Wellington Shields & Co., LLC

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 10, 2026), Wellington Shields & Co., LLC reported 329 stock positions worth $446.5 million. Its top holding was Apple (AAPL) at 7.5% of the portfolio, followed by Microsoft (MSFT, 5.8%) and JPMorgan Chase (JPM, 3.5%). Compared with Q1 2026, it opened 20 new positions, sold out of 12, added to 80 and reduced 103. The biggest buy was Caterpillar (CAT, shares +4%) and the biggest sale Microsoft (MSFT, shares −0%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0001506073
Portfolio Value
$446.5M (Q2 2026)
SEC Filing
0001506073-26-000003 ↗ filed Aug 10, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $298.3M Q1 2024 Q2 2024: $307.0M Q2 2024 Q3 2024: $328.9M Q3 2024 Q4 2024: $326.1M Q4 2024 Q1 2025: $319.5M Q1 2025 Q2 2025: $353.3M Q2 2025 Q3 2025: $383.4M Q3 2025 Q4 2025: $405.4M Q4 2025 Q1 2026: $392.4M Q1 2026 Q2 2026: $446.5M $446.5M Q2 2026

Holdings 329 stocks · $446.5M
AAPL Apple Inc. 7.53% 116,104 $33.6M Add +6.3%
MSFT Microsoft Corp. 5.81% 69,498 $25.9M Reduce -0.4%
JPM JPMorgan Chase & Co. 3.54% 48,314 $15.8M Add +1.5%
LLY Eli Lilly & Co. 3.48% 12,972 $15.6M Add +0.1%
NVDA Nvidia Corp. 3.16% 70,423 $14.1M Add +3.0%
GOOG Alphabet Inc. Class C 2.76% 34,927 $12.3M Reduce -1.2%
XOM Exxonmobil Holdings Corp. 2.41% 78,755 $10.8M No change
CAT Caterpillar Inc. 2.36% 9,907 $10.5M Add +4.5%
ABBV Abbvie Inc. 1.73% 30,747 $7.7M Reduce -0.2%
AMZN Amazon.com Inc. 1.68% 31,386 $7.5M Add +2.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 1.52% 24,174 $6.8M Reduce -7.5%
GOOGL Alphabet Inc. Class A 1.52% 18,966 $6.8M Add +14.7%
GLW Corning Inc. 1.46% 25,603 $6.5M Reduce -12.8%
RKLB Rocket Lab Corp. 1.35% 59,164 $6.0M Add +1.8%
SPY SS SPDR S&P 500 ETF Trust-US 1.26% 7,550 $5.6M Add +5.9%
PANW Palo Alto Networks Inc. 1.14% 14,923 $5.1M Reduce -19.8%
ILMN Illumina Inc. 1.12% 28,531 $5.0M Reduce -0.3%
GE General Electric filed as GE AEROSPACE 1.06% 12,628 $4.7M Add +0.7%
BRK.B Berkshire Hathaway Inc. Class B 1.03% 9,225 $4.6M Add +0.8%
JNJ Johnson & Johnson 0.98% 17,288 $4.4M Add +1.2%
UNP Union Pacific Corp. 0.98% 16,088 $4.4M Reduce -7.5%
V Visa Inc. Class A 0.95% 12,418 $4.3M Reduce -0.1%
WMT Walmart Inc. 0.94% 36,995 $4.2M Add +2.9%
C Citigroup Inc. 0.91% 29,073 $4.1M Reduce -5.8%
AVGO Broadcom Inc. 0.91% 10,738 $4.1M Add +13.4%
PSNL Personalis Inc. 0.88% 292,489 $3.9M No change
GEV GE Vernova Inc. 0.85% 3,214 $3.8M Add +17.6%
BX Blackstone Inc. 0.84% 31,741 $3.7M Reduce -4.2%
TSM Taiwan Semiconductor-SP ADR 0.83% 7,737 $3.7M Add +21.8%
QQQ Invesco QQQ Trust Series 1 0.75% 4,529 $3.3M Add +4.6%
AMAT Applied Materials Inc. 0.70% 4,350 $3.1M Add +4.8%
CSCO Cisco Systems Inc. 0.66% 24,924 $2.9M No change
MRK Merck & Co. Inc. 0.65% 22,666 $2.9M Reduce -2.6%
KMI Kinder Morgan Inc. 0.64% 88,724 $2.8M Reduce -1.0%
NEM Newmont Corp. 0.63% 30,300 $2.8M Reduce -3.5%
ABT Abbott Laboratories 0.59% 28,846 $2.6M Reduce -3.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.58% 26,902 $2.6M Reduce -2.7%
FLO Flowers Foods Inc. 0.57% 321,131 $2.5M Add +0.0%
