Wellington Shields & Co., LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Wellington Shields & Co., LLC reported 310 stock positions worth $328.9 million. Its top holding was Microsoft (MSFT) at 9.0% of the portfolio, followed by Apple (AAPL, 7.8%) and Eli Lilly (LLY, 3.6%). Compared with Q2 2024, it opened 21 new positions, sold out of 15, added to 81 and reduced 78. The biggest buy was a new position in Qxo (QXO) and the biggest sale Microsoft (MSFT, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506073
- Portfolio Value
- $328.9M (Q3 2024)
- SEC Filing
- 0001506071-24-000003 ↗ filed Nov 13, 2024
Holdings Value
Holdings 310 stocks · $328.9M
| MSFT Microsoft Corp. | 8.96% | 68,525 | $29.5M | Reduce -0.1% |
| AAPL Apple Inc. | 7.85% | 110,771 | $25.8M | Reduce -0.5% |
| LLY Eli Lilly & Co. | 3.65% | 13,535 | $12.0M | Reduce -0.0% |
| JPM JPMorgan Chase & Co. | 3.10% | 48,351 | $10.2M | Add +0.0% |
| NVDA Nvidia Corp. | 2.48% | 67,201 | $8.2M | Add +2.6% |
| FLO Flowers Foods Inc. | 2.27% | 323,528 | $7.5M | Add +0.0% |
| XOM Exxon Mobil Corp. | 2.23% | 62,664 | $7.3M | Reduce -0.5% |
| ABBV Abbvie Inc. | 1.78% | 29,637 | $5.9M | Add +0.1% |
| GOOG Alphabet Inc. Class C | 1.74% | 34,221 | $5.7M | Add +0.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.68% | 25,061 | $5.5M | Reduce -2.3% |
| AMZN Amazon.com Inc. | 1.64% | 29,012 | $5.4M | Add +4.3% |
| BX Blackstone Inc. | 1.51% | 32,527 | $5.0M | Reduce -1.3% |
| UNP Union Pacific Corp. | 1.37% | 18,221 | $4.5M | Add +4.2% |
| ILMN Illumina Inc. | 1.30% | 32,775 | $4.3M | Add +0.0% |
| HON Honeywell International Inc. | 1.30% | 20,664 | $4.3M | No change |
| CAT Caterpillar Inc. | 1.14% | 9,608 | $3.8M | No change |
| SPGI S&P Global Inc. | 1.10% | 7,000 | $3.6M | No change |
| V Visa Inc. Class A | 1.07% | 12,759 | $3.5M | Reduce -11.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.95% | 6,820 | $3.1M | Add +0.3% |
| ABT Abbott Laboratories | 0.93% | 26,736 | $3.0M | Reduce -1.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.92% | 31,388 | $3.0M | Reduce -1.0% |
| MRK Merck & Co. Inc. | 0.91% | 26,416 | $3.0M | Reduce -0.4% |
| GOOGL Alphabet Inc. Class A | 0.81% | 16,079 | $2.7M | Reduce -1.6% |
| AVGO Broadcom Inc. | 0.80% | 15,210 | $2.6M | No change |
| WMT Walmart Inc. | 0.79% | 32,215 | $2.6M | Reduce -2.0% |
| JNJ Johnson & Johnson | 0.78% | 15,845 | $2.6M | No change |
| PFE Pfizer Inc. | 0.69% | 78,402 | $2.3M | Add +0.8% |
| HD Home Depot Inc. | 0.68% | 5,493 | $2.2M | Reduce -1.6% |
| KMI Kinder Morgan Inc. | 0.63% | 93,854 | $2.1M | Reduce -13.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.63% | 3,603 | $2.1M | Add +11.4% |
| PANW Palo Alto Networks Inc. | 0.61% | 5,841 | $2.0M | Add +15.1% |
