Prospect CapitalPSEC
13F holders, Q3 2024 (September 30)226holders −4
25new positions
32sold out
1famous investor
$5.35avg. 13F price*
At the end of Q3 2024, 226 institutions reported holding Prospect Capital Corp. (PSEC) in their 13F filings, down 4 from Q2 2024. 25 opened new positions and 32 sold out. The largest holders were Van Eck Associates Corp. ($47.4M), Legal & General Group Plc ($16.3M) and Invesco Ltd. ($14.6M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Prospect Capital Corp.
- CUSIP
- 74348T102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 25 | $6.4M |
| Exits | 32 | $33.8M |
All 13F filers, Q2 2024 → Q3 2024: 6,283,480 shares bought and 8,154,206 shares sold, net −1,870,726 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 226 holders
| Van Eck Associates Corp. | 0.06% | Add +23.3% | 8,938,863 | $47.4M |
| Legal & General Group Plc | 0.00% | Reduce -8.5% | 3,051,823 | $16.3M |
| Invesco Ltd. | 0.00% | Add +29.5% | 2,734,322 | $14.6M |
| Morgan Stanley | 0.00% | Add +8.3% | 2,204,188 | $11.8M |
| XML Financial, LLC | 1.02% | Add +8.1% | 2,044,448 | $10.9M |
| Commonwealth Equity Services, LLC | 0.01% | Add +14.5% | 1,373,204 | $7.3M |
| BlackRock, Inc. | 0.00% | — | 1,232,052 | $6.6M |
| LPL Financial LLC | 0.00% | Reduce -5.8% | 1,004,800 | $5.4M |
| Raymond James & Associates | 0.00% | Add +11.0% | 846,244 | $4.5M |
| TrueMark Investments, LLC | 1.27% | Add +93.8% | 738,152 | $3.9M |
| Northern Trust Corp. | 0.00% | Add +336.5% | 592,207 | $3.2M |
| LSV Asset Management | 0.01% | Reduce -36.8% | 563,735 | $3.0M |
| BI Asset Management Fondsmaeglerselskab A/S | 0.04% | Add +5.3% | 473,879 | $2.5M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.1% | 428,189 | $2.3M |
| Susquehanna International Group, LLP | 0.00% | Add +399.1% | 398,012 | $2.1M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -57.2% | 378,177 | $2.0M |
| DNB Asset Management AS | 0.01% | Add +8.8% | 372,294 | $2.0M |
| UBS Group AG | 0.00% | Reduce -22.5% | 348,282 | $1.9M |
| Denali Advisors LLC | 0.18% | New | 317,236 | $1.7M |
| Two Sigma Investments, LP | 0.00% | Add +416.3% | 317,178 | $1.7M |
| Advisors Asset Management, Inc. | 0.03% | Reduce -3.5% | 303,806 | $1.6M |
| D.A. Davidson & Co. | 0.01% | Add +2.6% | 299,078 | $1.6M |
| Cetera Investment Advisers | 0.00% | Reduce -6.0% | 284,742 | $1.5M |
| Osaic Holdings, Inc. | 0.00% | Reduce -22.8% | 283,365 | $1.5M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -11.7% | 267,135 | $1.4M |
| TCFG Wealth Management, LLC | 0.72% | — | 265,184 | $1.4M |
| Wells Fargo & Company | 0.00% | Reduce -14.0% | 238,249 | $1.3M |
| Palogic Value Management, L.P. | 0.51% | Add +4.2% | 232,894 | $1.2M |
| Arete Wealth Advisors, LLC | 0.10% | New | 224,886 | $1.2M |
| Kestra Private Wealth Services, LLC | 0.02% | Reduce -14.6% | 207,314 | $1.1M |
| Virtus Advisers, LLC | 0.51% | Reduce -2.1% | 202,133 | $1.1M |
| Truist Financial Corp. | 0.00% | Reduce -1.4% | 189,538 | $1.0M |
| Independent Financial Group, LLC | 0.04% | Add +125.4% | 187,602 | $1.0M |
| US Bancorp \de | 0.00% | Reduce -30.8% | 180,000 | $963K |
| International Assets Investment Management, LLC | 0.08% | Reduce -0.4% | 174,408 | $933K |
| Stifel Financial Corp. | 0.00% | Add +24.6% | 171,195 | $916K |
| Creative Planning | 0.00% | Reduce -4.1% | 168,803 | $903K |
| Garner Asset Management Corp | 0.30% | Reduce -17.1% | 106,529 | $877K |
| Virtu Financial LLC | 0.05% | Add +175.2% | 162,844 | $871K |
| SMH Capital Advisors Inc. | 4.82% | Add +43.7% | 145,605 | $779K |
| Kovack Advisors, Inc. | 0.08% | Reduce -0.7% | 142,363 | $762K |
| Group One Trading LLC | 0.03% | New | 137,049 | $733K |
| BNP Paribas Financial Markets | 0.00% | Add +99.4% | 136,249 | $729K |
| Alberta Investment Management Corp | 0.01% | No change | 124,900 | $668K |
| Paloma Partners Management Co | 0.04% | New | 108,056 | $578K |
