Prospect CapitalPSEC

13F holders, Q4 2024 (December 31)
239holders +13
37new positions
29sold out
3famous investors
$4.32avg. 13F price*

At the end of Q4 2024, 239 institutions reported holding Prospect Capital Corp. (PSEC) in their 13F filings, up 13 from Q3 2024. 37 opened new positions and 29 sold out. The largest holders were Van Eck Associates Corp. ($35.0M), Legal & General Group Plc ($12.5M) and Morgan Stanley ($11.1M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).

Company
Prospect Capital Corp.
CUSIP
74348T102
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200250 Q1 2024: 229Q1 2024Q2 2024: 230Q2 2024Q3 2024: 226Q3 2024Q4 2024: 239Q4 2024Q1 2025: 224Q1 2025Q2 2025: 223Q2 2025Q3 2025: 227Q3 2025Q4 2025: 223Q4 2025Q1 2026: 218Q1 2026Q2 2026: 204Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions37$21.1M
Exits29$18.9M

All 13F filers, Q3 2024 → Q4 2024: 14,259,409 shares bought and 7,240,718 shares sold, net +7,018,691 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 239 holders

Van Eck Associates Corp. 0.05% Reduce -9.1% 8,127,617 $35.0M
Legal & General Group Plc 0.00% Reduce -5.0% 2,898,651 $12.5M
Morgan Stanley 0.00% Add +17.1% 2,580,006 $11.1M
Balyasny Asset Management L.P. 0.03% Add +6177.6% 2,478,914 $10.7M
Thomas J. Herzfeld Advisors, Inc. 2.53% New 1,828,411 $7.9M
Commonwealth Equity Services, LLC 0.01% Add +9.1% 1,498,346 $6.5M
BlackRock, Inc. 0.00% Add +20.1% 1,480,300 $6.4M
UBS Group AG 0.00% Add +265.8% 1,274,088 $5.5M
LPL Financial LLC 0.00% Reduce -1.6% 988,657 $4.3M
Envestnet Asset Management Inc. 0.00% Add +4160.3% 946,648 $4.1M
XML Financial, LLC 0.37% Reduce -53.7% 946,006 $4.1M
Raymond James Financial Inc. 0.00% — 795,862 $3.4M
Susquehanna International Group, LLP 0.01% Add +98.5% 790,032 $3.4M
BI Asset Management Fondsmaeglerselskab A/S 0.03% Add +49.4% 707,827 $3.1M
Two Sigma Investments, LP 0.01% Add +115.9% 684,812 $3.0M
Northern Trust Corp. 0.00% Add +1.1% 598,848 $2.6M
LSV Asset Management 0.01% No change 563,735 $2.4M
Jane Street Group, LLC 0.00% Add +498.7% 539,232 $2.3M
HRT Financial LP 0.01% New 514,885 $2.2M
Naviter Wealth, LLC 0.27% New 508,914 $2.2M
TrueMark Investments, LLC 0.69% Reduce -32.0% 501,917 $2.2M
Independent Financial Group, LLC 0.06% Add +116.1% 405,438 $1.7M
Private Advisor Group, LLC 0.01% Add +1042.1% 385,332 $1.7M
DNB Asset Management AS 0.01% Add +3.1% 383,942 $1.7M
Citadel Advisors 0.00% Add +1221.8% 373,780 $1.6M
Palogic Value Management, L.P. 0.62% Add +50.8% 351,294 $1.5M
Cambridge Investment Research Advisors, Inc. 0.00% Reduce -9.3% 343,073 $1.5M
D.A. Davidson & Co. 0.01% Add +14.6% 342,831 $1.5M
Trexquant Investment LP 0.02% New 331,608 $1.4M
Two Sigma Advisers, LP 0.00% Add +1149.4% 313,600 $1.4M
Virtus Advisers, LLC 0.49% Add +38.2% 279,372 $1.2M
Goldman Sachs Group Inc. 0.00% Add +213.0% 271,895 $1.2M
Millennium Management 0.00% New 270,533 $1.2M
TCFG Wealth Management, LLC 0.59% Add +1.7% 269,580 $1.2M
BNP Paribas Financial Markets 0.00% Add +90.4% 259,449 $1.1M
Group One Trading LLC 0.04% Add +88.9% 258,853 $1.1M
Choreo, LLC 0.02% New 252,737 $1.1M
CANADA LIFE ASSURANCE Co 0.00% Reduce -7.0% 248,301 $1.1M
Brevan Howard Capital Management LP 0.03% Add +1161.6% 247,658 $1.1M
Cetera Investment Advisers 0.00% Reduce -21.3% 224,026 $966K
Osaic Holdings, Inc. 0.00% Reduce -21.2% 223,382 $962K
Kestra Private Wealth Services, LLC 0.02% Add +0.9% 209,255 $902K
