Cap Group Small and Mid CapCGMMETF
13F holders, Q2 2026 (June 30)226holders +26
38new positions
12sold out
3famous investors
$32.95avg. 13F price*
At the end of Q2 2026, 226 institutions reported holding Cap Group Small and Mid Cap (CGMM) in their 13F filings, up 26 from Q1 2026. 38 opened new positions and 12 sold out. The largest holders were LPL Financial LLC ($708.0M), Envestnet Asset Management Inc. ($345.6M) and Wells Fargo & Company ($155.4M). 3 famous investors held it, including Cliff Asness (0.0% of AQR Capital Management's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Cap Group Small and Mid Cap
- Filed as
- CAPITAL GROUP EQUITY ETF TR (Q2 2026)
- CUSIP
- 14022A102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 38 | $88.3M |
| Exits | 12 | $2.1M |
All 13F filers, Q1 2026 → Q2 2026: 24,601,687 shares bought and 803,983 shares sold, net +23,797,704 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 226 holders
| LPL Financial LLC | 0.16% | Add +62.5% | 21,475,187 | $708.0M |
| Envestnet Asset Management Inc. | 0.08% | Add +14.9% | 10,481,145 | $345.6M |
| Wells Fargo & Company | 0.03% | Add +55.5% | 4,714,240 | $155.4M |
| Pathstone Holdings, LLC | 0.28% | Add +73.0% | 2,904,910 | $95.8M |
| Jones Financial Companies LLLP | 0.03% | Add +69.6% | 2,507,602 | $81.3M |
| Osaic Holdings, Inc. | 0.09% | Add +45.0% | 2,443,779 | $80.6M |
| Cetera Investment Advisers | 0.07% | Add +49.7% | 2,276,254 | $75.0M |
| Commonwealth Equity Services, LLC | 0.07% | Add +14.8% | 1,573,652 | $51.9M |
| Merit Financial Group, LLC | 0.29% | Add +0.2% | 1,407,335 | $46.4M |
| MML Investors Services, LLC | 0.09% | Add +40.1% | 1,325,925 | $43.7M |
| Northwestern Mutual Wealth Management Co. | 0.02% | Add +31.7% | 1,235,373 | $40.7M |
| Raymond James Financial Inc. | 0.01% | Add +145.9% | 1,218,875 | $40.2M |
| Sei Investments Co. | 0.03% | Add +22.0% | 1,192,327 | $39.3M |
| Janney Montgomery Scott LLC | 0.07% | New | 1,171,983 | $38.6M |
| Captrust Financial Advisors | 0.06% | Add +1.7% | 1,131,525 | $37.3M |
| Assetmark, Inc. | 0.06% | Add +24.1% | 1,104,735 | $36.4M |
| Royal Bank of Canada | 0.01% | Add +35.6% | 1,077,007 | $35.5M |
| Cambridge Investment Research Advisors, Inc. | 0.08% | Add +106.5% | 1,070,088 | $35.3M |
| Kestra Advisory Services, LLC | 0.11% | Add +9.4% | 998,736 | $32.9M |
| Stifel Financial Corp. | 0.03% | Add +3.1% | 955,775 | $31.5M |
| Capital Group Private Client Services, Inc. | 0.44% | Add +29.4% | 955,714 | $31.5M |
| NewEdge Advisors, LLC | 0.08% | Add +10.8% | 824,209 | $27.2M |
| Ergawealth Advisors, Inc. | 10.44% | Add +2.7% | 815,624 | $26.9M |
| Benjamin Edwards Inc. | 0.24% | Add +50.0% | 801,560 | $26.4M |
| Kestra Investment Management, LLC | 0.48% | Reduce -30.9% | 744,539 | $24.5M |
