Pgim S&P 500 Buffer 20-AugPBAUETF
13F holders, Q4 2025 (December 31)12holders
0new positions
1sold out
$29.96avg. 13F price*
At the end of Q4 2025, 12 institutions reported holding Pgim S&P 500 Buffer 20-Aug (PBAU) in their 13F filings, unchanged from Q3 2025. 0 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($6.9M), Jim Saulnier & Associates, LLC ($2.9M) and Spire Wealth Management ($2.4M).
- Company
- Pgim S&P 500 Buffer 20-Aug
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N817
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 0 | $0 |
| Exits | 1 | $138K |
All 13F filers, Q3 2025 → Q4 2025: 52,505 shares bought and 6,564 shares sold, net +45,941 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 12 holders
| Prudential Financial Inc. | 0.01% | Add +27.8% | 231,973 | $6.9M |
| Jim Saulnier & Associates, LLC | 1.50% | No change | 96,541 | $2.9M |
| Spire Wealth Management | 0.08% | Add +2.7% | 79,574 | $2.4M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -3.5% | 51,068 | $1.5M |
| Kestra Advisory Services, LLC | 0.00% | No change | 35,009 | $1.0M |
| American Asset Management Inc. | 0.72% | No change | 28,395 | $851K |
| Kestra Private Wealth Services, LLC | 0.01% | No change | 14,020 | $420K |
| Blue Water Asset Management | 0.11% | — | 10,483 | $314K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 8,053 | $241K |
| DHJJ Financial Advisors, Ltd. | 0.03% | No change | 3,238 | $97K |
| PNC Financial Services Group, Inc. | 0.00% | Add +2.5% | 1,067 | $32K |
| Sunrise Financial Services, LLC | 0.01% | — | 520 | $16K |
"% of holder's portfolio" is PBAU's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Aug the manager owns.