| EFX Equifax Inc. | 0.60% | 6,729 | $2.0M | No change |
| APO Apollo Global Management Inc. | 0.59% | 15,565 | $1.9M | Add +4.9% |
| NEM Newmont Corp. | 0.59% | 36,350 | $1.9M | Add +16.5% |
| WM Waste Management Inc. | 0.58% | 9,220 | $1.9M | Add +0.0% |
| GE General Electric filed as GE AEROSPACE | 0.57% | 10,015 | $1.9M | Add +23.4% |
| BMY Bristol-Myers Squibb Co. | 0.56% | 35,826 | $1.9M | Reduce -0.4% |
| C Citigroup Inc. | 0.56% | 29,511 | $1.8M | Add +4.4% |
| T AT&T Inc. | 0.56% | 83,674 | $1.8M | Reduce -2.9% |
| CVX Chevron Corp. | 0.56% | 12,464 | $1.8M | Reduce -0.6% |
| TMO Thermo Fisher Scientific Inc. | 0.55% | 2,923 | $1.8M | Add +1.9% |
| CVS CVS Health Corp. | 0.55% | 28,706 | $1.8M | Reduce -5.4% |
| GTLS Chart Industries Inc. | 0.53% | 14,127 | $1.8M | Add +5.9% |
| SHOP Shopify Inc. Class A | 0.53% | 21,583 | $1.7M | Reduce -12.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.52% | 3,511 | $1.7M | Reduce -3.4% |
| VZ Verizon Communications Inc. | 0.52% | 37,789 | $1.7M | Add +1.7% |
| GLW Corning Inc. | 0.51% | 37,120 | $1.7M | Add +7.2% |
| OKE Oneok Inc. | 0.49% | 17,820 | $1.6M | Reduce -2.7% |
| CSCO Cisco Systems Inc. | 0.49% | 30,287 | $1.6M | Add +1.7% |
| PSNL Personalis Inc. | 0.48% | 292,489 | $1.6M | No change |
| SO The Southern Co. | 0.48% | 17,334 | $1.6M | No change |
| AMGN Amgen Inc. | 0.47% | 4,814 | $1.6M | Reduce -4.0% |
| AFL Aflac Inc. | 0.45% | 13,333 | $1.5M | Reduce -2.2% |
| BLDR Builders Firstsource Inc. | 0.42% | 7,210 | $1.4M | No change |
| CFG Citizens Financial Group | 0.42% | 34,000 | $1.4M | No change |
| LIN Linde PLC | 0.42% | 2,906 | $1.4M | Add +2.1% |
| WY Weyerhaeuser Co. | 0.41% | 40,047 | $1.4M | Add +0.0% |
| LMT Lockheed Martin Corp. | 0.40% | 2,263 | $1.3M | Add +0.1% |
| BLK BlackRock Inc. | 0.39% | 1,348 | $1.3M | Add +1.6% |
| EPD Enterprise Products Partners | 0.39% | 43,670 | $1.3M | Reduce -1.1% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.38% | 10,643 | $1.3M | No change |
| MDT Medtronic PLC | 0.38% | 13,975 | $1.3M | Reduce -1.6% |
| KO The Coca-Cola Co. | 0.37% | 17,075 | $1.2M | No change |
| META Meta Platforms Inc. Class A | 0.37% | 2,105 | $1.2M | Reduce -0.1% |
| EHC Encompass Health Corp. | 0.36% | 12,330 | $1.2M | No change |
| GIS General Mills Inc. | 0.36% | 16,060 | $1.2M | Add +2.1% |
| RTX RTX Corp. | 0.36% | 9,752 | $1.2M | Reduce -30.1% |
| CSX CSX Corp. | 0.36% | 33,847 | $1.2M | Add +12.8% |
| MCK McKesson Corp. | 0.35% | 2,353 | $1.2M | Add +8.4% |
| QXO Qxo Inc. | 0.35% | 73,500 | $1.2M | New |
| AXP American Express Co. | 0.35% | 4,220 | $1.1M | No change |
| FSLR First Solar Inc. | 0.35% | 4,579 | $1.1M | Add +2.2% |
| NEE Nextera Energy Inc. | 0.34% | 13,414 | $1.1M | Reduce -3.9% |
