Nuveen ESG Small-Cap ETFNUSCETF
13F holders, Q3 2024 (September 30)240holders +7
12new positions
10sold out
1famous investor
$43.04avg. 13F price*
At the end of Q3 2024, 240 institutions reported holding Nuveen ESG Small-Cap ETF (NUSC) in their 13F filings, up 7 from Q2 2024. 12 opened new positions and 10 sold out. The largest holders were Bank of America Corp. ($293.5M), Tiaa Trust, National Association ($68.1M) and Morgan Stanley ($54.0M). One famous investor held it David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Nuveen ESG Small-Cap ETF
- Filed as
- NUSHARES ETF TR (Q3 2024)
- CUSIP
- 67092P607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $3.3M |
| Exits | 10 | $2.6M |
All 13F filers, Q2 2024 → Q3 2024: 682,468 shares bought and 604,988 shares sold, net +77,480 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 240 holders
| Bank of America Corp. | 0.03% | Add +1.2% | 6,851,511 | $293.5M |
| Tiaa Trust, National Association | 0.20% | Add +1.0% | 1,590,103 | $68.1M |
| Morgan Stanley | 0.00% | Add +0.6% | 1,260,267 | $54.0M |
| Abacus Wealth Partners, LLC | 7.60% | Reduce -1.3% | 1,183,119 | $50.7M |
| Royal Bank of Canada | 0.01% | Add +0.2% | 938,971 | $40.2M |
| Mission Wealth Management, LP | 0.83% | Add +3.2% | 781,499 | $33.5M |
| LPL Financial LLC | 0.01% | Add +4.1% | 612,469 | $26.2M |
| Mercer Global Advisors Inc. | 0.06% | Add +11.2% | 556,730 | $23.6M |
| Envestnet Asset Management Inc. | 0.01% | Add +11.6% | 509,159 | $21.8M |
| UBS Group AG | 0.01% | Reduce -3.7% | 452,384 | $19.4M |
| Corient Private Wealth LP | 0.02% | Add +70.5% | 330,009 | $14.1M |
| Wells Fargo & Company | 0.00% | Reduce -3.3% | 273,698 | $11.7M |
| Bank of New York Mellon Corp | 0.00% | Reduce -0.9% | 247,737 | $10.6M |
| First Pacific Financial | 2.20% | Add +26.1% | 219,644 | $9.4M |
| Creative Planning | 0.01% | Reduce -13.5% | 202,466 | $8.7M |
| Ameriprise Financial Inc. | 0.00% | Reduce -55.0% | 177,180 | $7.6M |
| WCG Wealth Advisors LLC | 0.48% | Add +3.8% | 165,819 | $7.1M |
| Ameritas Advisory Services, LLC | 0.28% | Reduce -22.0% | 151,757 | $6.5M |
| Commonwealth Equity Services, LLC | 0.01% | Add +0.6% | 144,284 | $6.2M |
| Colorado Capital Management, Inc. | 3.03% | Add +0.4% | 143,238 | $6.1M |
| Stifel Financial Corp. | 0.01% | Add +1.4% | 139,688 | $6.0M |
| Allworth Financial LP | 0.03% | Add +1.6% | 131,548 | $5.6M |
| McClarren Financial Advisors, Inc. | 0.64% | Add +2322.0% | 8,574 | $5.1M |
| Thrivent Financial for Lutherans | 0.01% | Add +2.8% | 115,218 | $4.9M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Reduce -2.4% | 112,661 | $4.8M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -0.3% | 111,733 | $4.8M |
| BSW Wealth Partners | 0.71% | Reduce -0.4% | 110,723 | $4.7M |
| IMPACTfolio, LLC | 2.39% | Reduce -0.8% | 107,982 | $4.6M |
| Cable Hill Partners, LLC | 0.43% | Add +2.1% | 102,074 | $4.4M |
