ARK Innovation ETFARKKETF
13F holders, Q1 2026 (March 31)At the end of Q1 2026, 594 institutions reported holding ARK Innovation ETF (ARKK) in their 13F filings, down 43 from Q4 2025. 60 opened new positions and 94 sold out. The largest holders were Morgan Stanley ($396.5M), Goldman Sachs Group Inc. ($233.4M) and UBS Group AG ($218.7M). 7 famous investors held it, including David E. Shaw (0.1% of D. E. Shaw & Co.'s portfolio), Cathie Wood (0.1% of ARK Investment Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- ARK Innovation ETF
- Filed as
- ARK ETF TR (Q1 2026)
- CUSIP
- 00214Q104
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 60 | $65.9M |
| Exits | 94 | $126.0M |
All 13F filers, Q4 2025 → Q1 2026: 6,529,388 shares bought and 9,040,444 shares sold, net −2,511,056 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 594 holders
| Morgan Stanley | 0.02% | Add +9.0% | 5,866,594 | $396.5M |
| Goldman Sachs Group Inc. | 0.03% | Add +123.2% | 3,452,975 | $233.4M |
| UBS Group AG | 0.04% | Reduce -0.3% | 3,236,389 | $218.7M |
| State of Wisconsin Investment Board | 0.46% | Add +5.3% | 2,953,544 | $199.6M |
| Bank of America Corp. | 0.01% | Reduce -39.1% | 2,248,298 | $152.0M |
| LPL Financial LLC | 0.04% | Reduce -2.3% | 2,103,180 | $142.2M |
| Susquehanna International Group, LLP | 0.16% | Reduce -60.4% | 1,825,737 | $123.4M |
| Wells Fargo & Company | 0.02% | Add +38.0% | 1,816,556 | $122.8M |
| JPMorgan Chase & Co. | 0.01% | Add +236.5% | 1,779,562 | $113.0M |
| Citigroup Inc. | 0.06% | Reduce -38.5% | 1,476,046 | $99.8M |
| D. E. Shaw & Co. | 0.07% | Add +45.4% | 1,168,458 | $79.0M |
| Raymond James Financial Inc. | 0.02% | Reduce -2.3% | 841,306 | $56.9M |
| BNP Paribas Financial Markets | 0.04% | Add +144.1% | 837,499 | $56.6M |
| Qube Research & Technologies Ltd | 0.04% | Reduce -15.7% | 454,043 | $30.7M |
| Ascension Capital Advisors, Inc. | 8.15% | Add +2.7% | 382,968 | $25.9M |
| Cresset Asset Management, LLC | 0.11% | Add +1.7% | 380,299 | $25.7M |
| Royal Bank of Canada | 0.00% | Add +1.4% | 377,870 | $25.5M |
| Citadel Advisors | 0.02% | Reduce -38.1% | 365,915 | $24.7M |
| Osaic Holdings, Inc. | 0.03% | Reduce -5.2% | 330,377 | $22.3M |
| Commonwealth Equity Services, LLC | 0.03% | Reduce -9.0% | 323,187 | $21.8M |
| GFS Advisors, LLC | 1.20% | New | 149,042 | $18.5M |
| Venture Visionary Partners LLC | 0.58% | Reduce -8.8% | 258,795 | $17.5M |
| Mission Wealth Management, LP | 0.36% | Reduce -2.3% | 251,467 | $17.0M |
| Private Advisor Group, LLC | 0.08% | Add +4.6% | 247,990 | $16.8M |
| Cetera Investment Advisers | 0.02% | Reduce -8.0% | 241,598 | $16.3M |
| Cambridge Investment Research Advisors, Inc. | 0.04% | Reduce -12.1% | 234,539 | $15.9M |
| HighTower Advisors, LLC | 0.01% | Add +0.4% | 199,631 | $13.5M |
| Mariner, LLC | 0.02% | Add +2.9% | 197,099 | $13.3M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -2.4% | 177,228 | $12.0M |
| Gerber, LLC | 6.43% | Reduce -0.4% | 168,280 | $11.4M |
| Wealthfront Advisers LLC | 0.02% | Add +2.1% | 156,385 | $10.6M |
| Cwm, LLC | 0.03% | Reduce -13.5% | 152,546 | $10.3M |
| NewEdge Advisors, LLC | 0.04% | Add +37.0% | 148,191 | $10.0M |
| Titleist Asset Management, LLC | 0.73% | Reduce -2.7% | 143,821 | $9.7M |
| Brookstone Capital Management | 0.09% | Add +1.8% | 119,703 | $8.1M |
| Byrne Financial Freedom, LLC | 3.76% | Reduce -0.7% | 116,377 | $7.9M |
| Jane Street Group, LLC | 0.01% | Add +320.6% | 114,330 | $7.7M |
| Jones Financial Companies LLLP | 0.00% | Add +23.4% | 119,185 | $7.7M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.4% | 105,109 | $7.1M |
| Stifel Financial Corp. | 0.01% | Add +3.4% | 103,643 | $7.0M |
| Point72 Asset Management | 0.01% | New | 99,798 | $6.7M |
| Caption Management, LLC | 0.33% | New | 98,000 | $6.6M |
| Blue Sky Capital Consultants Group, Inc. | 3.11% | Reduce -3.5% | 96,436 | $6.5M |
| Kestra Advisory Services, LLC | 0.02% | Add +13.7% | 96,333 | $6.5M |
| ARK Investment Management | 0.05% | Add +16.0% | 95,637 | $6.5M |
