Wellington Shields & Co., LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 4, 2026), Wellington Shields & Co., LLC reported 320 stock positions worth $392.4 million. Its top holding was Apple (AAPL) at 7.1% of the portfolio, followed by Microsoft (MSFT, 6.6%) and JPMorgan Chase (JPM, 3.6%). Compared with Q4 2025, it opened 19 new positions, sold out of 20, added to 72 and reduced 101. The biggest buy was Exxon Mobil (XOM, shares +2%) and the biggest sale Microsoft (MSFT, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001506073
- Portfolio Value
- $392.4M (Q1 2026)
- SEC Filing
- 0001506073-26-000002 ↗ filed May 4, 2026
Holdings Value
Holdings 320 stocks · $392.4M
| AAPL Apple Inc. | 7.06% | 109,187 | $27.7M | Reduce -1.0% |
| MSFT Microsoft Corp. | 6.58% | 69,747 | $25.8M | Reduce -0.3% |
| JPM JPMorgan Chase & Co. | 3.57% | 47,581 | $14.0M | Add +0.1% |
| XOM Exxon Mobil Corp. | 3.40% | 78,716 | $13.4M | Add +2.3% |
| LLY Eli Lilly & Co. | 3.04% | 12,963 | $11.9M | Reduce -0.1% |
| NVDA Nvidia Corp. | 3.04% | 68,344 | $11.9M | Add +0.3% |
| GOOG Alphabet Inc. Class C | 2.58% | 35,355 | $10.1M | Reduce -0.5% |
| CAT Caterpillar Inc. | 1.71% | 9,483 | $6.7M | Add +0.7% |
| ABBV Abbvie Inc. | 1.71% | 30,817 | $6.7M | No change |
| AMZN Amazon.com Inc. | 1.63% | 30,623 | $6.4M | Add +1.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 1.61% | 26,124 | $6.3M | Reduce -1.4% |
| GOOGL Alphabet Inc. Class A | 1.21% | 16,540 | $4.8M | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.18% | 7,129 | $4.6M | Add +4.6% |
| HON Honeywell International Inc. | 1.15% | 20,044 | $4.5M | No change |
| WMT Walmart Inc. | 1.14% | 35,957 | $4.5M | Reduce -0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.12% | 9,155 | $4.4M | Add +5.8% |
| UNP Union Pacific Corp. | 1.08% | 17,388 | $4.2M | Reduce -0.6% |
| JNJ Johnson & Johnson | 1.06% | 17,090 | $4.2M | Add +1.6% |
| GLW Corning Inc. | 1.02% | 29,376 | $4.0M | Reduce -0.7% |
| BX Blackstone Inc. | 0.97% | 33,146 | $3.8M | Reduce -0.5% |
| V Visa Inc. Class A | 0.96% | 12,429 | $3.8M | Reduce -4.0% |
| RKLB Rocket Lab Corp. | 0.95% | 58,120 | $3.7M | Add +0.8% |
| GE General Electric filed as GE AEROSPACE | 0.91% | 12,542 | $3.6M | Add +3.7% |
| ILMN Illumina Inc. | 0.90% | 28,618 | $3.5M | No change |
| C Citigroup Inc. | 0.89% | 30,873 | $3.5M | Reduce -1.0% |
| NEM Newmont Corp. | 0.87% | 31,400 | $3.4M | Reduce -13.3% |
| ABT Abbott Laboratories | 0.78% | 29,746 | $3.1M | No change |
| KMI Kinder Morgan Inc. | 0.77% | 89,624 | $3.0M | Reduce -1.1% |
| PANW Palo Alto Networks Inc. | 0.76% | 18,603 | $3.0M | Add +24.3% |
| AVGO Broadcom Inc. | 0.75% | 9,471 | $2.9M | Reduce -22.2% |
| MRK Merck & Co. Inc. | 0.71% | 23,266 | $2.8M | Reduce -0.4% |
| CEG Constellation Energy | 0.71% | 10,010 | $2.8M | Add +2.9% |