CEG Constellation Energy 0.54% 9,633 $2.4M Reduce -3.8%
CFG Citizens Financial Group 0.53% 34,000 $2.4M No change
MCK McKesson Corp. 0.53% 3,152 $2.4M Reduce -1.1%
PG The Procter & Gamble Co. 0.53% 16,115 $2.4M Reduce -0.7%
SPGI S&P Global Inc. 0.53% 5,800 $2.4M No change
HD Home Depot Inc. 0.53% 6,691 $2.4M Add +3.7%
BMY Bristol-Myers Squibb Co. 0.51% 39,424 $2.3M Reduce -1.9%
APO Apollo Global Management Inc. 0.50% 18,989 $2.2M Reduce -1.2%
GNRC Generac Holdings Inc. 0.49% 7,404 $2.2M Add +1.4%
CVX Chevron Corp. 0.48% 13,002 $2.2M Reduce -1.0%
WM Waste Management Inc. 0.47% 9,435 $2.1M Reduce -0.1%
HONA Honeywell Aerospace Inc. 0.46% 9,221 $2.0M Reduce -8.0%
HON Honeywell International Inc. 0.45% 9,021 $2.0M Reduce -10.0%
KO The Coca-Cola Co. 0.44% 24,400 $2.0M Reduce -1.6%
PFE Pfizer Inc. 0.40% 74,795 $1.8M Reduce -2.0%
AMGN Amgen Inc. 0.40% 4,929 $1.8M Reduce -2.6%
T AT&T Inc. 0.39% 84,459 $1.7M Reduce -1.3%
SO The Southern Co. 0.39% 18,084 $1.7M No change
ETN Eaton Corp. PLC 0.38% 3,967 $1.7M Add +4.7%
CVS CVS Health Corp. 0.37% 16,149 $1.7M Reduce -3.6%
OKE Oneok Inc. 0.37% 19,086 $1.7M Reduce -1.6%
CSX CSX Corp. 0.36% 33,647 $1.6M No change
INTC Intel Corp. 0.35% 11,243 $1.6M Reduce -4.7%
AFL Aflac Inc. 0.35% 13,366 $1.6M No change
ESI Element Solutions Inc. 0.35% 32,800 $1.6M No change
AXP American Express Co. 0.35% 4,615 $1.6M Reduce -8.8%
EPD Enterprise Products Partners 0.34% 41,348 $1.5M Reduce -0.2%
LIN Linde PLC 0.33% 2,861 $1.5M Add +9.5%
VZ Verizon Communications Inc. 0.33% 34,976 $1.5M Reduce -0.6%
RTX RTX Corp. 0.33% 7,747 $1.5M Reduce -0.6%
FIX Comfort Systems USA Inc. 0.33% 738 $1.5M Reduce -16.7%
BA The Boeing Co. 0.33% 6,707 $1.5M Reduce -7.4%
SHOP Shopify Inc. Class A 0.32% 12,600 $1.4M Reduce -12.8%
CMI Cummins Inc. 0.32% 2,008 $1.4M Add +35.1%
DVN Devon Energy Corp. 0.32% 34,325 $1.4M Add +5.9%
QXO Qxo Inc. 0.32% 81,770 $1.4M No change
KEY Keycorp 0.32% 61,200 $1.4M No change
SPG Simon Property Group Inc. 0.31% 6,224 $1.4M Reduce -6.0%
AMD Advanced Micro Devices 0.31% 2,367 $1.4M Add +34.6%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.30% 10,643 $1.3M No change
FSLR First Solar Inc. 0.29% 5,512 $1.3M Reduce -3.9%
PM Philip Morris International 0.29% 7,132 $1.3M No change
BLK BlackRock Inc. 0.28% 1,300 $1.3M Reduce -6.5%
LMT Lockheed Martin Corp. 0.28% 2,453 $1.2M No change
EHC Encompass Health Corp. 0.28% 12,330 $1.2M No change
ENB Enbridge Inc. 0.28% 22,889 $1.2M No change
JXN Jackson Financial Inc. Class A 0.27% 11,816 $1.2M Reduce -0.9%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.27% 602 $1.2M Add +0.3%
MMM 3M Co. 0.27% 7,324 $1.2M Reduce -7.6%
UNH Unitedhealth Group Inc. 0.26% 2,837 $1.2M Reduce -16.9%
COST Costco Wholesale Corp. 0.26% 1,250 $1.2M Add +19.1%
TEVA Teva Pharmaceutical-SP ADR 0.26% 34,305 $1.2M Reduce -0.0%
EIX Edison International 0.26% 15,500 $1.2M Reduce -9.9%
TKR Timken Co. 0.26% 7,900 $1.1M New
XLK SS Technology Select Sector 0.26% 6,014 $1.1M Add +0.3%
HNDL Nasdaq 7 Handl Index ETF filed as STRATEGY SHS 0.25% 49,225 $1.1M Add +53.9%
