Wellington Shields & Co., LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 5, 2025), Wellington Shields & Co., LLC reported 324 stock positions worth $383.4 million. Its top holding was Microsoft (MSFT) at 9.2% of the portfolio, followed by Apple (AAPL, 7.4%) and JPMorgan Chase (JPM, 4.1%). Compared with Q2 2025, it opened 25 new positions, sold out of 17, added to 66 and reduced 76. The biggest buy was Apple (AAPL, shares +0%) and the biggest sale Microsoft (MSFT, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506073
- Portfolio Value
- $383.4M (Q3 2025)
- SEC Filing
- 0001506073-25-000003 ↗ filed Nov 5, 2025
Holdings Value
Holdings 324 stocks · $383.4M
| MSFT Microsoft Corp. | 9.21% | 68,186 | $35.3M | Reduce -0.9% |
| AAPL Apple Inc. | 7.39% | 111,255 | $28.3M | Add +0.5% |
| JPM JPMorgan Chase & Co. | 4.06% | 49,308 | $15.6M | Reduce -1.1% |
| NVDA Nvidia Corp. | 3.24% | 66,573 | $12.4M | Reduce -0.2% |
| LLY Eli Lilly & Co. | 2.55% | 12,820 | $9.8M | Add +0.4% |
| GOOG Alphabet Inc. Class C | 2.21% | 34,823 | $8.5M | Add +1.9% |
| XOM Exxon Mobil Corp. | 1.99% | 67,596 | $7.6M | Reduce -0.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.98% | 26,969 | $7.6M | Reduce -1.1% |
| ABBV Abbvie Inc. | 1.78% | 29,442 | $6.8M | Reduce -1.0% |
| AMZN Amazon.com Inc. | 1.73% | 30,268 | $6.6M | Add +2.2% |
| BX Blackstone Inc. | 1.49% | 33,352 | $5.7M | Add +1.1% |
| GOOGL Alphabet Inc. Class A | 1.17% | 18,419 | $4.5M | Reduce -2.6% |
| HON Honeywell International Inc. | 1.13% | 20,534 | $4.3M | No change |
| V Visa Inc. Class A | 1.13% | 12,648 | $4.3M | Add +2.5% |
| CAT Caterpillar Inc. | 1.11% | 8,908 | $4.3M | No change |
| FLO Flowers Foods Inc. | 1.10% | 323,352 | $4.2M | Reduce -0.1% |
| AVGO Broadcom Inc. | 1.09% | 12,667 | $4.2M | Reduce -2.8% |
| UNP Union Pacific Corp. | 1.08% | 17,488 | $4.1M | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 1.07% | 8,178 | $4.1M | Add +0.3% |
| WMT Walmart Inc. | 0.97% | 35,953 | $3.7M | Reduce -1.6% |
| ABT Abbott Laboratories | 0.93% | 26,653 | $3.6M | Reduce -0.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.92% | 30,748 | $3.5M | Add +0.5% |
| RKLB Rocket Lab Corp. | 0.91% | 72,656 | $3.5M | Reduce -5.0% |
| NEM Newmont Corp. | 0.83% | 37,800 | $3.2M | Reduce -3.6% |
| C Citigroup Inc. | 0.83% | 31,188 | $3.2M | Reduce -1.6% |
| GE General Electric filed as GE AEROSPACE | 0.82% | 10,510 | $3.2M | Reduce -1.1% |
| SPGI S&P Global Inc. | 0.79% | 6,200 | $3.0M | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.77% | 4,460 | $3.0M | Add +1.6% |
| JNJ Johnson & Johnson | 0.76% | 15,795 | $2.9M | Reduce -0.6% |
| PLTR Palantir Technologies Inc. Class A | 0.75% | 15,734 | $2.9M | Reduce -5.7% |
