Pgim S&P 500 Buffer 20-AugPBAUETF
13F holders, Q2 2025 (June 30)8holders +3
4new positions
1sold out
$28.16avg. 13F price*
At the end of Q2 2025, 8 institutions reported holding Pgim S&P 500 Buffer 20-Aug (PBAU) in their 13F filings, up 3 from Q1 2025. 4 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($4.6M), Jim Saulnier & Associates, LLC ($712K) and Kestra Advisory Services, LLC ($463K).
- Company
- Pgim S&P 500 Buffer 20-Aug
- Filed as
- PGIM ROCK ETF TR (Q2 2025)
- CUSIP
- 69420N817
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2025 → Q2 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $639K |
| Exits | 1 | $399K |
All 13F filers, Q1 2025 → Q2 2025: 64,765 shares bought and 15,238 shares sold, net +49,527 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 8 holders
| Prudential Financial Inc. | 0.01% | Add +34.4% | 162,727 | $4.6M |
| Jim Saulnier & Associates, LLC | 0.49% | Reduce -0.8% | 25,285 | $712K |
| Kestra Advisory Services, LLC | 0.00% | Add +2.5% | 16,444 | $463K |
| Wolverine Trading, LLC | 0.01% | New | 9,279 | $261K |
| Commonwealth Equity Services, LLC | 0.00% | New | 7,462 | $210K |
| Royal Bank of Canada | 0.00% | New | 5,351 | $151K |
| DHJJ Financial Advisors, Ltd. | 0.02% | No change | 2,077 | $59K |
| UBS Group AG | 0.00% | New | 620 | $17K |
"% of holder's portfolio" is PBAU's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Aug the manager owns.