NEE Nextera Energy Inc. 0.25% 12,695 $1.1M Add +5.8%
FCX Freeport-McMoran Inc. 0.25% 17,517 $1.1M Add +7.1%
PRU Prudential Financial Inc. 0.24% 9,982 $1.1M Add +25.9%
QCOM Qualcomm Inc. 0.24% 5,800 $1.1M Reduce -10.8%
META Meta Platforms Inc. Class A 0.24% 1,869 $1.1M Reduce -10.2%
PNC PNC Financial Services Group 0.23% 4,244 $1.0M Reduce -4.5%
MDIV FT Multi-Asset Divers Inc. 0.23% 62,080 $1.0M Add +79.3%
MU Micron Technology Inc. 0.23% 885 $1.0M Add +18.0%
PLTR Palantir Technologies Inc. Class A 0.23% 8,659 $1.0M Reduce -39.7%
EMR Emerson Electric Co. 0.22% 6,933 $992K Add +6.0%
KGS Kodiak Gas Services Inc. 0.22% 13,000 $977K No change
PSI Invesco Semiconductors ETF 0.21% 4,892 $919K Reduce -4.9%
BXSL Blackstone Secured Lending F 0.21% 38,667 $917K Reduce -0.8%
PEP Pepsico Inc. 0.20% 6,710 $909K Add +4.1%
BE Bloom Energy Corp. Class A 0.19% 2,872 $869K Reduce -12.6%
WY Weyerhaeuser Co. 0.19% 35,047 $839K Reduce -7.8%
ET Energy Transfer LP 0.18% 43,103 $824K Add +0.7%
CRWD CrowdStrike Holdings Inc. Class A 0.18% 1,049 $801K Reduce -0.9%
MRVL Marvell Technology Inc. 0.18% 2,625 $782K New
NOC Northrop Grumman Corp. 0.17% 1,525 $777K Reduce -0.3%
TIP iShares Tips Bond ETF 0.17% 7,067 $773K No change
DUK Duke Energy Corp. 0.17% 6,049 $766K Add +5.2%
MDT Medtronic PLC 0.17% 9,775 $765K Add +19.6%
EFX Equifax Inc. 0.17% 4,800 $762K No change
GILD Gilead Sciences Inc. 0.17% 5,963 $753K Reduce -0.8%
GRAL Grail Inc. 0.17% 10,904 $744K Add +1.7%
VLO Valero Energy Corp. 0.17% 2,840 $740K No change
RKT Rocket Cos Inc. Class A 0.16% 46,600 $734K No change
WMB Williams Cos Inc. 0.16% 9,674 $719K Reduce -5.8%
VTIP Vanguard Short-Term Tips 0.16% 14,000 $703K No change
AGG iShares Core U.S. Aggregate 0.16% 7,090 $702K Add +36.0%
MO Altria Group Inc. 0.15% 9,607 $691K No change
WRBY Warby Parker Inc. Class A 0.15% 22,625 $686K No change
BNY Bank of New York Mellon Corp. 0.15% 4,740 $685K No change
KMB Kimberly-Clark Corp. 0.15% 6,127 $673K Add +36.0%
MCD McDonald's Corp. 0.15% 2,478 $670K Add +11.8%
MA Mastercard Inc. Class A 0.15% 1,301 $668K Reduce -5.7%
KMX Carmax Inc. 0.15% 12,423 $657K Reduce -2.4%
COP Conocophillips 0.15% 6,293 $654K No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.15% 5,800 $653K Add +5.4%
ITW Illinois Tool Works 0.15% 2,400 $649K No change
Q Qnity Electronics Inc. 0.14% 3,937 $643K Reduce -4.8%
ORCL Oracle Corp. 0.14% 4,375 $641K Add +11.0%
UPS United Parcel Service Class B 0.14% 5,913 $636K Reduce -6.3%
TMO Thermo Fisher Scientific Inc. 0.14% 1,254 $629K Reduce -9.9%
WPC WP Carey Inc. 0.14% 8,700 $622K Add +0.5%
XBI SS SPDR S&P Biotech ETF 0.14% 3,900 $617K No change
GD General Dynamics Corp. 0.14% 1,722 $610K No change
BLDR Builders Firstsource Inc. 0.14% 6,817 $610K Reduce -0.2%
TBIL F/M US Treasury 3 Month Bill 0.14% 12,100 $603K Add +130.5%
TEM Tempus AI Inc. Class A 0.13% 10,400 $602K No change
KNCT Invesco Next Gen Connectivit 0.13% 2,761 $582K Reduce -0.1%
BP BP PLC-Spons ADR 0.13% 15,508 $573K Reduce -0.7%
SEIC Sei Investments Company 0.13% 6,500 $570K No change
