Wellington Shields & Co., LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 23, 2024), Wellington Shields & Co., LLC reported 304 stock positions worth $298.3 million. Its top holding was Microsoft (MSFT) at 9.5% of the portfolio, followed by Apple (AAPL, 6.2%) and Eli Lilly (LLY, 3.6%). Compared with Q4 2023, it opened 18 new positions, sold out of 7, added to 78 and reduced 78. The biggest buy was Nvidia (NVDA, shares +13%) and the biggest sale Boeing (BA, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506073
- Portfolio Value
- $298.3M (Q1 2024)
- SEC Filing
- 0001506073-24-000003 ↗ filed May 23, 2024
Holdings Value
Holdings 304 stocks · $298.3M
| MSFT Microsoft Corp. | 9.51% | 67,458 | $28.4M | Reduce -2.5% |
| AAPL Apple Inc. | 6.17% | 107,435 | $18.4M | Add +0.4% |
| LLY Eli Lilly & Co. | 3.58% | 13,732 | $10.7M | Add +0.9% |
| JPM JPMorgan Chase & Co. | 3.24% | 48,332 | $9.7M | Add +0.0% |
| FLO Flowers Foods Inc. | 2.57% | 323,404 | $7.7M | Add +0.0% |
| NVDA Nvidia Corp. | 2.08% | 6,858 | $6.2M | Add +13.2% |
| XOM Exxon Mobil Corp. | 2.07% | 53,083 | $6.2M | Add +0.0% |
| ABBV Abbvie Inc. | 1.81% | 29,590 | $5.4M | Add +0.1% |
| GOOG Alphabet Inc. Class C | 1.67% | 32,781 | $5.0M | Add +1.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.64% | 25,655 | $4.9M | Reduce -1.5% |
| AMZN Amazon.com Inc. | 1.63% | 26,973 | $4.9M | Add +3.5% |
| BX Blackstone Inc. | 1.48% | 33,539 | $4.4M | Reduce -1.4% |
| ILMN Illumina Inc. | 1.44% | 31,393 | $4.3M | Reduce -9.2% |
| UNP Union Pacific Corp. | 1.44% | 17,488 | $4.3M | No change |
| HON Honeywell International Inc. | 1.42% | 20,664 | $4.2M | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 1.32% | 32,147 | $3.9M | Reduce -3.0% |
| V Visa Inc. Class A | 1.23% | 13,120 | $3.7M | Add +1.4% |
| CAT Caterpillar Inc. | 1.18% | 9,608 | $3.5M | No change |
| MRK Merck & Co. Inc. | 1.16% | 26,166 | $3.5M | No change |
| ABT Abbott Laboratories | 1.04% | 27,350 | $3.1M | Add +0.4% |
| SPGI S&P Global Inc. | 1.00% | 7,000 | $3.0M | Reduce -11.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.96% | 6,781 | $2.9M | Add +0.1% |
| CVS CVS Health Corp. | 0.85% | 31,877 | $2.5M | Reduce -1.2% |
| JNJ Johnson & Johnson | 0.83% | 15,595 | $2.5M | No change |
| GOOGL Alphabet Inc. Class A | 0.82% | 16,199 | $2.4M | Add +3.2% |
| KMI Kinder Morgan Inc. | 0.78% | 126,489 | $2.3M | Reduce -1.2% |
| HD Home Depot Inc. | 0.72% | 5,566 | $2.1M | Add +1.2% |
| PXD Pioneer Natural Resources Co. | 0.69% | 7,857 | $2.1M | Add +1.9% |
| PFE Pfizer Inc. | 0.69% | 74,087 | $2.1M | Add +2.5% |
| AVGO Broadcom Inc. | 0.67% | 1,511 | $2.0M | Reduce -4.7% |
| CVX Chevron Corp. | 0.66% | 12,541 | $2.0M | Reduce -0.8% |
