Pennantpark Floating Rate CaPFLT
13F holders, Q3 2024 (September 30)103holders −8
17new positions
22sold out
3famous investors
$11.55avg. 13F price*
At the end of Q3 2024, 103 institutions reported holding Pennantpark Floating Rate Ca (PFLT) in their 13F filings, down 8 from Q2 2024. 17 opened new positions and 22 sold out. The largest holders were Sound Income Strategies, LLC ($34.3M), Van Eck Associates Corp. ($20.6M) and Altshuler Shaham Ltd ($18.2M). 3 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Pennantpark Floating Rate Ca
- CUSIP
- 70806A106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 17 | $3.3M |
| Exits | 22 | $7.1M |
All 13F filers, Q2 2024 → Q3 2024: 2,454,409 shares bought and 2,743,304 shares sold, net −288,895 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 103 holders
| Sound Income Strategies, LLC | 2.21% | Add +11.5% | 2,963,258 | $34.3M |
| Van Eck Associates Corp. | 0.03% | Add +22.5% | 1,798,265 | $20.6M |
| Altshuler Shaham Ltd | 1.10% | No change | 1,573,156 | $18.2M |
| Two Sigma Investments, LP | 0.04% | Add +2.7% | 1,354,376 | $15.7M |
| Balyasny Asset Management L.P. | 0.03% | Add +41.6% | 957,608 | $11.1M |
| Two Sigma Advisers, LP | 0.02% | Reduce -37.2% | 700,997 | $8.1M |
| Marshall Wace, LLP | 0.01% | Add +1696.0% | 618,127 | $7.2M |
| Legal & General Group Plc | 0.00% | Reduce -0.2% | 483,963 | $5.6M |
| Trexquant Investment LP | 0.06% | Add +53.1% | 430,173 | $5.0M |
| LPL Financial LLC | 0.00% | Add +38.1% | 358,922 | $4.2M |
| Qube Research & Technologies Ltd | 0.01% | Reduce -12.9% | 347,167 | $4.0M |
| Millennium Management | 0.00% | Reduce -57.6% | 332,677 | $3.8M |
| NewEdge Wealth, LLC | 0.06% | Reduce -5.7% | 286,672 | $3.3M |
| Advisors Asset Management, Inc. | 0.06% | Add +9.3% | 281,626 | $3.3M |
| UBS Group AG | 0.00% | Add +40.1% | 278,370 | $3.2M |
| Morgan Stanley | 0.00% | Reduce -11.6% | 272,907 | $3.2M |
| JPMorgan Chase & Co. | 0.00% | Add +72.6% | 251,733 | $2.9M |
| BlackRock, Inc. | 0.00% | — | 237,880 | $2.8M |
| Wedbush Securities Inc. | 0.05% | Add +65.7% | 121,110 | $1.4M |
| HighTower Advisors, LLC | 0.00% | Reduce -8.1% | 109,246 | $1.3M |
| PFG Investments, LLC | 0.08% | Add +0.2% | 105,062 | $1.2M |
| PFG Advisors | 0.08% | Add +0.0% | 104,604 | $1.2M |
| Tidal Investments LLC | 0.01% | Add +7.4% | 101,012 | $1.2M |
| HRT Financial LP | 0.01% | Reduce -22.8% | 100,343 | $1.2M |
| Osaic Holdings, Inc. | 0.00% | Add +89.9% | 91,049 | $1.1M |
| Jump Financial, LLC | 0.02% | Add +23.1% | 83,299 | $964K |
| Denali Advisors LLC | 0.10% | New | 79,081 | $915K |
| Graypoint LLC | 0.05% | Add +2.7% | 69,259 | $801K |
| Global Retirement Partners, LLC | 0.02% | Reduce -3.6% | 69,000 | $798K |
| Virtus Advisers, LLC | 0.37% | Reduce -20.6% | 68,541 | $793K |
| Stifel Financial Corp. | 0.00% | Reduce -8.1% | 66,025 | $764K |
| Strategic Financial Concepts, LLC | 0.23% | Reduce -91.2% | 61,300 | $709K |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +10.2% | 58,254 | $675K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -8.1% | 55,622 | $644K |
| Muzinich & Co., Inc. | 0.47% | Reduce -7.5% | 51,655 | $598K |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Reduce -7.5% | 51,655 | $598K |
| Y-Intercept (Hong Kong) Ltd | 0.04% | Reduce -27.5% | 50,644 | $586K |
| Aquatic Capital Management LLC | 0.01% | Reduce -25.0% | 47,000 | $544K |
| Guggenheim Capital LLC | 0.00% | Add +6.0% | 45,109 | $522K |
| Natixis | 0.00% | Add +133.7% | 44,576 | $516K |
| Crescent Grove Advisors, LLC | 0.05% | New | 40,778 | $476K |
| Susquehanna International Group, LLP | 0.00% | New | 39,837 | $461K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -4.8% | 37,044 | $429K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -14.8% | 36,092 | $418K |
| Lido Advisors, LLC | 0.00% | New | 35,283 | $408K |
| Cetera Investment Advisers | 0.00% | Reduce -7.4% | 33,844 | $392K |
