| HON Honeywell International Inc. | Reduce -2.4% | 0.96% | −0.16 |
| INSM Insmed Inc. | Sold out | 0.00% | −0.15 |
| TRMB Trimble Inc. | Sold out | 0.00% | −0.14 |
| DIS The Walt Disney Co. | Reduce -8.1% | 0.79% | −0.13 |
| KNCT Invesco Next Gen Connectivit | Reduce -46.4% | 0.09% | −0.09 |
| FIS Fidelity National Info Serv | Reduce -50.0% | 0.09% | −0.09 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.09 |
| CMG Chipotle Mexican Grill Inc. | Reduce -39.6% | 0.11% | −0.09 |
| DD Dupont DE Nemours Inc. | Reduce -6.3% | 0.07% | −0.09 |
| FLUT Flutter Entertainment PLC-Di | Reduce -20.0% | 0.15% | −0.08 |
| PHO Invesco Water Resources ETF | Reduce -50.5% | 0.07% | −0.08 |
| SYM Symbotic Inc. | Sold out | 0.00% | −0.08 |
| LIN Linde PLC | Reduce -6.0% | 0.32% | −0.08 |
| GNRC Generac Holdings Inc. | Reduce -2.0% | 0.25% | −0.08 |
| ONON On Holding AG Class A | Sold out | 0.00% | −0.08 |
| VZ Verizon Communications Inc. | Reduce -5.7% | 0.36% | −0.07 |
| META Meta Platforms Inc. Class A | Reduce -1.9% | 0.35% | −0.07 |
| LMT Lockheed Martin Corp. | Reduce -10.1% | 0.32% | −0.07 |
| PYPL PayPal Holdings Inc. | Sold out | 0.00% | −0.07 |
| HPQ HP Inc. | Sold out | 0.00% | −0.07 |
| OKLO Oklo Inc. | Sold out | 0.00% | −0.06 |
| NKE Nike Inc. Class B | Reduce -30.4% | 0.09% | −0.06 |
| SJM The JM Smucker Co. | Sold out | 0.00% | −0.06 |
| ET Energy Transfer LP | Reduce -15.8% | 0.18% | −0.05 |
| MDT Medtronic PLC | Reduce -17.4% | 0.19% | −0.05 |
| AVGO Broadcom Inc. | Reduce -4.0% | 1.04% | −0.05 |
| PRU Prudential Financial Inc. | Reduce -18.7% | 0.25% | −0.05 |
| CMCSA Comcast Corp. Class A | Reduce -18.3% | 0.13% | −0.05 |
| IBM Intl Business Machines Corp. | Reduce -1.7% | 1.94% | −0.05 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.05 |
| BLDR Builders Firstsource Inc. | Reduce -1.9% | 0.17% | −0.05 |
| KMB Kimberly-Clark Corp. | Sold out | 0.00% | −0.05 |
| CLX Clorox Company | Sold out | 0.00% | −0.04 |
| IBIT iShares Bitcoin Trust ETF | Reduce -66.0% | 0.01% | −0.04 |
| DGX Quest Diagnostics Inc. | Sold out | 0.00% | −0.04 |
| PINS Pinterest Inc. Class A | Sold out | 0.00% | −0.04 |
| ALB Albemarle Corp. | Reduce -65.7% | 0.06% | −0.04 |
| COST Costco Wholesale Corp. | Reduce -4.5% | 0.22% | −0.04 |
| AES AES Corp. | Reduce -30.5% | 0.10% | −0.04 |
| SNOW Snowflake Inc. | Reduce -10.5% | 0.18% | −0.04 |
| SPGI S&P Global Inc. | Reduce -6.5% | 0.75% | −0.04 |
| IP International Paper Co. | Sold out | 0.00% | −0.04 |
| KO The Coca-Cola Co. | Reduce -7.3% | 0.44% | −0.04 |
| UPS United Parcel Service Class B | Reduce -26.8% | 0.16% | −0.03 |
| MSI Motorola Solutions Inc. | Reduce -0.9% | 0.12% | −0.03 |
Portfolio Buys Q3 2025 → Q4 2025
| LLY Eli Lilly & Co. | Add +1.2% | 3.44% | +0.89 |
| GOOG Alphabet Inc. Class C | Add +2.0% | 2.75% | +0.54 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +52.8% | 1.15% | +0.37 |
| PG The Procter & Gamble Co. | Add +156.0% | 0.56% | +0.31 |
| XOM Exxon Mobil Corp. | Add +13.8% | 2.28% | +0.30 |
| CEG Constellation Energy | Add +42.0% | 0.85% | +0.26 |
| CAT Caterpillar Inc. | Add +5.7% | 1.33% | +0.22 |
