First Trust Mid Cap GrowthFNYETF

13F holders, Q1 2026 (March 31)
123holders +3
16new positions
10sold out
$90.60avg. 13F price*

At the end of Q1 2026, 123 institutions reported holding First Trust Mid Cap Growth (FNY) in their 13F filings, up 3 from Q4 2025. 16 opened new positions and 10 sold out. The largest holders were LPL Financial LLC ($73.7M), Wells Fargo & Company ($54.5M) and Morgan Stanley ($37.2M).

Company
First Trust Mid Cap Growth
CUSIP
33737M102
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150 Q1 2024: 87Q1 2024Q2 2024: 94Q2 2024Q3 2024: 94Q3 2024Q4 2024: 102Q4 2024Q1 2025: 100Q1 2025Q2 2025: 100Q2 2025Q3 2025: 107Q3 2025Q4 2025: 120Q4 2025Q1 2026: 123Q1 2026Q2 2026: 127Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions16$8.4M
Exits10$9.6M

All 13F filers, Q4 2025 → Q1 2026: 604,546 shares bought and 286,961 shares sold, net +317,585 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 123 holders

LPL Financial LLC 0.02% Add +12.1% 814,464 $73.7M
Wells Fargo & Company 0.01% Add +3.1% 602,084 $54.5M
Morgan Stanley 0.00% Add +4.8% 410,773 $37.2M
NewEdge Advisors, LLC 0.09% Add +3.3% 288,746 $26.1M
Raymond James Financial Inc. 0.01% Add +208.9% 203,124 $18.4M
Cetera Investment Advisers 0.02% Add +91.0% 177,035 $16.0M
&partners 0.07% Reduce -2.8% 151,520 $13.7M
Cambridge Investment Research Advisors, Inc. 0.03% Add +309.9% 135,212 $12.2M
UBS Group AG 0.00% Reduce -4.3% 132,579 $12.0M
Envestnet Asset Management Inc. 0.00% Add +3.5% 108,806 $9.8M
Osaic Holdings, Inc. 0.01% Add +18.6% 69,221 $6.3M
Royal Bank of Canada 0.00% Add +0.8% 50,784 $4.6M
Goldman Sachs Group Inc. 0.00% No change 50,000 $4.5M
Janney Montgomery Scott LLC 0.01% Reduce -8.0% 47,204 $4.3M
Kingsview Wealth Management, LLC 0.05% Reduce -2.5% 41,807 $3.8M
Northwestern Mutual Wealth Management Co. 0.00% Reduce -4.8% 40,230 $3.6M
Kestra Advisory Services, LLC 0.01% Reduce -27.5% 38,771 $3.5M
Private Advisor Group, LLC 0.02% Reduce -3.1% 38,635 $3.5M
Wealth Management Partners, LLC 0.94% Add +1.2% 36,401 $3.3M
Steward Partners Investment Advisory, LLC 0.02% Add +19.4% 36,278 $3.3M
Anderson Financial Strategies, LLC 1.80% New 31,929 $3.3M
KCM Investment Advisors LLC 0.11% Reduce -5.2% 35,798 $3.2M
Equitable Holdings, Inc. 0.02% Add +17.4% 25,854 $2.4M
Jones Financial Companies LLLP 0.00% Add +15.0% 23,264 $2.1M
Commonwealth Equity Services, LLC 0.00% Reduce -14.5% 19,943 $1.8M
Crux Wealth Advisors 0.66% Add +4.8% 19,004 $1.7M
Wealth Enhancement Advisory Services, LLC 0.00% Reduce -33.2% 18,692 $1.7M
Sylvest Advisors, LLC 0.90% Add +1.3% 18,793 $1.7M
Empirical Asset Management, LLC 0.43% Reduce -5.5% 17,948 $1.6M
MTM Investment Management, LLC 0.50% Reduce -0.5% 17,586 $1.6M
D.A. Davidson & Co. 0.01% Add +271.1% 16,889 $1.5M
Worthington Financial Partners, LLC 1.31% Add +3.1% 16,875 $1.5M
Barnes Pettey Financial Advisors, LLC 0.56% New 14,245 $1.3M
Mercer Global Advisors Inc. 0.00% New 11,586 $1.0M
AssuredPartners Investment Advisors, LLC 0.11% No change 11,245 $1.0M
Fifth Third Bancorp 0.00% New 11,434 $1.0M
Stratos Wealth Partners, LTD. 0.01% Add +77.3% 10,494 $950K
GTS Securities LLC 0.03% Reduce -20.0% 9,805 $887K
PCG Wealth Advisors, LLC 0.21% Reduce -5.6% 9,063 $820K
IFP Advisors, Inc 0.02% Reduce -1.7% 8,790 $795K
Great Valley Advisor Group, Inc. 0.01% Reduce -1.6% 8,349 $755K
Baird Financial Group, Inc. 0.00% Add +1.9% 8,153 $738K
