Pgim S&P 500 Buffer 20-AugPBAUETF
13F holders, Q3 2024 (September 30)4holders +2
2new positions
1sold out
$26.42avg. 13F price*
At the end of Q3 2024, 4 institutions reported holding Pgim S&P 500 Buffer 20-Aug (PBAU) in their 13F filings, up 2 from Q2 2024. 2 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($1.4M), Jim Saulnier & Associates, LLC ($738K) and Kestra Advisory Services, LLC ($424K).
- Company
- Pgim S&P 500 Buffer 20-Aug
- Filed as
- PGIM ROCK ETF TR (Q3 2024)
- CUSIP
- 69420N817
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $484K |
| Exits | 1 | $202K |
All 13F filers, Q2 2024 → Q3 2024: 24,848 shares bought and 7,912 shares sold, net +16,936 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 4 holders
| Prudential Financial Inc. | 0.00% | Add +14.5% | 51,544 | $1.4M |
| Jim Saulnier & Associates, LLC | 0.72% | — | 27,935 | $738K |
| Kestra Advisory Services, LLC | 0.00% | New | 16,044 | $424K |
| DHJJ Financial Advisors, Ltd. | 0.02% | New | 2,260 | $60K |
"% of holder's portfolio" is PBAU's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Aug the manager owns.