| TOST Toast Inc. Class A | New | 0.17% | +0.17 |
| TEM Tempus AI Inc. Class A | New | 0.15% | +0.15 |
| AMAT Applied Materials Inc. | Add +60.3% | 0.29% | +0.14 |
| MCK McKesson Corp. | Add +26.1% | 0.64% | +0.13 |
| WRBY Warby Parker Inc. Class A | New | 0.12% | +0.12 |
| PBD Invesco Global Clean Energy | New | 0.10% | +0.10 |
| PSI Invesco Semiconductors ETF | New | 0.10% | +0.10 |
| GE General Electric | Add +15.1% | 0.92% | +0.09 |
| JNJ Johnson & Johnson | Add +6.5% | 0.86% | +0.09 |
| APO Apollo Global Management Inc. | Add +10.5% | 0.74% | +0.09 |
| IBDR iShares Ibonds Dec 2026 Term | New | 0.09% | +0.09 |
| HNDL Nasdaq 7 Handl Index ETF | New | 0.08% | +0.08 |
| TSM Taiwan Semiconductor-SP ADR | Add +18.8% | 0.44% | +0.08 |
| RTX RTX Corp. | Add +22.6% | 0.36% | +0.08 |
| UNH Unitedhealth Group Inc. | Add +111.5% | 0.16% | +0.08 |
| GEV GE Vernova Inc. | Add +20.0% | 0.42% | +0.07 |
| AGG iShares Core U.S. Aggregate | New | 0.07% | +0.07 |
| LAMR Lamar Advertising Co. Class A | New | 0.07% | +0.07 |
| BMY Bristol-Myers Squibb Co. | Add +1.6% | 0.54% | +0.07 |
| RY Royal Bank of Canada | New | 0.06% | +0.06 |
| TTRX Turn Therapeutics Inc. | New | 0.06% | +0.06 |
| CMI Cummins Inc. | Add +93.1% | 0.12% | +0.06 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.06% | +0.06 |
| AMGN Amgen Inc. | Add +4.9% | 0.43% | +0.06 |
| MDIV FT Multi-Asset Divers Inc. | New | 0.05% | +0.05 |
| DTM DT Midstream Inc. | New | 0.05% | +0.05 |
| DVN Devon Energy Corp. | Add +22.8% | 0.28% | +0.05 |
| FSLR First Solar Inc. | Add +2.6% | 0.37% | +0.05 |
| CB Chubb Ltd. | Add +130.2% | 0.08% | +0.05 |
| EIX Edison International | Add +21.3% | 0.23% | +0.04 |
| XLK SS Technology Select Sector | Add +27.4% | 0.22% | +0.04 |
| VCSH Vanguard S/T Corp. Bond ETF | New | 0.04% | +0.04 |
| AXP American Express Co. | Add +3.3% | 0.47% | +0.04 |
| IBB iShares Biotechnology ETF | New | 0.04% | +0.04 |
| CSCO Cisco Systems Inc. | Add +1.2% | 0.48% | +0.03 |
| MA Mastercard Inc. Class A | Add +28.3% | 0.19% | +0.03 |
| QQQ Invesco QQQ Trust Series 1 | Add +9.3% | 0.64% | +0.03 |
| BXSL Blackstone Secured Lending F | Add +20.6% | 0.26% | +0.03 |
| XPO Xpo Inc. | New | 0.03% | +0.03 |
| NEAR iShares SH Dba ETF Usd Inc. | Add +23954.5% | 0.03% | +0.03 |
| TMO Thermo Fisher Scientific Inc. | Add +2.9% | 0.22% | +0.03 |
| MP MP Materials Corp. | Add +111.9% | 0.09% | +0.03 |
| ASML ASML Holding NV-NY Reg SHS | Add +17.4% | 0.16% | +0.03 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 329 | $446.5M | AAPL, MSFT, JPM, LLY, NVDA |
| Q1 2026 | 320 | $392.4M | AAPL, MSFT, JPM, XOM, LLY |
| Q4 2025 | 321 | $405.4M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2025 | 324 | $383.4M | MSFT, AAPL, JPM, NVDA, LLY |
| Q2 2025 | 316 | $353.3M | MSFT, AAPL, JPM, NVDA, LLY |
| Q1 2025 | 304 | $319.5M | MSFT, AAPL, JPM, LLY, XOM |
| Q4 2024 | 295 | $326.1M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2024 | 310 | $328.9M | MSFT, AAPL, LLY, JPM, NVDA |
| Q2 2024 | 304 | $307.0M | MSFT, AAPL, LLY, JPM, NVDA |
| Q1 2024Amended | 304 | $298.3M | MSFT, AAPL, LLY, JPM, FLO |