Wellington Shields & Co., LLC

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 9, 2026), Wellington Shields & Co., LLC reported 321 stock positions worth $405.4 million. Its top holding was Microsoft (MSFT) at 8.3% of the portfolio, followed by Apple (AAPL, 7.4%) and JPMorgan Chase (JPM, 3.8%). Compared with Q3 2025, it opened 20 new positions, sold out of 24, added to 104 and reduced 100. The biggest buy was Eli Lilly (LLY, shares +1%) and the biggest sale Chart Industries (GTLS, shares −90%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001506073
Portfolio Value
$405.4M (Q4 2025)
SEC Filing
0001506073-26-000001 ↗ filed Feb 9, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $298.3M Q1 2024 Q2 2024: $307.0M Q2 2024 Q3 2024: $328.9M Q3 2024 Q4 2024: $326.1M Q4 2024 Q1 2025: $319.5M Q1 2025 Q2 2025: $353.3M Q2 2025 Q3 2025: $383.4M Q3 2025 Q4 2025: $405.4M $405.4M Q4 2025 Q1 2026: $392.4M Q1 2026 Q2 2026: $446.5M Q2 2026

Holdings 321 stocks · $405.4M
MSFT Microsoft Corp. 8.35% 69,990 $33.8M Add +2.6%
AAPL Apple Inc. 7.39% 110,258 $30.0M Reduce -0.9%
JPM JPMorgan Chase & Co. 3.78% 47,531 $15.3M Reduce -3.6%
LLY Eli Lilly & Co. 3.44% 12,977 $13.9M Add +1.2%
NVDA Nvidia Corp. 3.14% 68,172 $12.7M Add +2.4%
GOOG Alphabet Inc. Class C 2.75% 35,538 $11.2M Add +2.0%
XOM Exxon Mobil Corp. 2.28% 76,928 $9.3M Add +13.8%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 1.94% 26,503 $7.9M Reduce -1.7%
ABBV Abbvie Inc. 1.74% 30,817 $7.0M Add +4.7%
AMZN Amazon.com Inc. 1.72% 30,236 $7.0M Reduce -0.1%
CAT Caterpillar Inc. 1.33% 9,417 $5.4M Add +5.7%
GOOGL Alphabet Inc. Class A 1.28% 16,540 $5.2M Reduce -10.2%
BX Blackstone Inc. 1.27% 33,301 $5.1M Reduce -0.1%
SPY SS SPDR S&P 500 ETF Trust-US 1.15% 6,816 $4.6M Add +52.8%
V Visa Inc. Class A 1.12% 12,941 $4.5M Add +2.3%
BRK.B Berkshire Hathaway Inc. Class B 1.07% 8,652 $4.3M Add +5.8%
AVGO Broadcom Inc. 1.04% 12,167 $4.2M Reduce -4.0%
UNP Union Pacific Corp. 1.00% 17,488 $4.0M No change
RKLB Rocket Lab Corp. 0.99% 57,643 $4.0M Reduce -20.7%
WMT Walmart Inc. 0.99% 36,002 $4.0M Add +0.1%
HON Honeywell International Inc. 0.96% 20,044 $3.9M Reduce -2.4%
ILMN Illumina Inc. 0.93% 28,618 $3.8M Reduce -2.1%
ABT Abbott Laboratories 0.92% 29,746 $3.7M Add +11.6%
GE General Electric filed as GE AEROSPACE 0.92% 12,097 $3.7M Add +15.1%
C Citigroup Inc. 0.90% 31,188 $3.6M No change
NEM Newmont Corp. 0.89% 36,200 $3.6M Reduce -4.2%
FLO Flowers Foods Inc. 0.86% 320,985 $3.5M Reduce -0.7%
JNJ Johnson & Johnson 0.86% 16,815 $3.5M Add +6.5%
CEG Constellation Energy 0.85% 9,728 $3.4M Add +42.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.79% 28,250 $3.2M Reduce -8.1%
SPGI S&P Global Inc. 0.75% 5,800 $3.0M Reduce -6.5%
APO Apollo Global Management Inc. 0.74% 20,676 $3.0M Add +10.5%
PLTR Palantir Technologies Inc. Class A 0.69% 15,734 $2.8M No change
PANW Palo Alto Networks Inc. 0.68% 14,962 $2.8M Add +18.5%
QQQ Invesco QQQ Trust Series 1 0.64% 4,217 $2.6M Add +9.3%
GLW Corning Inc. 0.64% 29,576 $2.6M Reduce -3.6%