GIS General Mills Inc. 0.13% 16,370 $570K Reduce -6.8%
L Loews Corp. 0.13% 5,001 $566K No change
RPM RPM International Inc. 0.12% 5,000 $556K No change
PPA Invesco Aerospace & Defense 0.12% 3,133 $553K Reduce -2.4%
HII Huntington Ingalls Industrie 0.12% 1,975 $553K Add +14.5%
DTE DTE Energy Company 0.12% 3,500 $533K No change
NOW ServiceNow Inc. 0.12% 5,227 $519K New
PL Planet Labs PBC 0.12% 15,593 $517K Reduce -1.5%
TEL Te Connectivity PLC 0.11% 2,500 $504K No change
MSI Motorola Solutions Inc. 0.11% 1,205 $500K Reduce -1.6%
PBD Invesco Global Clean Energy 0.11% 25,454 $499K Reduce -1.4%
ROK Rockwell Automation Inc. 0.11% 1,000 $495K No change
TTRX Turn Therapeutics Inc. 0.11% 65,732 $480K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.10% 1,966 $468K No change
TRV The Travelers Cos Inc. 0.10% 1,408 $465K No change
GLD SPDR Gold Shares 0.10% 1,249 $460K Reduce -3.4%
COIN Coinbase Global Inc. Class A 0.10% 3,033 $443K Reduce -1.8%
SYY Sysco Corp. 0.10% 5,142 $430K No change
MP MP Materials Corp. 0.10% 7,600 $426K Reduce -29.6%
TSLA Tesla Inc. 0.10% 1,011 $425K Add +2.0%
SOLS Solstice Adv Materials Inc. 0.09% 4,784 $424K No change
IGPT Invesco AI and Next Gen Soft 0.09% 3,996 $416K New
SHAK Shake Shack Inc. Class A 0.09% 7,300 $409K New
SNOW Snowflake Inc. 0.09% 1,600 $407K Reduce -50.0%
PFF iShares Preferred & Income S 0.09% 13,315 $406K Add +7.7%
LOW Lowe's Cos Inc. 0.09% 1,836 $405K No change
RGLD Royal Gold Inc. 0.09% 2,028 $405K No change
WPM Wheaton Precious Metals Corp. 0.09% 3,600 $404K No change
EOG EOG Resources Inc. 0.09% 3,085 $400K No change
CL Colgate-Palmolive Co. 0.09% 4,333 $397K No change
TPL Texas Pacific Land Corp. 0.09% 900 $394K Reduce -1.0%
EG Everest Group Ltd. 0.09% 1,100 $393K No change
ACA Arcosa Inc. 0.09% 2,694 $391K No change
LNG Cheniere Energy Inc. 0.09% 1,631 $390K Add +12.1%
AVR Anteris Technologies Global 0.09% 39,534 $389K Add +44.9%
FNF Fidelity National Financial 0.09% 8,150 $384K Add +18.6%
WYNN WYNN Resorts Ltd. 0.08% 3,900 $379K New
SNDK Sandisk Corp. 0.08% 166 $377K New
GEF.B Greif Inc. Class B 0.08% 4,028 $377K No change
PTF Invesco Dorsey Wright Tech 0.08% 2,758 $376K New
WBD Warner Bros Discovery Inc. 0.08% 14,066 $375K No change
HPE Hewlett Packard Enterprise 0.08% 8,285 $374K New
SXT Sensient Technologies Corp. 0.08% 3,000 $370K No change
CB Chubb Ltd. 0.08% 1,061 $362K No change
WST West Pharmaceutical Services 0.08% 1,000 $359K No change
CMCSA Comcast Corp. Class A 0.08% 14,552 $357K Reduce -15.7%
CMG Chipotle Mexican Grill Inc. 0.08% 10,500 $357K Reduce -18.0%
OXY Occidental Petroleum Corp. 0.08% 7,300 $355K No change
CI The Cigna Group 0.08% 1,286 $355K No change
QBTS D-Wave Quantum Inc. 0.08% 14,617 $351K Add +0.1%
DGRO iShares Core Dividend Growth 0.08% 4,448 $337K No change
PKB Invesco Building & Construct 0.08% 2,997 $336K Add +7.0%
IBDR iShares Ibonds Dec 2026 Term 0.07% 13,779 $334K Reduce -4.5%
SSD Simpson Manufacturing Co. Inc. 0.07% 1,585 $332K Reduce -1.6%
NSLR Neostellar Capital Corp. filed as SURO CAPITAL CORP 0.07% 26,023 $326K Reduce -1.2%