| MCK McKesson Corp. | 0.70% | 3,186 | $2.8M | Add +1.3% |
| CVX Chevron Corp. | 0.69% | 13,139 | $2.7M | Add +1.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.68% | 27,657 | $2.7M | Reduce -2.1% |
| FLO Flowers Foods Inc. | 0.67% | 321,078 | $2.6M | Add +0.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.64% | 4,329 | $2.5M | Add +2.7% |
| T AT&T Inc. | 0.63% | 85,544 | $2.5M | Reduce -0.3% |
| SPGI S&P Global Inc. | 0.63% | 5,800 | $2.5M | No change |
| BMY Bristol-Myers Squibb Co. | 0.62% | 40,174 | $2.4M | Reduce -0.9% |
| GEV GE Vernova Inc. | 0.61% | 2,734 | $2.4M | Add +5.1% |
| PG The Procter & Gamble Co. | 0.60% | 16,230 | $2.3M | Add +1.9% |
| WM Waste Management Inc. | 0.55% | 9,442 | $2.2M | Reduce -0.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.55% | 6,350 | $2.1M | Add +8.9% |
| PFE Pfizer Inc. | 0.55% | 76,295 | $2.1M | Reduce -5.8% |
| APO Apollo Global Management Inc. | 0.55% | 19,220 | $2.1M | Reduce -7.0% |
| HD Home Depot Inc. | 0.54% | 6,455 | $2.1M | Reduce -5.3% |
| PLTR Palantir Technologies Inc. Class A | 0.54% | 14,359 | $2.1M | Reduce -8.7% |
| CFG Citizens Financial Group | 0.52% | 34,000 | $2.0M | No change |
| CSCO Cisco Systems Inc. | 0.49% | 24,924 | $1.9M | Reduce -2.3% |
| KO The Coca-Cola Co. | 0.48% | 24,800 | $1.9M | Reduce -2.4% |
| PSNL Personalis Inc. | 0.47% | 292,489 | $1.9M | No change |
| AMGN Amgen Inc. | 0.45% | 5,059 | $1.8M | Reduce -4.7% |
| VZ Verizon Communications Inc. | 0.45% | 35,176 | $1.8M | Reduce -0.9% |
| OKE Oneok Inc. | 0.45% | 19,386 | $1.8M | Add +2.6% |
| SO The Southern Co. | 0.44% | 18,084 | $1.7M | Reduce -2.2% |
| SHOP Shopify Inc. Class A | 0.44% | 14,450 | $1.7M | Reduce -3.0% |
| DVN Devon Energy Corp. | 0.42% | 32,409 | $1.6M | Add +5.5% |
| QXO Qxo Inc. | 0.40% | 81,770 | $1.6M | No change |
| EPD Enterprise Products Partners | 0.40% | 41,448 | $1.6M | No change |
| AXP American Express Co. | 0.39% | 5,061 | $1.5M | Reduce -2.4% |
| RTX RTX Corp. | 0.38% | 7,797 | $1.5M | Reduce -2.9% |
| LMT Lockheed Martin Corp. | 0.38% | 2,453 | $1.5M | Reduce -7.8% |
| AFL Aflac Inc. | 0.37% | 13,366 | $1.5M | Reduce -3.6% |
| BA The Boeing Co. | 0.37% | 7,242 | $1.4M | Reduce -2.0% |
| GNRC Generac Holdings Inc. | 0.36% | 7,305 | $1.4M | Reduce -0.7% |
| AMAT Applied Materials Inc. | 0.36% | 4,150 | $1.4M | Reduce -10.8% |
| CSX CSX Corp. | 0.35% | 33,647 | $1.4M | Reduce -0.6% |
| ETN Eaton Corp. PLC | 0.35% | 3,790 | $1.4M | Reduce -11.0% |
| BLK BlackRock Inc. | 0.34% | 1,390 | $1.3M | Reduce -2.0% |
| LIN Linde PLC | 0.33% | 2,613 | $1.3M | Reduce -13.5% |
| JXN Jackson Financial Inc. Class A | 0.32% | 11,927 | $1.3M | Reduce -1.9% |
| EIX Edison International | 0.32% | 17,200 | $1.3M | Add +11.7% |
| ENB Enbridge Inc. | 0.32% | 22,889 | $1.2M | No change |