| ILMN Illumina Inc. | 0.72% | 29,227 | $2.8M | No change |
| PANW Palo Alto Networks Inc. | 0.67% | 12,629 | $2.6M | Add +3.9% |
| KMI Kinder Morgan Inc. | 0.67% | 90,624 | $2.6M | Add +0.3% |
| GLW Corning Inc. | 0.66% | 30,676 | $2.5M | Reduce -15.2% |
| APO Apollo Global Management Inc. | 0.65% | 18,708 | $2.5M | Add +1.6% |
| HD Home Depot Inc. | 0.63% | 5,920 | $2.4M | No change |
| SHOP Shopify Inc. Class A | 0.61% | 15,643 | $2.3M | Reduce -1.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.60% | 3,860 | $2.3M | Reduce -2.6% |
| T AT&T Inc. | 0.60% | 81,848 | $2.3M | Reduce -0.9% |
| CEG Constellation Energy | 0.59% | 6,851 | $2.3M | Add +50.9% |
| MRK Merck & Co. Inc. | 0.53% | 24,291 | $2.0M | Reduce -18.8% |
| WM Waste Management Inc. | 0.53% | 9,163 | $2.0M | Add +0.0% |
| PFE Pfizer Inc. | 0.52% | 78,991 | $2.0M | Add +0.1% |
| CVX Chevron Corp. | 0.52% | 12,889 | $2.0M | Add +3.3% |
| MCK McKesson Corp. | 0.50% | 2,495 | $1.9M | Add +6.4% |
| PSNL Personalis Inc. | 0.50% | 292,489 | $1.9M | No change |
| KO The Coca-Cola Co. | 0.47% | 27,405 | $1.8M | Reduce -4.8% |
| CFG Citizens Financial Group | 0.47% | 34,000 | $1.8M | No change |
| BMY Bristol-Myers Squibb Co. | 0.47% | 39,902 | $1.8M | No change |
| CSCO Cisco Systems Inc. | 0.45% | 25,210 | $1.7M | Reduce -0.1% |
| EFX Equifax Inc. | 0.44% | 6,529 | $1.7M | No change |
| AXP American Express Co. | 0.43% | 5,019 | $1.7M | Add +0.4% |
| VZ Verizon Communications Inc. | 0.43% | 37,631 | $1.7M | Reduce -0.3% |
| SO The Southern Co. | 0.43% | 17,288 | $1.6M | Add +0.3% |
| GTLS Chart Industries Inc. | 0.43% | 8,158 | $1.6M | Reduce -39.5% |
| META Meta Platforms Inc. Class A | 0.43% | 2,221 | $1.6M | Add +0.6% |
| EHC Encompass Health Corp. | 0.41% | 12,330 | $1.6M | No change |
| BLK BlackRock Inc. | 0.41% | 1,338 | $1.6M | Add +2.5% |
| QXO Qxo Inc. | 0.41% | 81,770 | $1.6M | No change |
| AFL Aflac Inc. | 0.40% | 13,866 | $1.5M | Reduce -1.9% |
| LIN Linde PLC | 0.40% | 3,214 | $1.5M | Reduce -2.0% |
| BA The Boeing Co. | 0.39% | 6,974 | $1.5M | Add +0.2% |
| ETN Eaton Corp. PLC | 0.39% | 3,976 | $1.5M | Reduce -3.3% |
| LMT Lockheed Martin Corp. | 0.39% | 2,960 | $1.5M | Add +7.3% |
| CVS CVS Health Corp. | 0.38% | 19,152 | $1.4M | Reduce -8.9% |
| AMGN Amgen Inc. | 0.37% | 5,059 | $1.4M | No change |
| SPG Simon Property Group Inc. | 0.36% | 7,300 | $1.4M | Add +9.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 4,905 | $1.4M | Add +36.5% |
| GEV GE Vernova Inc. | 0.35% | 2,168 | $1.3M | Add +0.6% |
| EPD Enterprise Products Partners | 0.34% | 41,448 | $1.3M | No change |
| OKE Oneok Inc. | 0.33% | 17,320 | $1.3M | Reduce -2.8% |
| GNRC Generac Holdings Inc. | 0.33% | 7,506 | $1.3M | Reduce -0.7% |