MCK McKesson Corp. 0.64% 3,145 $2.6M Add +26.1%
KMI Kinder Morgan Inc. 0.61% 90,624 $2.5M No change
MRK Merck & Co. Inc. 0.61% 23,366 $2.5M Reduce -3.8%
SHOP Shopify Inc. Class A 0.59% 14,893 $2.4M Reduce -4.8%
HD Home Depot Inc. 0.58% 6,816 $2.3M Add +15.1%
PSNL Personalis Inc. 0.57% 292,489 $2.3M No change
PG The Procter & Gamble Co. 0.56% 15,929 $2.3M Add +156.0%
BMY Bristol-Myers Squibb Co. 0.54% 40,540 $2.2M Add +1.6%
T AT&T Inc. 0.53% 85,844 $2.1M Add +4.9%
WM Waste Management Inc. 0.51% 9,464 $2.1M Add +3.3%
PFE Pfizer Inc. 0.50% 80,956 $2.0M Add +2.5%
CFG Citizens Financial Group 0.49% 34,000 $2.0M No change
CVX Chevron Corp. 0.49% 13,013 $2.0M Add +1.0%
CSCO Cisco Systems Inc. 0.48% 25,510 $2.0M Add +1.2%
AXP American Express Co. 0.47% 5,186 $1.9M Add +3.3%
KO The Coca-Cola Co. 0.44% 25,400 $1.8M Reduce -7.3%
TSM Taiwan Semiconductor-SP ADR 0.44% 5,829 $1.8M Add +18.8%
AMGN Amgen Inc. 0.43% 5,309 $1.7M Add +4.9%
GEV GE Vernova Inc. 0.42% 2,602 $1.7M Add +20.0%
SO The Southern Co. 0.40% 18,484 $1.6M Add +6.9%
BA The Boeing Co. 0.40% 7,389 $1.6M Add +6.0%
QXO Qxo Inc. 0.39% 81,770 $1.6M No change
AFL Aflac Inc. 0.38% 13,866 $1.5M No change
BLK BlackRock Inc. 0.37% 1,418 $1.5M Add +6.0%
FSLR First Solar Inc. 0.37% 5,727 $1.5M Add +2.6%
RTX RTX Corp. 0.36% 8,033 $1.5M Add +22.6%
SPG Simon Property Group Inc. 0.36% 7,819 $1.4M Add +7.1%
VZ Verizon Communications Inc. 0.36% 35,498 $1.4M Reduce -5.7%
META Meta Platforms Inc. Class A 0.35% 2,178 $1.4M Reduce -1.9%
CVS CVS Health Corp. 0.35% 17,844 $1.4M Reduce -6.8%
OKE Oneok Inc. 0.34% 18,886 $1.4M Add +9.0%
ETN Eaton Corp. PLC 0.33% 4,257 $1.4M Add +7.1%
EPD Enterprise Products Partners 0.33% 41,448 $1.3M No change
EHC Encompass Health Corp. 0.32% 12,330 $1.3M No change
JXN Jackson Financial Inc. Class A 0.32% 12,163 $1.3M Reduce -1.7%
LIN Linde PLC 0.32% 3,020 $1.3M Reduce -6.0%
LMT Lockheed Martin Corp. 0.32% 2,660 $1.3M Reduce -10.1%
MMM 3M Co. 0.31% 7,974 $1.3M Add +7.6%
KEY Keycorp 0.31% 61,200 $1.3M No change
CSX CSX Corp. 0.30% 33,847 $1.2M No change
AMAT Applied Materials Inc. 0.29% 4,650 $1.2M Add +60.3%
PM Philip Morris International 0.28% 7,132 $1.1M No change
DVN Devon Energy Corp. 0.28% 30,726 $1.1M Add +22.8%
QCOM Qualcomm Inc. 0.27% 6,500 $1.1M No change
ENB Enbridge Inc. 0.27% 22,889 $1.1M Add +1.1%
TEVA Teva Pharmaceutical-SP ADR 0.26% 34,300 $1.1M No change
PEP Pepsico Inc. 0.26% 7,345 $1.1M Add +13.3%
BXSL Blackstone Secured Lending F 0.26% 39,634 $1.0M Add +20.6%
EFX Equifax Inc. 0.26% 4,800 $1.0M Reduce -26.5%
PRU Prudential Financial Inc. 0.25% 9,137 $1.0M Reduce -18.7%
FCX Freeport-McMoran Inc. 0.25% 20,019 $1.0M No change
GNRC Generac Holdings Inc. 0.25% 7,359 $1.0M Reduce -2.0%
NEE Nextera Energy Inc. 0.25% 12,464 $1.0M Reduce -12.3%
PNC PNC Financial Services Group 0.24% 4,643 $969K Reduce -4.1%
EIX Edison International 0.23% 15,400 $924K Add +21.3%
EMR Emerson Electric Co. 0.23% 6,959 $924K Add +2.2%
GRAL Grail Inc. 0.23% 10,739 $919K Reduce -0.2%