| Dynamic Advisor Solutions LLC | 0.13% | Reduce -2.6% | 101,529 | $4.3M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +1.7% | 98,197 | $4.2M |
| DeDora Capital, Inc. | 1.12% | Add +10.7% | 93,851 | $4.0M |
| Cetera Investment Advisers | 0.01% | Add +1.9% | 92,943 | $4.0M |
| GeoWealth Management, LLC | 0.14% | Add +2.8% | 89,276 | $3.8M |
| Palisades Hudson Asset Management, L.P. | 1.29% | Add +33.0% | 71,294 | $3.1M |
| JPMorgan Chase & Co. | 0.00% | Reduce -0.0% | 70,768 | $3.0M |
| Whittier Trust Co. | 0.04% | Reduce -0.7% | 68,523 | $2.9M |
| SageView Advisory Group, LLC | 0.15% | Reduce -5.2% | 67,426 | $2.9M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +3.4% | 65,630 | $2.8M |
| Beacon Pointe Advisors, LLC | 0.03% | Reduce -3.2% | 65,093 | $2.8M |
| Rwa Wealth Partners, LLC | 0.03% | Add +2.6% | 63,095 | $2.7M |
| Corundum Group, Inc. | 1.19% | Reduce -1.5% | 60,958 | $2.6M |
| NewEdge Advisors, LLC | 0.02% | Add +1.8% | 60,691 | $2.6M |
| Stonehearth Capital Management, LLC | 1.02% | Reduce -0.5% | 59,894 | $2.6M |
| HighTower Advisors, LLC | 0.00% | Reduce -2.8% | 58,612 | $2.5M |
| Modera Wealth Management, LLC | 0.03% | Add +1.7% | 53,321 | $2.3M |
| Arlington Financial Advisors, LLC | 0.46% | Add +1.2% | 52,480 | $2.2M |
| CGC Financial Services, LLC | 0.89% | Add +0.4% | 51,813 | $2.2M |
| FMR LLC | 0.00% | Add +5.8% | 49,939 | $2.1M |
| SK Wealth Management, LLC | 1.08% | — | 50,268 | $2.1M |
| SilverOak Wealth Management LLC | 0.46% | Reduce -5.4% | 48,261 | $2.1M |
| Mariner, LLC | 0.00% | Add +54.1% | 45,664 | $2.0M |
| Lake Street Advisors Group, LLC | 0.09% | No change | 44,629 | $1.9M |
| Lido Advisors, LLC | 0.01% | Reduce -26.4% | 44,405 | $1.9M |
| Equitable Holdings, Inc. | 0.02% | Add +31.2% | 44,404 | $1.9M |
| Jones Financial Companies LLLP | 0.00% | Add +37.7% | 44,222 | $1.9M |
| Susquehanna International Group, LLP | 0.00% | Add +69.5% | 43,558 | $1.9M |
| Lazard Asset Management LLC | 0.00% | No change | 43,286 | $1.9M |
| Wescott Financial Advisory Group, LLC | 0.19% | Add +1.6% | 41,030 | $1.8M |
| Vicus Capital | 0.15% | Add +0.2% | 40,698 | $1.7M |
| Brio Consultants, LLC | 0.27% | Add +6.2% | 39,723 | $1.7M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +0.5% | 39,524 | $1.7M |
| Whittier Trust Co. of Nevada Inc. | 0.04% | Reduce -4.5% | 38,018 | $1.6M |
| Pathstone Holdings, LLC | 0.01% | Add +0.0% | 35,173 | $1.5M |
| Westfuller Advisors, LLC | 1.03% | — | 33,484 | $1.4M |
| WealthShield Partners, LLC | 0.19% | Add +0.2% | 33,455 | $1.4M |
| Harbour Investments, Inc. | 0.04% | Reduce -17.3% | 31,622 | $1.4M |
| Atria Wealth Solutions, Inc. | 0.01% | New | 28,836 | $1.2M |
| Revolve Wealth Partners, LLC | 0.17% | Add +11.5% | 26,210 | $1.1M |
| UMB Bank, n.a. | 0.02% | Reduce -19.7% | 26,145 | $1.1M |
| Klaas Financial Asset Advisors, LLC | 0.19% | Reduce -3.2% | 25,622 | $1.1M |