SLB SLB Ltd. filed as SLB LIMITED 0.07% 7,000 $325K Reduce -5.4%
ED Consolidated Edison Inc. 0.07% 2,932 $324K No change
AEM Agnico Eagle Mines Ltd. 0.07% 2,077 $322K Add +0.1%
RY Royal Bank of Canada 0.07% 1,526 $316K No change
MDLZ Mondelez International Inc. Class A 0.07% 5,422 $314K Add +3.2%
TXN Texas Instruments Inc. 0.07% 1,050 $313K No change
DD Dupont DE Nemours Inc. 0.07% 2,299 $312K Reduce -6.9%
MKL Markel Group Inc. 0.07% 159 $311K No change
PSX Phillips 66 0.07% 1,832 $310K No change
MET Metlife Inc. 0.07% 3,654 $309K Reduce -12.0%
DE Deere & Co. 0.07% 487 $309K No change
TRN Trinity Industries Inc. 0.07% 8,900 $308K No change
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND 0.07% 585 $305K Add +13.2%
F Ford Motor Co. filed as FORD MTR CO 0.07% 21,922 $305K No change
SHEL Shell PLC-ADR 0.07% 3,910 $303K Reduce -11.6%
EQT Eqt Corp. 0.07% 5,700 $303K Reduce -10.9%
AWK American Water Works Co. Inc. 0.06% 2,200 $289K No change
FAST Fastenal Co. 0.06% 5,960 $286K Reduce -14.4%
EMN Eastman Chemical Co. 0.06% 4,250 $285K No change
STE Steris PLC 0.06% 1,350 $284K No change
PHO Invesco Water Resources ETF 0.06% 4,070 $281K Reduce -0.0%
PH Parker Hannifin Corp. 0.06% 287 $281K No change
CTVA Corteva Inc. 0.06% 3,287 $278K No change
SRE Sempra 0.06% 3,000 $278K No change
KKR KKR & Co. Inc. 0.06% 3,000 $275K No change
TOST Toast Inc. Class A 0.06% 9,600 $267K Reduce -54.7%
BDX Becton Dickinson and Co. 0.06% 1,757 $266K No change
TTWO Take-Two Interactive Softwre 0.06% 1,047 $262K Add +5.1%
DTM DT Midstream Inc. 0.06% 1,750 $257K No change
FHN First Horizon Corp. 0.06% 10,000 $256K No change
IXUS iShares Core Intl Stock ETF 0.06% 2,670 $255K Add +52.6%
PSA Public Storage 0.06% 800 $255K No change
IBB iShares Biotechnology ETF 0.06% 1,290 $245K Add +43.3%
CWT California Water Service Grp 0.05% 5,000 $243K No change
NVGS Navigator Holdings Ltd. 0.05% 12,870 $240K No change
HACK Amplify Cybersecurity ETF 0.05% 2,250 $236K Reduce -11.8%
BXMT Blackstone Mortgage Tru Class A 0.05% 13,475 $228K Add +24.5%
DAL Delta Air Lines Inc. 0.05% 2,235 $209K New
XPO Xpo Inc. 0.05% 1,000 $205K No change
GSBD Goldman Sachs BDC Inc. 0.05% 21,650 $205K No change
FIS Fidelity National Info Serv 0.05% 5,250 $204K No change
PAX Patria Investments Ltd. Class A 0.05% 18,400 $202K No change
DGX Quest Diagnostics Inc. 0.04% 933 $198K No change
LHX L3HARRIS Technologies Inc. 0.04% 675 $196K Reduce -10.9%
GEHC GE Healthcare Technology 0.04% 3,052 $195K Add +0.1%
MS Morgan Stanley 0.04% 911 $190K No change
SLV iShares Silver Trust 0.04% 3,400 $182K No change
NFLX Netflix Inc. 0.04% 2,500 $179K New
DOW Dow Inc. filed as DOW HLDGS INC 0.04% 6,459 $177K Reduce -10.0%
WFC Wells Fargo & Co. 0.04% 2,138 $177K No change
MAR Marriott International Class A 0.04% 465 $172K Add +20.8%
AMLP Alerian MLP ETF 0.04% 3,242 $168K No change
PSKY Paramount Skydance Class B 0.04% 16,827 $166K Add +31.2%
SMG Scotts Miracle-Gro Co. 0.04% 2,361 $161K Reduce -2.2%
VCSH Vanguard S/T Corp. Bond ETF 0.04% 2,000 $158K No change