WY Weyerhaeuser Co. 0.23% 38,772 $919K No change
COST Costco Wholesale Corp. 0.22% 1,050 $905K Reduce -4.5%
RKT Rocket Cos Inc. Class A 0.22% 46,600 $902K No change
XLK SS Technology Select Sector 0.22% 6,192 $891K Add +27.4%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.22% 10,643 $883K No change
TMO Thermo Fisher Scientific Inc. 0.22% 1,510 $875K Add +2.9%
NOC Northrop Grumman Corp. 0.21% 1,525 $870K Reduce -0.3%
FIX Comfort Systems USA Inc. 0.20% 885 $826K Add +0.1%
MA Mastercard Inc. Class A 0.19% 1,379 $787K Add +28.3%
TIP iShares Tips Bond ETF 0.19% 7,067 $777K No change
MDT Medtronic PLC 0.19% 8,075 $776K Reduce -17.4%
GIS General Mills Inc. 0.18% 16,070 $747K No change
ORCL Oracle Corp. 0.18% 3,830 $747K Add +6.0%
SNOW Snowflake Inc. 0.18% 3,400 $746K Reduce -10.5%
ET Energy Transfer LP 0.18% 43,803 $722K Reduce -15.8%
GILD Gilead Sciences Inc. 0.17% 5,770 $708K Reduce -0.6%
TOST Toast Inc. Class A 0.17% 19,700 $700K New
BLDR Builders Firstsource Inc. 0.17% 6,790 $699K Reduce -1.9%
MCD McDonald's Corp. 0.17% 2,266 $693K No change
VTIP Vanguard Short-Term Tips 0.17% 14,000 $692K No change
COIN Coinbase Global Inc. Class A 0.17% 3,045 $689K Add +35.5%
APP AppLovin Corp. Class A 0.17% 1,000 $674K Add +33.3%
DUK Duke Energy Corp. 0.17% 5,749 $674K Reduce -1.4%
UNH Unitedhealth Group Inc. 0.16% 1,980 $654K Add +111.5%
UPS United Parcel Service Class B 0.16% 6,513 $646K Reduce -26.8%
ASML ASML Holding NV-NY Reg SHS 0.16% 600 $642K Add +17.4%
WMB Williams Cos Inc. 0.15% 10,274 $618K Reduce -4.6%
TEM Tempus AI Inc. Class A 0.15% 10,400 $614K New
FLUT Flutter Entertainment PLC-Di 0.15% 2,829 $608K Reduce -20.0%
CRBG Corebridge Financial Inc. 0.15% 20,000 $603K No change
ITW Illinois Tool Works 0.15% 2,400 $591K No change
COP Conocophillips 0.15% 6,293 $589K Add +0.3%
HII Huntington Ingalls Industrie 0.14% 1,700 $578K Reduce -10.5%
BP BP PLC-Spons ADR 0.14% 16,619 $577K No change
TEL Te Connectivity PLC 0.14% 2,500 $569K No change
WPC WP Carey Inc. 0.14% 8,660 $557K Reduce -2.6%
MO Altria Group Inc. 0.14% 9,607 $554K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.14% 4,740 $550K No change
CMCSA Comcast Corp. Class A 0.13% 18,269 $546K Reduce -18.3%
CRWD CrowdStrike Holdings Inc. Class A 0.13% 1,139 $534K No change
SEIC Sei Investments Company 0.13% 6,500 $533K Reduce -7.1%
L Loews Corp. 0.13% 5,001 $527K No change
RPM RPM International Inc. 0.13% 5,000 $520K No change
GLD SPDR Gold Shares 0.13% 1,291 $512K Reduce -11.6%
GD General Dynamics Corp. 0.12% 1,502 $506K Add +6.6%
SBIL Simplify Govt MNY MRKT ETF 0.12% 5,037 $504K Add +15.5%
MSI Motorola Solutions Inc. 0.12% 1,310 $502K Reduce -0.9%
KMX Carmax Inc. 0.12% 12,788 $494K Add +1.2%
PPA Invesco Aerospace & Defense 0.12% 3,154 $494K Add +14.2%
WRBY Warby Parker Inc. Class A 0.12% 22,625 $493K New
KGS Kodiak Gas Services Inc. 0.12% 13,000 $486K No change
EQT Eqt Corp. 0.12% 9,000 $482K Reduce -2.2%
XBI SS SPDR S&P Biotech ETF 0.12% 3,900 $476K No change