| WMT Walmart Inc. | 0.65% | 32,284 | $1.9M | No change |
| BMY Bristol-Myers Squibb Co. | 0.64% | 35,233 | $1.9M | Reduce -4.7% |
| WM Waste Management Inc. | 0.64% | 8,918 | $1.9M | Reduce -3.2% |
| BA The Boeing Co. | 0.63% | 9,744 | $1.9M | Reduce -3.9% |
| EFX Equifax Inc. | 0.60% | 6,729 | $1.8M | Reduce -6.9% |
| SHOP Shopify Inc. Class A | 0.59% | 22,693 | $1.8M | Reduce -13.4% |
| C Citigroup Inc. | 0.58% | 27,171 | $1.7M | Add +2.6% |
| VZ Verizon Communications Inc. | 0.54% | 38,623 | $1.6M | Add +0.6% |
| AMGN Amgen Inc. | 0.52% | 5,414 | $1.5M | Add +12.5% |
| T AT&T Inc. | 0.51% | 86,844 | $1.5M | Reduce -4.5% |
| GTLS Chart Industries Inc. | 0.51% | 9,210 | $1.5M | Add +12.3% |
| TMO Thermo Fisher Scientific Inc. | 0.51% | 2,610 | $1.5M | Add +4.6% |
| BLDR Builders Firstsource Inc. | 0.50% | 7,210 | $1.5M | No change |
| CSCO Cisco Systems Inc. | 0.50% | 29,921 | $1.5M | Add +3.8% |
| WY Weyerhaeuser Co. | 0.49% | 41,112 | $1.5M | Reduce -1.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.49% | 3,311 | $1.5M | Add +32.2% |
| PANW Palo Alto Networks Inc. | 0.48% | 5,068 | $1.4M | Add +35.9% |
| RTX RTX Corp. | 0.47% | 14,452 | $1.4M | Add +0.3% |
| OKE Oneok Inc. | 0.47% | 17,445 | $1.4M | Add +0.7% |
| EPD Enterprise Products Partners | 0.47% | 47,869 | $1.4M | Add +0.5% |
| DVN Devon Energy Corp. | 0.45% | 26,777 | $1.3M | Reduce -2.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.43% | 2,462 | $1.3M | Add +115.4% |
| APO Apollo Global Management Inc. | 0.42% | 11,071 | $1.2M | Add +15.8% |
| SO The Southern Co. | 0.42% | 17,284 | $1.2M | Reduce -15.6% |
| CFG Citizens Financial Group | 0.41% | 34,000 | $1.2M | No change |
| GE General Electric | 0.40% | 6,789 | $1.2M | Add +5.2% |
| MDT Medtronic PLC | 0.40% | 13,600 | $1.2M | Add +6.3% |
| SMCI Super Micro Computer Inc. | 0.39% | 1,160 | $1.2M | Reduce -3.4% |
| AFL Aflac Inc. | 0.39% | 13,623 | $1.2M | Add +0.0% |
| BLK BlackRock Finance Inc. | 0.38% | 1,364 | $1.1M | Add +1.5% |
| KMX Carmax Inc. | 0.37% | 12,802 | $1.1M | Add +0.5% |
| CSX CSX Corp. | 0.37% | 30,000 | $1.1M | No change |
| GIS General Mills Inc. | 0.37% | 15,829 | $1.1M | Add +0.1% |
| QCOM Qualcomm Inc. | 0.36% | 6,400 | $1.1M | Reduce -18.1% |
| PEP Pepsico Inc. | 0.36% | 6,065 | $1.1M | Add +7.8% |
| FLR Fluor Corp. | 0.35% | 25,000 | $1.1M | Reduce -36.9% |
| CMCSA Comcast Corp. Class A | 0.35% | 24,273 | $1.1M | No change |
| LIN Linde PLC | 0.35% | 2,227 | $1.0M | Add +37.3% |
| KO The Coca-Cola Co. | 0.35% | 16,875 | $1.0M | Reduce -0.4% |
| LMT Lockheed Martin Corp. | 0.34% | 2,260 | $1.0M | No change |
| META Meta Platforms Inc. Class A | 0.34% | 2,108 | $1.0M | Reduce -15.7% |
| EHC Encompass Health Corp. | 0.34% | 12,330 | $1.0M | No change |
