Pgim S&P 500 Buffer 12-NovNOVPETF
13F holders, Q3 2025 (September 30)6holders +1
1new positions
0sold out
$29.83avg. 13F price*
At the end of Q3 2025, 6 institutions reported holding Pgim S&P 500 Buffer 12-Nov (NOVP) in their 13F filings, up 1 from Q2 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($5.5M), Old Mission Capital LLC ($609K) and Commonwealth Equity Services, LLC ($350K).
- Company
- Pgim S&P 500 Buffer 12-Nov
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N734
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $115K |
| Exits | 0 | $0 |
All 13F filers, Q2 2025 → Q3 2025: 64,058 shares bought, net +64,058 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 6 holders
| Prudential Financial Inc. | 0.01% | Add +39.4% | 184,749 | $5.5M |
| Old Mission Capital LLC | 0.02% | Add +57.0% | 20,428 | $609K |
| Commonwealth Equity Services, LLC | 0.00% | Add +5.6% | 11,747 | $350K |
| Royal Bank of Canada | 0.00% | New | 3,854 | $115K |
| Parallel Advisors, LLC | 0.00% | No change | 1,839 | $55K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $15K |
"% of holder's portfolio" is NOVP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Nov the manager owns.