| Presper Financial Architects, LLC | 11.04% | Add +0.0% | 641,960 | $21.2M |
| &partners | 0.07% | Add +27.0% | 552,692 | $18.3M |
| Natixis Advisors, LLC | 0.02% | Add +94.9% | 522,131 | $17.2M |
| Main Line Retirement Advisors, LLC | 7.73% | Reduce -2.5% | 511,035 | $16.8M |
| Baird Financial Group, Inc. | 0.02% | Add +438.4% | 509,926 | $16.8M |
| Valmark Advisers, Inc. | 0.16% | Add +124.7% | 468,806 | $15.5M |
| Macquarie Group Ltd. | 0.07% | New | 460,000 | $15.2M |
| Strategic Blueprint, LLC | 0.76% | Add +2.0% | 458,668 | $15.1M |
| Compton Financial Group, LLC | 2.91% | Add +133.6% | 457,700 | $15.1M |
| Stephens Inc. | 0.15% | Add +2.1% | 404,504 | $13.3M |
| KWB Wealth | 1.07% | New | 379,650 | $12.5M |
| Rockefeller Capital Management L.P. | 0.02% | Add +80.2% | 372,277 | $12.3M |
| Wealth Enhancement Advisory Services, LLC | 0.02% | Add +10.8% | 311,525 | $10.1M |
| Souders Financial Advisors | 1.01% | Add +6.3% | 305,649 | $10.1M |
| Vestmark Advisory Solutions, Inc. | 0.09% | Add +6.2% | 303,954 | $10.0M |
| Coign Capital Advisors LLC | 4.26% | Add +3.1% | 286,923 | $9.5M |
| Orion Porfolio Solutions, LLC | 0.07% | Add +6.4% | 282,307 | $9.3M |
| J. Derek Lewis & Associates Inc. | 1.75% | Add +24.7% | 281,626 | $9.3M |
| Great Valley Advisor Group, Inc. | 0.14% | Add +17.5% | 270,456 | $8.9M |
| Essex Financial Services, Inc. | 0.35% | Add +98.6% | 215,247 | $7.1M |
| Equitable Holdings, Inc. | 0.04% | Add +130.3% | 213,117 | $7.0M |
| Cary Street Partners Financial LLC | 0.14% | Add +5.5% | 190,437 | $6.3M |
| Private Advisor Group, LLC | 0.03% | Add +110.8% | 190,130 | $6.3M |
| National Wealth Management Group, LLC | 1.83% | Reduce -28.1% | 179,661 | $5.9M |
| Royal Harbor Partners, LLC | 1.80% | Add +1.0% | 175,902 | $5.8M |
| Concurrent Investment Advisors, LLC | 0.05% | Reduce -47.9% | 165,625 | $5.5M |
| Smartleaf Asset Management LLC | 0.17% | No change | 164,361 | $5.4M |
| Bank of America Corp. | 0.00% | New | 159,931 | $5.3M |
| Per Stirling Capital Management, LLC. | 0.49% | Reduce -2.6% | 156,930 | $5.2M |
| Harbour Investments, Inc. | 0.07% | Add +20.6% | 155,166 | $5.1M |
| Truist Financial Corp. | 0.01% | Add +20.3% | 148,932 | $4.9M |
| DAVENPORT & Co LLC | 0.02% | Add +306.6% | 146,308 | $4.8M |
| Aprio Wealth Management, LLC | 0.23% | Add +157.6% | 143,654 | $4.7M |
| Independent Financial Group, LLC | 0.09% | Add +31.8% | 143,030 | $4.7M |
| Smith Thornton Advisors LLC | 2.06% | Add +9.0% | 145,026 | $4.7M |
| Laurel Wealth Planning LLC | 2.06% | Add +15.7% | 140,924 | $4.6M |
| StoneCrest Wealth Management, Inc. | 1.47% | Add +0.0% | 139,716 | $4.6M |
| Sigma Planning Corp | 0.12% | Add +18.9% | 139,127 | $4.6M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Add +16.5% | 137,808 | $4.5M |