| Citadel Advisors | 0.00% | Reduce -90.2% | 33,240 | $385K |
| Northern Trust Corp. | 0.00% | New | 33,043 | $382K |
| Quantbot Technologies LP | 0.01% | Reduce -6.5% | 30,421 | $352K |
| Optimum Investment Advisors | 0.14% | No change | 28,801 | $333K |
| Certuity, LLC | 0.03% | No change | 26,658 | $308K |
| Royal Bank of Canada | 0.00% | Reduce -36.5% | 25,249 | $292K |
| AE Wealth Management LLC | 0.00% | Reduce -10.6% | 20,230 | $234K |
| Yelin Lapidot Holdings Management Ltd. | 0.04% | No change | 19,500 | $226K |
| Allspring Global Investments Holdings, LLC | 0.00% | No change | 19,500 | $226K |
| Beacon Investment Advisors LLC | 0.10% | Add +30.4% | 19,105 | $221K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +52.4% | 18,732 | $217K |
| Garner Asset Management Corp | 0.07% | Reduce -2.7% | 17,555 | $203K |
| Private Advisor Group, LLC | 0.00% | Reduce -20.3% | 16,352 | $189K |
| Wells Fargo & Company | 0.00% | Reduce -27.0% | 15,746 | $182K |
| XTX Topco Ltd | 0.01% | New | 15,741 | $182K |
| Paloma Partners Management Co | 0.01% | New | 15,036 | $174K |
| Jane Street Group, LLC | 0.00% | Reduce -51.4% | 14,417 | $167K |
| AllSquare Wealth Management LLC | 0.09% | No change | 13,700 | $159K |
| Firethorn Wealth Partners, LLC | 0.08% | Add +2.7% | 13,008 | $150K |
| Bank of America Corp. | 0.00% | Add +12.1% | 12,989 | $150K |
| OneDigital Investment Advisors LLC | 0.00% | No change | 12,543 | $145K |
| First Foundation Advisors | 0.01% | No change | 12,393 | $143K |
| Strategies Wealth Advisors, LLC | 0.02% | Add +2.7% | 11,884 | $137K |
| Fulton Breakefield Broenniman LLC | 0.01% | No change | 11,798 | $137K |
| Cyndeo Wealth Partners, LLC | 0.01% | Add +2.7% | 11,287 | $131K |
| Arkadios Wealth Advisors | 0.01% | Reduce -15.9% | 10,750 | $124K |
| Jmac Enterprises LLC | 0.02% | New | 10,411 | $120K |
| Calton & Associates, Inc. | 0.05% | New | 10,271 | $119K |
| D. E. Shaw & Co. | 0.00% | Reduce -75.5% | 10,213 | $118K |
| Sage Mountain Advisors LLC | 0.01% | No change | 10,000 | $116K |
| Clearstead Advisors, LLC | 0.00% | No change | 10,000 | $116K |
| IFP Advisors, Inc | 0.00% | Add +34.1% | 8,716 | $101K |
| Sunbelt Securities, Inc. | 0.01% | No change | 8,624 | $100K |
| US Bancorp \de | 0.00% | No change | 8,445 | $98K |
| Parallel Advisors, LLC | 0.00% | Add +50000.0% | 5,010 | $58K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 5,000 | $58K |
| NewEdge Advisors, LLC | 0.00% | No change | 4,714 | $55K |
| International Assets Investment Management, LLC | 0.00% | No change | 3,580 | $41K |
| Wilmington Savings Fund Society, FSB | 0.00% | New | 3,363 | $39K |
| Private Trust Co. NA | 0.00% | No change | 2,530 | $29K |
| Tower Research Capital LLC (TRC) | 0.00% | New | 1,484 | $17K |
| Financial Network Wealth Advisors LLC | 0.01% | New | 1,426 | $16K |
| BNP Paribas Financial Markets | 0.00% | Reduce -86.3% | 1,300 | $15K |
| Quarry LP | 0.00% | Reduce -56.6% | 1,266 | $15K |
| FNY Investment Advisers, LLC | 0.01% | New | 1,200 | $13K |
| Raleigh Capital Management Inc. | 0.00% | New | 1,100 | $13K |
| Delta Asset Management LLC | 0.00% | No change | 943 | $11K |
| Beacon Capital Management, LLC | 0.00% | No change | 756 | $9K |
| Russell Investments Group, Ltd. | 0.00% | New | 400 | $5K |
| Larson Financial Group LLC | 0.00% | Add +70.4% | 334 | $4K |
| Principal Securities, Inc. | 0.00% | Add +215.0% | 315 | $4K |
| Hexagon Capital Partners LLC | 0.00% | Add +16.4% | 291 | $3K |
| Continuum Advisory, LLC | 0.00% | New | 171 | $2K |
| Group One Trading LLC | 0.00% | No change | 95 | $1K |
| Farther Finance Advisors, LLC | 0.00% | New | 40 | $463 |
| Creekmur Asset Management LLC | 0.00% | Reduce -97.7% | 9 | $103 |
| Coppell Advisory Solutions LLC | 0.00% | No change | 1 | $9 |
"% of holder's portfolio" is PFLT's weight in each manager's 13F, not the share of Pennantpark Floating Rate Ca the manager owns.