Pgim S&P 500 Buffer 12-NovNOVPETF
13F holders, Q1 2026 (March 31)13holders +1
1new positions
0sold out
$29.62avg. 13F price*
At the end of Q1 2026, 13 institutions reported holding Pgim S&P 500 Buffer 12-Nov (NOVP) in their 13F filings, up 1 from Q4 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($11.3M), Raymond James Financial Inc. ($5.3M) and Commonwealth Equity Services, LLC ($1.1M).
- Company
- Pgim S&P 500 Buffer 12-Nov
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N734
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $495K |
| Exits | 0 | $0 |
All 13F filers, Q4 2025 → Q1 2026: 283,743 shares bought and 5,512 shares sold, net +278,231 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 13 holders
| Prudential Financial Inc. | 0.01% | Add +38.6% | 380,602 | $11.3M |
| Raymond James Financial Inc. | 0.00% | Add +840.9% | 178,063 | $5.3M |
| Commonwealth Equity Services, LLC | 0.00% | Add +5.6% | 37,117 | $1.1M |
| Kestra Advisory Services, LLC | 0.00% | Reduce -7.0% | 20,392 | $604K |
| Maltin Wealth Management, Inc. | 0.19% | New | 16,724 | $495K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 12,855 | $381K |
| Royal Bank of Canada | 0.00% | Reduce -54.4% | 3,314 | $98K |
| Parallel Advisors, LLC | 0.00% | No change | 1,839 | $54K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 1,824 | $54K |
| Spire Wealth Management | 0.00% | No change | 1,395 | $41K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 796 | $24K |
| Harbour Investments, Inc. | 0.00% | No change | 500 | $15K |
| UBS Group AG | 0.00% | Reduce -88.0% | 3 | $89 |
"% of holder's portfolio" is NOVP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Nov the manager owns.