Wellington Shields & Co., LLC

In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 7, 2024), Wellington Shields & Co., LLC reported 304 stock positions worth $307.0 million. Its top holding was Microsoft (MSFT) at 10.0% of the portfolio, followed by Apple (AAPL, 7.6%) and Eli Lilly (LLY, 4.0%). Compared with Q1 2024, it opened 18 new positions, sold out of 19, added to 88 and reduced 64. The biggest buy was Apple (AAPL, shares +4%) and the biggest sale an exit from Pioneer Natural Resources (PXD).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001506073
Portfolio Value
$307.0M (Q2 2024)
SEC Filing
0001506073-24-000004 ↗ filed Aug 7, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $298.3M Q1 2024 Q2 2024: $307.0M $307.0M Q2 2024 Q3 2024: $328.9M Q3 2024 Q4 2024: $326.1M Q4 2024 Q1 2025: $319.5M Q1 2025 Q2 2025: $353.3M Q2 2025 Q3 2025: $383.4M Q3 2025 Q4 2025: $405.4M Q4 2025 Q1 2026: $392.4M Q1 2026 Q2 2026: $446.5M Q2 2026

Holdings 304 stocks · $307.0M
MSFT Microsoft Corp. 9.99% 68,625 $30.7M Add +1.7%
AAPL Apple Inc. 7.64% 111,335 $23.4M Add +3.6%
LLY Eli Lilly & Co. 3.99% 13,536 $12.3M Reduce -1.4%
JPM JPMorgan Chase & Co. 3.19% 48,348 $9.8M Add +0.0%
NVDA Nvidia Corp. 2.64% 65,510 $8.1M Reduce -4.5%
XOM Exxon Mobil Corp. 2.36% 62,998 $7.3M Add +18.7%
FLO Flowers Foods Inc. 2.34% 323,468 $7.2M Add +0.0%
GOOG Alphabet Inc. Class C 2.03% 34,000 $6.2M Add +3.7%
AMZN Amazon.com Inc. 1.75% 27,830 $5.4M Add +3.2%
ABBV Abbvie Inc. 1.65% 29,604 $5.1M Add +0.1%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 1.45% 25,658 $4.4M Add +0.0%
HON Honeywell International Inc. 1.44% 20,664 $4.4M No change
BX Blackstone Inc. 1.33% 32,951 $4.1M Reduce -1.8%
UNP Union Pacific Corp. 1.29% 17,488 $4.0M No change
V Visa Inc. Class A 1.23% 14,346 $3.8M Add +9.3%
ILMN Illumina Inc. 1.11% 32,772 $3.4M Add +4.4%
MRK Merck & Co. Inc. 1.07% 26,516 $3.3M Add +1.3%
CAT Caterpillar Inc. 1.04% 9,608 $3.2M No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 1.02% 31,696 $3.1M Reduce -1.4%
SPGI S&P Global Inc. 1.02% 7,000 $3.1M No change
GOOGL Alphabet Inc. Class A 0.97% 16,349 $3.0M Add +0.9%
ABT Abbott Laboratories 0.92% 27,118 $2.8M Reduce -0.8%
BRK.B Berkshire Hathaway Inc. Class B 0.90% 6,799 $2.8M Add +0.3%
AVGO Broadcom Inc. 0.80% 1,521 $2.4M Add +0.7%
JNJ Johnson & Johnson 0.75% 15,845 $2.3M Add +1.6%
WMT Walmart Inc. 0.72% 32,866 $2.2M Add +1.8%
PFE Pfizer Inc. 0.71% 77,794 $2.2M Add +5.0%
KMI Kinder Morgan Inc. 0.70% 107,989 $2.1M Reduce -14.6%
WM Waste Management Inc. 0.64% 9,219 $2.0M Add +3.4%
CVX Chevron Corp. 0.64% 12,541 $2.0M No change
GTLS Chart Industries Inc. 0.63% 13,336 $1.9M Add +44.8%
HD Home Depot Inc. 0.63% 5,583 $1.9M Add +0.3%
C Citigroup Inc. 0.58% 28,271 $1.8M Add +4.0%
CVS CVS Health Corp. 0.58% 30,348 $1.8M Reduce -4.8%
SPY SS SPDR S&P 500 ETF Trust-US 0.57% 3,234 $1.8M Add +31.4%
APO Apollo Global Management Inc. 0.57% 14,834 $1.8M Add +34.0%