| Cullen/Frost Bankers, Inc. | 0.04% | Add +10.1% | 133,823 | $4.4M |
| BNB Wealth Management, LLC | 2.35% | Reduce -1.9% | 130,610 | $4.3M |
| Wealth Science Advisors LLC | 1.91% | Add +39.5% | 130,103 | $4.3M |
| NavPoint Financial, Inc. | 1.55% | Add +23.9% | 127,106 | $4.2M |
| Principal Securities, Inc. | 0.05% | Add +22.1% | 125,820 | $4.1M |
| Tradition Wealth Management, LLC | 0.25% | Reduce -0.0% | 124,541 | $4.1M |
| Mutual Advisors, LLC | 0.07% | Add +64.9% | 111,477 | $3.7M |
| HighTower Advisors, LLC | 0.00% | Add +19.3% | 101,139 | $3.3M |
| Boyer Financial Services, Inc. | 2.71% | Add +28.6% | 98,023 | $3.2M |
| Atria Investments, Inc | 0.03% | Add +87.0% | 92,004 | $3.0M |
| Gateway Wealth Partners, LLC | 0.18% | Reduce -16.2% | 91,946 | $3.0M |
| Park Avenue Securities LLC | 0.02% | New | 86,589 | $2.9M |
| A&I Financial Services, LLC | 1.20% | Add +14.3% | 83,521 | $2.8M |
| Oppenheimer & Co. Inc. | 0.03% | Add +38.3% | 83,390 | $2.7M |
| PFG Advisors | 0.14% | Add +40.4% | 82,104 | $2.7M |
| NWF Advisory Services Inc. | 0.25% | Add +9.4% | 80,560 | $2.7M |
| Entruity Wealth, LLC | 1.72% | Reduce -1.2% | 80,520 | $2.7M |
| Venture Visionary Partners LLC | 0.07% | Add +39.0% | 74,576 | $2.5M |
| Hopwood Nicholas Hunter | 0.67% | Add +4.2% | 74,531 | $2.5M |
| World Investment Advisors | 0.04% | Add +0.3% | 77,386 | $2.3M |
| Founders Financial Securities LLC | 0.10% | Add +15.8% | 61,354 | $2.0M |
| Wise Wealth Partners | 3.38% | Add +1.2% | 60,388 | $2.0M |
| Beta Wealth Group, Inc. | 0.73% | No change | 58,683 | $1.9M |
| Kingsview Wealth Management, LLC | 0.02% | Reduce -17.2% | 56,101 | $1.8M |
| Sanctuary Advisors, LLC | 0.01% | Add +316.3% | 54,711 | $1.8M |
| Bank of New York Mellon Corp | 0.00% | Add +199.2% | 54,557 | $1.8M |
| Vise Technologies, Inc. | 0.02% | New | 53,549 | $1.8M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +10353.7% | 51,746 | $1.7M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | No change | 51,114 | $1.7M |
| Stratos Wealth Partners, LTD. | 0.02% | Add +7.7% | 49,851 | $1.6M |
| HighPoint Advisor Group LLC | 0.06% | Add +19.2% | 49,758 | $1.6M |
| Sagespring Wealth Partners, LLC | 0.02% | Add +3.4% | 48,819 | $1.6M |
| Kintra Wealth, LLC | 0.08% | Add +407.1% | 47,672 | $1.6M |
| R2 Capital Strategies, LLC | 0.73% | — | 48,614 | $1.6M |
| AQR Capital Management | 0.00% | Add +135.2% | 48,470 | $1.6M |
| D.A. Davidson & Co. | 0.01% | Reduce -18.8% | 48,399 | $1.6M |
| Apollon Wealth Management, LLC | 0.02% | Add +213.1% | 48,283 | $1.6M |
| Blueprint Financial Advisors LLC | 0.18% | Add +14.5% | 48,230 | $1.6M |
| Blueprint Investment Partners LLC | 0.13% | Add +14.5% | 48,230 | $1.6M |
| Dynamic Advisor Solutions LLC | 0.05% | Add +1.5% | 48,005 | $1.6M |