| Osaic Holdings, Inc. | 0.00% | Reduce -26.1% | 25,031 | $1.1M |
| Pioneer Wealth Management Group | 0.50% | Reduce -5.6% | 24,491 | $1.0M |
| Equita Financial Network, Inc. | 0.37% | Add +12.1% | 23,675 | $1.0M |
| RVW Wealth, LLC | 0.09% | Add +0.0% | 23,641 | $1.0M |
| Addison Advisors LLC | 0.28% | No change | 23,480 | $1.0M |
| US Financial Advisors, LLC | 0.30% | Reduce -1.2% | 22,139 | $948K |
| Scott Capital Advisors, LLC | 0.27% | No change | 22,039 | $944K |
| Neumann Capital Management, LLC | 0.31% | No change | 21,984 | $942K |
| Walkner Condon Financial Advisors LLC | 0.19% | Reduce -38.6% | 21,908 | $939K |
| Laurel Wealth Planning LLC | 0.59% | Reduce -3.0% | 21,199 | $908K |
| Oppenheimer Asset Management Inc. | 0.01% | Reduce -6.5% | 21,142 | $906K |
| Savant Capital, LLC | 0.01% | No change | 20,511 | $879K |
| Vestmark Advisory Solutions, Inc. | 0.03% | Add +11.7% | 20,188 | $865K |
| One Capital Management, LLC | 0.03% | Add +3.1% | 19,253 | $825K |
| RTD Financial Advisors, Inc. | 0.09% | Add +19.9% | 17,228 | $738K |
| SGL Investment Advisors, Inc. | 0.38% | — | 16,562 | $734K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +1.3% | 17,062 | $731K |
| Relyea Zuckerberg Hanson LLC | 0.11% | Reduce -7.6% | 16,964 | $727K |
| Focus Partners Wealth | 0.00% | Add +1.2% | 16,899 | $724K |
| Freedom Investment Management, Inc. | 0.06% | Add +1.4% | 16,505 | $707K |
| Silver Oak Advisory Group, Inc. | 0.36% | Add +2.1% | 16,376 | $701K |
| Orion Porfolio Solutions, LLC | 0.01% | Reduce -12.3% | 16,249 | $696K |
| Orion Portfolio Solutions, LLC | 0.01% | Reduce -12.3% | 16,249 | $696K |
| Bokf, NA | 0.01% | Reduce -4.1% | 16,321 | $685K |
| Old Mission Capital LLC | 0.01% | New | 15,847 | $679K |
| Destination Wealth Management | 0.02% | Reduce -2.5% | 15,735 | $674K |
| Diversified, LLC | 0.07% | Add +1.3% | 15,713 | $673K |
| Diversified Enterprises, LLC | 0.07% | — | 15,713 | $673K |
| Balanced Rock Investment Advisors LLC | 0.52% | Reduce -3.4% | 15,540 | $666K |
| Evolution Advisers, Inc. | 0.36% | Reduce -0.8% | 15,438 | $661K |
| TriaGen Wealth Management LLC | 0.22% | Add +2.6% | 15,272 | $654K |
| Evergreen Private Wealth LLC | 0.30% | Add +0.8% | 15,251 | $653K |
| Merit Financial Group, LLC | 0.01% | Reduce -10.3% | 15,244 | $653K |
| Raymond James & Associates | 0.00% | Reduce -2.1% | 15,124 | $648K |
| Painted Porch Advisors LLC | 0.33% | Reduce -2.1% | 15,021 | $644K |
| Stratos Wealth Partners, LTD. | 0.01% | Reduce -0.6% | 14,623 | $626K |
| Cresset Asset Management, LLC | 0.00% | Reduce -13.1% | 14,409 | $617K |
| Raymond James Trust N.A. | 0.01% | Reduce -11.7% | 13,819 | $592K |
| Avantax Advisory Services, Inc. | 0.00% | Add +14.1% | 13,670 | $586K |
| Bragg Financial Advisors, Inc | 0.02% | Add +0.7% | 13,497 | $578K |
| Sandbox Financial Partners, LLC | 0.20% | Reduce -7.5% | 13,318 | $571K |
| Sax Wealth Advisors, LLC | 0.05% | Add +2.1% | 13,177 | $565K |