| PG The Procter & Gamble Co. | 0.34% | 6,168 | $1.0M | Reduce -8.2% |
| FCX Freeport-McMoran Inc. | 0.33% | 21,250 | $999K | Reduce -3.7% |
| PRU Prudential Financial Inc. | 0.33% | 8,264 | $970K | Add +3.9% |
| KEY Keycorp | 0.32% | 61,200 | $968K | No change |
| AXP American Express Co. | 0.32% | 4,220 | $961K | Reduce -2.3% |
| GLW Corning Inc. | 0.31% | 27,956 | $921K | Add +55.7% |
| FSLR First Solar Inc. | 0.31% | 5,430 | $917K | Add +20.8% |
| NEE Nextera Energy Inc. | 0.30% | 14,184 | $906K | Add +0.7% |
| GNRC Generac Holdings Inc. | 0.30% | 7,165 | $904K | Add +10.2% |
| MRNA Moderna Inc. | 0.30% | 8,376 | $893K | Add +44.3% |
| SPG Simon Property Group Inc. | 0.30% | 5,700 | $892K | No change |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.29% | 10,643 | $854K | No change |
| MMM 3M Co. | 0.28% | 7,965 | $845K | Add +6.7% |
| INTC Intel Corp. | 0.28% | 18,814 | $831K | Reduce -13.5% |
| JXN Jackson Financial Inc. Class A | 0.28% | 12,411 | $821K | No change |
| NEM Newmont Corp. | 0.28% | 22,900 | $821K | Add +6.0% |
| MCK McKesson Corp. | 0.27% | 1,526 | $819K | Add +146.5% |
| ENB Enbridge Inc. | 0.27% | 22,642 | $819K | No change |
| COST Costco Wholesale Corp. | 0.27% | 1,100 | $806K | Add +37.5% |
| WST West Pharmaceutical Services | 0.27% | 2,000 | $791K | No change |
| COP Conocophillips | 0.27% | 6,213 | $791K | No change |
| CMI Cummins Inc. | 0.26% | 2,666 | $786K | Reduce -34.6% |
| ET Energy Transfer LP | 0.26% | 49,527 | $779K | No change |
| FIS Fidelity National Info Serv | 0.26% | 10,500 | $779K | No change |
| PNC PNC Financial Services Group | 0.26% | 4,727 | $764K | Reduce -11.3% |
| DOW Dow Inc. | 0.25% | 12,894 | $747K | Reduce -8.3% |
| AES AES Corp. | 0.25% | 41,586 | $746K | New |
Portfolio Sells Q4 2023 → Q1 2024
| BA The Boeing Co. | Reduce -3.9% | 0.63% | −0.34 |
| ILMN Illumina Inc. | Reduce -9.2% | 1.44% | −0.33 |
| SPGI S&P Global Inc. | Reduce -11.4% | 1.00% | −0.29 |
| FLR Fluor Corp. | Reduce -36.9% | 0.35% | −0.22 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.17 |
| SHOP Shopify Inc. Class A | Reduce -13.4% | 0.59% | −0.17 |
| BX Blackstone Inc. | Reduce -1.4% | 1.48% | −0.17 |
| INTC Intel Corp. | Reduce -13.5% | 0.28% | −0.12 |
| SO The Southern Co. | Reduce -15.6% | 0.42% | −0.11 |
| FLG New York Community Bancorp | Reduce -6.2% | 0.04% | −0.10 |
| CMI Cummins Inc. | Reduce -34.6% | 0.26% | −0.10 |
| MSFT Microsoft Corp. | Reduce -2.5% | 9.51% | −0.09 |
| CVS CVS Health Corp. | Reduce -1.2% | 0.85% | −0.09 |
| KOF Coca-Cola Femsa Sab-SP ADR | Sold out | 0.00% | −0.08 |
| WOLF Wolfspeed Inc. | Sold out | 0.00% | −0.08 |
| B Barrick Gold Corp. | Sold out | 0.00% | −0.07 |
| WTAI Wisdomtree AI and Innovation | Sold out | 0.00% | −0.06 |