Virtu Financial LLC 0.05% Add +25.9% 205,041 $884K
Truist Financial Corp. 0.00% Add +0.4% 190,288 $820K
Garner Asset Management Corp 0.37% Reduce -8.4% 97,583 $817K
ExodusPoint Capital Management, LP 0.01% New 183,854 $792K
Advisors Asset Management, Inc. 0.01% Reduce -40.0% 182,430 $786K
Stifel Financial Corp. 0.00% Add +2.4% 175,217 $755K
International Assets Investment Management, LLC 0.06% Reduce -0.3% 173,914 $755K
XTX Topco Ltd 0.06% Add +943.9% 172,329 $743K
Creative Planning 0.00% Add +0.5% 169,706 $731K
Bank of America Corp. 0.00% Add +184.7% 168,906 $728K
Wells Fargo & Company 0.00% Reduce -29.7% 167,516 $722K
Cubist Systematic Strategies, LLC 0.01% New 160,882 $693K
Kovack Advisors, Inc. 0.06% Add +1.9% 145,095 $625K
SMH Capital Advisors Inc. 1.50% Reduce -0.7% 144,652 $623K
Squarepoint Ops LLC 0.00% Add +33.3% 137,288 $592K
D. E. Shaw & Co. 0.00% New 136,238 $587K
US Bancorp \de 0.00% Reduce -27.8% 130,000 $560K
Alberta Investment Management Corp 0.00% No change 124,900 $538K
Denali Advisors LLC 0.05% Reduce -65.3% 110,138 $475K
CenterBook Partners LP 0.03% New 102,651 $442K
Catalyst Capital Advisors LLC 0.01% No change 95,140 $410K
Ridgeline Wealth, LLC 0.33% — 94,334 $407K
Westwood Holdings Group Inc. 0.00% No change 93,246 $402K
Inspire Investing, LLC 0.04% Add +21.2% 93,199 $402K
Spire Wealth Management 0.01% Add +265.2% 92,144 $397K
Royal Bank of Canada 0.00% Add +18.1% 90,871 $392K
Glenview Trust Co 0.01% New 90,719 $391K
Guggenheim Capital LLC 0.00% Add +8.2% 88,830 $383K
Alpine Global Management, LLC 0.12% New 80,300 $346K
Lido Advisors, LLC 0.00% Add +2.0% 76,929 $335K
Garden State Investment Advisory Services LLC 0.10% Reduce -12.8% 77,448 $334K
Prospera Financial Services Inc 0.01% No change 75,942 $327K
Summit Global Investments 0.02% No change 75,000 $323K
Aquatic Capital Management LLC 0.01% Add +518.9% 73,024 $315K
Philadelphia Trust Co. 0.02% Reduce -8.6% 71,700 $309K
Ameriprise Financial Inc. 0.00% Reduce -5.2% 70,849 $305K
Cerity Partners LLC 0.00% New 70,504 $304K
ProShare Advisors LLC 0.00% Add +18.5% 69,988 $302K
Kathmere Capital Management, LLC 0.03% No change 69,462 $299K
Sigma Planning Corp 0.01% Reduce -1.9% 69,188 $298K
Kestra Advisory Services, LLC 0.00% Add +0.1% 68,522 $295K
Dark Forest Capital Management LP 0.04% Add +311.1% 66,047 $285K
Atria Wealth Solutions, Inc. 0.00% Add +158.5% 63,477 $274K
Mariner, LLC 0.00% Reduce -31.9% 61,397 $265K
Navis Wealth Advisors, LLC 0.29% New 61,112 $263K
Stratos Wealth Partners, LTD. 0.00% Add +1.0% 54,655 $236K
Blair William & Co. 0.00% No change 54,600 $235K
JPMorgan Chase & Co. 0.00% Reduce -22.3% 53,527 $231K
Rockefeller Capital Management L.P. 0.00% Reduce -88.5% 49,358 $213K
Barrett & Company, Inc. 0.09% Reduce -5.0% 48,232 $208K
Cherry Creek Investment Advisors, Inc. 0.10% Add +199.8% 47,838 $206K
Csenge Advisory Group 0.01% No change 43,922 $189K
Avantax Advisory Services, Inc. 0.00% Reduce -2.5% 42,806 $184K
Simplex Trading, LLC 0.01% Add +185.1% 42,409 $182K
Bessemer Group Inc. 0.00% No change 40,000 $172K
Harbour Investments, Inc. 0.00% Add +0.2% 39,177 $169K
Centiva Capital, LP 0.01% New 37,039 $160K
Empowered Funds, LLC 0.00% Add +144.1% 36,835 $159K

"% of holder's portfolio" is PSEC's weight in each manager's 13F, not the share of Prospect Capital Corp. the manager owns.

Show all 239 holders