| Tradition Wealth Management, LLC | 0.05% | Reduce -0.7% | 13,150 | $563K |
| Financial Connections Group, Inc. | 0.27% | Reduce -1.9% | 12,959 | $555K |
| Legacy Edge Advisors, LLC | 0.09% | Add +0.7% | 12,819 | $549K |
| Mutual Advisors, LLC | 0.02% | No change | 12,874 | $544K |
| Dodds Wealth, LLC | 0.18% | Add +4.1% | 12,722 | $535K |
| Pacific Sun Financial Corp | 0.29% | Reduce -5.3% | 12,266 | $525K |
| MML Investors Services, LLC | 0.00% | Reduce -4.2% | 12,100 | $518K |
| White Lighthouse Investment Management Inc. | 0.09% | Reduce -6.2% | 12,082 | $518K |
| Shotwell Rutter Baer Inc | 0.42% | Add +8.7% | 12,082 | $513K |
| Baird Financial Group, Inc. | 0.00% | Reduce -1.4% | 11,882 | $509K |
| Sound Stewardship, LLC | 0.27% | No change | 11,417 | $489K |
| Betterment LLC | 0.00% | Add +92.3% | 11,149 | $478K |
| Capasso Planning Partners LLC | 0.14% | Reduce -3.9% | 11,083 | $475K |
| Bensler, LLC | 0.06% | Add +0.8% | 11,018 | $472K |
| D.A. Davidson & Co. | 0.00% | Add +7.1% | 10,983 | $471K |
| CX Institutional | 0.02% | Reduce -0.2% | 10,963 | $470K |
| Citigroup Inc. | 0.00% | Reduce -22.3% | 10,810 | $463K |
| Franklin Resources Inc. | 0.00% | No change | 10,435 | $450K |
| Carr Financial Group Corp | 0.13% | No change | 10,000 | $428K |
| Chicago Partners Investment Group LLC | 0.02% | No change | 10,131 | $428K |
| Trust Co. of Toledo NA | 0.06% | No change | 9,752 | $418K |
| Larson Financial Group LLC | 0.02% | Reduce -4.3% | 9,095 | $390K |
| Bond & Devick Financial Network, Inc. | 0.17% | No change | 9,037 | $387K |
| Resonant Capital Advisors, LLC | 0.03% | No change | 8,959 | $384K |
| Adero Partners, LLC | 0.03% | No change | 8,824 | $378K |
| Jane Street Group, LLC | 0.00% | Add +59.3% | 8,750 | $375K |
| Assetmark, Inc. | 0.00% | Add +2.6% | 8,749 | $375K |
| Acropolis Investment Management, LLC | 0.02% | No change | 8,700 | $373K |
| Harrington Investments, INC | 0.20% | No change | 8,454 | $362K |
| Glen Eagle Advisors, LLC | 0.06% | Reduce -9.3% | 8,292 | $355K |
| Gerber Kawasaki Wealth & Investment Management | 0.02% | Reduce -6.4% | 8,227 | $352K |
| LexAurum Advisors, LLC | 0.08% | Add +3.9% | 8,201 | $351K |
| Stordahl Capital Management, Inc. | 0.08% | Add +0.5% | 8,238 | $349K |
| Park Avenue Securities LLC | 0.00% | Reduce -4.8% | 8,118 | $348K |
| Private Advisor Group, LLC | 0.00% | Reduce -58.2% | 8,021 | $344K |
| McNamara Financial Services, Inc. | 0.07% | Add +4.4% | 7,999 | $343K |
| Good Life Advisors, LLC | 0.02% | Reduce -4.0% | 7,883 | $338K |
| First United Bank & Trust | 0.12% | Add +14.3% | 7,860 | $337K |
| PFG Investments, LLC | 0.02% | Reduce -83.5% | 7,840 | $336K |
| Flagship Harbor Advisors, LLC | 0.02% | Add +29.9% | 7,694 | $330K |
| Blue Barn Wealth, LLC | 0.17% | Reduce -0.0% | 7,644 | $327K |
| First National Corp. /Ma/ | 0.07% | Add +26.4% | 7,536 | $323K |