ETR Entergy Corp. 0.04% 1,360 $156K Add +4.6%
TPR Tapestry Inc. 0.03% 1,055 $154K No change
PWR Quanta Services Inc. 0.03% 213 $153K Add +660.7%
RIG Transocean Ltd. 0.03% 30,423 $149K No change
CARR Carrier Global Corp. 0.03% 2,000 $147K No change
KHC The Kraft Heinz Co. 0.03% 6,000 $142K No change
JEPI JPMorgan Equity Premium Inco 0.03% 2,500 $141K No change
GS Goldman Sachs Group Inc. 0.03% 138 $140K No change
SPCX Space Exploration Techn Class A 0.03% 793 $135K New
MAIN Main Street Capital Corp. 0.03% 2,600 $135K Add +3.2%
VTI VG Morningstar TS MKT ETF-US 0.03% 360 $133K No change
IWM iShares Russell 2000 ETF 0.03% 435 $131K Add +29.9%
XLI SS Industrial Select Sector 0.03% 698 $129K No change
CW Curtiss-Wright Corp. 0.03% 169 $128K No change
SOXX iShares Semiconductor ETF 0.03% 196 $126K Add +30.7%
MTUM iShares MSCI USA Momentum Fa 0.03% 363 $124K No change
IBIT iShares Bitcoin Trust ETF 0.03% 3,674 $122K Add +54.2%
GVA Granite Construction Inc. 0.03% 750 $119K New
SYK Stryker Corp. 0.03% 375 $118K No change
AEP American Electric Power 0.03% 850 $116K No change
BAC Bank of America Corp. 0.03% 2,027 $115K Add +17.4%
KYN Kayne Anderson Energy Infra 0.02% 7,943 $110K No change
NEAR iShares SH Dba ETF Usd Inc. 0.02% 2,141 $108K Reduce -19.1%
SBUX Starbucks Corp. 0.02% 1,060 $108K New
LUMN Lumen Technologies Inc. 0.02% 13,584 $104K No change
EW Edwards Lifesciences Corp. 0.02% 1,150 $104K No change
APP AppLovin Corp. Class A 0.02% 200 $103K Reduce -55.6%
DELL Dell Technologies -C 0.02% 235 $101K Add +571.4%
PGEN Precigen Inc. 0.02% 17,000 $97K No change
MNKD Mannkind Corp. 0.02% 22,660 $97K No change
NVT Nvent Electric PLC 0.02% 550 $93K No change
CLS Celestica Inc. 0.02% 251 $92K New
WAT Waters Corp. 0.02% 236 $89K No change
URI United Rentals Inc. 0.02% 77 $87K No change
ACN Accenture PLC Class A 0.02% 687 $85K Add +12.1%
ANET Arista Networks Inc. 0.02% 484 $82K Add +44.9%
PLD Prologis Inc. 0.02% 600 $81K Reduce -14.3%
UBER Uber Technologies Inc. 0.02% 1,100 $79K Reduce -24.1%
IDA Idacorp Inc. 0.02% 500 $76K No change
CG The Carlyle Group Inc. 0.02% 1,773 $75K Reduce -9.7%
GSK GSK PLC-Spon ADR 0.02% 1,384 $73K Reduce -4.1%
STXS Stereotaxis Inc. 0.02% 40,079 $69K No change
FPS Forgent Power Solutions Class A 0.01% 1,200 $67K New
GTLS Chart Industries Inc. 0.01% 308 $64K Reduce -50.2%
FDX FedEx Corp. 0.01% 200 $63K No change
WAB Wabtec Corp. 0.01% 209 $56K Add +10.0%
BGS B&G Foods Inc. 0.01% 13,505 $54K Reduce -2.2%
XME SS SPDR S&P Metals Mining 0.01% 500 $53K No change
TGT Target Corp. 0.01% 405 $53K Add +32.8%
MPC Marathon Petroleum Corp. 0.01% 200 $51K No change
STLD Steel Dynamics Inc. 0.01% 200 $46K No change
CIBR First Trust Nasdaq Cybersecu 0.01% 500 $45K No change
RSP Invesco S&P 500 Equal Weight 0.01% 211 $45K Add +0.5%
ISRG Intuitive Surgical Inc. 0.01% 100 $40K No change
VOO Vanguard S&P 500 ETF 0.01% 57 $39K No change
RDDT Reddit Inc. Class A 0.01% 224 $39K Add +105.5%
FANG Diamondback Energy Inc. 0.01% 186 $33K No change
GAB Gabelli Equity Trust 0.01% 5,428 $31K No change
STRL Sterling Infrastructure Inc. 0.01% 35 $29K New
