First Trust Mid Cap GrowthFNYETF
13F holders, Q1 2026 (March 31)123holders +3
16new positions
10sold out
$90.60avg. 13F price*
At the end of Q1 2026, 123 institutions reported holding First Trust Mid Cap Growth (FNY) in their 13F filings, up 3 from Q4 2025. 16 opened new positions and 10 sold out. The largest holders were LPL Financial LLC ($73.7M), Wells Fargo & Company ($54.5M) and Morgan Stanley ($37.2M).
- Company
- First Trust Mid Cap Growth
- CUSIP
- 33737M102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 16 | $8.4M |
| Exits | 10 | $9.6M |
All 13F filers, Q4 2025 → Q1 2026: 604,546 shares bought and 286,961 shares sold, net +317,585 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 123 holders
| LPL Financial LLC | 0.02% | Add +12.1% | 814,464 | $73.7M |
| Wells Fargo & Company | 0.01% | Add +3.1% | 602,084 | $54.5M |
| Morgan Stanley | 0.00% | Add +4.8% | 410,773 | $37.2M |
| NewEdge Advisors, LLC | 0.09% | Add +3.3% | 288,746 | $26.1M |
| Raymond James Financial Inc. | 0.01% | Add +208.9% | 203,124 | $18.4M |
| Cetera Investment Advisers | 0.02% | Add +91.0% | 177,035 | $16.0M |
| &partners | 0.07% | Reduce -2.8% | 151,520 | $13.7M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Add +309.9% | 135,212 | $12.2M |
| UBS Group AG | 0.00% | Reduce -4.3% | 132,579 | $12.0M |
| Envestnet Asset Management Inc. | 0.00% | Add +3.5% | 108,806 | $9.8M |
| Osaic Holdings, Inc. | 0.01% | Add +18.6% | 69,221 | $6.3M |
| Royal Bank of Canada | 0.00% | Add +0.8% | 50,784 | $4.6M |
| Goldman Sachs Group Inc. | 0.00% | No change | 50,000 | $4.5M |
| Janney Montgomery Scott LLC | 0.01% | Reduce -8.0% | 47,204 | $4.3M |
| Kingsview Wealth Management, LLC | 0.05% | Reduce -2.5% | 41,807 | $3.8M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -4.8% | 40,230 | $3.6M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -27.5% | 38,771 | $3.5M |
| Private Advisor Group, LLC | 0.02% | Reduce -3.1% | 38,635 | $3.5M |
| Wealth Management Partners, LLC | 0.94% | Add +1.2% | 36,401 | $3.3M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +19.4% | 36,278 | $3.3M |
| Anderson Financial Strategies, LLC | 1.80% | New | 31,929 | $3.3M |
| KCM Investment Advisors LLC | 0.11% | Reduce -5.2% | 35,798 | $3.2M |
| Equitable Holdings, Inc. | 0.02% | Add +17.4% | 25,854 | $2.4M |
| Jones Financial Companies LLLP | 0.00% | Add +15.0% | 23,264 | $2.1M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -14.5% | 19,943 | $1.8M |
| Crux Wealth Advisors | 0.66% | Add +4.8% | 19,004 | $1.7M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -33.2% | 18,692 | $1.7M |
| Sylvest Advisors, LLC | 0.90% | Add +1.3% | 18,793 | $1.7M |
| Empirical Asset Management, LLC | 0.43% | Reduce -5.5% | 17,948 | $1.6M |
| MTM Investment Management, LLC | 0.50% | Reduce -0.5% | 17,586 | $1.6M |
| D.A. Davidson & Co. | 0.01% | Add +271.1% | 16,889 | $1.5M |
| Worthington Financial Partners, LLC | 1.31% | Add +3.1% | 16,875 | $1.5M |
| Barnes Pettey Financial Advisors, LLC | 0.56% | New | 14,245 | $1.3M |
