Pgim S&P 500 Buffer 20-AugPBAUETF
13F holders, Q3 2025 (September 30)12holders +4
5new positions
1sold out
$29.42avg. 13F price*
At the end of Q3 2025, 12 institutions reported holding Pgim S&P 500 Buffer 20-Aug (PBAU) in their 13F filings, up 4 from Q2 2025. 5 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($5.3M), Jim Saulnier & Associates, LLC ($2.8M) and Spire Wealth Management ($2.3M).
- Company
- Pgim S&P 500 Buffer 20-Aug
- Filed as
- PGIM ROCK ETF TR (Q3 2025)
- CUSIP
- 69420N817
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $3.8M |
| Exits | 1 | $17K |
All 13F filers, Q2 2025 → Q3 2025: 284,314 shares bought and 1,306 shares sold, net +283,008 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 12 holders
| Prudential Financial Inc. | 0.01% | Add +11.6% | 181,576 | $5.3M |
| Jim Saulnier & Associates, LLC | 1.58% | Add +281.8% | 96,541 | $2.8M |
| Spire Wealth Management | 0.08% | New | 77,492 | $2.3M |
| Commonwealth Equity Services, LLC | 0.00% | Add +609.5% | 52,944 | $1.6M |
| Kestra Advisory Services, LLC | 0.00% | Add +112.9% | 35,009 | $1.0M |
| American Asset Management Inc. | 0.75% | New | 28,395 | $835K |
| Kestra Private Wealth Services, LLC | 0.01% | New | 14,020 | $412K |
| Wolverine Trading, LLC | 0.01% | Reduce -0.3% | 9,256 | $272K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 8,053 | $237K |
| Royal Bank of Canada | 0.00% | Reduce -12.4% | 4,688 | $138K |
| DHJJ Financial Advisors, Ltd. | 0.03% | Add +55.9% | 3,238 | $95K |
| PNC Financial Services Group, Inc. | 0.00% | New | 1,041 | $31K |
"% of holder's portfolio" is PBAU's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Aug the manager owns.