First Trust Mid Cap GrowthFNYETF

13F holders, Q3 2025 (September 30)
107holders +7
13new positions
5sold out
$91.58avg. 13F price*

At the end of Q3 2025, 107 institutions reported holding First Trust Mid Cap Growth (FNY) in their 13F filings, up 7 from Q2 2025. 13 opened new positions and 5 sold out. The largest holders were LPL Financial LLC ($59.6M), Wells Fargo & Company ($51.5M) and Morgan Stanley ($36.6M).

Company
First Trust Mid Cap Growth
CUSIP
33737M102
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150 Q1 2024: 87Q1 2024Q2 2024: 94Q2 2024Q3 2024: 94Q3 2024Q4 2024: 102Q4 2024Q1 2025: 100Q1 2025Q2 2025: 100Q2 2025Q3 2025: 107Q3 2025Q4 2025: 120Q4 2025Q1 2026: 123Q1 2026Q2 2026: 127Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions13$10.6M
Exits5$2.6M

All 13F filers, Q2 2025 → Q3 2025: 349,485 shares bought and 90,005 shares sold, net +259,480 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 107 holders

LPL Financial LLC 0.02% Reduce -2.8% 650,373 $59.6M
Wells Fargo & Company 0.01% Add +22.3% 561,978 $51.5M
Morgan Stanley 0.00% Add +1.6% 399,850 $36.6M
NewEdge Advisors, LLC 0.11% Add +31.8% 259,716 $23.8M
&partners 0.09% Reduce -0.6% 153,063 $14.0M
UBS Group AG 0.00% Reduce -4.8% 143,047 $13.1M
Envestnet Asset Management Inc. 0.00% Reduce -2.4% 114,528 $10.5M
Raymond James Financial Inc. 0.00% Add +1.6% 97,282 $8.9M
Cetera Investment Advisers 0.01% Add +22.5% 76,586 $7.0M
Kingsview Wealth Management, LLC 0.10% Reduce -2.8% 68,754 $6.3M
Benjamin Edwards Inc. 0.06% Reduce -2.9% 62,046 $5.7M
First Trust Advisors LP 0.00% Reduce -1.3% 60,331 $5.5M
Janney Montgomery Scott LLC 0.01% Add +2.5% 51,578 $4.7M
Goldman Sachs Group Inc. 0.00% No change 50,000 $4.6M
Osaic Holdings, Inc. 0.01% Add +8.3% 46,972 $4.2M
Private Advisor Group, LLC 0.02% Add +1.0% 40,440 $3.7M
KCM Investment Advisors LLC 0.11% Reduce -0.7% 38,666 $3.5M
Northwestern Mutual Wealth Management Co. 0.00% Add +4.9% 38,496 $3.5M
Susquehanna International Group, LLP 0.00% New 36,424 $3.3M
Wealth Management Partners, LLC 1.06% Add +0.8% 36,338 $3.3M
Synergy Asset Management, LLC 0.12% New 36,016 $3.3M
Royal Bank of Canada 0.00% Add +32.4% 33,961 $3.1M
Cambridge Investment Research Advisors, Inc. 0.01% Add +71.7% 32,612 $3.0M
Kestra Advisory Services, LLC 0.01% Add +10.8% 32,219 $3.0M
Wealth Enhancement Advisory Services, LLC 0.00% Add +0.7% 27,311 $2.5M
Commonwealth Equity Services, LLC 0.00% Reduce -30.2% 23,661 $2.2M
Global Retirement Partners, LLC 0.05% Add +4.4% 22,537 $2.1M
Stifel Financial Corp. 0.00% Add +40.3% 22,296 $2.0M
Equitable Holdings, Inc. 0.01% Reduce -0.6% 20,773 $1.9M
Jones Financial Companies LLLP 0.00% Add +17.7% 19,677 $1.8M
MTM Investment Management, LLC 0.52% Reduce -1.3% 17,768 $1.6M
Sylvest Advisors, LLC 0.86% Reduce -0.3% 17,409 $1.6M
Transamerica Financial Advisors, LLC 0.11% Reduce -5.9% 14,512 $1.3M
G&S Capital LLC 0.44% New 12,862 $1.2M
Brueske Advisory Services, LLC 0.61% Reduce -0.9% 12,297 $1.1M
GTS Securities LLC 0.04% No change 12,252 $1.1M
Empirical Asset Management, LLC 0.29% New 11,541 $1.1M
AssuredPartners Investment Advisors, LLC 0.23% Reduce -0.5% 11,245 $1.0M
Synovus Financial Corp. 0.01% Reduce -11.8% 10,777 $988K
Comerica Bank 0.00% Add +2.4% 10,779 $988K
PCG Wealth Advisors, LLC 0.25% Reduce -8.2% 9,515 $872K
Stratos Wealth Partners, LTD. 0.01% Add +1.0% 9,081 $832K
IFP Advisors, Inc 0.02% Add +20.5% 8,916 $817K
Great Valley Advisor Group, Inc. 0.02% No change 8,481 $777K
MML Investors Services, LLC 0.00% Reduce -3.0% 8,446 $774K