| SPG Simon Property Group Inc. | 0.31% | 6,624 | $1.2M | Reduce -15.3% |
| KEY Keycorp | 0.31% | 61,200 | $1.2M | No change |
| FIX Comfort Systems USA Inc. | 0.31% | 886 | $1.2M | Add +0.1% |
| CVS CVS Health Corp. | 0.31% | 16,749 | $1.2M | Reduce -6.1% |
| EHC Encompass Health Corp. | 0.30% | 12,330 | $1.2M | No change |
| META Meta Platforms Inc. Class A | 0.30% | 2,082 | $1.2M | Reduce -4.4% |
| PM Philip Morris International | 0.30% | 7,132 | $1.2M | No change |
| MMM 3M Co. | 0.29% | 7,924 | $1.2M | Reduce -0.6% |
| FSLR First Solar Inc. | 0.29% | 5,733 | $1.1M | Add +0.1% |
| ESI Element Solutions Inc. | 0.29% | 32,800 | $1.1M | New |
| NEE Nextera Energy Inc. | 0.28% | 11,995 | $1.1M | Reduce -3.8% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.28% | 10,643 | $1.1M | No change |
| COST Costco Wholesale Corp. | 0.27% | 1,050 | $1.0M | No change |
| NOC Northrop Grumman Corp. | 0.27% | 1,530 | $1.0M | Add +0.3% |
| TEVA Teva Pharmaceutical-SP ADR | 0.26% | 34,313 | $1.0M | Add +0.0% |
| PEP Pepsico Inc. | 0.26% | 6,445 | $1.0M | Reduce -12.3% |
| FCX Freeport-McMoran Inc. | 0.25% | 16,362 | $962K | Reduce -18.3% |
| WY Weyerhaeuser Co. | 0.24% | 38,002 | $928K | Reduce -2.0% |
| PNC PNC Financial Services Group | 0.24% | 4,444 | $925K | Reduce -4.3% |
| BXSL Blackstone Secured Lending F | 0.24% | 38,985 | $924K | Reduce -1.6% |
| UNH Unitedhealth Group Inc. | 0.24% | 3,412 | $923K | Add +72.3% |
| EFX Equifax Inc. | 0.22% | 4,800 | $864K | No change |
| EMR Emerson Electric Co. | 0.22% | 6,540 | $857K | Reduce -6.0% |
| GILD Gilead Sciences Inc. | 0.21% | 6,010 | $838K | Add +4.2% |
| QCOM Qualcomm Inc. | 0.21% | 6,500 | $837K | No change |
| COP Conocophillips | 0.21% | 6,293 | $831K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $38 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 5,430 | $38 | No change |
Total filed on the 13F, all lines: $392.4M.
Portfolio Sells Q4 2025 → Q1 2026
| MSFT Microsoft Corp. | Reduce -0.3% | 6.58% | −1.77 |
| LLY Eli Lilly & Co. | Reduce -0.1% | 3.04% | −0.40 |
| AAPL Apple Inc. | Reduce -1.0% | 7.06% | −0.33 |
| IBM Intl Business Machines Corp. | Reduce -1.4% | 1.61% | −0.32 |
| BX Blackstone Inc. | Reduce -0.5% | 0.97% | −0.29 |
| AVGO Broadcom Inc. | Reduce -22.2% | 0.75% | −0.29 |
| APO Apollo Global Management Inc. | Reduce -7.0% | 0.55% | −0.19 |
| GOOG Alphabet Inc. Class C | Reduce -0.5% | 2.58% | −0.17 |
| V Visa Inc. Class A | Reduce -4.0% | 0.96% | −0.16 |
| PLTR Palantir Technologies Inc. Class A | Reduce -8.7% | 0.54% | −0.15 |
| SHOP Shopify Inc. Class A | Reduce -3.0% | 0.44% | −0.15 |
| CRBG Corebridge Financial Inc. | Sold out | 0.00% | −0.15 |
| APP AppLovin Corp. Class A | Reduce -55.0% | 0.05% | −0.12 |
| DIS The Walt Disney Co. | Reduce -2.1% | 0.68% | −0.11 |
| AES AES Corp. | Sold out | 0.00% | −0.10 |
