Pgim S&P 500 Buffer 12-NovNOVPETF
13F holders, Q4 2024 (December 31)4holders +3
3new positions
0sold out
$27.15avg. 13F price*
At the end of Q4 2024, 4 institutions reported holding Pgim S&P 500 Buffer 12-Nov (NOVP) in their 13F filings, up 3 from Q3 2024. 3 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($2.1M), Royal Bank of Canada ($202K) and Parallel Advisors, LLC ($50K).
- Company
- Pgim S&P 500 Buffer 12-Nov
- Filed as
- PGIM ROCK ETF TR (Q4 2024)
- CUSIP
- 69420N734
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $266K |
| Exits | 0 | $0 |
All 13F filers, Q3 2024 → Q4 2024: 27,900 shares bought, net +27,900 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 4 holders
| Prudential Financial Inc. | 0.00% | Add +29.7% | 79,101 | $2.1M |
| Royal Bank of Canada | 0.00% | New | 7,433 | $202K |
| Parallel Advisors, LLC | 0.00% | New | 1,839 | $50K |
| Harbour Investments, Inc. | 0.00% | New | 500 | $14K |
"% of holder's portfolio" is NOVP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Nov the manager owns.