| Mercer Global Advisors Inc. | 0.00% | New | 11,586 | $1.0M |
| AssuredPartners Investment Advisors, LLC | 0.11% | No change | 11,245 | $1.0M |
| Fifth Third Bancorp | 0.00% | New | 11,434 | $1.0M |
| Stratos Wealth Partners, LTD. | 0.01% | Add +77.3% | 10,494 | $950K |
| GTS Securities LLC | 0.03% | Reduce -20.0% | 9,805 | $887K |
| PCG Wealth Advisors, LLC | 0.21% | Reduce -5.6% | 9,063 | $820K |
| IFP Advisors, Inc | 0.02% | Reduce -1.7% | 8,790 | $795K |
| Great Valley Advisor Group, Inc. | 0.01% | Reduce -1.6% | 8,349 | $755K |
| Baird Financial Group, Inc. | 0.00% | Add +1.9% | 8,153 | $738K |
| World Investment Advisors | 0.01% | No change | 7,830 | $709K |
| Dominguez Wealth Management Solutions, Inc. | 0.41% | Reduce -2.9% | 7,555 | $684K |
| Founders Financial Securities LLC | 0.04% | Add +8.4% | 6,913 | $663K |
| Purus Wealth Management, LLC | 0.21% | Reduce -0.3% | 7,247 | $656K |
| Stonebridge Financial Planning Group, LLC | 0.24% | Reduce -5.3% | 7,166 | $648K |
| ARS Wealth Advisors Group, LLC | 0.05% | No change | 7,040 | $637K |
| MML Investors Services, LLC | 0.00% | Reduce -9.5% | 6,876 | $622K |
| Gateway Wealth Partners, LLC | 0.02% | Add +107.0% | 6,852 | $620K |
| Transcend Capital Advisors, LLC | 0.05% | Reduce -0.6% | 6,850 | $620K |
| Rockefeller Capital Management L.P. | 0.00% | Add +19.4% | 6,780 | $614K |
| Geneos Wealth Management Inc. | 0.01% | Add +26.6% | 6,630 | $600K |
| Sigma Planning Corp | 0.02% | Reduce -0.1% | 6,436 | $582K |
| Creative Planning | 0.00% | Add +0.1% | 6,252 | $566K |
| Stifel Financial Corp. | 0.00% | Reduce -61.4% | 5,969 | $540K |
| Benjamin Edwards Inc. | 0.01% | Reduce -86.5% | 5,776 | $526K |
| Pine Valley Investments Ltd Liability Co | 0.03% | Add +7.4% | 5,766 | $522K |
| Mariner, LLC | 0.00% | Reduce -1.8% | 5,670 | $513K |
| Cornerstone Wealth Management, LLC | 0.03% | No change | 5,665 | $513K |
| Proactive Wealth Strategies LLC | 0.10% | Add +91.6% | 5,646 | $511K |
| Sanctuary Advisors, LLC | 0.00% | Add +3.8% | 5,562 | $503K |
| Beacon Pointe Advisors, LLC | 0.00% | New | 5,500 | $498K |
| Pinnacle Financial Partners, Inc. | 0.00% | Add +0.7% | 5,384 | $487K |
| Element Wealth, LLC | 0.18% | Reduce -4.9% | 4,856 | $439K |
| BostonPremier Wealth LLC | 0.22% | No change | 4,637 | $420K |
| Thrivent Financial for Lutherans | 0.00% | Reduce -1.8% | 4,561 | $413K |
| Keystone Wealth Services, LLC | 0.08% | No change | 4,198 | $380K |
| Keybank National Association | 0.00% | No change | 3,926 | $355K |
| Harbour Investments, Inc. | 0.01% | Add +16.1% | 3,599 | $326K |
| J.W. Cole Advisors, Inc. | 0.01% | Add +16.9% | 3,471 | $314K |
| Independent Advisor Alliance | 0.00% | New | 3,116 | $282K |
| Private Trust Co. NA | 0.02% | Add +21.9% | 3,047 | $276K |
| Quadrant Capital Group LLC | 0.01% | No change | 3,000 | $271K |
| Sound Income Strategies, LLC | 0.01% | No change | 2,950 | $270K |
| PFG Investments, LLC | 0.01% | Reduce -7.5% | 2,965 | $268K |
| Truist Financial Corp. | 0.00% | Add +3.3% | 2,876 | $260K |