| Frazier Financial Advisors, LLC | 0.78% | Add +64.7% | 47,081 | $1.6M |
| Koshinski Asset Management, Inc. | 0.08% | Add +4.9% | 46,239 | $1.5M |
| IFG Advisory, LLC | 0.05% | New | 45,854 | $1.5M |
| LongView Wealth Management | 0.39% | Add +3.4% | 45,765 | $1.5M |
| Capital Analysts, LLC | 0.03% | Add +148.9% | 45,195 | $1.5M |
| Michael Brady & Co., LLC | 1.31% | Add +7.2% | 45,150 | $1.5M |
| Waverly Advisors, LLC | 0.01% | New | 44,821 | $1.5M |
| Kestra Private Wealth Services, LLC | 0.02% | Add +60.8% | 44,314 | $1.5M |
| RFG Advisory, LLC | 0.02% | Add +9.5% | 44,150 | $1.5M |
| Security Financial Services, INC. | 0.19% | Add +10.2% | 42,035 | $1.4M |
| Alchemi Wealth, LLC | 0.64% | Add +6.6% | 41,611 | $1.4M |
| Latitude Advisors, LLC | 0.55% | Add +22.6% | 41,457 | $1.4M |
| Trademark Financial Management, LLC | 0.55% | Reduce -21.8% | 40,398 | $1.3M |
| Kingswood Wealth Advisors, LLC | 0.05% | Add +72.8% | 40,098 | $1.3M |
| Stewardship Concepts Financial Services LLC | 0.89% | Add +240.9% | 39,975 | $1.3M |
| Sittner & Nelson, LLC | 0.41% | Add +39.7% | 39,090 | $1.3M |
| Rothschild Investment LLC | 0.05% | Add +1.4% | 37,130 | $1.2M |
| Mariner, LLC | 0.00% | Reduce -62.9% | 36,367 | $1.2M |
| Forge Financial Services LLC | 0.10% | Reduce -3.4% | 35,646 | $1.2M |
| Farther Finance Advisors, LLC | 0.01% | Add +269.6% | 35,540 | $1.2M |
| Summit Investment Advisory Services, LLC | 0.28% | Add +54.5% | 34,426 | $1.1M |
| Pines Wealth Management, LLC | 0.31% | Reduce -0.3% | 32,732 | $1.1M |
| Integrity Alliance, Llc. | 0.03% | Add +89.0% | 32,011 | $1.1M |
| Global Retirement Partners, LLC | 0.02% | — | 31,162 | $1.0M |
| Prospera Financial Services Inc | 0.01% | Add +60.9% | 31,039 | $1.0M |
| Qube Research & Technologies Ltd | 0.00% | New | 30,729 | $1.0M |
| Barrett & Company, Inc. | 0.28% | Add +41.9% | 30,373 | $1.0M |
| Trinity Wealth Management, LLC | 0.30% | Add +2.4% | 28,578 | $942K |
| Nations Financial Group Inc, /Ia/ | 0.04% | Add +19.8% | 27,830 | $918K |
| OneAscent Financial Services LLC | 0.04% | Reduce -1.8% | 27,008 | $890K |
| D. E. Shaw & Co. | 0.00% | New | 26,684 | $880K |
| Tempus Wealth Planning, LLC | 0.17% | Add +1.0% | 26,553 | $875K |
| Diversify Advisory Services, LLC | 0.01% | New | 27,308 | $875K |
| Diversify Wealth Management, LLC | 0.01% | Reduce -2.5% | 27,308 | $875K |
| Capital Investment Management, Inc. | 0.27% | Add +3.1% | 26,247 | $865K |
| Sovran Advisors, LLC | 0.06% | Add +6.7% | 26,003 | $837K |
| Transamerica Financial Advisors, LLC | 0.07% | Add +37.7% | 24,755 | $817K |
| Richards, Merrill & Peterson, Inc. | 0.26% | Add +16.4% | 24,770 | $817K |
| Owen LaRue, LLC | 0.27% | Reduce -4.0% | 23,801 | $785K |
