Pgim S&P 500 Buffer 12-NovNOVPETF

13F holders, Q2 2025 (June 30)
5holders −1
0new positions
1sold out
$28.51avg. 13F price*

At the end of Q2 2025, 5 institutions reported holding Pgim S&P 500 Buffer 12-Nov (NOVP) in their 13F filings, down 1 from Q1 2025. 0 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($3.8M), Old Mission Capital LLC ($371K) and Commonwealth Equity Services, LLC ($317K).

Company
Pgim S&P 500 Buffer 12-Nov
Filed as
PGIM ROCK ETF TR (Q2 2025)
CUSIP
69420N734
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q2 2024: 2Q2 2024Q3 2024: 1Q3 2024Q4 2024: 4Q4 2024Q1 2025: 6Q1 2025Q2 2025: 5Q2 2025Q3 2025: 6Q3 2025Q4 2025: 12Q4 2025Q1 2026: 13Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q1 2025 → Q2 2025

InstitutionsTotal Value
New Positions0$0
Exits1$171K

All 13F filers, Q1 2025 → Q2 2025: 18,001 shares bought and 8,002 shares sold, net +9,999 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 5 holders

Prudential Financial Inc. 0.00% Add +14.9% 132,583 $3.8M
Old Mission Capital LLC 0.01% Reduce -10.8% 13,010 $371K
Commonwealth Equity Services, LLC 0.00% Add +7.5% 11,127 $317K
Parallel Advisors, LLC 0.00% No change 1,839 $52K
Harbour Investments, Inc. 0.00% No change 500 $14K

"% of holder's portfolio" is NOVP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Nov the manager owns.