World Investment Advisors 0.01% No change 7,830 $709K
Dominguez Wealth Management Solutions, Inc. 0.41% Reduce -2.9% 7,555 $684K
Founders Financial Securities LLC 0.04% Add +8.4% 6,913 $663K
Purus Wealth Management, LLC 0.21% Reduce -0.3% 7,247 $656K
Stonebridge Financial Planning Group, LLC 0.24% Reduce -5.3% 7,166 $648K
ARS Wealth Advisors Group, LLC 0.05% No change 7,040 $637K
MML Investors Services, LLC 0.00% Reduce -9.5% 6,876 $622K
Gateway Wealth Partners, LLC 0.02% Add +107.0% 6,852 $620K
Transcend Capital Advisors, LLC 0.05% Reduce -0.6% 6,850 $620K
Rockefeller Capital Management L.P. 0.00% Add +19.4% 6,780 $614K
Geneos Wealth Management Inc. 0.01% Add +26.6% 6,630 $600K
Sigma Planning Corp 0.02% Reduce -0.1% 6,436 $582K
Creative Planning 0.00% Add +0.1% 6,252 $566K
Stifel Financial Corp. 0.00% Reduce -61.4% 5,969 $540K
Benjamin Edwards Inc. 0.01% Reduce -86.5% 5,776 $526K
Pine Valley Investments Ltd Liability Co 0.03% Add +7.4% 5,766 $522K
Mariner, LLC 0.00% Reduce -1.8% 5,670 $513K
Cornerstone Wealth Management, LLC 0.03% No change 5,665 $513K
Proactive Wealth Strategies LLC 0.10% Add +91.6% 5,646 $511K
Sanctuary Advisors, LLC 0.00% Add +3.8% 5,562 $503K
Beacon Pointe Advisors, LLC 0.00% New 5,500 $498K
Pinnacle Financial Partners, Inc. 0.00% Add +0.7% 5,384 $487K
Element Wealth, LLC 0.18% Reduce -4.9% 4,856 $439K
BostonPremier Wealth LLC 0.22% No change 4,637 $420K
Thrivent Financial for Lutherans 0.00% Reduce -1.8% 4,561 $413K
Keystone Wealth Services, LLC 0.08% No change 4,198 $380K
Keybank National Association 0.00% No change 3,926 $355K
Harbour Investments, Inc. 0.01% Add +16.1% 3,599 $326K
J.W. Cole Advisors, Inc. 0.01% Add +16.9% 3,471 $314K
Independent Advisor Alliance 0.00% New 3,116 $282K
Private Trust Co. NA 0.02% Add +21.9% 3,047 $276K
Quadrant Capital Group LLC 0.01% No change 3,000 $271K
Sound Income Strategies, LLC 0.01% No change 2,950 $270K
PFG Investments, LLC 0.01% Reduce -7.5% 2,965 $268K
Truist Financial Corp. 0.00% Add +3.3% 2,876 $260K
Carlson Financial, Inc. 0.15% Reduce -1.9% 2,865 $259K
Mutual Advisors, LLC 0.01% Reduce -59.1% 2,833 $256K
Venture Visionary Partners LLC 0.01% No change 2,800 $253K
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.01% New 2,756 $249K
Advisor OS, LLC 0.02% New 2,650 $240K
1776 Wealth LLC 0.09% No change 2,642 $239K
Susquehanna International Group, LLP 0.00% Reduce -53.6% 2,626 $238K
Oppenheimer & Co. Inc. 0.00% No change 2,602 $235K
IHT Wealth Management, LLC 0.01% Reduce -95.5% 2,496 $226K
Richmond Investment Services, LLC 0.04% Reduce -12.2% 2,464 $223K
Koshinski Asset Management, Inc. 0.01% No change 2,240 $203K
Ashton Thomas Private Wealth, LLC 0.00% Reduce -19.9% 2,185 $198K
Founders Financial Alliance, LLC 0.03% New 2,096 $190K
JPMorgan Chase & Co. 0.00% No change 2,076 $181K
Cwm, LLC 0.00% No change 1,576 $143K
US Bancorp \de 0.00% Reduce -78.8% 1,203 $109K
BlackRock, Inc. 0.00% No change 1,200 $109K
Tower Research Capital LLC (TRC) 0.00% New 1,141 $103K
MPWM Advisory Solutions, LLC 0.05% Reduce -8.4% 965 $87K
CoreCap Advisors, LLC 0.00% Reduce -10.9% 815 $74K
O'shaughnessy Asset Management, LLC 0.00% New 783 $71K
Allworth Financial LP 0.00% Add +32.7% 743 $67K
Bank of Montreal 0.00% New 629 $57K

"% of holder's portfolio" is FNY's weight in each manager's 13F, not the share of First Trust Mid Cap Growth the manager owns.

Show all 123 holders