| PBW Invesco Wilderhill Clean Ene | Sold out | 0.00% | −0.10 |
| PNQI Invesco Nasdaq Internet ETF | Sold out | 0.00% | −0.09 |
| GRAL Grail Inc. | Reduce -0.2% | 0.14% | −0.09 |
| AXP American Express Co. | Reduce -2.4% | 0.39% | −0.08 |
| FLUT Flutter Entertainment PLC-Di | Reduce -5.1% | 0.07% | −0.08 |
| LAMR Lamar Advertising Co. Class A | Sold out | 0.00% | −0.07 |
| SBIL Simplify Govt MNY MRKT ETF | Reduce -53.4% | 0.06% | −0.06 |
| SNOW Snowflake Inc. | Reduce -5.9% | 0.12% | −0.06 |
| STX Seagate Technology Holdings | Sold out | 0.00% | −0.06 |
| PRU Prudential Financial Inc. | Reduce -13.2% | 0.20% | −0.06 |
| UL Unilever PLC-Sponsored ADR | Sold out | 0.00% | −0.06 |
| ADBE Adobe Inc. | Sold out | 0.00% | −0.05 |
| META Meta Platforms Inc. Class A | Reduce -4.4% | 0.30% | −0.05 |
| HPE Hewlett Packard Enterprise | Sold out | 0.00% | −0.05 |
| CVS CVS Health Corp. | Reduce -6.1% | 0.31% | −0.04 |
| SPG Simon Property Group Inc. | Reduce -15.3% | 0.31% | −0.04 |
| TMO Thermo Fisher Scientific Inc. | Reduce -7.8% | 0.17% | −0.04 |
| INTU Intuit Inc. | Sold out | 0.00% | −0.04 |
| DAL Delta Air Lines Inc. | Sold out | 0.00% | −0.04 |
| XLY SS Consumer Disc Select Sect | Sold out | 0.00% | −0.04 |
| HD Home Depot Inc. | Reduce -5.3% | 0.54% | −0.04 |
| TFC Truist Financial Corp. | Sold out | 0.00% | −0.04 |
| BLK BlackRock Inc. | Reduce -2.0% | 0.34% | −0.03 |
| HACK Amplify Cybersecurity ETF | Reduce -37.8% | 0.05% | −0.03 |
| BA The Boeing Co. | Reduce -2.0% | 0.37% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -7.0% | 0.11% | −0.03 |
| NEM Newmont Corp. | Reduce -13.3% | 0.87% | −0.03 |
| PGX Invesco Preferred ETF | Sold out | 0.00% | −0.02 |
| BXSL Blackstone Secured Lending F | Reduce -1.6% | 0.24% | −0.02 |
| MMM 3M Co. | Reduce -0.6% | 0.29% | −0.02 |
| FNF Fidelity National Financial | Reduce -9.7% | 0.08% | −0.02 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.02 |
| XLK SS Technology Select Sector | Reduce -3.2% | 0.20% | −0.02 |
| EQT Eqt Corp. | Reduce -28.9% | 0.10% | −0.02 |
| JEPQ JPM Nasdaq Equity Premium | Sold out | 0.00% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| XOM Exxon Mobil Corp. | Add +2.3% | 3.40% | +1.12 |
| CAT Caterpillar Inc. | Add +0.7% | 1.71% | +0.38 |
| ESI Element Solutions Inc. | New | 0.29% | +0.29 |
| JNJ Johnson & Johnson | Add +1.6% | 1.06% | +0.21 |
| CVX Chevron Corp. | Add +1.0% | 0.69% | +0.20 |
| GEV GE Vernova Inc. | Add +5.1% | 0.61% | +0.19 |
| DVN Devon Energy Corp. | Add +5.5% | 0.42% | +0.14 |
| SJM The JM Smucker Co. | New | 0.14% | +0.14 |
| KMB Kimberly-Clark Corp. | New | 0.11% | +0.11 |
| TSM Taiwan Semiconductor-SP ADR | Add +8.9% | 0.55% | +0.11 |
| FIX Comfort Systems USA Inc. | Add +0.1% | 0.31% | +0.11 |
| OKE Oneok Inc. | Add +2.6% | 0.45% | +0.10 |
