Pgim S&P 500 Buffer 20-AugPBAUETF
13F holders, Q4 2024 (December 31)7holders +3
3new positions
0sold out
$26.83avg. 13F price*
At the end of Q4 2024, 7 institutions reported holding Pgim S&P 500 Buffer 20-Aug (PBAU) in their 13F filings, up 3 from Q3 2024. 3 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($2.7M), Jim Saulnier & Associates, LLC ($568K) and Kestra Advisory Services, LLC ($430K).
- Company
- Pgim S&P 500 Buffer 20-Aug
- Filed as
- PGIM ROCK ETF TR (Q4 2024)
- CUSIP
- 69420N817
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $415K |
| Exits | 0 | $0 |
All 13F filers, Q3 2024 → Q4 2024: 66,177 shares bought and 6,812 shares sold, net +59,365 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 7 holders
| Prudential Financial Inc. | 0.00% | Add +98.4% | 102,260 | $2.7M |
| Jim Saulnier & Associates, LLC | 0.49% | Reduce -24.2% | 21,163 | $568K |
| Kestra Advisory Services, LLC | 0.00% | No change | 16,044 | $430K |
| Jane Street Group, LLC | 0.00% | New | 11,476 | $308K |
| Royal Bank of Canada | 0.00% | New | 3,883 | $104K |
| DHJJ Financial Advisors, Ltd. | 0.02% | Reduce -1.8% | 2,220 | $60K |
| UBS Group AG | 0.00% | New | 102 | $3K |
"% of holder's portfolio" is PBAU's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Aug the manager owns.