| SkyOak Wealth, LLC | 1.14% | Add +0.4% | 92,431 | $6.2M |
| Strategic Family Wealth Counselors, L.L.C. | 1.58% | Reduce -8.6% | 88,952 | $6.0M |
| BW Gestao de Investimentos Ltda. | 0.26% | No change | 87,577 | $5.9M |
| Renaissance Technologies | 0.01% | New | 86,400 | $5.8M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -6.3% | 85,100 | $5.8M |
| Arkadios Wealth Advisors | 0.09% | Add +11.4% | 83,113 | $5.6M |
| Axxcess Wealth Management, LLC | 0.17% | Reduce -2.7% | 78,705 | $5.3M |
| MML Investors Services, LLC | 0.01% | Reduce -24.5% | 77,722 | $5.3M |
| Truist Financial Corp. | 0.01% | Reduce -4.9% | 75,638 | $5.1M |
| NBZ Investment Advisors LLC | 2.17% | Reduce -0.7% | 73,278 | $5.0M |
| One Charles Private Wealth Services, LLC | 1.21% | Reduce -0.2% | 71,088 | $4.8M |
| Ausdal Financial Partners, Inc. | 0.20% | Add +4.3% | 67,531 | $4.6M |
| Bank of Montreal | 0.00% | Reduce -64.8% | 67,387 | $4.6M |
| Kingsview Wealth Management, LLC | 0.06% | Reduce -50.5% | 66,232 | $4.5M |
| Kestra Private Wealth Services, LLC | 0.05% | Reduce -4.3% | 64,815 | $4.4M |
| EFG International AG | 0.09% | Add +3.5% | 64,209 | $4.3M |
| Elevation Point Wealth Partners, LLC | 0.10% | New | 64,159 | $4.3M |
| Maven Securities LTD | 0.25% | No change | 62,077 | $4.2M |
| Variant Private Wealth, LLC | 4.48% | Reduce -0.0% | 54,758 | $3.7M |
| Arbor Capital Management Inc. | 2.98% | Add +8.0% | 51,013 | $3.6M |
| Sanctuary Advisors, LLC | 0.02% | Reduce -0.2% | 53,088 | $3.6M |
| PEAK6 LLC | 0.10% | Add +82.6% | 52,631 | $3.6M |
| Millennium Management | 0.00% | Add +195.6% | 52,030 | $3.5M |
| Jain Global LLC | 0.05% | Reduce -77.4% | 50,000 | $3.4M |
| Blue Trust, Inc. | 0.04% | Reduce -14.1% | 48,903 | $3.3M |
| National Philanthropic Trust | 0.03% | No change | 48,387 | $3.3M |
| Patriot Financial Group Insurance Agency, LLC | 0.17% | Add +99.2% | 44,018 | $3.0M |
| Missouri Trust & Investment Co | 0.87% | Add +6.3% | 43,780 | $3.0M |
| Madison Park Capital Advisors, LLC | 2.28% | Reduce -2.4% | 42,941 | $2.9M |
| IHT Wealth Management, LLC | 0.07% | Reduce -1.6% | 42,697 | $2.9M |
| Integrated Wealth Concepts LLC | 0.02% | Add +217.6% | 42,696 | $2.9M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Reduce -41.3% | 41,142 | $2.8M |
| Whipplewood Advisors, LLC | 1.46% | Reduce -0.9% | 41,676 | $2.8M |
| Corient Private Wealth LP | 0.00% | Add +5.5% | 42,729 | $2.8M |
| Empowered Funds, LLC | 0.02% | New | 41,140 | $2.8M |
| Tidal Investments LLC | 0.01% | Add +33.3% | 40,000 | $2.7M |
| Creative Planning | 0.00% | Add +5.3% | 39,992 | $2.7M |
| KERR FINANCIAL PLANNING Corp | 1.85% | Add +17.2% | 34,782 | $2.6M |
| Scotia Capital Inc. | 0.01% | Reduce -14.8% | 37,356 | $2.5M |
| Medallion Wealth Advisors, LLC | 0.82% | Reduce -4.6% | 37,226 | $2.5M |
| Merit Financial Group, LLC | 0.02% | Reduce -0.2% | 36,880 | $2.5M |
| SG Americas Securities, LLC | 0.00% | Add +44.7% | 36,702 | $2.5M |
| Equitable Holdings, Inc. | 0.02% | Add +5.3% | 32,018 | $2.5M |
| Stevens Capital Management LP | 0.38% | New | 36,300 | $2.5M |
| Candriam S.C.A. | 0.01% | No change | 35,520 | $2.4M |
| Intrepid Financial Planning Group LLC | 0.96% | Reduce -0.2% | 35,132 | $2.4M |
| Apella Capital, LLC | 0.03% | Add +0.7% | 28,435 | $2.3M |
| Cary Street Partners Financial LLC | 0.06% | Add +15.2% | 33,278 | $2.2M |
| Toronto Dominion Bank | 0.00% | New | 33,054 | $2.2M |
| Flow Traders U.S. LLC | 0.07% | New | 32,660 | $2.2M |
| OneDigital Investment Advisors LLC | 0.02% | Add +29.1% | 32,376 | $2.2M |
| JTC Employer Solutions Trustee Ltd | 0.18% | No change | 32,152 | $2.2M |
| Crescent Grove Advisors, LLC | 0.21% | Reduce -5.4% | 31,795 | $2.1M |
| Purus Wealth Management, LLC | 0.68% | Add +0.5% | 31,328 | $2.1M |
| Federation des caisses Desjardins du Quebec | 0.01% | Reduce -2.5% | 31,069 | $2.1M |
"% of holder's portfolio" is ARKK's weight in each manager's 13F, not the share of ARK Innovation ETF the manager owns.