| HNDL Nasdaq 7 Handl Index ETF | Add +109.3% | 0.18% | +0.10 |
| EIX Edison International | Add +11.7% | 0.32% | +0.09 |
| MDIV FT Multi-Asset Divers Inc. | Add +146.9% | 0.14% | +0.09 |
| CMI Cummins Inc. | Add +61.4% | 0.20% | +0.09 |
| PJP Invesco Pharmaceuticals ETF | New | 0.08% | +0.08 |
| PANW Palo Alto Networks Inc. | Add +24.3% | 0.76% | +0.08 |
| DGRO iShares Core Dividend Growth | New | 0.08% | +0.08 |
| UNH Unitedhealth Group Inc. | Add +72.3% | 0.24% | +0.07 |
| PKB Invesco Building & Construct | New | 0.07% | +0.07 |
| TBIL F/M US Treasury 3 Month Bill | New | 0.07% | +0.07 |
| MCK McKesson Corp. | Add +1.3% | 0.70% | +0.07 |
| MU Micron Technology Inc. | New | 0.06% | +0.06 |
| AGG iShares Core U.S. Aggregate | Add +78.9% | 0.13% | +0.06 |
| AMD Advanced Micro Devices | Add +189.6% | 0.09% | +0.06 |
| BJ Bj's Wholesale Club Holdings | New | 0.06% | +0.06 |
| NOC Northrop Grumman Corp. | Add +0.3% | 0.27% | +0.05 |
| AZN Astrazeneca PLC | New | 0.05% | +0.05 |
| DGX Quest Diagnostics Inc. | New | 0.05% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +5.8% | 1.12% | +0.05 |
| MP MP Materials Corp. | Add +52.1% | 0.13% | +0.04 |
| Q Qnity Electronics Inc. | Add +2.5% | 0.12% | +0.04 |
| GILD Gilead Sciences Inc. | Add +4.2% | 0.21% | +0.04 |
| IXUS iShares Core Intl Stock ETF | New | 0.04% | +0.04 |
| PL Planet Labs PBC | Add +0.4% | 0.11% | +0.04 |
| DOW Dow Inc. | Add +0.7% | 0.08% | +0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +4.6% | 1.18% | +0.04 |
| PG The Procter & Gamble Co. | Add +1.9% | 0.60% | +0.03 |
| XLE SS Energy Select Sector | New | 0.03% | +0.03 |
| SLB SLB Ltd. | Add +1.4% | 0.10% | +0.03 |
| GD General Dynamics Corp. | Add +14.7% | 0.15% | +0.03 |
| HII Huntington Ingalls Industrie | Add +1.5% | 0.17% | +0.02 |
| PFF iShares Preferred & Income S | Add +29.8% | 0.10% | +0.02 |
| ED Consolidated Edison Inc. | Add +15.8% | 0.08% | +0.02 |
| WAT Waters Corp. | New | 0.02% | +0.02 |
| NVT Nvent Electric PLC | New | 0.02% | +0.02 |
| PBD Invesco Global Clean Energy | Add +0.0% | 0.12% | +0.02 |
| GLD SPDR Gold Shares | Add +0.1% | 0.14% | +0.02 |
| BXMT Blackstone Mortgage Tru Class A | Add +30.8% | 0.05% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 329 | $446.5M | AAPL, MSFT, JPM, LLY, NVDA |
| Q1 2026 | 320 | $392.4M | AAPL, MSFT, JPM, XOM, LLY |
| Q4 2025 | 321 | $405.4M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2025 | 324 | $383.4M | MSFT, AAPL, JPM, NVDA, LLY |
| Q2 2025 | 316 | $353.3M | MSFT, AAPL, JPM, NVDA, LLY |
| Q1 2025 | 304 | $319.5M | MSFT, AAPL, JPM, LLY, XOM |
| Q4 2024 | 295 | $326.1M | MSFT, AAPL, JPM, LLY, NVDA |
| Q3 2024 | 310 | $328.9M | MSFT, AAPL, LLY, JPM, NVDA |
| Q2 2024 | 304 | $307.0M | MSFT, AAPL, LLY, JPM, NVDA |
| Q1 2024Amended | 304 | $298.3M | MSFT, AAPL, LLY, JPM, FLO |