Pgim S&P 500 Buffer 12-NovNOVPETF
13F holders, Q1 2025 (March 31)6holders +2
2new positions
0sold out
$26.64avg. 13F price*
At the end of Q1 2025, 6 institutions reported holding Pgim S&P 500 Buffer 12-Nov (NOVP) in their 13F filings, up 2 from Q4 2024. 2 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($3.1M), Old Mission Capital LLC ($388K) and Commonwealth Equity Services, LLC ($276K).
- Company
- Pgim S&P 500 Buffer 12-Nov
- Filed as
- PGIM ROCK ETF TR (Q1 2025)
- CUSIP
- 69420N734
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $664K |
| Exits | 0 | $0 |
All 13F filers, Q4 2024 → Q1 2025: 61,193 shares bought and 1,006 shares sold, net +60,187 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 6 holders
| Prudential Financial Inc. | 0.00% | Add +45.8% | 115,357 | $3.1M |
| Old Mission Capital LLC | 0.01% | New | 14,585 | $388K |
| Commonwealth Equity Services, LLC | 0.00% | New | 10,352 | $276K |
| Royal Bank of Canada | 0.00% | Reduce -13.5% | 6,427 | $171K |
| Parallel Advisors, LLC | 0.00% | No change | 1,839 | $49K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $14K |
"% of holder's portfolio" is NOVP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Nov the manager owns.