CMI Cummins Inc. 0.12% 921 $470K Add +93.1%
INTC Intel Corp. 0.12% 12,693 $468K Reduce -5.6%
VLO Valero Energy Corp. 0.11% 2,840 $462K Add +13.6%
DTE DTE Energy Company 0.11% 3,500 $451K No change
RGLD Royal Gold Inc. 0.11% 2,028 $451K Add +1.4%
LOW Lowe's Cos Inc. 0.11% 1,836 $443K Add +4.4%
CMG Chipotle Mexican Grill Inc. 0.11% 11,600 $429K Reduce -39.6%
TSLA Tesla Inc. 0.11% 952 $428K Reduce -10.4%
AES AES Corp. 0.10% 29,586 $424K Reduce -30.5%
WPM Wheaton Precious Metals Corp. 0.10% 3,600 $423K No change
SHEL Shell PLC-ADR 0.10% 5,674 $417K Add +11.8%
FNF Fidelity National Financial 0.10% 7,605 $415K Add +10.7%
PBD Invesco Global Clean Energy 0.10% 25,807 $415K New
WBD Warner Bros Discovery Inc. 0.10% 14,192 $409K Reduce -0.7%
TRV The Travelers Cos Inc. 0.10% 1,408 $408K Reduce -6.6%
PSI Invesco Semiconductors ETF 0.10% 5,142 $406K New
GGME Invesco Next Gen Media and G 0.10% 6,687 $398K Add +12.7%
PBW Invesco Wilderhill Clean Ene 0.10% 13,019 $398K Add +24.1%
MTB M & T Bank Corp. filed as M & T BK CORP 0.10% 1,966 $396K No change
ROK Rockwell Automation Inc. 0.10% 1,000 $389K No change
KKR KKR & Co. Inc. 0.09% 3,000 $382K No change
SYY Sysco Corp. 0.09% 5,142 $379K Add +24.1%
EG Everest Group Ltd. 0.09% 1,100 $373K No change
AEM Agnico Eagle Mines Ltd. 0.09% 2,176 $369K Reduce -15.5%
NKE Nike Inc. Class B 0.09% 5,711 $364K Reduce -30.4%
KNCT Invesco Next Gen Connectivit 0.09% 2,693 $361K Reduce -46.4%
MP MP Materials Corp. 0.09% 7,100 $359K Add +111.9%
PNQI Invesco Nasdaq Internet ETF 0.09% 6,610 $357K Add +15.6%
CI The Cigna Group 0.09% 1,286 $354K No change
IBDR iShares Ibonds Dec 2026 Term 0.09% 14,420 $349K New
FIS Fidelity National Info Serv 0.09% 5,250 $349K Reduce -50.0%
MKL Markel Group Inc. 0.08% 160 $344K Add +3.2%
CL Colgate-Palmolive Co. 0.08% 4,333 $342K No change
STE Steris PLC 0.08% 1,350 $342K No change
BDX Becton Dickinson and Co. 0.08% 1,757 $341K No change
HNDL Nasdaq 7 Handl Index ETF filed as STRATEGY SHS 0.08% 15,290 $337K New
CB Chubb Ltd. 0.08% 1,061 $331K Add +130.2%
Q Qnity Electronics Inc. 0.08% 4,037 $330K Add +2.1%
HACK Amplify Cybersecurity ETF 0.08% 4,100 $330K Add +32.3%
MET Metlife Inc. 0.08% 4,154 $328K Reduce -4.6%
EOG EOG Resources Inc. 0.08% 3,085 $324K No change
GEF.B Greif Inc. Class B 0.08% 4,201 $314K Reduce -1.3%
OXY Occidental Petroleum Corp. 0.08% 7,600 $313K Add +4.1%
PL Planet Labs PBC 0.08% 15,776 $311K Add +2.8%
QBTS D-Wave Quantum Inc. 0.07% 11,600 $303K Reduce -4.1%
BE Bloom Energy Corp. Class A 0.07% 3,485 $303K Reduce -9.9%
DD Dupont DE Nemours Inc. 0.07% 7,405 $298K Reduce -6.3%
LNG Cheniere Energy Inc. 0.07% 1,525 $296K Add +24.0%
F Ford Motor Co. filed as FORD MTR CO 0.07% 22,491 $295K Add +4.7%
PFF iShares Preferred & Income S 0.07% 9,525 $295K Add +24.1%
PAX Patria Investments Ltd. Class A 0.07% 18,400 $292K No change
AGG iShares Core U.S. Aggregate 0.07% 2,915 $291K New
PHO Invesco Water Resources ETF 0.07% 4,071 $287K Reduce -50.5%
ACA Arcosa Inc. 0.07% 2,694 $286K Reduce -2.4%
