Pgim S&P 500 Buffer 20-AugPBAUETF
13F holders, Q1 2026 (March 31)17holders +5
5new positions
0sold out
$29.64avg. 13F price*
At the end of Q1 2026, 17 institutions reported holding Pgim S&P 500 Buffer 20-Aug (PBAU) in their 13F filings, up 5 from Q4 2025. 5 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($8.7M), Jim Saulnier & Associates, LLC ($2.9M) and Spire Wealth Management ($2.4M).
- Company
- Pgim S&P 500 Buffer 20-Aug
- Filed as
- PGIM ROCK ETF TR (Q1 2026)
- CUSIP
- 69420N817
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $1.4M |
| Exits | 0 | $0 |
All 13F filers, Q4 2025 → Q1 2026: 107,584 shares bought and 22,483 shares sold, net +85,101 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 17 holders
| Prudential Financial Inc. | 0.01% | Add +26.1% | 292,549 | $8.7M |
| Jim Saulnier & Associates, LLC | 1.39% | No change | 96,541 | $2.9M |
| Spire Wealth Management | 0.08% | Add +0.3% | 79,843 | $2.4M |
| Kestra Advisory Services, LLC | 0.00% | No change | 35,009 | $1.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -44.0% | 28,585 | $847K |
| American Asset Management Inc. | 0.73% | No change | 28,395 | $842K |
| Kintra Wealth, LLC | 0.05% | New | 22,993 | $682K |
| Kestra Private Wealth Services, LLC | 0.01% | No change | 14,020 | $416K |
| Blue Water Asset Management | 0.11% | No change | 10,483 | $311K |
| LeClair Wealth Partners LLC | 0.11% | New | 10,483 | $311K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 8,053 | $239K |
| Royal Bank of Canada | 0.00% | New | 7,668 | $227K |
| Harbour Investments, Inc. | 0.00% | New | 5,559 | $165K |
| DHJJ Financial Advisors, Ltd. | 0.03% | No change | 3,238 | $96K |
| PNC Financial Services Group, Inc. | 0.00% | Add +2.8% | 1,097 | $33K |
| Sunrise Financial Services, LLC | 0.01% | No change | 520 | $15K |
| UBS Group AG | 0.00% | New | 6 | $178 |
"% of holder's portfolio" is PBAU's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Aug the manager owns.