| ETN Eaton Corp. PLC | 0.34% | 3,416 | $1.1M | Add +66.6% |
| JXN Jackson Financial Inc. Class A | 0.34% | 12,385 | $1.1M | Add +0.0% |
| GNRC Generac Holdings Inc. | 0.34% | 7,091 | $1.1M | Reduce -1.8% |
| PG The Procter & Gamble Co. | 0.34% | 6,469 | $1.1M | Add +2.4% |
| BA The Boeing Co. | 0.34% | 7,278 | $1.1M | Reduce -16.4% |
| PRU Prudential Financial Inc. | 0.33% | 9,082 | $1.1M | Add +6.6% |
| MMM 3M Co. | 0.32% | 7,815 | $1.1M | Reduce -1.9% |
| FCX Freeport-McMoran Inc. | 0.32% | 20,837 | $1.0M | Reduce -0.5% |
| KEY Keycorp | 0.31% | 61,200 | $1.0M | No change |
| CMCSA Comcast Corp. Class A | 0.30% | 23,959 | $1.0M | Reduce -0.0% |
| DVN Devon Energy Corp. | 0.30% | 25,506 | $998K | Reduce -9.3% |
| KMX Carmax Inc. | 0.30% | 12,836 | $993K | No change |
| COST Costco Wholesale Corp. | 0.30% | 1,100 | $975K | No change |
| PEP Pepsico Inc. | 0.30% | 5,715 | $972K | Reduce -3.4% |
| QCOM Qualcomm Inc. | 0.29% | 5,700 | $969K | No change |
| SPG Simon Property Group Inc. | 0.29% | 5,700 | $963K | No change |
| ONON On Holding AG Class A filed as ON HLDG AG | 0.29% | 19,000 | $953K | No change |
| PNC PNC Financial Services Group | 0.28% | 4,983 | $921K | Reduce -0.9% |
| ENB Enbridge Inc. | 0.28% | 22,642 | $919K | No change |
| FIS Fidelity National Info Serv | 0.27% | 10,500 | $879K | No change |
| AES AES Corp. | 0.26% | 42,586 | $854K | No change |
| PM Philip Morris International | 0.26% | 7,000 | $850K | No change |
| GLD SPDR Gold Shares | 0.25% | 3,356 | $816K | Add +26.4% |
| NOC Northrop Grumman Corp. | 0.25% | 1,530 | $808K | No change |
| BXSL Blackstone Secured Lending F | 0.24% | 27,214 | $797K | Add +3.8% |
| ALB Albemarle Corp. | 0.24% | 8,399 | $795K | Reduce -11.4% |
| ET Energy Transfer LP | 0.24% | 49,527 | $795K | No change |
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -0.1% | 8.96% | −1.03 |
| FLR Fluor Corp. | Sold out | 0.00% | −0.35 |
| LLY Eli Lilly & Co. | Reduce -0.0% | 3.65% | −0.35 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.29 |
| BA The Boeing Co. | Reduce -16.4% | 0.34% | −0.18 |
| V Visa Inc. Class A | Reduce -11.1% | 1.07% | −0.16 |
| GOOGL Alphabet Inc. Class A | Reduce -1.6% | 0.81% | −0.16 |
| MRK Merck & Co. Inc. | Reduce -0.4% | 0.91% | −0.16 |
| DVN Devon Energy Corp. | Reduce -9.3% | 0.30% | −0.13 |
| XOM Exxon Mobil Corp. | Reduce -0.5% | 2.23% | −0.13 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -39.7% | 0.09% | −0.13 |
| MRNA Moderna Inc. | Reduce -0.2% | 0.14% | −0.12 |
| DIS The Walt Disney Co. | Reduce -1.0% | 0.92% | −0.11 |
| RTX RTX Corp. | Reduce -30.1% | 0.36% | −0.10 |
| CRM Salesforce Inc. | Reduce -58.7% | 0.07% | −0.09 |