LAMR Lamar Advertising Co. Class A 0.07% 2,250 $285K New
MDLZ Mondelez International Inc. Class A 0.07% 5,252 $283K Add +31.2%
SXT Sensient Technologies Corp. 0.07% 3,000 $282K No change
SLB SLB Ltd. filed as SLB LIMITED 0.07% 7,300 $280K Add +15.9%
FAST Fastenal Co. 0.07% 6,960 $279K Add +45.0%
WST West Pharmaceutical Services 0.07% 1,000 $275K No change
EMN Eastman Chemical Co. 0.07% 4,250 $271K No change
TPL Texas Pacific Land Corp. 0.07% 927 $266K No change
RGTI Rigetti Computing Inc. 0.07% 12,000 $266K Reduce -4.0%
SRE Sempra 0.07% 3,000 $265K No change
AWK American Water Works Co. Inc. 0.06% 2,000 $261K No change
RY Royal Bank of Canada 0.06% 1,526 $260K New
TTRX Turn Therapeutics Inc. 0.06% 65,732 $259K New
SSD Simpson Manufacturing Co. Inc. 0.06% 1,585 $256K Reduce -1.6%
BMNR Bitmine Immersion Technologi 0.06% 9,400 $255K Add +123.8%
PH Parker Hannifin Corp. 0.06% 287 $252K No change
ED Consolidated Edison Inc. 0.06% 2,532 $252K No change
GEHC GE Healthcare Technology 0.06% 3,060 $251K Add +31.4%
LHX L3HARRIS Technologies Inc. 0.06% 838 $246K Reduce -11.6%
NSLR Neostellar Capital Corp. filed as SURO CAPITAL CORP 0.06% 26,023 $246K Reduce -2.1%
TTWO Take-Two Interactive Softwre 0.06% 956 $245K Add +51.8%
SOLS Solstice Adv Materials Inc. 0.06% 5,009 $243K Reduce -2.4%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.06% 499 $240K New
FHN First Horizon Corp. 0.06% 10,000 $239K No change
PSX Phillips 66 0.06% 1,832 $236K No change
TRN Trinity Industries Inc. 0.06% 8,900 $235K Reduce -2.2%
STX Seagate Technology Holdings 0.06% 850 $234K No change
ALB Albemarle Corp. 0.06% 1,629 $230K Reduce -65.7%
DE Deere & Co. 0.06% 487 $227K Add +86.6%
UL Unilever PLC-Sponsored ADR 0.06% 3,418 $224K Add +0.9%
NVGS Navigator Holdings Ltd. 0.06% 12,870 $223K No change
CTVA Corteva Inc. 0.05% 3,320 $223K No change
MDIV FT Multi-Asset Divers Inc. 0.05% 14,025 $220K New
SLV iShares Silver Trust 0.05% 3,400 $219K No change
CWT California Water Service Grp 0.05% 5,000 $217K No change
ADBE Adobe Inc. 0.05% 606 $212K Reduce -15.1%
DTM DT Midstream Inc. 0.05% 1,750 $209K New
PSA Public Storage 0.05% 800 $208K No change
OTIS Otis Worldwide Corp. 0.05% 2,346 $205K Add +12.1%
HPE Hewlett Packard Enterprise 0.05% 8,485 $204K Reduce -9.7%
GSBD Goldman Sachs BDC Inc. 0.05% 21,650 $201K No change
WFC Wells Fargo & Co. 0.05% 2,138 $199K Add +23.0%
AMLP Alerian MLP ETF 0.05% 3,912 $184K Add +36.7%
TXN Texas Instruments Inc. 0.04% 1,050 $182K Reduce -16.0%
JEPI JPMorgan Equity Premium Inco 0.04% 3,010 $172K Add +20.4%
DOW Dow Inc. 0.04% 7,124 $167K Reduce -36.9%
GTLS Chart Industries Inc. 0.04% 804 $166K Reduce -90.1%
ACN Accenture PLC Class A 0.04% 613 $164K Reduce -8.9%
MS Morgan Stanley 0.04% 911 $162K No change
VCSH Vanguard S/T Corp. Bond ETF 0.04% 2,000 $159K New
INTU Intuit Inc. 0.04% 239 $158K No change
BXMT Blackstone Mortgage Tru Class A 0.04% 8,275 $158K Add +44.5%
PSKY Paramount Skydance Class B 0.04% 11,627 $156K Reduce -0.8%
DAL Delta Air Lines Inc. 0.04% 2,235 $155K No change