| JXN Jackson Financial Inc. Class A | 0.33% | 12,375 | $1.3M | No change |
| FSLR First Solar Inc. | 0.32% | 5,579 | $1.2M | Reduce -0.8% |
| CSX CSX Corp. | 0.31% | 33,847 | $1.2M | No change |
| PRU Prudential Financial Inc. | 0.30% | 11,237 | $1.2M | Add +2.8% |
| PM Philip Morris International | 0.30% | 7,132 | $1.2M | Add +1.9% |
| MMM 3M Co. | 0.30% | 7,409 | $1.1M | No change |
| KEY Keycorp | 0.30% | 61,200 | $1.1M | No change |
| ENB Enbridge Inc. | 0.30% | 22,638 | $1.1M | Add +0.1% |
| RTX RTX Corp. | 0.29% | 6,552 | $1.1M | No change |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.28% | 10,643 | $1.1M | No change |
| QCOM Qualcomm Inc. | 0.28% | 6,500 | $1.1M | No change |
| NEE Nextera Energy Inc. | 0.28% | 14,214 | $1.1M | Reduce -0.7% |
| COST Costco Wholesale Corp. | 0.27% | 1,100 | $1.0M | No change |
| ORCL Oracle Corp. | 0.26% | 3,612 | $1.0M | No change |
| PNC PNC Financial Services Group | 0.25% | 4,843 | $973K | No change |
| WY Weyerhaeuser Co. | 0.25% | 38,772 | $961K | Reduce -2.5% |
| PG The Procter & Gamble Co. | 0.25% | 6,222 | $956K | Reduce -0.8% |
| NOC Northrop Grumman Corp. | 0.24% | 1,529 | $932K | No change |
| MDT Medtronic PLC | 0.24% | 9,775 | $931K | Reduce -5.8% |
| PEP Pepsico Inc. | 0.24% | 6,480 | $910K | Add +2.6% |
| RKT Rocket Cos Inc. Class A | 0.24% | 46,600 | $903K | No change |
| FLUT Flutter Entertainment PLC-Di | 0.23% | 3,537 | $898K | Add +10.1% |
| EMR Emerson Electric Co. | 0.23% | 6,810 | $893K | Reduce -0.0% |
| ET Energy Transfer LP | 0.23% | 52,056 | $893K | Reduce -0.6% |
| DVN Devon Energy Corp. | 0.23% | 25,025 | $877K | Reduce -0.7% |
| SNOW Snowflake Inc. | 0.22% | 3,800 | $857K | No change |
| BXSL Blackstone Secured Lending F | 0.22% | 32,872 | $857K | Add +6.9% |
| BLDR Builders Firstsource Inc. | 0.22% | 6,925 | $840K | No change |
Portfolio Sells Q2 2025 → Q3 2025
| MSFT Microsoft Corp. | Reduce -0.9% | 9.21% | −0.47 |
| FLO Flowers Foods Inc. | Reduce -0.1% | 1.10% | −0.36 |
| IBM Intl Business Machines Corp. | Reduce -1.1% | 1.98% | −0.29 |
| GTLS Chart Industries Inc. | Reduce -39.5% | 0.43% | −0.20 |
| MRK Merck & Co. Inc. | Reduce -18.8% | 0.53% | −0.14 |
| RDNT Radnet Inc. | Sold out | 0.00% | −0.13 |
| KO The Coca-Cola Co. | Reduce -4.8% | 0.47% | −0.10 |
| ABT Abbott Laboratories | Reduce -0.4% | 0.93% | −0.10 |
| WYNN WYNN Resorts Ltd. | Sold out | 0.00% | −0.09 |
| XOM Exxon Mobil Corp. | Reduce -0.5% | 1.99% | −0.08 |
| OKE Oneok Inc. | Reduce -2.8% | 0.33% | −0.08 |
| ADBE Adobe Inc. | Reduce -46.4% | 0.07% | −0.08 |
| HSY The Hershey Co. | Sold out | 0.00% | −0.08 |
| KBWP Invesco KBW Property & Casua | Sold out | 0.00% | −0.08 |
| T AT&T Inc. | Reduce -0.9% | 0.60% | −0.07 |
| PARAA Paramount Global Class B | Sold out | 0.00% | −0.06 |