| BMY Bristol-Myers Squibb Co. | Reduce -4.7% | 0.64% | −0.06 |
| WPC WP Carey Inc. | Reduce -8.7% | 0.15% | −0.06 |
| AMN Amn Healthcare Services Inc. | Reduce -21.4% | 0.09% | −0.06 |
| EFX Equifax Inc. | Reduce -6.9% | 0.60% | −0.06 |
| KMI Kinder Morgan Inc. | Reduce -1.2% | 0.78% | −0.06 |
| GILD Gilead Sciences Inc. | Reduce -9.8% | 0.16% | −0.05 |
| CF CF Industries Holdings Inc. | Reduce -32.3% | 0.10% | −0.05 |
| QCOM Qualcomm Inc. | Reduce -18.1% | 0.36% | −0.05 |
| T AT&T Inc. | Reduce -4.5% | 0.51% | −0.05 |
| A Agilent Technologies Inc. | Reduce -29.5% | 0.10% | −0.05 |
| PNC PNC Financial Services Group | Reduce -11.3% | 0.26% | −0.05 |
| RKLB Rocket Lab USA Inc. | Reduce -2.9% | 0.09% | −0.05 |
| WPM Wheaton Precious Metals Corp. | Sold out | 0.00% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -26.9% | 0.07% | −0.05 |
| ZTS Zoetis Inc. | Reduce -48.7% | 0.03% | −0.04 |
| WBD Warner Bros Discovery Inc. | Reduce -18.2% | 0.06% | −0.04 |
| ACN Accenture PLC Class A | Reduce -16.3% | 0.13% | −0.04 |
| WYNN WYNN Resorts Ltd. | Reduce -31.7% | 0.10% | −0.04 |
| FDX FedEx Corp. | Reduce -26.9% | 0.13% | −0.04 |
| WY Weyerhaeuser Co. | Reduce -1.2% | 0.49% | −0.04 |
| UL Unilever PLC | Reduce -14.8% | 0.14% | −0.04 |
| PARAA Paramount Global Class B | Reduce -2.3% | 0.09% | −0.04 |
| DOW Dow Inc. | Reduce -8.3% | 0.25% | −0.03 |
| CVX Chevron Corp. | Reduce -0.8% | 0.66% | −0.03 |
| LHX L3HARRIS Technologies Inc. | Reduce -18.3% | 0.09% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -8.2% | 0.34% | −0.03 |
| IP International Paper Co. | Reduce -39.2% | 0.04% | −0.03 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -24.4% | 0.08% | −0.03 |
| DD Dupont DE Nemours Inc. | Reduce -2.2% | 0.19% | −0.02 |
| MDLZ Mondelez International Inc. Class A | Reduce -8.4% | 0.10% | −0.02 |
| BXMT Blackstone Mortgage Tru Class A | Reduce -52.0% | 0.02% | −0.02 |
| KO The Coca-Cola Co. | Reduce -0.4% | 0.35% | −0.02 |
| EA Electronic Arts Inc. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +13.2% | 2.08% | +0.97 |
| LLY Eli Lilly & Co. | Add +0.9% | 3.58% | +0.65 |
| AES AES Corp. | New | 0.25% | +0.25 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +115.4% | 0.43% | +0.23 |
| JPM JPMorgan Chase & Co. | Add +0.0% | 3.24% | +0.21 |
| AMZN Amazon.com Inc. | Add +3.5% | 1.63% | +0.17 |
| MCK McKesson Corp. | Add +146.5% | 0.27% | +0.17 |
| BAX Baxter International Inc. | Add +253.7% | 0.20% | +0.15 |
| TRMB Trimble Inc. | New | 0.14% | +0.14 |
| COHR Coherent Corp. | New | 0.12% | +0.12 |
| ABBV Abbvie Inc. | Add +0.1% | 1.81% | +0.12 |
| QQQ Invesco QQQ Trust Series 1 | Add +32.2% | 0.49% | +0.11 |
| XOM Exxon Mobil Corp. | Add +0.0% | 2.07% | +0.11 |