XLY SS Consumer Disc Select Sect 0.04% 1,280 $153K No change
MAIN Main Street Capital Corp. 0.04% 2,520 $152K Add +247.6%
IBB iShares Biotechnology ETF 0.04% 900 $152K New
UBER Uber Technologies Inc. 0.04% 1,850 $151K Add +12.1%
TFC Truist Financial Corp. 0.04% 3,000 $148K No change
KHC The Kraft Heinz Co. 0.04% 6,000 $146K No change
MAR Marriott International Class A 0.03% 455 $141K Reduce -12.3%
SMG Scotts Miracle-Gro Co. 0.03% 2,369 $138K Reduce -12.1%
XPO Xpo Inc. 0.03% 1,000 $136K New
AVR Anteris Technologies Global 0.03% 27,146 $135K Reduce -3.6%
NEAR iShares SH Dba ETF Usd Inc. 0.03% 2,646 $135K Add +23954.5%
TPR Tapestry Inc. 0.03% 1,055 $135K No change
SYK Stryker Corp. 0.03% 375 $132K Add +400.0%
AMD Advanced Micro Devices 0.03% 607 $130K No change
MNKD Mannkind Corp. 0.03% 22,660 $128K No change
RIG Transocean Ltd. 0.03% 30,423 $126K Reduce -8.7%
CG The Carlyle Group Inc. 0.03% 2,098 $124K No change
VTI VG Morningstar TS MKT ETF-US 0.03% 360 $121K Reduce -16.3%
ETR Entergy Corp. 0.03% 1,300 $120K Add +225.0%
FDX FedEx Corp. 0.03% 400 $116K Reduce -33.3%
GS Goldman Sachs Group Inc. 0.03% 125 $110K No change
XLI SS Industrial Select Sector 0.03% 697 $108K No change
CARR Carrier Global Corp. 0.03% 2,000 $106K No change
LUMN Lumen Technologies Inc. 0.03% 13,584 $106K Add +5.3%
PGX Invesco Preferred ETF 0.02% 8,939 $100K Reduce -28.2%
KYN Kayne Anderson Energy Infra 0.02% 7,945 $98K Reduce -23.1%
EW Edwards Lifesciences Corp. 0.02% 1,150 $98K No change
AEP American Electric Power 0.02% 850 $98K No change
STXS Stereotaxis Inc. 0.02% 42,527 $98K Reduce -1.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.02% 1,727 $95K No change
CW Curtiss-Wright Corp. 0.02% 169 $93K No change
MTUM iShares MSCI USA Momentum Fa 0.02% 363 $91K Add +81.5%
PLD Prologis Inc. 0.02% 700 $89K No change
IWM iShares Russell 2000 ETF 0.02% 335 $82K Reduce -9.7%
PGEN Precigen Inc. 0.02% 17,000 $71K No change
GSK GSK PLC-Spon ADR 0.02% 1,443 $71K Reduce -15.5%
CRM Salesforce Inc. 0.02% 261 $69K Reduce -27.7%
IGV iShares Expanded Tech-Softwa 0.02% 650 $69K No change
IDA Idacorp Inc. 0.02% 500 $63K No change
URI United Rentals Inc. 0.02% 77 $62K No change
BGS B&G Foods Inc. 0.02% 14,305 $62K Reduce -2.0%
IBIT iShares Bitcoin Trust ETF 0.01% 1,189 $59K Reduce -66.0%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.01% 1,000 $58K No change
XLF SS Financial Select Sector 0.01% 1,000 $55K No change
XME SS SPDR S&P Metals Mining 0.01% 500 $52K Reduce -71.4%
VST Vistra Corp. 0.01% 300 $48K No change
SOXX iShares Semiconductor ETF 0.01% 150 $45K No change
ANET Arista Networks Inc. 0.01% 334 $44K No change
WAB Wabtec Corp. 0.01% 192 $41K Reduce -0.5%
RSP Invesco S&P 500 Equal Weight 0.01% 209 $40K Add +0.5%
CIBR First Trust Nasdaq Cybersecu 0.01% 500 $36K No change
STLD Steel Dynamics Inc. 0.01% 200 $34K No change
GAB Gabelli Equity Trust 0.01% 5,428 $33K No change
TGT Target Corp. 0.01% 305 $30K Reduce -33.0%
FANG Diamondback Energy Inc. 0.01% 186 $28K Add +264.7%