QQQ Invesco QQQ Trust Series 1 0.57% 3,634 $1.7M Add +9.8%
PANW Palo Alto Networks Inc. 0.56% 5,075 $1.7M Add +0.1%
T AT&T Inc. 0.54% 86,143 $1.6M Reduce -0.8%
EFX Equifax Inc. 0.53% 6,729 $1.6M No change
SHOP Shopify Inc. Class A 0.53% 24,693 $1.6M Add +8.8%
TMO Thermo Fisher Scientific Inc. 0.52% 2,867 $1.6M Add +9.8%
BA The Boeing Co. 0.52% 8,703 $1.6M Reduce -10.7%
AMGN Amgen Inc. 0.51% 5,014 $1.6M Reduce -7.4%
VZ Verizon Communications Inc. 0.50% 37,157 $1.5M Reduce -3.8%
BMY Bristol-Myers Squibb Co. 0.49% 35,979 $1.5M Add +2.1%
OKE Oneok Inc. 0.49% 18,320 $1.5M Add +5.0%
CSCO Cisco Systems Inc. 0.46% 29,787 $1.4M Reduce -0.5%
RTX RTX Corp. 0.46% 13,952 $1.4M Reduce -3.5%
GLW Corning Inc. 0.44% 34,620 $1.3M Add +23.8%
SO The Southern Co. 0.44% 17,334 $1.3M Add +0.3%
DVN Devon Energy Corp. 0.43% 28,133 $1.3M Add +5.1%
NEM Newmont Corp. 0.43% 31,200 $1.3M Add +36.2%
GE General Electric filed as GE AEROSPACE 0.42% 8,115 $1.3M Add +19.5%
EPD Enterprise Products Partners 0.42% 44,170 $1.3M Reduce -7.7%
MCK McKesson Corp. 0.41% 2,170 $1.3M Add +42.2%
LIN Linde PLC 0.41% 2,845 $1.2M Add +27.8%
CFG Citizens Financial Group 0.40% 34,000 $1.2M No change
AFL Aflac Inc. 0.40% 13,629 $1.2M Add +0.0%
WY Weyerhaeuser Co. 0.37% 40,030 $1.1M Reduce -2.6%
QCOM Qualcomm Inc. 0.37% 5,700 $1.1M Reduce -10.9%
MDT Medtronic PLC 0.36% 14,200 $1.1M Add +4.4%
FLR Fluor Corp. 0.35% 25,000 $1.1M No change
KO The Coca-Cola Co. 0.35% 17,075 $1.1M Add +1.2%
META Meta Platforms Inc. Class A 0.35% 2,108 $1.1M No change
EHC Encompass Health Corp. 0.34% 12,330 $1.1M No change
LMT Lockheed Martin Corp. 0.34% 2,260 $1.1M No change
BLK BlackRock Finance Inc. 0.34% 1,327 $1.0M Reduce -2.7%
PG The Procter & Gamble Co. 0.34% 6,318 $1.0M Add +2.4%
FCX Freeport-McMoran Inc. 0.33% 20,937 $1.0M Reduce -1.5%
FSLR First Solar Inc. 0.33% 4,480 $1.0M Reduce -17.5%
CSX CSX Corp. 0.33% 30,000 $1.0M No change
PRU Prudential Financial Inc. 0.33% 8,519 $998K Add +3.1%
BLDR Builders Firstsource Inc. 0.33% 7,210 $998K No change
GIS General Mills Inc. 0.32% 15,730 $995K Reduce -0.6%
NEE Nextera Energy Inc. 0.32% 13,964 $989K Reduce -1.6%
AXP American Express Co. 0.32% 4,220 $977K No change
PEP Pepsico Inc. 0.32% 5,915 $976K Reduce -2.5%
GNRC Generac Holdings Inc. 0.31% 7,224 $955K Add +0.8%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.31% 10,643 $954K No change
KMX Carmax Inc. 0.31% 12,836 $941K Add +0.3%
CMCSA Comcast Corp. Class A 0.31% 23,965 $938K Reduce -1.3%
COST Costco Wholesale Corp. 0.30% 1,100 $935K No change
JXN Jackson Financial Inc. Class A 0.30% 12,384 $920K Reduce -0.2%
ALB Albemarle Corp. 0.29% 9,483 $906K Add +181.1%
SMCI Super Micro Computer Inc. 0.29% 1,075 $881K Reduce -7.3%
KEY Keycorp 0.28% 61,200 $870K No change
SPG Simon Property Group Inc. 0.28% 5,700 $865K No change
MMM 3M Co. 0.27% 7,965 $814K No change
ENB Enbridge Inc. 0.26% 22,642 $806K No change
