Pgim S&P 500 Buffer 20-AugPBAUETF
13F holders, Q1 2025 (March 31)5holders −2
1new positions
3sold out
$26.52avg. 13F price*
At the end of Q1 2025, 5 institutions reported holding Pgim S&P 500 Buffer 20-Aug (PBAU) in their 13F filings, down 2 from Q4 2024. 1 opened new positions and 3 sold out. The largest holders were Prudential Financial Inc. ($3.2M), Jim Saulnier & Associates, LLC ($676K) and Kestra Advisory Services, LLC ($425K).
- Company
- Pgim S&P 500 Buffer 20-Aug
- Filed as
- PGIM ROCK ETF TR (Q1 2025)
- CUSIP
- 69420N817
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 1 | $399K |
| Exits | 3 | $415K |
All 13F filers, Q4 2024 → Q1 2025: 38,174 shares bought and 15,604 shares sold, net +22,570 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 5 holders
| Prudential Financial Inc. | 0.00% | Add +18.4% | 121,074 | $3.2M |
| Jim Saulnier & Associates, LLC | 0.53% | Add +20.4% | 25,487 | $676K |
| Kestra Advisory Services, LLC | 0.00% | No change | 16,044 | $425K |
| Old Mission Capital LLC | 0.01% | New | 15,036 | $399K |
| DHJJ Financial Advisors, Ltd. | 0.02% | Reduce -6.4% | 2,077 | $55K |
"% of holder's portfolio" is PBAU's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Aug the manager owns.