Nuveen ESG Small-Cap ETFNUSCETF

13F holders, Q1 2026 (March 31)
266holders +7
23new positions
14sold out
1famous investor
$45.07avg. 13F price*

At the end of Q1 2026, 266 institutions reported holding Nuveen ESG Small-Cap ETF (NUSC) in their 13F filings, up 7 from Q4 2025. 23 opened new positions and 14 sold out. The largest holders were Bank of America Corp. ($174.7M), Mercer Global Advisors Inc. ($77.6M) and Abacus Wealth Partners, LLC ($64.6M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
Nuveen ESG Small-Cap ETF
Filed as
NUSHARES ETF TR (Q1 2026)
CUSIP
67092P607
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300 Q1 2024: 232Q1 2024Q2 2024: 233Q2 2024Q3 2024: 240Q3 2024Q4 2024: 263Q4 2024Q1 2025: 254Q1 2025Q2 2025: 242Q2 2025Q3 2025: 249Q3 2025Q4 2025: 259Q4 2025Q1 2026: 266Q1 2026Q2 2026: 269Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions23$7.6M
Exits14$10.5M

All 13F filers, Q4 2025 → Q1 2026: 1,583,896 shares bought and 4,307,174 shares sold, net −2,723,278 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 266 holders

Bank of America Corp. 0.01% Reduce -37.1% 3,877,278 $174.7M
Mercer Global Advisors Inc. 0.11% Add +16.3% 1,721,326 $77.6M
Abacus Wealth Partners, LLC 5.90% Add +2.0% 1,434,429 $64.6M
Tiaa-Cref Individual & Institutional Services, LLC 0.22% — 1,253,960 $56.5M
Royal Bank of Canada 0.01% Add +1.9% 1,055,104 $47.5M
Morgan Stanley 0.00% Reduce -2.1% 1,046,067 $47.1M
Mission Wealth Management, LP 0.78% Add +1.5% 830,709 $37.4M
LPL Financial LLC 0.01% Add +36.9% 819,749 $36.9M
UBS Group AG 0.01% Add +119.6% 743,707 $33.5M
Boston Common Asset Management, LLC 1.23% Reduce -4.5% 424,782 $19.1M
Bank of New York Mellon Corp 0.00% Add +2.5% 359,913 $16.2M
North Berkeley Wealth Management, LLC 7.00% Add +2.9% 293,851 $13.2M
First Pacific Financial 1.54% Reduce -0.1% 265,032 $11.9M
Corient Private Wealth LP 0.02% Add +2.3% 262,445 $11.8M
Assetmark, Inc. 0.02% Add +0.9% 261,816 $11.8M
Creative Planning 0.01% Add +11.2% 260,458 $11.7M
WCG Wealth Advisors LLC 0.28% Add +0.2% 222,001 $10.0M
FMR LLC 0.00% Add +10.9% 220,246 $9.9M
Wells Fargo & Company 0.00% Add +1.8% 212,056 $9.6M
Coldstream Capital Management Inc. 0.10% Reduce -5.8% 181,617 $8.2M
Stifel Financial Corp. 0.01% Add +2.8% 167,749 $7.6M
Ameriprise Financial Inc. 0.00% Reduce -1.9% 149,425 $6.7M
Allworth Financial LP 0.03% Reduce -0.3% 136,208 $6.1M
Colorado Capital Management, Inc. 2.26% Add +3.1% 134,754 $6.1M
DeDora Capital, Inc. 1.48% Add +1.3% 134,321 $6.1M
Envestnet Asset Management Inc. 0.00% Add +49.4% 130,590 $5.9M
True Blue Financial, LLC 4.55% Add +2.8% 128,062 $5.8M
Allodium Investment Consultants, LLC 2.65% Reduce -10.0% 122,706 $5.5M
Jones Financial Companies LLLP 0.00% Add +33.9% 116,448 $5.1M
Palisades Hudson Asset Management, L.P. 1.97% Add +3.9% 112,146 $5.1M
Beacon Pointe Advisors, LLC 0.03% Add +5.6% 109,733 $4.9M
EP Wealth Advisors, LLC 0.02% Add +1230.8% 106,089 $4.8M
Captrust Financial Advisors 0.01% Add +8.4% 104,994 $4.7M
Cetera Investment Advisers 0.00% Add +3.8% 101,769 $4.6M
Commonwealth Equity Services, LLC 0.01% Reduce -19.9% 97,917 $4.4M
Rockefeller Capital Management L.P. 0.01% Reduce -0.4% 85,153 $3.8M
Ameritas Advisory Services, LLC 0.15% Reduce -1.4% 83,680 $3.8M
Raymond James Financial Inc. 0.00% Reduce -61.6% 82,228 $3.7M
BSW Wealth Partners 0.44% Reduce -3.0% 80,351 $3.6M
JPMorgan Chase & Co. 0.00% Add +17.3% 82,285 $3.6M
Rossby Financial, LCC 0.72% Reduce -2.8% 75,601 $3.4M
Cambridge Investment Research Advisors, Inc. 0.01% Reduce -0.1% 71,301 $3.2M