ARS Wealth Advisors Group, LLC 0.07% No change 8,096 $742K
Dominguez Wealth Management Solutions, Inc. 0.46% Reduce -0.8% 7,930 $727K
World Investment Advisors 0.01% No change 7,830 $717K
Baird Financial Group, Inc. 0.00% Reduce -0.0% 7,777 $712K
Transcend Capital Advisors, LLC 0.05% Reduce -13.1% 7,723 $708K
Stonebridge Financial Planning Group, LLC 0.25% No change 7,352 $674K
Purus Wealth Management, LLC 0.21% Reduce -3.1% 7,290 $668K
Creative Planning 0.00% Reduce -16.7% 6,245 $572K
Sigma Planning Corp 0.02% Reduce -33.0% 6,213 $569K
Mariner, LLC 0.00% Add +0.9% 5,915 $542K
Cornerstone Wealth Management, LLC 0.03% Add +2.2% 5,808 $532K
Sanctuary Advisors, LLC 0.00% Reduce -0.0% 5,544 $508K
Pine Valley Investments Ltd Liability Co 0.02% Add +17.1% 5,150 $472K
Element Wealth, LLC 0.20% Reduce -0.7% 5,118 $469K
New Wave Wealth Advisors LLC 0.18% No change 5,064 $464K
Clear Point Advisors Inc. 0.35% Reduce -2.7% 4,936 $452K
Geneos Wealth Management Inc. 0.01% Add +7.0% 4,685 $429K
Thrivent Financial for Lutherans 0.00% No change 4,646 $426K
BostonPremier Wealth LLC 0.21% Reduce -0.6% 4,647 $426K
D.A. Davidson & Co. 0.00% Reduce -1.4% 4,504 $413K
Rockefeller Capital Management L.P. 0.00% New 4,273 $391K
Keystone Wealth Services, LLC 0.08% No change 4,198 $385K
Keybank National Association 0.00% No change 3,926 $360K
WMG Financial Advisors, LLC 0.10% Reduce -6.1% 3,398 $311K
Gateway Wealth Partners, LLC 0.04% Reduce -6.1% 3,331 $305K
TKG Advisors, LLC 0.13% New 3,261 $299K
Harbour Investments, Inc. 0.01% Add +0.8% 3,101 $284K
Truist Financial Corp. 0.00% Add +7.5% 3,022 $277K
J.W. Cole Advisors, Inc. 0.01% New 2,970 $272K
Mutual Advisors, LLC 0.01% Add +0.5% 2,831 $263K
IHT Wealth Management, LLC 0.01% Reduce -3.5% 2,823 $259K
Richmond Investment Services, LLC 0.05% Reduce -1.7% 2,806 $257K
Venture Visionary Partners LLC 0.01% No change 2,800 $257K
Arete Wealth Advisors, LLC 0.02% No change 2,650 $243K
1776 Wealth LLC 0.09% Reduce -11.6% 2,642 $242K
Ashton Thomas Private Wealth, LLC 0.01% Reduce -2.5% 2,620 $240K
Oppenheimer & Co. Inc. 0.00% No change 2,602 $238K
Private Trust Co. NA 0.02% No change 2,499 $229K
Brookwood Investment Group LLC 0.03% New 2,464 $226K
Koshinski Asset Management, Inc. 0.02% Reduce -7.1% 2,340 $214K
JPMorgan Chase & Co. 0.00% Reduce -44.9% 2,276 $209K
Cwm, LLC 0.00% No change 2,144 $196K
Founders Financial Alliance, LLC 0.04% New 2,096 $192K
Advisory Services Network, LLC 0.00% New 2,096 $192K
Steward Partners Investment Advisory, LLC 0.00% No change 1,905 $175K
Tower Research Capital LLC (TRC) 0.00% New 1,760 $161K
CoreCap Advisors, LLC 0.00% Reduce -0.5% 1,085 $99K
MPWM Advisory Solutions, LLC 0.06% Add +9.3% 1,044 $96K
US Bancorp \de 0.00% No change 689 $63K
GPS Wealth Strategies Group, LLC 0.01% No change 648 $59K
Allworth Financial LP 0.00% No change 560 $51K
PNC Financial Services Group, Inc. 0.00% No change 482 $44K
GAMMA Investing LLC 0.00% No change 445 $41K
HHM Wealth Advisors, LLC 0.00% No change 404 $37K
FMR LLC 0.00% Add +25.2% 184 $17K
Farmers & Merchants Investments Inc. 0.00% No change 137 $13K
Sunbelt Securities, Inc. 0.00% No change 100 $9K
Hilltop National Bank 0.00% No change 91 $8K
Lanark Financial, Inc. 0.00% Reduce -88.9% 75 $7K
Caitlin John, LLC 0.00% New 71 $7K
Medallion Wealth Advisors, LLC 0.00% New 50 $5K
Farther Finance Advisors, LLC 0.00% No change 17 $2K

"% of holder's portfolio" is FNY's weight in each manager's 13F, not the share of First Trust Mid Cap Growth the manager owns.