Pgim S&P 500 Buffer 12-NovNOVPETF

13F holders, Q3 2024 (September 30)
1holders −1
0new positions
1sold out
$26.25avg. 13F price*

At the end of Q3 2024, 1 institutions reported holding Pgim S&P 500 Buffer 12-Nov (NOVP) in their 13F filings, down 1 from Q2 2024. 0 opened new positions and 1 sold out. The largest holder was Prudential Financial Inc. ($1.6M).

Company
Pgim S&P 500 Buffer 12-Nov
Filed as
PGIM ROCK ETF TR (Q3 2024)
CUSIP
69420N734
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q2 2024: 2Q2 2024Q3 2024: 1Q3 2024Q4 2024: 4Q4 2024Q1 2025: 6Q1 2025Q2 2025: 5Q2 2025Q3 2025: 6Q3 2025Q4 2025: 12Q4 2025Q1 2026: 13Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions0$0
Exits1$217K

All 13F filers, Q2 2024 → Q3 2024: 4,120 shares bought and 8,549 shares sold, net −4,429 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 1 holders

Prudential Financial Inc. 0.00% Add +7.3% 60,973 $1.6M

"% of holder's portfolio" is NOVP's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 12-Nov the manager owns.