Nuveen ESG Small-Cap ETFNUSCETF

13F holders, Q3 2024 (September 30)
240holders +7
12new positions
10sold out
1famous investor
$43.04avg. 13F price*

At the end of Q3 2024, 240 institutions reported holding Nuveen ESG Small-Cap ETF (NUSC) in their 13F filings, up 7 from Q2 2024. 12 opened new positions and 10 sold out. The largest holders were Bank of America Corp. ($293.5M), Tiaa Trust, National Association ($68.1M) and Morgan Stanley ($54.0M). One famous investor held it David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).

Company
Nuveen ESG Small-Cap ETF
Filed as
NUSHARES ETF TR (Q3 2024)
CUSIP
67092P607
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300 Q1 2024: 232Q1 2024Q2 2024: 233Q2 2024Q3 2024: 240Q3 2024Q4 2024: 263Q4 2024Q1 2025: 254Q1 2025Q2 2025: 242Q2 2025Q3 2025: 249Q3 2025Q4 2025: 259Q4 2025Q1 2026: 266Q1 2026Q2 2026: 269Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions12$3.3M
Exits10$2.6M

All 13F filers, Q2 2024 → Q3 2024: 682,468 shares bought and 604,988 shares sold, net +77,480 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 240 holders

Bank of America Corp. 0.03% Add +1.2% 6,851,511 $293.5M
Tiaa Trust, National Association 0.20% Add +1.0% 1,590,103 $68.1M
Morgan Stanley 0.00% Add +0.6% 1,260,267 $54.0M
Abacus Wealth Partners, LLC 7.60% Reduce -1.3% 1,183,119 $50.7M
Royal Bank of Canada 0.01% Add +0.2% 938,971 $40.2M
Mission Wealth Management, LP 0.83% Add +3.2% 781,499 $33.5M
LPL Financial LLC 0.01% Add +4.1% 612,469 $26.2M
Mercer Global Advisors Inc. 0.06% Add +11.2% 556,730 $23.6M
Envestnet Asset Management Inc. 0.01% Add +11.6% 509,159 $21.8M
UBS Group AG 0.01% Reduce -3.7% 452,384 $19.4M
Corient Private Wealth LP 0.02% Add +70.5% 330,009 $14.1M
Wells Fargo & Company 0.00% Reduce -3.3% 273,698 $11.7M
Bank of New York Mellon Corp 0.00% Reduce -0.9% 247,737 $10.6M
First Pacific Financial 2.20% Add +26.1% 219,644 $9.4M
Creative Planning 0.01% Reduce -13.5% 202,466 $8.7M
Ameriprise Financial Inc. 0.00% Reduce -55.0% 177,180 $7.6M
WCG Wealth Advisors LLC 0.48% Add +3.8% 165,819 $7.1M
Ameritas Advisory Services, LLC 0.28% Reduce -22.0% 151,757 $6.5M
Commonwealth Equity Services, LLC 0.01% Add +0.6% 144,284 $6.2M
Colorado Capital Management, Inc. 3.03% Add +0.4% 143,238 $6.1M
Stifel Financial Corp. 0.01% Add +1.4% 139,688 $6.0M
Allworth Financial LP 0.03% Add +1.6% 131,548 $5.6M
McClarren Financial Advisors, Inc. 0.64% Add +2322.0% 8,574 $5.1M
Thrivent Financial for Lutherans 0.01% Add +2.8% 115,218 $4.9M
Cambridge Investment Research Advisors, Inc. 0.02% Reduce -2.4% 112,661 $4.8M
Rockefeller Capital Management L.P. 0.01% Reduce -0.3% 111,733 $4.8M
BSW Wealth Partners 0.71% Reduce -0.4% 110,723 $4.7M
IMPACTfolio, LLC 2.39% Reduce -0.8% 107,982 $4.6M
Cable Hill Partners, LLC 0.43% Add +2.1% 102,074 $4.4M
Dynamic Advisor Solutions LLC 0.13% Reduce -2.6% 101,529 $4.3M
Wealth Enhancement Advisory Services, LLC 0.01% Add +1.7% 98,197 $4.2M
DeDora Capital, Inc. 1.12% Add +10.7% 93,851 $4.0M
Cetera Investment Advisers 0.01% Add +1.9% 92,943 $4.0M
GeoWealth Management, LLC 0.14% Add +2.8% 89,276 $3.8M
Palisades Hudson Asset Management, L.P. 1.29% Add +33.0% 71,294 $3.1M
JPMorgan Chase & Co. 0.00% Reduce -0.0% 70,768 $3.0M
Whittier Trust Co. 0.04% Reduce -0.7% 68,523 $2.9M
SageView Advisory Group, LLC 0.15% Reduce -5.2% 67,426 $2.9M
Raymond James Financial Services Advisors, Inc. 0.00% Add +3.4% 65,630 $2.8M
Beacon Pointe Advisors, LLC 0.03% Reduce -3.2% 65,093 $2.8M
Rwa Wealth Partners, LLC 0.03% Add +2.6% 63,095 $2.7M