MPLX MPLX LP 0.01% 400 $21K No change
RDDT Reddit Inc. Class A 0.01% 92 $21K Reduce -1.1%
LRCX Lam Research Corp. 0.01% 120 $21K New
BWXT BWX Technologies Inc. 0.00% 76 $13K New
BN Brookfield Corp. 0.00% 264 $12K Reduce -53.2%
PWR Quanta Services Inc. 0.00% 28 $12K No change
NRT North European Oil RTY Trust 0.00% 1,600 $11K Reduce -85.2%
ADP Automatic Data Processing 0.00% 39 $10K No change
NFLX Netflix Inc. 0.00% 100 $9K Reduce -85.7%
BIL SS SPDR BB 1-3M T-Bill ETF 0.00% 99 $9K No change
DELL Dell Technologies -C 0.00% 35 $4K New
VOO Vanguard S&P 500 ETF 0.00% 2 $1K Add +100.0%

Portfolio Sells Q3 2025 → Q4 2025
GTLS Chart Industries Inc. Reduce -90.1% 0.04% −0.39
JPM JPMorgan Chase & Co. Reduce -3.6% 3.78% −0.28
FLO Flowers Foods Inc. Reduce -0.7% 0.86% −0.24
BX Blackstone Inc. Reduce -0.1% 1.27% −0.22
EFX Equifax Inc. Reduce -26.5% 0.26% −0.18
HON Honeywell International Inc. Reduce -2.4% 0.96% −0.16
INSM Insmed Inc. Sold out 0.00% −0.15
TRMB Trimble Inc. Sold out 0.00% −0.14
DIS The Walt Disney Co. Reduce -8.1% 0.79% −0.13
KNCT Invesco Next Gen Connectivit Reduce -46.4% 0.09% −0.09
FIS Fidelity National Info Serv Reduce -50.0% 0.09% −0.09
SMCI Super Micro Computer Inc. Sold out 0.00% −0.09
CMG Chipotle Mexican Grill Inc. Reduce -39.6% 0.11% −0.09
DD Dupont DE Nemours Inc. Reduce -6.3% 0.07% −0.09
FLUT Flutter Entertainment PLC-Di Reduce -20.0% 0.15% −0.08
PHO Invesco Water Resources ETF Reduce -50.5% 0.07% −0.08
SYM Symbotic Inc. Sold out 0.00% −0.08
LIN Linde PLC Reduce -6.0% 0.32% −0.08
GNRC Generac Holdings Inc. Reduce -2.0% 0.25% −0.08
ONON On Holding AG Class A Sold out 0.00% −0.08
VZ Verizon Communications Inc. Reduce -5.7% 0.36% −0.07
META Meta Platforms Inc. Class A Reduce -1.9% 0.35% −0.07
LMT Lockheed Martin Corp. Reduce -10.1% 0.32% −0.07
PYPL PayPal Holdings Inc. Sold out 0.00% −0.07
HPQ HP Inc. Sold out 0.00% −0.07
OKLO Oklo Inc. Sold out 0.00% −0.06
NKE Nike Inc. Class B Reduce -30.4% 0.09% −0.06
SJM The JM Smucker Co. Sold out 0.00% −0.06
ET Energy Transfer LP Reduce -15.8% 0.18% −0.05
MDT Medtronic PLC Reduce -17.4% 0.19% −0.05
AVGO Broadcom Inc. Reduce -4.0% 1.04% −0.05
PRU Prudential Financial Inc. Reduce -18.7% 0.25% −0.05
CMCSA Comcast Corp. Class A Reduce -18.3% 0.13% −0.05
IBM Intl Business Machines Corp. Reduce -1.7% 1.94% −0.05
BABA Alibaba Group Holding-SP ADR Sold out 0.00% −0.05
BLDR Builders Firstsource Inc. Reduce -1.9% 0.17% −0.05
KMB Kimberly-Clark Corp. Sold out 0.00% −0.05
CLX Clorox Company Sold out 0.00% −0.04
IBIT iShares Bitcoin Trust ETF Reduce -66.0% 0.01% −0.04
DGX Quest Diagnostics Inc. Sold out 0.00% −0.04
PINS Pinterest Inc. Class A Sold out 0.00% −0.04
ALB Albemarle Corp. Reduce -65.7% 0.06% −0.04
COST Costco Wholesale Corp. Reduce -4.5% 0.22% −0.04
AES AES Corp. Reduce -30.5% 0.10% −0.04
SNOW Snowflake Inc. Reduce -10.5% 0.18% −0.04
SPGI S&P Global Inc. Reduce -6.5% 0.75% −0.04
IP International Paper Co. Sold out 0.00% −0.04
KO The Coca-Cola Co. Reduce -7.3% 0.44% −0.04