MRNA Moderna Inc. 0.26% 6,776 $805K Reduce -19.1%
ET Energy Transfer LP 0.26% 49,527 $803K No change
BXSL Blackstone Secured Lending F 0.26% 26,214 $803K Add +18.2%
FIS Fidelity National Info Serv 0.26% 10,500 $791K No change
PNC PNC Financial Services Group 0.25% 5,027 $782K Add +6.3%
AES AES Corp. 0.24% 42,586 $748K Add +2.4%
ONON On Holding AG Class A filed as ON HLDG AG 0.24% 19,000 $737K No change
COP Conocophillips 0.23% 6,213 $711K No change
PM Philip Morris International 0.23% 7,000 $709K No change
DOW Dow Inc. 0.22% 12,831 $681K Reduce -0.5%

Show all 304 holdings

Portfolio Sells Q1 2024 → Q2 2024
PXD Pioneer Natural Resources Co. Sold out 0.00% −0.69
DIS The Walt Disney Co. Reduce -1.4% 1.02% −0.29
CVS CVS Health Corp. Reduce -4.8% 0.58% −0.27
BX Blackstone Inc. Reduce -1.8% 1.33% −0.15
CMI Cummins Inc. Reduce -45.0% 0.13% −0.13
WY Weyerhaeuser Co. Reduce -2.6% 0.37% −0.12
ABT Abbott Laboratories Reduce -0.8% 0.92% −0.12
CLF Cleveland-Cliffs Inc. Reduce -50.0% 0.06% −0.12
BA The Boeing Co. Reduce -10.7% 0.52% −0.11
SLB SLB Ltd. Reduce -47.7% 0.09% −0.11
INTC Intel Corp. Reduce -9.8% 0.17% −0.11
SMCI Super Micro Computer Inc. Reduce -7.3% 0.29% −0.11
A Agilent Technologies Inc. Sold out 0.00% −0.10
AMN Amn Healthcare Services Inc. Sold out 0.00% −0.09
OXY Occidental Petroleum Corp. Reduce -31.0% 0.16% −0.09
GFF Griffon Corp. Sold out 0.00% −0.08
ACN Accenture PLC Class A Reduce -55.5% 0.05% −0.08
BWA Borgwarner Inc. Sold out 0.00% −0.08
KMI Kinder Morgan Inc. Reduce -14.6% 0.70% −0.08
XLV SS Health Care Select Sector Reduce -62.5% 0.04% −0.08
DGII Digi International Inc. Sold out 0.00% −0.07
AEM Agnico Eagle Mines Ltd. Sold out 0.00% −0.07
LW Lamb Weston Holdings Inc. Sold out 0.00% −0.07
FDX FedEx Corp. Reduce -48.6% 0.07% −0.06
MRO Marathon Oil Corp. Sold out 0.00% −0.06
NUE Nucor Corp. Reduce -25.0% 0.08% −0.06
UL Unilever PLC Reduce -41.8% 0.09% −0.06
EPD Enterprise Products Partners Reduce -7.7% 0.42% −0.05
GIS General Mills Inc. Reduce -0.6% 0.32% −0.05
CMCSA Comcast Corp. Class A Reduce -1.3% 0.31% −0.05
TOST Toast Inc. Class A Reduce -32.9% 0.09% −0.05
VZ Verizon Communications Inc. Reduce -3.8% 0.50% −0.04
BLK BlackRock Finance Inc. Reduce -2.7% 0.34% −0.04
CSCO Cisco Systems Inc. Reduce -0.5% 0.46% −0.04
PEP Pepsico Inc. Reduce -2.5% 0.32% −0.04
MRNA Moderna Inc. Reduce -19.1% 0.26% −0.04
GWW WW Grainger Inc. Sold out 0.00% −0.04
FLG New York Community Bancorp Sold out 0.00% −0.04
UNH Unitedhealth Group Inc. Reduce -47.4% 0.04% −0.04
PSNL Personalis Inc. Reduce -0.6% 0.11% −0.04
LECO Lincoln Electric Holdings Sold out 0.00% −0.03
STE Steris PLC Reduce -20.6% 0.10% −0.03
CB Chubb Ltd. Sold out 0.00% −0.03
AEP American Electric Power Sold out 0.00% −0.03
DOW Dow Inc. Reduce -0.5% 0.22% −0.03
SMG Scotts Miracle-Gro Co. Reduce -6.4% 0.11% −0.03
WBA Walgreens Boots Alliance Inc. Reduce -28.8% 0.02% −0.03