| Perigon Wealth Management, LLC | 0.01% | Reduce -9.6% | 7,487 | $321K |
| Advisory Services Network, LLC | 0.01% | No change | 8,071 | $318K |
| EP Wealth Advisors, LLC | 0.00% | Reduce -0.2% | 7,324 | $314K |
| Sage Financial Group Inc. | 0.02% | Add +2.1% | 7,126 | $305K |
| Flagstar Securities, Inc. | 0.08% | No change | 7,092 | $304K |
| SOA Wealth Advisors, LLC. | 0.06% | Reduce -1.5% | 7,035 | $301K |
| Smart Portfolios, LLC | 0.30% | No change | 6,856 | $294K |
| Savvy Advisors, Inc. | 0.06% | Add +1.0% | 6,558 | $281K |
| Quantum Financial Advisors, LLC | 0.04% | Reduce -17.7% | 6,540 | $280K |
| Curtis Advisory Group, LLC | 0.08% | No change | 6,427 | $275K |
| BOK Financial Private Wealth, Inc. | 0.02% | Reduce -46.8% | 6,312 | $270K |
| Collaborative Wealth Managment Inc. | 0.12% | Reduce -1.1% | 6,249 | $268K |
| Trust Co | 0.03% | Add +0.3% | 6,174 | $265K |
| SigFig Wealth Management, LLC | 0.01% | Reduce -27.3% | 6,149 | $263K |
| Advisory Alpha, LLC | 0.01% | No change | 5,917 | $254K |
| Signet Financial Management, LLC | 0.03% | Reduce -0.5% | 5,809 | $249K |
| Avantax Planning Partners, Inc. | 0.01% | Reduce -78.7% | 5,732 | $246K |
| D. E. Shaw & Co. | 0.00% | Reduce -66.1% | 5,668 | $243K |
| Sage Advisory Services, Ltd.Co. | 0.07% | No change | 5,949 | $234K |
| Arrow Financial Corp | 0.02% | No change | 5,305 | $227K |
| Litman Gregory Wealth Management LLC | 0.02% | No change | 5,273 | $226K |
| Flynn Zito Capital Management, LLC | 0.11% | Add +0.7% | 5,237 | $224K |
| Kelman-Lazarov, Inc. | 0.04% | New | 5,233 | $224K |
| Apollon Wealth Management, LLC | 0.01% | Add +0.0% | 5,197 | $223K |
| CWC Advisors, LLC. | 0.22% | — | 5,104 | $219K |
| Capital Advisors Wealth Management, LLC | 0.04% | New | 5,067 | $217K |
| Per Stirling Capital Management, LLC. | 0.03% | New | 5,025 | $215K |
| First Foundation Advisors | 0.01% | Reduce -33.2% | 4,976 | $213K |
| Bigelow Investment Advisors, LLC | 0.09% | New | 4,818 | $206K |
| Schneider Downs Wealth Management Advisors, LP | 0.04% | New | 4,804 | $206K |
| New Insight Wealth Advisors | 0.11% | Reduce -9.5% | 4,689 | $201K |
| Private Trust Co. NA | 0.02% | No change | 4,525 | $194K |
| Continuum Advisory, LLC | 0.02% | Add +0.6% | 3,909 | $173K |
| Oarsman Capital, Inc. | 0.03% | New | 3,579 | $153K |
| Milestone Investment Advisors LLC | 0.04% | Add +48.2% | 3,300 | $141K |
| US Bancorp \de | 0.00% | Add +20.7% | 3,297 | $141K |
| Manchester Capital Management LLC | 0.02% | No change | 3,203 | $137K |
| McIlrath & Eck, LLC | 0.02% | Reduce -3.0% | 3,161 | $135K |
| Bessemer Group Inc. | 0.00% | No change | 2,652 | $114K |
| Householder Group Estate & Retirement Specialist, LLC | 0.03% | Reduce -0.9% | 2,424 | $103K |
| Farther Finance Advisors, LLC | 0.00% | No change | 2,327 | $100K |
| AdvisorNet Financial, Inc | 0.01% | Add +9.6% | 2,291 | $98K |
| Bank of Montreal | 0.00% | No change | 2,258 | $97K |