| TOST Toast Inc. Class A | Sold out | 0.00% | −0.09 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.08 |
| CVX Chevron Corp. | Reduce -0.6% | 0.56% | −0.08 |
| WST West Pharmaceutical Services | Reduce -25.0% | 0.14% | −0.08 |
| KMI Kinder Morgan Inc. | Reduce -13.1% | 0.63% | −0.07 |
| NSSC Napco Security Technologies | Sold out | 0.00% | −0.07 |
| SNPS Synopsys Inc. | Sold out | 0.00% | −0.07 |
| CWAN Clearwater Analytics HDS-A | Sold out | 0.00% | −0.06 |
| CLF Cleveland-Cliffs Inc. | Sold out | 0.00% | −0.06 |
| GM General Motors Co. | Sold out | 0.00% | −0.06 |
| INTC Intel Corp. | Reduce -4.1% | 0.12% | −0.06 |
| ALB Albemarle Corp. | Reduce -11.4% | 0.24% | −0.05 |
| XME SS SPDR S&P Metals Mining | Sold out | 0.00% | −0.05 |
| OXY Occidental Petroleum Corp. | Reduce -10.2% | 0.11% | −0.05 |
| GXO Gxo Logistics Inc. | Reduce -81.7% | 0.01% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -3.4% | 0.52% | −0.05 |
| NFE New Fortress Energy Inc. | Reduce -16.4% | 0.02% | −0.04 |
| AMGN Amgen Inc. | Reduce -4.0% | 0.47% | −0.04 |
| CVS CVS Health Corp. | Reduce -5.4% | 0.55% | −0.04 |
| TIP iShares Tips Bond ETF | Reduce -25.7% | 0.09% | −0.03 |
| EPD Enterprise Products Partners | Reduce -1.1% | 0.39% | −0.03 |
| XLK SS Technology Select Sector | Reduce -7.1% | 0.18% | −0.03 |
| CMI Cummins Inc. | Reduce -27.3% | 0.10% | −0.03 |
| HES Hess Corp. | Sold out | 0.00% | −0.02 |
| XLV SS Health Care Select Sector | Reduce -55.6% | 0.02% | −0.02 |
| TEL Te Connectivity PLC | Reduce -10.7% | 0.11% | −0.02 |
| PEP Pepsico Inc. | Reduce -3.4% | 0.30% | −0.02 |
| SBUX Starbucks Corp. | Reduce -47.6% | 0.03% | −0.02 |
| F Ford Motor Co. | Reduce -0.4% | 0.08% | −0.02 |
| XLE SS Energy Select Sector | Reduce -4.1% | 0.13% | −0.02 |
| FDX FedEx Corp. | Reduce -14.3% | 0.05% | −0.02 |
| GVA Granite Construction Inc. | Sold out | 0.00% | −0.02 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.02 |
| FCX Freeport-McMoran Inc. | Reduce -0.5% | 0.32% | −0.02 |
| TSLA Tesla Inc. | Reduce -38.3% | 0.04% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| QXO Qxo Inc. | New | 0.35% | +0.35 |
| ILMN Illumina Inc. | Add +0.0% | 1.30% | +0.19 |
| CCI Crown Castle Inc. | Add +300.0% | 0.22% | +0.17 |
| NEM Newmont Corp. | Add +16.5% | 0.59% | +0.17 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.16% | +0.16 |
| GE General Electric | Add +23.4% | 0.57% | +0.15 |
| NKE Nike Inc. Class B | New | 0.14% | +0.14 |
| ETN Eaton Corp. PLC | Add +66.6% | 0.34% | +0.13 |
| MKC McCormick & Co.-Non VTG SHRS | New | 0.13% | +0.13 |
| ABBV Abbvie Inc. | Add +0.1% | 1.78% | +0.13 |
| RKLB Rocket Lab USA Inc. | Add +7.2% | 0.22% | +0.11 |
| CRBG Corebridge Financial Inc. | New | 0.09% | +0.09 |