| Advyzon Investment Management, LLC | 0.06% | Add +7.0% | 23,389 | $771K |
| Vantus Wealth LLC | 0.39% | — | 22,188 | $732K |
| Western Wealth Management, LLC | 0.02% | Reduce -4.9% | 20,385 | $672K |
| Fearless Solutions, LLC dba Best Invest | 0.34% | Add +5.5% | 19,693 | $649K |
| Ameritas Advisory Services, LLC | 0.01% | Add +24.2% | 19,566 | $645K |
| Cornerstone Wealth Management, LLC | 0.03% | Add +29.0% | 19,455 | $641K |
| Carson Advisory Inc. | 0.29% | New | 18,911 | $623K |
| Junk Investment Group, LLC | 0.27% | No change | 18,549 | $612K |
| Citadel Advisors | 0.00% | Add +73.0% | 17,902 | $590K |
| Susquehanna International Group, LLP | 0.00% | New | 17,499 | $577K |
| WNY Asset Management, LLC | 0.05% | Add +12.0% | 17,122 | $565K |
| Summit Wealth Group LLC / Co. | 0.05% | Reduce -0.6% | 16,800 | $554K |
| Balboa Wealth Partners | 0.07% | Add +3.6% | 16,374 | $540K |
| Florida Financial Advisors, LLC | 0.09% | Add +45.5% | 15,536 | $512K |
| Merited Wealth, LLC | 0.35% | Reduce -69.9% | 15,153 | $500K |
| Arax Advisory Partners | 0.00% | New | 14,847 | $490K |
| Integrated Wealth Concepts LLC | 0.00% | Add +52.9% | 14,840 | $489K |
| Lantern Wealth Advisors, LLC | 0.22% | Add +7.5% | 14,658 | $483K |
| HBW Advisory Services LLC | 0.04% | Reduce -3.5% | 14,609 | $482K |
| JPMorgan Chase & Co. | 0.00% | Add +269.4% | 14,600 | $477K |
| Advisory Services Network, LLC | 0.01% | Add +100.1% | 13,820 | $456K |
| Private Trust Co. NA | 0.03% | Add +17.3% | 13,014 | $429K |
| Sterling Investment Advisors, Ltd. | 0.07% | No change | 12,920 | $426K |
| First Heartland Consultants, Inc. | 0.03% | Add +27.0% | 12,794 | $422K |
| GWN Securities Inc. | 0.07% | Add +17.2% | 12,672 | $418K |
| Trilogy Capital Inc. | 0.02% | Add +32.4% | 12,263 | $404K |
| Clark Capital Management Group, Inc. | 0.00% | Add +43.7% | 12,091 | $399K |
| Harborfront Financial Group LLC | 1.33% | — | 10,685 | $352K |
| J.W. Cole Advisors, Inc. | 0.01% | New | 10,556 | $348K |
| SilverOak Wealth Management LLC | 0.04% | New | 10,253 | $338K |
| Lincoln Capital LLC | 0.06% | New | 10,206 | $336K |
| CLG LLC | 0.07% | Add +9.4% | 9,931 | $327K |
| Capital Investment Advisory Services, LLC | 0.02% | New | 9,902 | $326K |
| Fifth Third Bancorp | 0.00% | Add +8.5% | 9,504 | $313K |
| Stratos Wealth Advisors, LLC | 0.02% | Add +2.1% | 8,890 | $293K |
| Victory Financial Group, LLC | 0.03% | New | 8,882 | $293K |
| Silver Oak Securities, Incorporated | 0.02% | New | 8,811 | $290K |
| Savant Capital, LLC | 0.00% | New | 8,614 | $284K |
| Belpointe Asset Management LLC | 0.01% | Add +19.3% | 8,530 | $281K |
| Summit Global Investments | 0.02% | Add +21.9% | 8,425 | $278K |
| Private Client Services, LLC | 0.07% | New | 7,959 | $262K |
| JGP Wealth Management, LLC | 0.02% | No change | 7,770 | $256K |
