Pgim S&P 500 Buffer 12-NovNOVPETF
13F holders, Q4 2025 (December 31)12holders +6
7new positions
1sold out
$30.44avg. 13F price*
At the end of Q4 2025, 12 institutions reported holding Pgim S&P 500 Buffer 12-Nov (NOVP) in their 13F filings, up 6 from Q3 2025. 7 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($8.4M), Commonwealth Equity Services, LLC ($1.1M) and Kestra Advisory Services, LLC ($668K).
- Company
- Pgim S&P 500 Buffer 12-Nov
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N734
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 7 | $1.8M |
| Exits | 1 | $609K |
All 13F filers, Q3 2025 → Q4 2025: 174,504 shares bought and 20,428 shares sold, net +154,076 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 12 holders
| Prudential Financial Inc. | 0.01% | Add +48.7% | 274,676 | $8.4M |
| Commonwealth Equity Services, LLC | 0.00% | Add +199.3% | 35,162 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | New | 21,932 | $668K |
| Raymond James Financial Inc. | 0.00% | New | 18,925 | $576K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 12,855 | $391K |
| Royal Bank of Canada | 0.00% | Add +88.5% | 7,264 | $221K |
| Parallel Advisors, LLC | 0.00% | No change | 1,839 | $56K |
| DHJJ Financial Advisors, Ltd. | 0.02% | New | 1,824 | $56K |
| Spire Wealth Management | 0.00% | New | 1,395 | $42K |
| PNC Financial Services Group, Inc. | 0.00% | New | 796 | $24K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $15K |
| UBS Group AG | 0.00% | New | 25 | $761 |
"% of holder's portfolio" is NOVP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Nov the manager owns.