TSEM Tower Semiconductor Ltd. 0.01% 108 $28K New
XLF SS Financial Select Sector 0.01% 500 $27K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.01% 150 $23K No change
OC Owens Corning 0.00% 125 $20K New
CRM Salesforce Inc. 0.00% 100 $16K No change
BWXT BWX Technologies Inc. 0.00% 76 $15K No change
BN Brookfield Corp. 0.00% 264 $11K No change
NRT North European Oil RTY Trust 0.00% 1,500 $11K No change
BIL SS SPDR BB 1-3M T-Bill ETF 0.00% 99 $9K No change
LRCX Lam Research Corp. 0.00% 10 $4K Reduce -91.7%
AMSC American Superconductor Corp. 0.00% 67 $3K No change
XLB SS Materials Select Sector 0.00% 40 $2K New

Portfolio Sells Q1 2026 → Q2 2026
MSFT Microsoft Corp. Reduce -0.4% 5.81% −0.77
HON Honeywell International Inc. Reduce -10.0% 0.45% −0.70
PLTR Palantir Technologies Inc. Class A Reduce -39.7% 0.23% −0.31
T AT&T Inc. Reduce -1.3% 0.39% −0.24
NEM Newmont Corp. Reduce -3.5% 0.63% −0.23
CVX Chevron Corp. Reduce -1.0% 0.48% −0.21
ABT Abbott Laboratories Reduce -3.0% 0.59% −0.19
CEG Constellation Energy Reduce -3.8% 0.54% −0.18
MCK McKesson Corp. Reduce -1.1% 0.53% −0.17
PFE Pfizer Inc. Reduce -2.0% 0.40% −0.14
BX Blackstone Inc. Reduce -4.2% 0.84% −0.13
KMI Kinder Morgan Inc. Reduce -1.0% 0.64% −0.13
VZ Verizon Communications Inc. Reduce -0.6% 0.33% −0.12
SHOP Shopify Inc. Class A Reduce -12.8% 0.32% −0.11
BMY Bristol-Myers Squibb Co. Reduce -1.9% 0.51% −0.11
PXJ Invesco Oil & Gas Services E Sold out 0.00% −0.11
HONA Honeywell Aerospace Inc. Reduce -8.0% 0.46% −0.11
DIS The Walt Disney Co. Reduce -2.7% 0.58% −0.10
UNP Union Pacific Corp. Reduce -7.5% 0.98% −0.10
NOC Northrop Grumman Corp. Reduce -0.3% 0.17% −0.09
IBM Intl Business Machines Corp. Reduce -7.5% 1.52% −0.09
TOST Toast Inc. Class A Reduce -54.7% 0.06% −0.08
WM Waste Management Inc. Reduce -0.1% 0.47% −0.08
PJP Invesco Pharmaceuticals ETF Sold out 0.00% −0.08
NKE Nike Inc. Class B Sold out 0.00% −0.08
OKE Oneok Inc. Reduce -1.6% 0.37% −0.07
ALB Albemarle Corp. Sold out 0.00% −0.07
FLUT Flutter Entertainment PLC-Di Sold out 0.00% −0.07
PG The Procter & Gamble Co. Reduce -0.7% 0.53% −0.07
META Meta Platforms Inc. Class A Reduce -10.2% 0.24% −0.07
EIX Edison International Reduce -9.9% 0.26% −0.06
MRK Merck & Co. Inc. Reduce -2.6% 0.65% −0.06
BLK BlackRock Inc. Reduce -6.5% 0.28% −0.06
SBIL Simplify Govt MNY MRKT ETF Sold out 0.00% −0.06
EPD Enterprise Products Partners Reduce -0.2% 0.34% −0.06
BP BP PLC-Spons ADR Reduce -0.7% 0.13% −0.06
BJ Bj's Wholesale Club Holdings Sold out 0.00% −0.06
RTX RTX Corp. Reduce -0.6% 0.33% −0.05
AMGN Amgen Inc. Reduce -2.6% 0.40% −0.05
BMNR Bitmine Immersion Technologi Sold out 0.00% −0.05
JXN Jackson Financial Inc. Class A Reduce -0.9% 0.27% −0.05
AZN Astrazeneca PLC Sold out 0.00% −0.05
WY Weyerhaeuser Co. Reduce -7.8% 0.19% −0.05
CMCSA Comcast Corp. Class A Reduce -15.7% 0.08% −0.05
OTIS Otis Worldwide Corp. Sold out 0.00% −0.05
GILD Gilead Sciences Inc. Reduce -0.8% 0.17% −0.04
RGTI Rigetti Computing Inc. Sold out 0.00% −0.04
APO Apollo Global Management Inc. Reduce -1.2% 0.50% −0.04