| Ameriprise Financial Inc. | 0.00% | New | 7,696 | $254K |
| Advisortrust Partners, LLC | 0.08% | No change | 7,500 | $247K |
| Wedbush Securities Inc. | 0.01% | Add +0.6% | 7,347 | $242K |
| Ausdal Financial Partners, Inc. | 0.01% | New | 7,255 | $239K |
| Mgo One Seven LLC | 0.00% | Reduce -2.0% | 7,252 | $239K |
| Visionary Wealth Advisors | 0.01% | New | 7,225 | $238K |
| International Assets Investment Management, LLC | 0.01% | Reduce -0.6% | 7,162 | $236K |
| Uhlmann Price Securities, LLC | 0.01% | Add +0.0% | 7,101 | $234K |
| Perigon Wealth Management, LLC | 0.00% | New | 6,911 | $228K |
| Ascent Group, LLC | 0.01% | Reduce -8.5% | 6,865 | $226K |
| LexAurum Advisors, LLC | 0.03% | Reduce -23.8% | 6,849 | $226K |
| VestGen Advisors, LLC | 0.01% | Reduce -1.4% | 6,722 | $222K |
| Presilium Private Wealth, LLC | 0.03% | New | 6,495 | $214K |
| High Net Worth Advisory Group LLC | 0.04% | New | 6,359 | $210K |
| TCFG Investment Advisors, LLC | 0.07% | New | 6,348 | $209K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.07% | Add +16.2% | 5,814 | $192K |
| Harbor Investment Advisory, LLC | 0.01% | Add +94.0% | 5,598 | $185K |
| IFP Advisors, Inc | 0.00% | Add +100.3% | 5,377 | $177K |
| Milestone Investment Advisors LLC | 0.04% | New | 5,370 | $177K |
| UBS Group AG | 0.00% | Add +13.1% | 4,451 | $147K |
| Creative Financial Designs Inc. | 0.01% | Add +89.1% | 4,249 | $140K |
| Continuum Advisory, LLC | 0.01% | New | 3,728 | $123K |
| Colonial Trust Co / SC | 0.01% | New | 2,886 | $94K |
| Silver Grove Financial Group, Inc. | 0.04% | New | 1,963 | $65K |
| Morgan Stanley | 0.00% | Add +507.1% | 1,548 | $51K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +7.3% | 1,452 | $48K |
| PNC Financial Services Group, Inc. | 0.00% | New | 1,443 | $48K |
| Westside Investment Management, Inc. | 0.01% | Add +3.3% | 1,395 | $46K |
| Rossby Financial, LCC | 0.01% | Add +46.7% | 1,147 | $38K |
| Cape Investment Advisory, Inc. | 0.01% | New | 1,066 | $35K |
| Vision Retirement, LLC | 0.01% | New | 692 | $23K |
| Lanark Financial, Inc. | 0.00% | No change | 618 | $20K |
| US Bancorp \de | 0.00% | New | 597 | $20K |
| Ameriflex Group, Inc. | 0.01% | Add +153.6% | 563 | $19K |
| IAG Wealth Partners, LLC | 0.00% | No change | 434 | $14K |
| Archer Investment Corp | 0.00% | No change | 352 | $12K |
| Signature Equity Partners, LLC | 0.00% | No change | 308 | $10K |
| CoreCap Advisors, LLC | 0.00% | Add +292.9% | 165 | $5K |
| CENTRAL TRUST Co | 0.00% | No change | 154 | $5K |
| AdvisorNet Financial, Inc | 0.00% | No change | 145 | $5K |
| Key Financial Inc | 0.00% | New | 54 | $2K |
"% of holder's portfolio" is CGMM's weight in each manager's 13F, not the share of Cap Group Small and Mid Cap the manager owns.