| Carlson Financial, Inc. | 0.15% | Reduce -1.9% | 2,865 | $259K |
| Mutual Advisors, LLC | 0.01% | Reduce -59.1% | 2,833 | $256K |
| Venture Visionary Partners LLC | 0.01% | No change | 2,800 | $253K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 0.01% | New | 2,756 | $249K |
| Advisor OS, LLC | 0.02% | New | 2,650 | $240K |
| 1776 Wealth LLC | 0.09% | No change | 2,642 | $239K |
| Susquehanna International Group, LLP | 0.00% | Reduce -53.6% | 2,626 | $238K |
| Oppenheimer & Co. Inc. | 0.00% | No change | 2,602 | $235K |
| IHT Wealth Management, LLC | 0.01% | Reduce -95.5% | 2,496 | $226K |
| Richmond Investment Services, LLC | 0.04% | Reduce -12.2% | 2,464 | $223K |
| Koshinski Asset Management, Inc. | 0.01% | No change | 2,240 | $203K |
| Ashton Thomas Private Wealth, LLC | 0.00% | Reduce -19.9% | 2,185 | $198K |
| Founders Financial Alliance, LLC | 0.03% | New | 2,096 | $190K |
| JPMorgan Chase & Co. | 0.00% | No change | 2,076 | $181K |
| Cwm, LLC | 0.00% | No change | 1,576 | $143K |
| US Bancorp \de | 0.00% | Reduce -78.8% | 1,203 | $109K |
| BlackRock, Inc. | 0.00% | No change | 1,200 | $109K |
| Tower Research Capital LLC (TRC) | 0.00% | New | 1,141 | $103K |
| MPWM Advisory Solutions, LLC | 0.05% | Reduce -8.4% | 965 | $87K |
| CoreCap Advisors, LLC | 0.00% | Reduce -10.9% | 815 | $74K |
| O'shaughnessy Asset Management, LLC | 0.00% | New | 783 | $71K |
| Allworth Financial LP | 0.00% | Add +32.7% | 743 | $67K |
| Bank of Montreal | 0.00% | New | 629 | $57K |
| Signature Equity Partners, LLC | 0.03% | No change | 545 | $49K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 482 | $44K |
| GAMMA Investing LLC | 0.00% | No change | 445 | $40K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 404 | $37K |
| MidFirst Bank | 0.00% | Reduce -31.2% | 394 | $36K |
| Ascentis Independent Advisors | 0.00% | New | 310 | $28K |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | 0.02% | No change | 220 | $20K |
| FMR LLC | 0.00% | No change | 148 | $13K |
| Farmers & Merchants Investments Inc. | 0.00% | No change | 137 | $12K |
| Transamerica Financial Advisors, LLC | 0.00% | Reduce -99.1% | 127 | $12K |
| Sunbelt Securities, Inc. | 0.00% | No change | 100 | $9K |
| Gables Capital Management Inc. | 0.00% | No change | 75 | $7K |
| Lanark Financial, Inc. | 0.00% | No change | 75 | $7K |
| Caitlin John, LLC | 0.00% | No change | 71 | $6K |
| Advisory Services Network, LLC | 0.00% | New | 58 | $5K |
| Medallion Wealth Advisors, LLC | 0.00% | No change | 50 | $5K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | New | 39 | $4K |
| Assetmark, Inc. | 0.00% | No change | 28 | $3K |
| Parallel Advisors, LLC | 0.00% | New | 28 | $3K |
| Farther Finance Advisors, LLC | 0.00% | No change | 17 | $2K |
| McGuire Capital Advisors Inc. | 0.00% | No change | 10 | $905 |
| Vanguard Advisers Inc. | 0.00% | — | 10 | $905 |
| Hilton Head Capital Partners, LLC | 0.00% | No change | 1 | $90 |
"% of holder's portfolio" is FNY's weight in each manager's 13F, not the share of First Trust Mid Cap Growth the manager owns.