UPS United Parcel Service Class B Reduce -26.8% 0.16% −0.03
MSI Motorola Solutions Inc. Reduce -0.9% 0.12% −0.03

Portfolio Buys Q3 2025 → Q4 2025
LLY Eli Lilly & Co. Add +1.2% 3.44% +0.89
GOOG Alphabet Inc. Class C Add +2.0% 2.75% +0.54
SPY SS SPDR S&P 500 ETF Trust-US Add +52.8% 1.15% +0.37
PG The Procter & Gamble Co. Add +156.0% 0.56% +0.31
XOM Exxon Mobil Corp. Add +13.8% 2.28% +0.30
CEG Constellation Energy Add +42.0% 0.85% +0.26
CAT Caterpillar Inc. Add +5.7% 1.33% +0.22
TOST Toast Inc. Class A New 0.17% +0.17
TEM Tempus AI Inc. Class A New 0.15% +0.15
AMAT Applied Materials Inc. Add +60.3% 0.29% +0.14
MCK McKesson Corp. Add +26.1% 0.64% +0.13
WRBY Warby Parker Inc. Class A New 0.12% +0.12
PBD Invesco Global Clean Energy New 0.10% +0.10
PSI Invesco Semiconductors ETF New 0.10% +0.10
GE General Electric Add +15.1% 0.92% +0.09
JNJ Johnson & Johnson Add +6.5% 0.86% +0.09
APO Apollo Global Management Inc. Add +10.5% 0.74% +0.09
IBDR iShares Ibonds Dec 2026 Term New 0.09% +0.09
HNDL Nasdaq 7 Handl Index ETF New 0.08% +0.08
TSM Taiwan Semiconductor-SP ADR Add +18.8% 0.44% +0.08
RTX RTX Corp. Add +22.6% 0.36% +0.08
UNH Unitedhealth Group Inc. Add +111.5% 0.16% +0.08
GEV GE Vernova Inc. Add +20.0% 0.42% +0.07
AGG iShares Core U.S. Aggregate New 0.07% +0.07
LAMR Lamar Advertising Co. Class A New 0.07% +0.07
BMY Bristol-Myers Squibb Co. Add +1.6% 0.54% +0.07
RY Royal Bank of Canada New 0.06% +0.06
TTRX Turn Therapeutics Inc. New 0.06% +0.06
CMI Cummins Inc. Add +93.1% 0.12% +0.06
DIA SS SPDR Dow Jones Indus Avg New 0.06% +0.06
AMGN Amgen Inc. Add +4.9% 0.43% +0.06
MDIV FT Multi-Asset Divers Inc. New 0.05% +0.05
DTM DT Midstream Inc. New 0.05% +0.05
DVN Devon Energy Corp. Add +22.8% 0.28% +0.05
FSLR First Solar Inc. Add +2.6% 0.37% +0.05
CB Chubb Ltd. Add +130.2% 0.08% +0.05
EIX Edison International Add +21.3% 0.23% +0.04
XLK SS Technology Select Sector Add +27.4% 0.22% +0.04
VCSH Vanguard S/T Corp. Bond ETF New 0.04% +0.04
AXP American Express Co. Add +3.3% 0.47% +0.04
IBB iShares Biotechnology ETF New 0.04% +0.04
CSCO Cisco Systems Inc. Add +1.2% 0.48% +0.03
MA Mastercard Inc. Class A Add +28.3% 0.19% +0.03
QQQ Invesco QQQ Trust Series 1 Add +9.3% 0.64% +0.03
BXSL Blackstone Secured Lending F Add +20.6% 0.26% +0.03
XPO Xpo Inc. New 0.03% +0.03
NEAR iShares SH Dba ETF Usd Inc. Add +23954.5% 0.03% +0.03
TMO Thermo Fisher Scientific Inc. Add +2.9% 0.22% +0.03
MP MP Materials Corp. Add +111.9% 0.09% +0.03
ASML ASML Holding NV-NY Reg SHS Add +17.4% 0.16% +0.03

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 329$446.5MAAPL, MSFT, JPM, LLY, NVDA
Q1 2026 320$392.4MAAPL, MSFT, JPM, XOM, LLY
Q4 2025 321$405.4MMSFT, AAPL, JPM, LLY, NVDA
Q3 2025 324$383.4MMSFT, AAPL, JPM, NVDA, LLY
Q2 2025 316$353.3MMSFT, AAPL, JPM, NVDA, LLY
Q1 2025 304$319.5MMSFT, AAPL, JPM, LLY, XOM
Q4 2024 295$326.1MMSFT, AAPL, JPM, LLY, NVDA
Q3 2024 310$328.9MMSFT, AAPL, LLY, JPM, NVDA
Q2 2024 304$307.0MMSFT, AAPL, LLY, JPM, NVDA
Q1 2024Amended 304$298.3MMSFT, AAPL, LLY, JPM, FLO