| FIX Comfort Systems USA Inc. | New | 0.09% | +0.09 |
| RGLD Royal Gold Inc. | New | 0.09% | +0.09 |
| ERIE Erie Indemnity Company Class A | New | 0.08% | +0.08 |
| AEM Agnico Eagle Mines Ltd. | New | 0.08% | +0.08 |
| UNP Union Pacific Corp. | Add +4.2% | 1.37% | +0.08 |
| SNOW Snowflake Inc. | Add +112.5% | 0.18% | +0.07 |
| GLW Corning Inc. | Add +7.2% | 0.51% | +0.07 |
| WPM Wheaton Precious Metals Corp. | New | 0.06% | +0.06 |
| GLD SPDR Gold Shares | Add +26.4% | 0.25% | +0.06 |
| PKB Invesco Building & Construct | New | 0.06% | +0.06 |
| LOW Lowe's Cos Inc. | Add +49.7% | 0.14% | +0.06 |
| LMT Lockheed Martin Corp. | Add +0.1% | 0.40% | +0.06 |
| PSA Public Storage | New | 0.06% | +0.06 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +11.4% | 0.63% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.3% | 0.95% | +0.05 |
| KGS Kodiak Gas Services Inc. | Add +85.7% | 0.11% | +0.05 |
| BABA Alibaba Group Holding-SP ADR | New | 0.05% | +0.05 |
| BLK BlackRock Inc. | Add +1.6% | 0.39% | +0.05 |
| PANW Palo Alto Networks Inc. | Add +15.1% | 0.61% | +0.05 |
| VMRK Vivmark Residential | New | 0.05% | +0.05 |
| JXN Jackson Financial Inc. Class A | Add +0.0% | 0.34% | +0.04 |
| WY Weyerhaeuser Co. | Add +0.0% | 0.41% | +0.04 |
| DD Dupont DE Nemours Inc. | Add +17.8% | 0.23% | +0.04 |
| GEV GE Vernova Inc. | Add +1.6% | 0.14% | +0.04 |
| MA Mastercard Inc. Class A | Add +25.8% | 0.16% | +0.04 |
| FAST Fastenal Co. | New | 0.04% | +0.04 |
| GIS General Mills Inc. | Add +2.1% | 0.36% | +0.04 |
| FLUT Flutter Entertainment PLC-Di | Add +10.9% | 0.14% | +0.04 |
| CMG Chipotle Mexican Grill Inc. | Add +51.7% | 0.15% | +0.04 |
| GRAL Grail Inc. | New | 0.03% | +0.03 |
| EMR Emerson Electric Co. | Add +29.1% | 0.21% | +0.03 |
| TMO Thermo Fisher Scientific Inc. | Add +1.9% | 0.55% | +0.03 |
| CB Chubb Ltd. | New | 0.03% | +0.03 |
| CSCO Cisco Systems Inc. | Add +1.7% | 0.49% | +0.03 |
| CSX CSX Corp. | Add +12.8% | 0.36% | +0.03 |
| PLD Prologis Inc. | New | 0.03% | +0.03 |
| ADBE Adobe Inc. | Add +33.6% | 0.18% | +0.03 |
| MCD McDonald's Corp. | Add +1.0% | 0.21% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 329 | $446.5M | AAPL, MSFT, JPM, LLY, NVDA |
| Q1 2026 | 320 | $392.4M | AAPL, MSFT, JPM, XOM, LLY |
| Q4 2025 | 321 | $405.4M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2025 | 324 | $383.4M | MSFT, AAPL, JPM, NVDA, LLY |
| Q2 2025 | 316 | $353.3M | MSFT, AAPL, JPM, NVDA, LLY |
| Q1 2025 | 304 | $319.5M | MSFT, AAPL, JPM, LLY, XOM |
| Q4 2024 | 295 | $326.1M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2024 | 310 | $328.9M | MSFT, AAPL, LLY, JPM, NVDA |
| Q2 2024 | 304 | $307.0M | MSFT, AAPL, LLY, JPM, NVDA |
| Q1 2024Amended | 304 | $298.3M | MSFT, AAPL, LLY, JPM, FLO |