Clarity Wealth Development LLC 2.62% Add +0.8% 71,281 $3.2M
St Germain D J Co. Inc. 0.12% Add +2.5% 65,048 $2.9M
SilverOak Wealth Management LLC 0.44% Add +1.5% 61,746 $2.8M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Add +2941100.0% 58,824 $2.7M
Sbe LLC Dba Cedar Cove Wealth Partners 1.38% Add +1.4% 58,335 $2.6M
NewEdge Advisors, LLC 0.01% Reduce -13.4% 58,101 $2.6M
Wealth Enhancement Advisory Services, LLC 0.01% Reduce -38.0% 57,047 $2.6M
Rwa Wealth Partners, LLC 0.03% Reduce -1.3% 54,686 $2.5M
Arlington Financial Advisors, LLC 0.35% Reduce -3.2% 54,506 $2.5M
Wescott Financial Advisory Group, LLC 0.20% Reduce -0.9% 51,511 $2.3M
XY Planning Network, Inc. 0.37% Add +2.6% 50,553 $2.3M
IMPACTfolio, LLC 0.87% Add +1.2% 45,625 $2.1M
Corundum Group, Inc. 0.68% Reduce -1.7% 45,349 $2.0M
Whittier Trust Co. 0.02% Reduce -20.1% 42,812 $2.0M
Modera Wealth Management, LLC 0.02% Reduce -10.3% 42,076 $1.9M
Lazard Asset Management LLC 0.00% No change 41,898 $1.9M
SageView Advisory Group, LLC 0.07% Reduce -0.9% 40,648 $1.8M
Xena Financial Planning, LLC 2.06% Add +29.2% 40,496 $1.8M
Modern Wealth Management, LLC 0.03% Reduce -13.0% 39,385 $1.8M
Whittier Trust Co. of Nevada Inc. 0.04% Reduce -4.0% 39,021 $1.8M
Stonehearth Capital Management, LLC 0.70% Reduce -6.8% 39,119 $1.8M
Westfuller Advisors, LLC 0.71% Add +0.1% 36,681 $1.7M
HM Payson & Co. 0.02% Add +561.2% 35,392 $1.6M
Tiaa Trust, National Association 0.09% Reduce -97.6% 33,119 $1.5M
WealthShield Partners, LLC 0.16% Add +7.4% 32,555 $1.5M
Pioneer Wealth Management Group 0.41% Reduce -3.7% 32,445 $1.5M
Revolve Wealth Partners, LLC 0.19% Reduce -0.7% 32,388 $1.5M
Pathstone Holdings, LLC 0.01% No change 32,283 $1.5M
Mariner, LLC 0.00% Add +38.4% 31,992 $1.4M
Stewardship Advisors, LLC 0.32% Add +6.1% 31,168 $1.4M
HighTower Advisors, LLC 0.00% Add +4.3% 30,939 $1.4M
Brio Consultants, LLC 0.16% Add +39.6% 26,863 $1.3M
Equita Financial Network, Inc. 0.40% Add +9.8% 28,289 $1.3M
One Capital Management, LLC 0.03% Add +10.4% 27,804 $1.3M
Focus Partners Wealth 0.00% Reduce -0.6% 27,028 $1.2M
Goldman Sachs Group Inc. 0.00% New 27,398 $1.2M
Equitable Holdings, Inc. 0.01% Reduce -4.6% 26,667 $1.2M
Walkner Condon Financial Advisors LLC 0.16% Add +2.4% 26,150 $1.2M
Legacy Edge Advisors, LLC 0.12% Add +23.5% 25,358 $1.1M
SGL Investment Advisors, Inc. 0.42% Add +10.8% 22,845 $1.1M
Citadel Advisors 0.00% New 24,008 $1.1M
Neumann Capital Management, LLC 0.31% Reduce -0.4% 23,519 $1.1M
Napier Financial, LLC 0.24% New 22,931 $1.0M
Diversified Enterprises, LLC 0.05% Add +9.3% 22,218 $1.0M
Harbour Investments, Inc. 0.02% Reduce -19.4% 22,010 $992K
Oppenheimer Asset Management Inc. 0.01% Add +5.3% 21,863 $985K
UMB Bank, n.a. 0.01% Add +1.2% 21,187 $955K
Betterment LLC 0.00% Reduce -0.7% 20,979 $945K
GeoWealth Management, LLC 0.03% Reduce -13.9% 20,442 $921K
Evolution Advisers, Inc. 0.38% Add +26.1% 20,220 $911K
Northwestern Mutual Wealth Management Co. 0.00% Add +13.1% 20,083 $905K
Silver Oak Advisory Group, Inc. 0.38% Reduce -7.4% 19,435 $875K
Vicus Capital 0.06% Reduce -7.5% 19,021 $857K
RTD Financial Advisors, Inc. 0.11% Add +8.0% 19,001 $856K
Addison Advisors LLC 0.19% Reduce -17.4% 18,645 $840K
RVW Wealth, LLC 0.06% Reduce -0.2% 18,358 $827K
Independent Advisor Alliance 0.01% New 17,797 $802K
PFG Investments, LLC 0.04% Add +138.7% 17,652 $795K

"% of holder's portfolio" is NUSC's weight in each manager's 13F, not the share of Nuveen ESG Small-Cap ETF the manager owns.

Show all 266 holders