| Squarepoint Ops LLC | 0.00% | Add +387.1% | 102,985 | $551K |
| Catalyst Capital Advisors LLC | 0.01% | No change | 95,140 | $509K |
| Westwood Holdings Group Inc. | 0.00% | No change | 93,246 | $499K |
| Mariner, LLC | 0.00% | Add +44.5% | 90,181 | $482K |
| Jane Street Group, LLC | 0.00% | Reduce -17.7% | 90,064 | $482K |
| Garden State Investment Advisory Services LLC | 0.15% | Reduce -0.2% | 88,786 | $475K |
| Goldman Sachs Group Inc. | 0.00% | Add +106.3% | 86,870 | $465K |
| Two Sigma Securities, LLC | 0.04% | New | 86,164 | $461K |
| Legacy Wealth Management, LLC / MS | 0.17% | New | 84,316 | $451K |
| Guggenheim Capital LLC | 0.00% | Add +14.1% | 82,096 | $439K |
| Philadelphia Trust Co. | 0.03% | Reduce -3.6% | 78,450 | $420K |
| Royal Bank of Canada | 0.00% | Reduce -15.2% | 76,949 | $412K |
| Inspire Investing, LLC | 0.04% | Add +21.0% | 76,885 | $411K |
| Prospera Financial Services Inc | 0.01% | No change | 75,942 | $406K |
| Lido Advisors, LLC | 0.00% | Add +170.4% | 75,450 | $404K |
| Summit Global Investments | 0.03% | No change | 75,000 | $401K |
| Ameriprise Financial Inc. | 0.00% | Reduce -8.6% | 74,766 | $400K |
| Sigma Planning Corp | 0.01% | Reduce -8.0% | 70,532 | $377K |
| Kathmere Capital Management, LLC | 0.03% | No change | 69,462 | $372K |
| JPMorgan Chase & Co. | 0.00% | Reduce -24.2% | 68,854 | $368K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -31.6% | 68,469 | $366K |
| EMC Capital Management | 0.24% | Reduce -51.8% | 10,000 | $366K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Reduce -1.7% | 68,355 | $366K |
| Teamwork Financial Advisors, LLC | 0.05% | Add +17.3% | 63,515 | $340K |
| Bank of America Corp. | 0.00% | Reduce -3.5% | 59,324 | $317K |
| ProShare Advisors LLC | 0.00% | Add +20.1% | 59,082 | $316K |
| Blair William & Co. | 0.00% | No change | 54,600 | $292K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +137.8% | 54,116 | $290K |
| Moloney Securities Asset Management, LLC | 0.04% | Reduce -17.7% | 52,506 | $281K |
| Thrive Wealth Management, LLC | 0.05% | Add +0.3% | 52,428 | $280K |
| Barrett & Company, Inc. | 0.12% | Add +14.5% | 50,775 | $272K |
| Lodestar Private Asset Management LLC | 0.03% | No change | 50,000 | $268K |
| Advisory Services Network, LLC | 0.01% | No change | 46,926 | $260K |
| Next Level Private LLC | 0.11% | Add +2.5% | 48,292 | $258K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -30.4% | 43,891 | $235K |
| Roman Butler Fullerton & Co. | 0.07% | Reduce -1.9% | 44,342 | $230K |
| Claro Advisors Inc. | 0.03% | No change | 42,390 | $227K |
| Csenge Advisory Group | 0.01% | Reduce -0.5% | 43,922 | $223K |
| Mercer Global Advisors Inc. | 0.00% | Add +12.8% | 40,448 | $216K |
| Bessemer Group Inc. | 0.00% | No change | 40,000 | $214K |
| Balyasny Asset Management L.P. | 0.00% | Add +0.6% | 39,488 | $211K |
| Ausdal Financial Partners, Inc. | 0.02% | Add +0.1% | 39,191 | $210K |
| Harbour Investments, Inc. | 0.01% | Add +1.5% | 39,085 | $209K |
| Orion Porfolio Solutions, LLC | 0.00% | Add +0.3% | 37,743 | $202K |
| Orion Portfolio Solutions, LLC | 0.00% | Add +0.3% | 37,743 | $202K |
| IFG Advisory, LLC | 0.01% | No change | 36,195 | $194K |
| PNC Financial Services Group, Inc. | 0.00% | Add +1.7% | 35,664 | $191K |
| FWG Investments, LLC. | 0.16% | Add +1.9% | 35,607 | $190K |
| Bank of Montreal | 0.00% | No change | 35,400 | $188K |
| Strategies Wealth Advisors, LLC | 0.02% | Add +7.2% | 33,957 | $182K |
| Cadence Bank | 0.01% | Add +3.4% | 33,745 | $181K |
| Private Advisor Group, LLC | 0.00% | Reduce -0.3% | 33,739 | $181K |
| Sculati Wealth Management, LLC | 0.07% | No change | 33,695 | $180K |
| Modern Wealth Management, LLC | 0.01% | Add +3.7% | 29,792 | $159K |
| Sheaff Brock Investment Advisors, LLC | 0.01% | Add +7.4% | 29,260 | $157K |
"% of holder's portfolio" is PSEC's weight in each manager's 13F, not the share of Prospect Capital Corp. the manager owns.