| GLW Corning Inc. | Add +55.7% | 0.31% | +0.11 |
| LIN Linde PLC | Add +37.3% | 0.35% | +0.10 |
| ADBE Adobe Inc. | Add +475.8% | 0.13% | +0.10 |
| XLV SS Health Care Select Sector | Add +500.0% | 0.12% | +0.10 |
| OXY Occidental Petroleum Corp. | Add +66.2% | 0.25% | +0.10 |
| GTLS Chart Industries Inc. | Add +12.3% | 0.51% | +0.10 |
| GE General Electric | Add +5.2% | 0.40% | +0.10 |
| APO Apollo Global Management Inc. | Add +15.8% | 0.42% | +0.09 |
| MRNA Moderna Inc. | Add +44.3% | 0.30% | +0.09 |
| GFF Griffon Corp. | New | 0.08% | +0.08 |
| KR Kroger Co. | New | 0.08% | +0.08 |
| PANW Palo Alto Networks Inc. | Add +35.9% | 0.48% | +0.08 |
| COST Costco Wholesale Corp. | Add +37.5% | 0.27% | +0.08 |
| IBB iShares Biotechnology ETF | New | 0.07% | +0.07 |
| C Citigroup Inc. | Add +2.6% | 0.58% | +0.07 |
| PLTR Palantir Technologies Inc. Class A | New | 0.07% | +0.07 |
| UPS United Parcel Service Class B | Add +98.5% | 0.16% | +0.07 |
| CRM Salesforce Inc. | Add +113.7% | 0.12% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.1% | 0.96% | +0.06 |
| MRO Marathon Oil Corp. | New | 0.06% | +0.06 |
| CWAN Clearwater Analytics HDS-A | New | 0.06% | +0.06 |
| PXD Pioneer Natural Resources Co. | Add +1.9% | 0.69% | +0.05 |
| FANG Diamondback Energy Inc. | Add +22.2% | 0.13% | +0.04 |
| EMR Emerson Electric Co. | Add +27.0% | 0.15% | +0.04 |
| CB Chubb Ltd. | New | 0.03% | +0.03 |
| TOST Toast Inc. Class A | Add +3.1% | 0.14% | +0.03 |
| AEP American Electric Power | New | 0.03% | +0.03 |
| JEPI JPMorgan Equity Premium Inco | Add +150.0% | 0.05% | +0.03 |
| RPM RPM International Inc. | Add +19.1% | 0.20% | +0.03 |
| ETN Eaton Corp. PLC | Add +3.8% | 0.14% | +0.03 |
| RTX RTX Corp. | Add +0.3% | 0.47% | +0.03 |
| FSLR First Solar Inc. | Add +20.8% | 0.31% | +0.02 |
| XLF SS Financial Select Sector | New | 0.02% | +0.02 |
| PRU Prudential Financial Inc. | Add +3.9% | 0.33% | +0.02 |
| XME SS SPDR S&P Metals Mining | New | 0.02% | +0.02 |
| OKE Oneok Inc. | Add +0.7% | 0.47% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +4.6% | 0.51% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 329 | $446.5M | AAPL, MSFT, JPM, LLY, NVDA |
| Q1 2026 | 320 | $392.4M | AAPL, MSFT, JPM, XOM, LLY |
| Q4 2025 | 321 | $405.4M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2025 | 324 | $383.4M | MSFT, AAPL, JPM, NVDA, LLY |
| Q2 2025 | 316 | $353.3M | MSFT, AAPL, JPM, NVDA, LLY |
| Q1 2025 | 304 | $319.5M | MSFT, AAPL, JPM, LLY, XOM |
| Q4 2024 | 295 | $326.1M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2024 | 310 | $328.9M | MSFT, AAPL, LLY, JPM, NVDA |
| Q2 2024 | 304 | $307.0M | MSFT, AAPL, LLY, JPM, NVDA |
| Q1 2024Amended | 304 | $298.3M | MSFT, AAPL, LLY, JPM, FLO |