| SYY Sysco Corp. | Reduce -35.7% | 0.09% | −0.05 |
| FCX Freeport-McMoran Inc. | Reduce -2.5% | 0.20% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -0.1% | 0.45% | −0.05 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −0.05 |
| WMT Walmart Inc. | Reduce -1.6% | 0.97% | −0.04 |
| WY Weyerhaeuser Co. | Reduce -2.5% | 0.25% | −0.04 |
| LIN Linde PLC | Reduce -2.0% | 0.40% | −0.04 |
| ET Energy Transfer LP | Reduce -0.6% | 0.23% | −0.04 |
| CVS CVS Health Corp. | Reduce -8.9% | 0.38% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -0.8% | 0.25% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -1.1% | 4.06% | −0.03 |
| CLF Cleveland-Cliffs Inc. | Sold out | 0.00% | −0.03 |
| NKE Nike Inc. Class B | Reduce -8.9% | 0.15% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -0.3% | 0.43% | −0.03 |
| DGRO iShares Core Dividend Growth | Sold out | 0.00% | −0.03 |
| CB Chubb Ltd. | Reduce -39.4% | 0.03% | −0.03 |
| FANG Diamondback Energy Inc. | Reduce -93.4% | 0.00% | −0.03 |
| DOW Dow Inc. | Reduce -11.4% | 0.07% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.03 |
| ETN Eaton Corp. PLC | Reduce -3.3% | 0.39% | −0.03 |
| LBRT Liberty Energy Inc. | Sold out | 0.00% | −0.03 |
| WST West Pharmaceutical Services | Reduce -33.3% | 0.07% | −0.02 |
| EMR Emerson Electric Co. | Reduce -0.0% | 0.23% | −0.02 |
| CTVA Corteva Inc. | Reduce -14.5% | 0.06% | −0.02 |
| PYPL PayPal Holdings Inc. | Reduce -11.1% | 0.07% | −0.02 |
| HES Hess Corp. | Sold out | 0.00% | −0.02 |
| SJM The JM Smucker Co. | Reduce -25.9% | 0.06% | −0.02 |
| AFL Aflac Inc. | Reduce -1.9% | 0.40% | −0.02 |
| ED Consolidated Edison Inc. | Reduce -14.1% | 0.07% | −0.02 |
| PWR Quanta Services Inc. | Reduce -84.3% | 0.00% | −0.02 |
| CTAS Cintas Corp. | Sold out | 0.00% | −0.02 |
| ACN Accenture PLC Class A | Reduce -2.2% | 0.04% | −0.01 |
| EA Electronic Arts Inc. | Sold out | 0.00% | −0.01 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.6% | 0.60% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| AAPL Apple Inc. | Add +0.5% | 7.39% | +0.96 |
| GOOG Alphabet Inc. Class C | Add +1.9% | 2.21% | +0.50 |
| EIX Edison International | New | 0.18% | +0.18 |
| CEG Constellation Energy | Add +50.9% | 0.59% | +0.17 |
| INSM Insmed Inc. | New | 0.15% | +0.15 |
| TSM Taiwan Semiconductor-SP ADR | Add +36.5% | 0.36% | +0.13 |
| SBIL Simplify Govt MNY MRKT ETF | New | 0.11% | +0.11 |
| SMCI Super Micro Computer Inc. | New | 0.09% | +0.09 |
| BX Blackstone Inc. | Add +1.1% | 1.49% | +0.09 |
| BE Bloom Energy Corp. Class A | New | 0.09% | +0.09 |
| SYM Symbotic Inc. | New | 0.08% | +0.08 |
| PBW Invesco Wilderhill Clean Ene | New | 0.08% | +0.08 |
| QBTS D-Wave Quantum Inc. | New | 0.08% | +0.08 |