BA The Boeing Co. Reduce -7.4% 0.33% −0.04
AXP American Express Co. Reduce -8.8% 0.35% −0.04

Portfolio Buys Q1 2026 → Q2 2026
CAT Caterpillar Inc. Add +4.5% 2.36% +0.65
AAPL Apple Inc. Add +6.3% 7.53% +0.46
LLY Eli Lilly & Co. Add +0.1% 3.48% +0.45
RKLB Rocket Lab Corp. Add +1.8% 1.35% +0.40
AMAT Applied Materials Inc. Add +4.8% 0.70% +0.34
GOOGL Alphabet Inc. Class A Add +14.7% 1.52% +0.31
TSM Taiwan Semiconductor-SP ADR Add +21.8% 0.83% +0.28
TKR Timken Co. New 0.26% +0.26
GEV GE Vernova Inc. Add +17.6% 0.85% +0.24
AMD Advanced Micro Devices Add +34.6% 0.31% +0.22
MRVL Marvell Technology Inc. New 0.18% +0.18
MU Micron Technology Inc. Add +18.0% 0.23% +0.16
AVGO Broadcom Inc. Add +13.4% 0.91% +0.16
GE General Electric Add +0.7% 1.06% +0.15
GNRC Generac Holdings Inc. Add +1.4% 0.49% +0.12
NVDA Nvidia Corp. Add +3.0% 3.16% +0.12
CMI Cummins Inc. Add +35.1% 0.32% +0.12
NOW ServiceNow Inc. New 0.12% +0.12
QQQ Invesco QQQ Trust Series 1 Add +4.6% 0.75% +0.11
IGPT Invesco AI and Next Gen Soft New 0.09% +0.09
SHAK Shake Shack Inc. Class A New 0.09% +0.09
MDIV FT Multi-Asset Divers Inc. Add +79.3% 0.23% +0.09
WYNN WYNN Resorts Ltd. New 0.08% +0.08
SNDK Sandisk Corp. New 0.08% +0.08
PTF Invesco Dorsey Wright Tech New 0.08% +0.08
HPE Hewlett Packard Enterprise New 0.08% +0.08
SPY SS SPDR S&P 500 ETF Trust-US Add +5.9% 1.26% +0.08
HNDL Nasdaq 7 Handl Index ETF Add +53.9% 0.25% +0.07
TBIL F/M US Treasury 3 Month Bill Add +130.5% 0.14% +0.07
ASML ASML Holding NV-NY Reg SHS Add +0.3% 0.27% +0.07
XLK SS Technology Select Sector Add +0.3% 0.26% +0.05
AMZN Amazon.com Inc. Add +2.5% 1.68% +0.05
AVR Anteris Technologies Global Add +44.9% 0.09% +0.05
DAL Delta Air Lines Inc. New 0.05% +0.05
PRU Prudential Financial Inc. Add +25.9% 0.24% +0.04
NFLX Netflix Inc. New 0.04% +0.04
KMB Kimberly-Clark Corp. Add +36.0% 0.15% +0.04
ETN Eaton Corp. PLC Add +4.7% 0.38% +0.03
PWR Quanta Services Inc. Add +660.7% 0.03% +0.03
SPCX Space Exploration Techn Class A New 0.03% +0.03
GVA Granite Construction Inc. New 0.03% +0.03
GRAL Grail Inc. Add +1.7% 0.17% +0.03
AGG iShares Core U.S. Aggregate Add +36.0% 0.16% +0.03
QBTS D-Wave Quantum Inc. Add +0.1% 0.08% +0.02
SBUX Starbucks Corp. New 0.02% +0.02
DELL Dell Technologies -C Add +571.4% 0.02% +0.02
CLS Celestica Inc. New 0.02% +0.02
IXUS iShares Core Intl Stock ETF Add +52.6% 0.06% +0.02
IBB iShares Biotechnology ETF Add +43.3% 0.06% +0.02
SOXX iShares Semiconductor ETF Add +30.7% 0.03% +0.02

Notes & Other Activity Q1 2026 → Q2 2026
GABELLI EQUITY TRUST-RT RIGHT 04/14/2026 Sold out 5,430 $38before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 329$446.5MAAPL, MSFT, JPM, LLY, NVDA
Q1 2026 320$392.4MAAPL, MSFT, JPM, XOM, LLY
Q4 2025 321$405.4MMSFT, AAPL, JPM, LLY, NVDA
Q3 2025 324$383.4MMSFT, AAPL, JPM, NVDA, LLY
Q2 2025 316$353.3MMSFT, AAPL, JPM, NVDA, LLY
Q1 2025 304$319.5MMSFT, AAPL, JPM, LLY, XOM
Q4 2024 295$326.1MMSFT, AAPL, JPM, LLY, NVDA
Q3 2024 310$328.9MMSFT, AAPL, LLY, JPM, NVDA
Q2 2024 304$307.0MMSFT, AAPL, LLY, JPM, NVDA
Q1 2024Amended 304$298.3MMSFT, AAPL, LLY, JPM, FLO