Corundum Group, Inc. 1.19% Reduce -1.5% 60,958 $2.6M
NewEdge Advisors, LLC 0.02% Add +1.8% 60,691 $2.6M
Stonehearth Capital Management, LLC 1.02% Reduce -0.5% 59,894 $2.6M
HighTower Advisors, LLC 0.00% Reduce -2.8% 58,612 $2.5M
Modera Wealth Management, LLC 0.03% Add +1.7% 53,321 $2.3M
Arlington Financial Advisors, LLC 0.46% Add +1.2% 52,480 $2.2M
CGC Financial Services, LLC 0.89% Add +0.4% 51,813 $2.2M
FMR LLC 0.00% Add +5.8% 49,939 $2.1M
SK Wealth Management, LLC 1.08% — 50,268 $2.1M
SilverOak Wealth Management LLC 0.46% Reduce -5.4% 48,261 $2.1M
Mariner, LLC 0.00% Add +54.1% 45,664 $2.0M
Lake Street Advisors Group, LLC 0.09% No change 44,629 $1.9M
Lido Advisors, LLC 0.01% Reduce -26.4% 44,405 $1.9M
Equitable Holdings, Inc. 0.02% Add +31.2% 44,404 $1.9M
Jones Financial Companies LLLP 0.00% Add +37.7% 44,222 $1.9M
Susquehanna International Group, LLP 0.00% Add +69.5% 43,558 $1.9M
Lazard Asset Management LLC 0.00% No change 43,286 $1.9M
Wescott Financial Advisory Group, LLC 0.19% Add +1.6% 41,030 $1.8M
Vicus Capital 0.15% Add +0.2% 40,698 $1.7M
Brio Consultants, LLC 0.27% Add +6.2% 39,723 $1.7M
Envestnet Portfolio Solutions, Inc. 0.01% Add +0.5% 39,524 $1.7M
Whittier Trust Co. of Nevada Inc. 0.04% Reduce -4.5% 38,018 $1.6M
Pathstone Holdings, LLC 0.01% Add +0.0% 35,173 $1.5M
Westfuller Advisors, LLC 1.03% — 33,484 $1.4M
WealthShield Partners, LLC 0.19% Add +0.2% 33,455 $1.4M
Harbour Investments, Inc. 0.04% Reduce -17.3% 31,622 $1.4M
Atria Wealth Solutions, Inc. 0.01% New 28,836 $1.2M
Revolve Wealth Partners, LLC 0.17% Add +11.5% 26,210 $1.1M
UMB Bank, n.a. 0.02% Reduce -19.7% 26,145 $1.1M
Klaas Financial Asset Advisors, LLC 0.19% Reduce -3.2% 25,622 $1.1M
Osaic Holdings, Inc. 0.00% Reduce -26.1% 25,031 $1.1M
Pioneer Wealth Management Group 0.50% Reduce -5.6% 24,491 $1.0M
Equita Financial Network, Inc. 0.37% Add +12.1% 23,675 $1.0M
RVW Wealth, LLC 0.09% Add +0.0% 23,641 $1.0M
Addison Advisors LLC 0.28% No change 23,480 $1.0M
US Financial Advisors, LLC 0.30% Reduce -1.2% 22,139 $948K
Scott Capital Advisors, LLC 0.27% No change 22,039 $944K
Neumann Capital Management, LLC 0.31% No change 21,984 $942K
Walkner Condon Financial Advisors LLC 0.19% Reduce -38.6% 21,908 $939K
Laurel Wealth Planning LLC 0.59% Reduce -3.0% 21,199 $908K
Oppenheimer Asset Management Inc. 0.01% Reduce -6.5% 21,142 $906K
Savant Capital, LLC 0.01% No change 20,511 $879K
Vestmark Advisory Solutions, Inc. 0.03% Add +11.7% 20,188 $865K
One Capital Management, LLC 0.03% Add +3.1% 19,253 $825K
RTD Financial Advisors, Inc. 0.09% Add +19.9% 17,228 $738K
SGL Investment Advisors, Inc. 0.38% — 16,562 $734K
Northwestern Mutual Wealth Management Co. 0.00% Add +1.3% 17,062 $731K
Relyea Zuckerberg Hanson LLC 0.11% Reduce -7.6% 16,964 $727K
Focus Partners Wealth 0.00% Add +1.2% 16,899 $724K
Freedom Investment Management, Inc. 0.06% Add +1.4% 16,505 $707K
Silver Oak Advisory Group, Inc. 0.36% Add +2.1% 16,376 $701K
Orion Porfolio Solutions, LLC 0.01% Reduce -12.3% 16,249 $696K
Orion Portfolio Solutions, LLC 0.01% Reduce -12.3% 16,249 $696K
Bokf, NA 0.01% Reduce -4.1% 16,321 $685K
Old Mission Capital LLC 0.01% New 15,847 $679K
Destination Wealth Management 0.02% Reduce -2.5% 15,735 $674K
Diversified, LLC 0.07% Add +1.3% 15,713 $673K
Diversified Enterprises, LLC 0.07% — 15,713 $673K
Balanced Rock Investment Advisors LLC 0.52% Reduce -3.4% 15,540 $666K

"% of holder's portfolio" is NUSC's weight in each manager's 13F, not the share of Nuveen ESG Small-Cap ETF the manager owns.

Show all 240 holders