| FIX Comfort Systems USA Inc. | Add +18.2% | 0.19% | +0.08 |
| HPE Hewlett Packard Enterprise | New | 0.06% | +0.06 |
| OKLO Oklo Inc. | New | 0.06% | +0.06 |
| PSKY Paramount Skydance Class B | New | 0.06% | +0.06 |
| BMNR Bitmine Immersion Technologi | New | 0.06% | +0.06 |
| CMI Cummins Inc. | New | 0.05% | +0.05 |
| SPG Simon Property Group Inc. | Add +9.0% | 0.36% | +0.05 |
| UNH Unitedhealth Group Inc. | Add +159.3% | 0.08% | +0.05 |
| STX Seagate Technology Holdings | New | 0.05% | +0.05 |
| BABA Alibaba Group Holding-SP ADR | New | 0.05% | +0.05 |
| CLX Clorox Company | New | 0.04% | +0.04 |
| DGX Quest Diagnostics Inc. | New | 0.04% | +0.04 |
| TSLA Tesla Inc. | Add +20.1% | 0.12% | +0.04 |
| COIN Coinbase Global Inc. Class A | Add +44.5% | 0.20% | +0.04 |
| XME SS SPDR S&P Metals Mining | New | 0.04% | +0.04 |
| XLY SS Consumer Disc Select Sect | New | 0.04% | +0.04 |
| WFC Wells Fargo & Co. | New | 0.04% | +0.04 |
| SLV iShares Silver Trust | Add +3300.0% | 0.04% | +0.04 |
| INTC Intel Corp. | Add +2.7% | 0.12% | +0.03 |
| HACK Amplify Cybersecurity ETF | Add +100.0% | 0.07% | +0.03 |
| IBIT iShares Bitcoin Trust ETF | Add +82.8% | 0.06% | +0.03 |
| WPM Wheaton Precious Metals Corp. | Add +16.1% | 0.10% | +0.03 |
| PL Planet Labs PBC | Add +0.5% | 0.05% | +0.03 |
| GEV GE Vernova Inc. | Add +0.6% | 0.35% | +0.02 |
| LMT Lockheed Martin Corp. | Add +7.3% | 0.39% | +0.02 |
| LNG Cheniere Energy Inc. | Add +62.7% | 0.08% | +0.02 |
| PLD Prologis Inc. | New | 0.02% | +0.02 |
| GSK GSK PLC-Spon ADR | New | 0.02% | +0.02 |
| BLK BlackRock Inc. | Add +2.5% | 0.41% | +0.02 |
| CVX Chevron Corp. | Add +3.3% | 0.52% | +0.02 |
| MCK McKesson Corp. | Add +6.4% | 0.50% | +0.02 |
| FAST Fastenal Co. | Add +26.3% | 0.06% | +0.02 |
| PPA Invesco Aerospace & Defense | Add +15.5% | 0.11% | +0.02 |
| PRN Invesco Dorsey Wright Indus | Add +22.6% | 0.08% | +0.02 |
| TTWO Take-Two Interactive Softwre | Add +54.4% | 0.04% | +0.01 |
| ASML ASML Holding NV-NY Reg SHS | Add +1.0% | 0.13% | +0.01 |
| PNQI Invesco Nasdaq Internet ETF | Add +22.2% | 0.08% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 329 | $446.5M | AAPL, MSFT, JPM, LLY, NVDA |
| Q1 2026 | 320 | $392.4M | AAPL, MSFT, JPM, XOM, LLY |
| Q4 2025 | 321 | $405.4M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2025 | 324 | $383.4M | MSFT, AAPL, JPM, NVDA, LLY |
| Q2 2025 | 316 | $353.3M | MSFT, AAPL, JPM, NVDA, LLY |
| Q1 2025 | 304 | $319.5M | MSFT, AAPL, JPM, LLY, XOM |
| Q4 2024 | 295 | $326.1M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2024 | 310 | $328.9M | MSFT, AAPL, LLY, JPM, NVDA |
| Q2 2024 | 304 | $307.0M | MSFT, AAPL, LLY, JPM, NVDA |
| Q1 2024Amended | 304 | $298.3M | MSFT, AAPL, LLY, JPM, FLO |