UEIC Universal Electronics Inc. Sold out 0.00% −0.02
CF CF Industries Holdings Inc. Reduce -13.3% 0.07% −0.02
GXO Gxo Logistics Inc. Reduce -22.4% 0.06% −0.02

Portfolio Buys Q1 2024 → Q2 2024
AAPL Apple Inc. Add +3.6% 7.64% +1.46
MSFT Microsoft Corp. Add +1.7% 9.99% +0.48
GOOG Alphabet Inc. Class C Add +3.7% 2.03% +0.36
XOM Exxon Mobil Corp. Add +18.7% 2.36% +0.29
APO Apollo Global Management Inc. Add +34.0% 0.57% +0.15
GOOGL Alphabet Inc. Class A Add +0.9% 0.97% +0.15
NEM Newmont Corp. Add +36.2% 0.43% +0.15
ALB Albemarle Corp. Add +181.1% 0.29% +0.15
SPY SS SPDR S&P 500 ETF Trust-US Add +31.4% 0.57% +0.14
MCK McKesson Corp. Add +42.2% 0.41% +0.14
GLW Corning Inc. Add +23.8% 0.44% +0.13
GLD SPDR Gold Shares Add +210.3% 0.19% +0.13
AVGO Broadcom Inc. Add +0.7% 0.80% +0.12
NWSA News Corp. Class A New 0.12% +0.12
AMZN Amazon.com Inc. Add +3.2% 1.75% +0.12
GTLS Chart Industries Inc. Add +44.8% 0.63% +0.12
CL Colgate-Palmolive Co. Add +333.3% 0.14% +0.11
SNOW Snowflake Inc. New 0.11% +0.11
FLUT Flutter Entertainment PLC-Di New 0.10% +0.10
HSY The Hershey Co. New 0.10% +0.10
HUBS HubSpot Inc. New 0.08% +0.08
PANW Palo Alto Networks Inc. Add +0.1% 0.56% +0.08
TPL Texas Pacific Land Corp. New 0.08% +0.08
QQQ Invesco QQQ Trust Series 1 Add +9.8% 0.57% +0.07
WMT Walmart Inc. Add +1.8% 0.72% +0.07
FLNC Fluence Energy Inc. New 0.07% +0.07
MKL Markel Group Inc. New 0.07% +0.07
NSSC Napco Security Technologies New 0.07% +0.07
SNPS Synopsys Inc. New 0.07% +0.07
ETN Eaton Corp. PLC Add +49.1% 0.21% +0.07
LIN Linde PLC Add +27.8% 0.41% +0.06
GM General Motors Co. New 0.06% +0.06
DIA SS SPDR Dow Jones Indus Avg New 0.06% +0.06
CRM Salesforce Inc. Add +64.2% 0.16% +0.04
FLG Flagstar Bank NA New 0.04% +0.04
XME SS SPDR S&P Metals Mining Add +170.0% 0.05% +0.03
CRWD CrowdStrike Holdings Inc. Class A Add +0.3% 0.22% +0.03
BXSL Blackstone Secured Lending F Add +18.2% 0.26% +0.03
XLK SS Technology Select Sector Add +9.7% 0.21% +0.03
ZTS Zoetis Inc. Add +94.9% 0.06% +0.03
ADBE Adobe Inc. Add +13.2% 0.16% +0.03
PEG Public Service Enterprise GP New 0.03% +0.03
HES Hess Corp. New 0.02% +0.02
UPS United Parcel Service Class B Add +27.9% 0.18% +0.02
NVO Novo-Nordisk A/S-Spons ADR Add +36.4% 0.07% +0.02
SO The Southern Co. Add +0.3% 0.44% +0.02
EMR Emerson Electric Co. Add +21.4% 0.17% +0.02
GE General Electric Add +19.5% 0.42% +0.02
PFE Pfizer Inc. Add +5.0% 0.71% +0.02
OKE Oneok Inc. Add +5.0% 0.49% +0.02

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 329$446.5MAAPL, MSFT, JPM, LLY, NVDA
Q1 2026 320$392.4MAAPL, MSFT, JPM, XOM, LLY
Q4 2025 321$405.4MMSFT, AAPL, JPM, LLY, NVDA
Q3 2025 324$383.4MMSFT, AAPL, JPM, NVDA, LLY
Q2 2025 316$353.3MMSFT, AAPL, JPM, NVDA, LLY
Q1 2025 304$319.5MMSFT, AAPL, JPM, LLY, XOM
Q4 2024 295$326.1MMSFT, AAPL, JPM, LLY, NVDA
Q3 2024 310$328.9MMSFT, AAPL, LLY, JPM, NVDA
Q2 2024 304$307.0MMSFT, AAPL, LLY, JPM, NVDA
Q1 2024Amended 304$298.3MMSFT, AAPL, LLY, JPM, FLO