| IAG Wealth Partners, LLC | 0.02% | No change | 2,030 | $87K |
| Clarity Asset Management, Inc. | 0.06% | Reduce -7.4% | 1,875 | $80K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +51.5% | 1,697 | $73K |
| Comerica Bank | 0.00% | Reduce -2.7% | 1,478 | $63K |
| Wilmington Savings Fund Society, FSB | 0.00% | New | 1,466 | $63K |
| Aptus Capital Advisors, LLC | 0.00% | New | 1,271 | $54K |
| Cwm, LLC | 0.00% | Reduce -12.8% | 1,265 | $54K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -49.5% | 1,069 | $46K |
| Elevation Wealth Partners, LLC | 0.02% | No change | 1,014 | $43K |
| ORG Partners LLC | 0.01% | No change | 1,005 | $43K |
| Koesten, Hirschmann & Crabtree, INC. | 0.02% | Reduce -1.0% | 980 | $42K |
| Eastern Bank | 0.00% | Reduce -84.7% | 891 | $38K |
| Mather Group, Llc. | 0.00% | No change | 878 | $38K |
| Principal Securities, Inc. | 0.00% | No change | 721 | $31K |
| Coppell Advisory Solutions LLC | 0.00% | No change | 724 | $28K |
| Richardson Capital Management LLC | 0.02% | No change | 624 | $27K |
| Provenance Wealth Advisors, LLC | 0.00% | No change | 516 | $22K |
| Clearstead Advisors, LLC | 0.00% | No change | 464 | $20K |
| NorthRock Partners, LLC | 0.00% | No change | 429 | $18K |
| Winthrop Capital Management, LLC | 0.01% | No change | 382 | $16K |
| Reston Wealth Management LLC | 0.01% | New | 348 | $15K |
| Crewe Advisors LLC | 0.00% | No change | 340 | $15K |
| CoreCap Advisors, LLC | 0.00% | No change | 334 | $14K |
| Smartleaf Asset Management LLC | 0.00% | Add +6580.0% | 334 | $14K |
| International Assets Investment Management, LLC | 0.00% | Add +196.4% | 326 | $13K |
| Global Retirement Partners, LLC | 0.00% | Add +11.8% | 312 | $13K |
| Westside Investment Management, Inc. | 0.00% | No change | 250 | $11K |
| Carmichael Hill & Associates, Inc. | 0.00% | No change | 208 | $9K |
| Creative Financial Designs Inc. | 0.00% | Reduce -10.0% | 206 | $9K |
| First Horizon Advisors, Inc. | 0.00% | No change | 204 | $9K |
| Future Financial Wealth Managment LLC | 0.01% | New | 199 | $9K |
| GPS Wealth Strategies Group, LLC | 0.00% | No change | 196 | $8K |
| Anchor Investment Management, LLC | 0.00% | No change | 167 | $7K |
| DT Investment Partners, LLC | 0.00% | No change | 138 | $6K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 109 | $5K |
| Tortoise Investment Management, LLC | 0.00% | No change | 102 | $4K |
| Sound Income Strategies, LLC | 0.00% | No change | 59 | $3K |
| Lanark Financial, Inc. | 0.00% | No change | 67 | $2K |
| EverSource Wealth Advisors, LLC | 0.00% | Reduce -75.6% | 21 | $900 |
| Horizon Investments, LLC | 0.00% | No change | 17 | $728 |
| Adirondack Trust Co. | 0.00% | No change | 14 | $599 |
| Bogart Wealth, LLC | 0.00% | Reduce -86.3% | 7 | $300 |
"% of holder's portfolio" is NUSC's weight in each manager's 13F, not the share of Nuveen ESG Small-Cap ETF the manager owns.